Abreu Gonzalez v. Medina-Arana

U.S. Court of Appeals for the First Circuit

Abreu Gonzalez v. Medina-Arana

Opinion

USCA1 Opinion









January 30, 1995 [NOT FOR PUBLICATION]

UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
____________________


No. 94-2059

DR. NELSON ABREU GONZALEZ, ET AL.,

Plaintiffs, Appellants,

v.

ANGEL LUIS MEDINA ARANA, ET AL.,

Defendants, Appellees.


____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF PUERTO RICO


[Hon. Hector M. Laffitte, U.S. District Judge] ___________________

____________________

Before

Torruella, Chief Judge, ___________
Cyr and Stahl, Circuit Judges. ______________

____________________

Nydia Maria Diaz-Buxo on brief for appellants. _____________________
Manuel A. Segarra-Vazquez on brief for appellees. _________________________


____________________


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Per Curiam. Defendants-appellees move for summary ___________

affirmance of the district court's dismissal of this suit for

lack of subject matter jurisdiction. The complaint alleges

that jurisdiction exists under 28 U.S.C. 1331, because it

"arises under" federal law. The sole claim pleaded, however,

is a cause of action in tort for legal malpractice.

It appears that defendants once served as

plaintiffs' counsel in an unsuccessful adversary action

initiated by plaintiffs as chapter 13 debtors. Plaintiffs'

appeal from the bankruptcy court judgment was dismissed for

failure to timely perfect the appeal. Allegations of

attorney misfeasance made at that time to explain the

appellate processing delay, were referred to the bankruptcy

court for investigation. In this separate lawsuit, begun in

the district court some months later, plaintiffs seek

$600,000 in damages allegedly sustained as a result of the

malpractice. The district court granted defendants'

unopposed motion to dismiss because the tort of attorney

malpractice is a state-created claim and there is no

diversity of citizenship between the parties.

Without explaining their lack of opposition below,

plaintiffs here insist that their complaint "arises under"

federal law because the legal malpractice is alleged to have

occurred in the context of a federal proceeding and included

a disregard of a federally-created procedural rule.

















There is no general federal common law of torts,

however. See O'Melveny & Myers v. FDIC, 114 S. Ct. 2048, ___ _________________ ____

2052 (1994); Erie R.R. v. Tompkins, 304 U.S. 64, 78 (1938). _________ ________

In the absence of a specific statute creating a federal cause

of action, the traditional right to relief for legal

malpractice is rooted in state law. See O'Melveny & Myers, ___ __________________

114 S. Ct. at 2055. While federal courts have the inherent

power to regulate the conduct of attorneys appearing before

them, plaintiffs' assumption that violation of a federal rule

or ethical norm automatically creates a federal cause of

action for damages is inconsistent with the provisions of the

Rules Enabling Act. See 28 U.S.C. 2075 (bankruptcy rules ___

shall not "abridge, modify or enlarge any substantive

right"). This is not an extraordinary case in which reliance

on state tort law as the rule of decision might create a

conflict with a substantial federal policy. See generally _____________

O'Melveny & Myers, 114 S. Ct. at 2053-55; Merrell Dow ___________________ ____________

Pharmaceuticals, Inc. v. Thompson, 478 U.S. 804, 808 (1986). _____________________ ________

Any federal question in this suit would likely emerge only as

an intermediate step in resolving the pivotal tort questions

of duty, breach, causation and damages.

Plaintiffs do not predicate jurisdiction on the

authority of 28 U.S.C. 1334, and the abbreviated record

before us reveals no reason to require an exercise of

jurisdiction under that statute. No substantial issue



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appearing, appellees' motion is granted, and the judgment of _______

the district court dismissing the complaint without prejudice

is affirmed. ________















































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Reference

Status
Published