United States v. Garay-Sierra
Opinion
PREFACE
Wilfredo Garay-Sierra ("Garay") is back with us again, this time contesting an 84-month prison term he received on a firearm charge following a remand for resentencing. Stating our conclusion up front: we
affirm
, for reasons we will come to, right after we highlight those details (and only those details) needed to understand the present appeal-interested readers can find more info in our earlier opinion, reported at
United States
v.
Garay-Sierra
,
CASE TRAVEL
Indictment and Plea Agreement
Indicted for carrying and brandishing a shotgun during a crime of violence,
see
*10
The criminal code imposes a mandatory-minimum sentence of 60 months and a maximum of life on anyone who "possesses a firearm" during a crime of violence.
See
Original Sentence
Unfortunately, the judge found at Garay's initial sentencing that he had "brandished" the shotgun. The judge then used that finding to boost the mandatory-minimum sentence from 60 months to 84 months.
See
Garay-Sierra
,
We said "unfortunately" a second ago for a reason. You see, caselaw holds that "[a]ny fact that, by law, increases the penalty for a crime is an element that must be submitted to the jury and found beyond a reasonable doubt."
Alleyne
v.
United States
,
Resentence and Reappeal
Fast forward to the resentencing hearing. There, the judge noted that Garay faced a mandatory minimum of at least 60 months' imprisonment "because the plea was possession of a firearm," with the mandatory minimum also serving as the guideline sentence for his offense.
See
United States
v.
Rivera-González
,
Reminding everyone that he had discussed and applied many of the § 3553(a) factors at Garay's original sentencing, the judge thought he should say a few more words on two of them. First the judge talked about the heightened need for deterrence given "Puerto Rico's high firearms *11 and violent crime rate." Then the judge spoke about the seriousness of Garay's offense. Relying (at least implicitly) on the unobjected-to facts in the PSR, the judge commented that while Garay had pled guilty to possessing the shotgun, he had "carried" the firearm during a carjacking, which the judge said meant he had "brandished" the firearm as defined by the pertinent statute and sentencing guideline. 3 In other words, from these references we take it the judge ruled that these facts showed Garay had displayed the gun (Garay had carried a shotgun as he and his fellow carjackers ordered the two victims into the vehicle-as reported in the PSR, without contradiction), thus meeting the brandishing definitions in the statute and guideline. The judge also noted that one of Garay's carjacking cohorts, referred to in the PSR as " Minor 1," had brutalized the carjackees, (a) hitting the male victim on the head with a silver handgun and threatening to kill him, and (b) sexually assaulting the female victim.
Again repeating that he knew the plea agreement "exposed" Garay "to a statutory minimum" term of 60 months behind bars, the judge concluded that, based on the reasons he had given, an 84-month term was "sufficient but not greater than necessary" to accomplish the goals of sentencing set out in § 3553(a). Garay's counsel objected, calling the sentence procedurally unsound and substantively unreasonable because, to his way of thinking, the judge spent too much time dwelling on Minor 1's conduct in sifting through the facts-facts, by the way, that counsel conceded "did occur." Quoting from our earlier opinion, the prosecutor insisted that Garay was hardly "an innocent bystander" and clarified that Minor 1's silver handgun turned out to be "a fake." Garay's counsel's objection did not cause the judge to rethink the sentence.
An unhappy Garay now appeals his resentencing.
ARGUMENTS AND ANALYSIS
Rather than repeat the arguments the district judge gave a thumbs down to, Garay raises two entirely new claims in the hopes of scoring a reversal. The first is a claim that the judge wrongly rejected the parties' plea agreement. The second is a multipart claim that the judge procedurally erred in sentencing him to 84 months of imprisonment (Garay doesn't come right out and call each part a procedural error, but that's the gist of his argument, given how he pitches the claim to us). For those unfamiliar with the intricacies of federal-sentencing law, a judge procedurally errs by, among other things, "selecting a sentence based on erroneous facts."
Gall
v.
United States
,
Standard of Review
The parties sort of talk past each other over which standard of review applies. Garay believes he properly preserved each issue, thus triggering "abuse of discretion" and "harmless error" review. The government believes he preserved nothing, thus triggering "plain error" review. We agree with the government that because his arguments here are different from the ones he made below, Garay must show plain error-an excruciatingly difficult task, requiring him to prove "error, plainness, prejudice to [him], and the threat of a miscarriage of justice."
