Atkinson v. Lutin

U.S. Court of Appeals for the First Circuit

Atkinson v. Lutin

Opinion

USCA1 Opinion









December 29, 1994
[NOT FOR PUBLICATION]
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT





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No. 93-2294

D.S. ATKINSON, INC.,

Plaintiff, Appellee,

v.

LUTIN CENTRAL SERVICES COMPANY, INC., ET AL.,

Defendants, Appellants.


____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Edward F. Harrington, sU.S. District Judge] ____________________

____________________

Before

Cyr, Circuit Judge, _____________
Bownes, Senior Circuit Judge, and ____________________
Stahl, Circuit Judge. _____________

____________________

Gary Lutin on brief pro se. __________
Hugh W. Samson, Colon, Samson & Conlon on brief for appellee. ______________ ______________________


____________________


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Per Curiam. Pro se appellant Gary Lutin, a corporate __________ ___ __

officer and sole owner of Lutin Central Services Co., Inc.

[LCS], appeals the denial by the district court of his motion

for reconsideration,1 pursuant to Fed. R. Civ. P. 60(b), of

the judgment granting the motion of appellee, D.S. Atkinson,

Inc., to enforce a settlement agreement.2 Lutin claims (1)

that the district court lacked subject matter jurisdiction to

enforce the agreement; (2) that the court lacked personal

jurisdiction over him; and (3) that the district court abused

its discretion in declining to grant his requested relief

from judgment. We affirm.

The Supreme Court recently has indicated that, when, as

in the instant case, a federal district court neither

embodies a settlement agreement in its judgment of dismissal

nor retains jurisdiction over it, "enforcement of the

settlement agreement is for state courts, unless there is ________________

some independent basis for federal jurisdiction." Kokkonen _________________________________________________ ________



____________________

1. Lutin also purports to represent LCS. However, a pro se ___ __
appellant cannot represent a corporation. Eagle Assoc. v. ____________
Bank of Montreal, 926 F.2d 1305, 1308 (2d Cir. 1991) (citing _________________
cases).

2. Lutin did not file a formal motion but rather sent a
letter to the district court asking the court to "remove,
vacate or reconsider the order and to suspend the judgment."
Like the district court, we treat this as a motion pursuant
to Fed. R. Civ. P. 60(b). On appeal, Lutin asserts that his
letter also could be construed as a motion to amend judgment
pursuant to Rule 59(e). However, since there is no evidence
the letter was ever "served" upon appellee, it cannot
function as a Rule 59(e) motion. Fed. R. Civ. P. 59(e);
Rivera v. M/T Fossarina, 840 F.2d 152, 154 (1st Cir. 1988). ______ _____________













v. Guardian Life Insurance Co. of Am., 114 S.Ct. 1673, 1677 __________________________________

(1994). Since this is an action where the matter in

controversy is more than $50,000 and between citizens of

different states, 28 U.S.C. 1332 provides "an independent

basis for federal jurisdiction." The district court

therefore possessed subject matter jurisdiction over the

motion to enforce the settlement agreement. See United ___ ______

States v. Baus, 834 F.2d 1114, 1127 n. 13 (1st Cir. 1987) ______ ____

(court possessed jurisdiction over enforcement of settlement

agreement because fact that United States was party to the

contract gave court an independent basis for federal

jurisdiction).

The claim that the court did not possess personal

jurisdiction over Lutin was not clearly raised before the

district court and thus has been waived. See Marcial Ucin, ___ _____________

S.A., v. SS Galicia, 723 F.2d 994, 996-97 (1st Cir. 1983) ___ ___________

(claim of lack of personal jurisdiction may be waived if not

asserted in a timely fashion).

Finally, we find no abuse of discretion in the district

court's denial of Lutin's motion to vacate the judgment. See ___

de la Torre v. Continental Ins. Co., 15 F.3d 12, 14 (1st Cir. ___________ ___________________

1994) (order denying motion for reconsideration in discretion

of court). Insofar as that motion was predicated upon a

claim that his attorney's failure to appear for the April 7

hearing prevented Lutin from presenting his arguments to the



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district court, the attorney was aware of the date of the

hearing and chose not to attend even though he had not

obtained a continuance. Such "inexcusable neglect" by his

attorney does not entitle Lutin to relief under Rule

60(b)(1). See Link v. Wabash R. Co., 370 U.S. 626, 633-36 ___ ____ _____________

(1962); Vargas v. Gonzalez, 975 F.2d 916, 918 (1st Cir. ______ ________

1993).

Lutin also seeks relief pursuant to Fed. R. Civ. P.

60(b)(6). However, this court has frequently indicated that

"Rule 60(b)(6) may not be used as a back-door substitute for

an omitted appeal, and, in all but the most exceptional

circumstances, a party's neglect to prosecute a timeous

appeal will bar relief under the rule." Cotto v. United _____ ______

States, 993 F.2d 274, 278 (1st Cir. 1993) (citing cases). We ______

have reviewed carefully the record in this case and the

briefs of the parties and find no "exceptional circumstances"

which would entitle Lutin to relief.

Affirmed. ________

















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Reference

Status
Published