United States v. Rodriguez-Rosado
Opinion
Conducting the Performance
Like the conductor of a grand symphony orchestra who sets tempos, cues ensemble members, and modulates sounds, Wilfredo Rodríguez-Rosado led his coworkers at American Airlines (and others) in a decade-long, Puerto Rico-based, drug-smuggling conspiracy. Performing as Rodríguez's instruments of crime, the band of dope peddlers each played different, though no less necessary, roles. Some jam-packed suitcases with cocaine; others drove the cases to airports. Some weaseled the cocaine-stuffed suitcases aboard airplanes; others tiptoed them out for distribution. With drugs and cash zipping up and down the United States, Rodríguez and his squad of oh-so-sneaky smugglers trafficked ultimately more than 9,000 kilograms of cocaine.
Breaking Up the Band
But drug-smuggling isn't music to everyone's ears, least of all law enforcement. In early 2009, after seizing six suitcases, chockfull of cocaine, a combined federal and state taskforce busted Rodríguez and his group. And later that year, a grand jury charged them with various drug offenses. These crimes carried serious time. Eventually, Rodríguez owned up to the wrongdoings; he pleaded guilty to participating in a conspiracy to possess with intent to distribute between 15 to 50 kilograms of cocaine.
See
*475 The judge, consistent with the government's proposed sentence range, gave Rodríguez 15 years' incarceration.
Auditioning for a Better Deal
A few years later, Rodríguez got a shot at nabbing an even lower sentence. In 2014, the U.S. Sentencing Commission adopted Amendment 782.
2
See
United States Sentencing Commission,
Guidelines Manual
, App. C Supp., Amend. 782 (reduction), 788 (retroactivity) (Nov. 2018). That change, which applies retroactively, reduced by two levels the base offense level for most drug offenses, including the crime to which Rodríguez pleaded guilty.
See
But Rodríguez was not alone. Indeed, in the wake of Amendment 782's ratification, thousands of prisoners nationwide, jailed for drug crimes, suddenly became eligible for reduced sentences.
See
United States
v.
Rodríguez-Rosado
("
Rodríguez I
"),
The procedure went something like this: After a defendant files a motion seeking a reduced sentence under Amendment 782, the clerk of the court automatically refers the case to a magistrate judge for "initial screening." The magistrate judge is tasked with figuring out whether the defendant is eligible for a lower sentence, and nothing more. Should the magistrate judge find the defendant ineligible for less prison time, the motion fails. 4 But if the magistrate judge finds the defendant possibly eligible for an earlier release date, the motion advances. At stage two, the government, defense counsel and probation must "meet to discuss the case" and attempt to "reach a stipulat[ed]" agreement. And if that falls short, the district court, based on the parties' memoranda, is charged with resolving the motion.
*476 Marching To A Different Tune
The AD 14-426 process seems as clear as a bell. And yet, after Rodríguez filed his motion, the district court-for whatever reason-ignored the process: It leaped ahead of the magistrate judge before he could chime in with an eligibility determination, sua sponte denying the motion. As grounds for rejecting the motion, the district court emphasized Rodríguez's "maximum leader[ship]" role in "an elaborate drug trafficking organization that operated for many years packaging and transporting over 9,000 kilos of cocaine."
Even so, about a month after the district court denied Rodríguez's motion, the magistrate judge reviewed Rodríguez's motion all the same. And he determined Rodríguez may be eligible for a lower sentence. 5 So as AD 14-426 contemplates, the magistrate judge handed the motion back to the district court for the next stage of the process.
Rodríguez I
The district court in a text order referencing its initial denial again tossed Rodríguez's motion, rejecting the magistrate judge's report and recommendation. Twice spurned in his quest for a sentence reduction, Rodríguez appealed his case to us. There, in
Rodríguez I
, we faced the question, among others, of whether the district court had struck the wrong note by not following its own internal, administrative rules, AD 14-426, when it denied Rodríguez's motion.
See
Rodríguez I
,
On the very same day we handed down our judgment in Rodríguez I , the district court, seemingly on cue, swiftly heeded the guidance we spelled out. The district court ordered the parties to "file their positions and recommendations as to whether [Rodríguez's] sentence may be reduced pursuant to Amendment 782." As AD 14-426 provides, the parties met a few days later to discuss the case, hoping to reach a stipulated agreement. But to no avail. So, consistent with the district court's administrative order, the parties filed memoranda hewing to the court's deadline.
Still Marching To A Different Tune
Having now dotted the "i's" and crossed the "t's," the district court at last got its rightful turn to act under AD 14-426. And it missed nary a beat. On the same day the parties filed their briefs, the district court denied the motion, sending Rodríguez away empty-handed for a third time. As justification for the denial, the district court pointed yet again to its original text order rejecting Rodríguez's motion. Regrettably, *477 when the district court denied Rodríguez's motion this last time, the matter was still alive and well in our hands; we hadn't yet issued our mandate returning the case to the district court. Of course, the mandate did eventually issue-yet that happened several days after the district court had already lowered the baton.
Taking It From The Top Again
That brings us to today's crescendo, marking round two of this case before this court. Rodríguez now appeals, advancing three basic arguments. Rodríguez first charges the district court lacked jurisdiction. Next, even if the district court had jurisdiction despite our unissued mandate, he claims the district court abused its discretion in denying his motion. And to that end, assuming we find an abuse of discretion, he lastly presses us to remand his case to a different district court judge. The government, for its part, disagrees in toto. We assess each contention in turn, and along the way, note more facts as necessary to our analysis. But when all is said and done, because Rodríguez's assertions fall flat, we affirm .