See
United States
v.
Torres-Rosario
,
Plea-Agreement Claim
On to Garay's first batch of arguments, which focuses on how the judge (supposedly) botched matters by rejecting the parties' plea agreement. Regrettably for Garay, though, plain error is plainly absent here.
Contrary to what Garay thinks, the judge did accept the plea agreement-the judge simply rejected the parties' joint sentencing recommendation, as he had every right to do. The reason for this is straightforward. The parties executed a plea agreement under a rule of criminal procedure that says the government agrees to "recommend, or agree[s] not to oppose the defendant's request, that a particular sentence or sentencing range is appropriate"-but (and it is a very big "but") the rule then says "such a recommendation or request does not bind " the judge. See Fed. R. Crim. P. 11(c)(1)(B) (emphasis added). 5 And all signs point to Garay's knowing about the plea agreement's terms, despite his assertions otherwise. We say this because the judge asked him point-blank if he knew that (a) "the plea agreement is just a recommendation to me," that (b) "I can reject those recommendations without permitting you to withdraw your plea of guilty," and that (c) "I can impose a sentence on you that is either more severe or less severe" than "the sentence being recommended" by the parties.
*13
And Garay answered "[y]eah" to each question. So, because the judge was "not bound by the parties' mutual embrace of a recommended sentence,"
see
Rivera-González
,
Garay talks up a couple of cases in an attempt to persuade us differently. But neither is a difference-maker because each relies on rules other than Rule 11(c)(1)(B).
In re Morgan
, for example, is a Ninth Circuit case involving an agreement made under Rule 11(c)(1)(C).
See
Procedural-Reasonableness Claim
Garay fares no better with his multifaceted procedural-reasonableness claim-here too we agree with the government that the judge's conduct does not come within shouting distance of plain error. 7
Brandishing Issue
Interestingly, Garay concedes that the district judge "technically followed" Alleyne during resentencing because the *14 judge never suggested that the judge-found brandishing finding triggered an 84-month mandatory minimum. He just basically thinks the judge violated Alleyne 's spirit by using the "erroneous" finding to reimpose the same 84-month term as before. Though artfully crafted, we believe his contention falls well short of satisfying the exacting plain-error standard.
To protect an accused's Sixth Amendment rights,
Alleyne
says any fact (other than the fact of a prior conviction) that jacks up a compulsory minimum sentence must be found by a jury (or by a judge in a bench trial) beyond a reasonable doubt, if the defendant does not admit the fact.
See
Turning from generalities to specifics, we stress that the judge's gun-brandishing finding did not set the statutory minimum-Garay's gun-possessing plea did, leading to a sentence of at least 60 months and up to life in prison, as the judge himself essentially recognized.
8
All the judge did was use his brandishing finding to pick a sentence within that authorized range-something that is perfectly permissible in a post-
Alleyne
world.
See
United States
v.
Ramírez-Negrón
,
Which brings us to Garay's claim that the facts do not add up to brandishing, as defined by the applicable statute and sentencing guideline-both of which (remember) say brandish means "to display all or part of" a gun or make the gun's "presence known ... to another person, in order to intimidate the person, regardless of whether the" gun is or was "directly visible to
*15
that person."
See
The problem for Garay is that the unobjected-to facts in the PSR reveal that he "entered" a "vehicle" during the carjacking "and sat on the passenger's seat while carrying a black shotgun"-facts we can and do take as true.
See, e.g.
,
United States
v.
O'Brien
,
As for Garay's argument that the judge relied on facts not in the record, nothing he says comes close to establishing plain error. In the section of his brief dealing with the brandishing issue, Garay first says the judge, in discussing all the relevant circumstances surrounding the crime's commission, "repeatedly" mentioned Minor 1's use of a silver handgun without stating the gun "was a toy"-Garay suggests the judge would have made a better sentencing decision absent that "oversight."
9
But devastating to Garay's claim, the judge signaled no signs of confusion about the gun's status-the judge relied on the PSR, a document that called the handgun a "[t]oy," and the prosecutor made sure the judge knew that fact at the end of the sentencing hearing. Garay also complains how the judge mentioned the threat to the male victim's life, a "fact," he writes, that appears "only ... in the 'Offense Conduct' section of the PSR," not in the plea agreement or anywhere else-Garay again believes the judge would have gone easier on him absent the threat stuff. But because Garay did not object to the facts in the PSR, the judge "could treat the [threat] fact as true for sentencing purposes,"
see
United States
v.
