United States v. Gonzalez-Negron
Opinion
The defendant stands convicted of possessing a controlled substance with intent to distribute it,
While he was before the district court, he raised no timely objection to the findings of guilt or to the sentence, but he now appeals, arguing that his conviction on the gun charge is invalid owing to the district court's acceptance of his plea despite the court's failure to satisfy Rule 11 of the Federal Rules of Criminal Procedure in two closely related respects. One provision of the Rule required the court to determine that there be a factual basis that would justify a finding at trial that the gun possession was in furtherance of the drug crime, see Fed. R. Crim. P. 11(b)(3) ; under the other provision, the court was obliged to ensure that the defendant understood the legal nature of possession-in-furtherance to which he pleaded, Fed. R. Crim. P. 11(b)(1)(g). Because the claims go to the validity of the plea, we do not find them barred by a waiver of appeal rights that was contained in the plea agreement. But because the defendant failed to raise the claims in the trial court, we apply the plain error standard of review, under which he is not entitled to relief.
A demonstration of plain error "sufficient to undermine confidence in the outcome of the proceeding,"
United States
v.
Dominguez Benitez
,
We look first at the adequacy of the Government's demonstration in support of the plea that there was a factual basis for the gun charge. "The necessary showing ... is fairly modest": the Government need not "support every element of the charged crime by direct evidence," or demonstrate that the defendant is guilty beyond a reasonable doubt.
United States
v.
Ramos-Mejía
,
To violate § 924(c)(1)(A), the defendant must have possessed the gun "in furtherance" of his drug dealing, not merely in connection with his commission of a drug offense, but "to advance or promote" it.
United States
v.
Gonsalves
,
In this case, the defendant's gun was found in the bedroom closet of his apartment, and his stash of drugs was hidden in the kitchen. As the defendant argues, "[t]he mere presence of a firearm ... where the drug offense occurred is insufficient" to demonstrate possession "in furtherance," at least as a general rule.
United States
v.
Bobadilla-Pagán
,
Although this is the very argument that the defendant makes, it fails to account for a serious response to which it is vulnerable on the facts of this case. Given the undisputed adequacy of the Government's proffer to demonstrate that the defendant was a drug dealer, a further specific fact in the record is obviously significant: the weapon in question was not just any gun, but a pistol that had been converted from semi-automatic (as manufactured) to fully automatic, that is, to a machine gun. The destructive capacity of the gun is relevant circumstantial evidence of its purpose,
see
United States
v.
Felton
,
In sum, the facts on record, including the particular facts of the loaded machine gun's exceptional destructive capacity and the illegality of its possession, are at least arguably sufficient to satisfy the requirement of demonstrating on the record a factual basis for the "in furtherance" element as required under Rule 11. If there is thought to be any inadequacy on this point, it did not amount to error that could be treated as plain.
Much of what we have said has a bearing on the defendant's second claim of Rule 11 error, that the court failed to address him with enough care to determine that he understood the nature of the "in furtherance" charge to which he was pleading guilty. It is true that in his colloquy with the defendant before accepting the guilty pleas, the trial judge did not expressly invoke the definition of the term as meaning to intend to advance or promote the underlying crime. But, again, this is not tantamount to any plain failure to show on the record that the defendant understood the meaning of "in furtherance" to which he was pleading. The concept of furtherance is not "esoteric,"
see
Mack
v.
United States
,
Although the preceding conclusions determine the results of the appeal, we add that our reasoning would also be to the point in addressing the fourth element of plain error analysis, whether any error seriously compromised the fairness, integrity or public reputation of the judicial process. It is enough to say at this point that no such compromise is evident on the record of the pleas in this case. That record is far more likely to convince a reader that the defendant correctly understood the meaning of the statutory elements he was admitting and consequently should be held to his plea entered in open court that he possessed his gun to further his criminal enterprise.
Affirmed .
Reference
- Full Case Name
- UNITED STATES, Appellee, v. Jesus R. GONZALEZ-NEGRON, Defendant, Appellant.
- Status
- Published