United States Court of Appeals For the First Circuit

No. 06-1571 SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellee, v. PATRICIA B. ROCKLAGE; WILLIAM M. BEAVER; DAVID G. JONES, Defendants, Appellants.

ERRATA SHEET The opinion of this court issued on November 14, 2006 is amended as follows: On Page 4, line 4: Delete one of the two spaces between "12(b)(6)" and the phrase "to dismiss." On Page 19, line 11: Replace "defendants'" with "[defendants']." On Page 19, line 26: Replace the citation "947 F.2d at 566" with the citation "791 F.2d at 1032 (internal citations omitted)." On Page 19, line 26: After the closing parenthesis, and before the period, add a space and the phrase "(internal quotation marks omitted)."