Ocasio-Cancel
,
Local-Crime-Rate Issue
After spending a couple of pages questioning whether lengthy sentences actually deter persons from committing crimes, Garay ends up arguing that his sentence is also procedurally unreasonable because (to his mind) the judge placed too much emphasis on the prevalence of gun violence in Puerto Rico and not enough emphasis on his individual characteristics. We see it differently.
Yes, as Garay argues, the judge did discuss community-based factors, like the pervasiveness of gun-related crimes in Puerto Rico. But the judge tied his discussion to the need for deterrence-a legitimate sentencing goal, no ifs, ands, or buts about that.
See, e.g.
,
*16
United States
v.
Romero-Galindez
,
Our review of the entire record (encompassing the judge's original sentencing analysis, which he incorporated by reference at resentencing) convinces us that the judge sentenced Garay after considering the totality of the circumstances, with community-based concerns being just one part of the decisional calculus. At the original sentencing, for example, the judge touched on "Garay's characteristics and history (his youth, drug addiction, limited intellectual capacity, bouts with depression,
etc.
), the seriousness of the offense (noting [how] an accomplice of Garay had sexually assaulted one of the carjacked victims in Garay's presence)," as well as "the need to deter criminal conduct, protect the public, promote respect for the law, and deliver just punishment."
See
Garay-Sierra
,
Sentencing-Disparity Issue
We come then to the final facet of Garay's procedural-reasonableness claim, which, like the others, is not a winner for him.
After comparing sentences imposed by federal judges in Puerto Rico with sentences imposed by their colleagues across the country, Garay implies that his sentence implicates a national sentencing disparity. As we mentioned in a footnote many pages ago, § 3553(a)(6) tells courts "to avoid unwarranted sentence disparities among defendants with similar records who have been found guilty of similar conduct"-a provision, our caselaw says, that is "aim[ed] primarily at the minimization of disparities among defendants nationally."
See
United States
v.
Martin
,
And that is that.
*17 FINAL WORDS
Having worked through Garay's claims, we affirm his sentence.
Because this appeal follows a guilty plea, we draw the background material (as we did before) from the plea agreement, the transcripts of the pertinent court hearings, and the undisputed portions of the pre-sentence investigation report ("PSR"-fyi, Garay agreed in his sentencing memo that "the facts of the case" in the PSR "are correct"). See
The § 3553(a) factors include:
(1) the nature and circumstances of the offense and the history and characteristics of the defendant;
(2) the need for the sentence imposed -
(A) to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense;
(B) to afford adequate deterrence to criminal conduct;
(C) to protect the public from further crimes of the defendant; and ...
(6) the need to avoid unwarranted sentence disparities among defendants with similar records who have been found guilty of similar conduct ....
Section 3553(a) also requires judges to "impose a sentence sufficient, but not greater than necessary, to comply with the purposes" of sentencing listed in factor (2).
"[b]randished" with reference to a dangerous weapon (including a firearm) means that all or part of the weapon was displayed, or the presence of the weapon was otherwise made known to another person, in order to intimidate that person, regardless of whether the weapon was directly visible to that person. Accordingly, although the dangerous weapon does not have to be directly visible, the weapon must be present.
See generally
United States
v.
McCall
,
The plea agreement is emblazoned with "Pursuant to Rule 11(c)(1)(B) FRCP" under the case caption-which definitively shows what type of plea agreement the parties signed on to.
See generally
United States
v.
Vanderwerff
,
Garay's brief makes no adequately developed claim that the sentence is substantively unreasonable, thus waiving any argument in this direction that he might have had.
See, e.g.
,
United States
v.
Taylor
,
This means Garay's case is quite different from the big cases he hangs his hat on,
Alleyne
and
United States
v.
Lewis
,
Garay does not say the shotgun was fake.
In a different part of his brief, Garay suggests in a single sentence that the judge "focused" only "on one [sentencing] factor, to provide adequate general deterrence." But what we just wrote undercuts that claim. Hence we still see no error, let alone a plain one.
See generally
Garay-Sierra
,
Reference
- Full Case Name
- UNITED STATES of America, Appellee, v. Wilfredo GARAY-SIERRA, Defendant, Appellant.
- Cited By
- 16 cases
- Status
- Published