The Divestiture Rule
Because the district court denied Rodríguez's motion before this court had issued its
Rodríguez I
mandate, both Rodríguez and the government, singing from the same songsheet, rightly agree that the court violated the divestiture rule. This rule provides that filing a notice of appeal, for the most part, shifts "jurisdiction" from the district court to the court of appeals.
Griggs
v.
Provident Consumer Disc. Co.
,
To hear Rodríguez tell it, because the district court lacked "jurisdiction" under the divestiture rule, the court's denial order is a legal nullity, with no operative effect. Pushing back, the government counters that the divestiture rule is not a per se jurisdictional rule and so, because applying the rule here would defeat its purpose of judicial economy, we shouldn't do so. Reviewing de novo,
see
Fafel
v.
DiPaola
,
Guiding Principles
When a party files an appeal in a case, as mentioned earlier, the divestiture rule ordinarily transfers the district court's "jurisdiction" to the court of appeals.
United States
v.
Maldonado-Rios
,
But because the judge-made divestiture rule isn't based on a statute, it's not a hard-and-fast jurisdictional rule.
See
Kontrick
v.
Ryan
,
We think applying the bench-made divestiture rule today would surely short-circuit its aim of judicial efficiency, and here's why. For one thing, as in
Rodríguez I
, we again wouldn't be reaching the merits of the district court's denial order, notwithstanding our otherwise "compelling interest in the finality of litigation" and judgments.
Aybar
v.
Crispin-Reyes
,
The Motion on its Merits
Even if the district court had jurisdiction over the motion, Rodríguez posits the district court abused its discretion by denying it. He advances four broad arguments. Rodríguez's lead contention faults the district court for improperly balancing the
Guiding Principles
A federal court by and large "may not modify a term of imprisonment once it has been imposed."
In determining whether a defendant should receive a sentence reduction, the district court must engage in a two-step inquiry. It first must determine " 'the amended guideline range that would have been applicable to the defendant' had the relevant amendment been in effect at the time of the initial sentencing."
Dillon
v.
United States
,
The Pertinent Factors
Before deciding Rodríguez's motion, the district court had before it Rodríguez's original and reduced guidelines *480 ranges. And the court had at its disposal the parties' "positions and recommendations as to whether defendant's sentence may be reduced pursuant to Amendment 782." The parties, including Rodríguez, in their briefs addressed the § 3553(a) factors; what, if any, danger Rodríguez's early release posed; his mitigating post-sentencing conduct; his educational efforts, his completion of a drug abuse program; and a letter of good behavior from his prison counselor. And in a similar vein, pointing to § 1B1.10, the government's brief expressly advised the district court it had to consider all the § 3553(a) factors. In declining to reduce Rodríguez's sentence, the district court explicitly stated that it had made its decision with "the benefit of the positions of the defendant (Docket No. 1533), the probation officer (Docket No. 1534) and the government (Docket No. 1535)." 10
We see no basis for reversal. So long as the district court's order and the record as a whole reflects that it considered all the pertinent factors-as here-we can safely assume it did so.
See, e.g.
,
United States
v.
Vargas-Dávila
,
Enough said on this; on to the post-sentencing issue.
Post-Sentencing Rehabilitation Evidence
For his next fanfare, hanging his hat on
Pepper
v.
United States
,
Regardless, even if the district court had not considered any of Rodríguez's rehabilitative evidence,
Pepper
is inapt. In that case, the Supreme Court clarified that a district court confronted with a "resentencing" motion "may consider evidence of the defendant's post-sentence rehabilitation."
Id
. at 490,
But in any event, even if
Pepper
was apt, it is a given that it would not get Rodríguez far: No one-not even Rodríguez himself-contests that
Pepper
plainly says that a district court "may," not must, consider post-sentencing conduct.
12
Pepper
,
Counting Accounted-For Factors
Rodríguez next seems to contend the district court couldn't base its denial of his motion on his "participation and leadership role in the conspiracy," because those "were explicitly taken into account not only in the plea agreement, but also in the PSR calculation of the sentencing guidelines, and by the district court at the time of sentencing." He relies on
United States
v.
Rosa-Martínez
, a non-binding district court opinion.
Sentencing Disparity
For his final argument, when the district court denied his sentence-reduction motion but granted Luis Padilla-Pérez's, a coconspirator's, sentence-reduction motion, Rodríguez frets that the court created an unwarranted disparity and so erred. But Rodríguez's concern doesn't sing to us. Rodríguez first sketches this argument in a barebones way, in the "Statement of the Case" section of his brief. But he fails later in his brief to put meat on the bones of his skeletal disparity contention. For instance, although Rodríguez tells us he and Padilla-Pérez pleaded guilty to trafficking the same amount of drugs as well as that they both received a leadership role enhancement, he says nothing about "this coconspirator's specific criminal involvement, his criminal history, his career offender status, or his cooperation (if any) with the government."
United States
v.
Rodríguez-Adorno
,
On this scant record, we cannot reach a "determination that he and his proposed comparator[ ] are similarly situated."
*483
Even if Rodríguez hadn't waived his sentencing-disparity argument, it still would be unavailing. For starters, a district court's consideration of sentencing disparity is aimed primarily at the "minimization of disparities among defendants nationally," not disparities among codefendants, and yet Rodríguez advances no such comparator argument.
United States
v.
Floyd
,
Finale
Having carefully worked our way through all the issues, with the stage curtain lowering, we affirm the district court's order denying Rodríguez's sentence-reduction motion. 13
According to the plea agreement, the mandatory-minimum for Rodríguez's crime was "a term of imprisonment of at least ten (10) years, but no more than life; and a term of supervised release of at least five (5) years." In addition, the sentencing court also could have imposed a fine up to, but no more than, $4,000,000.00.
The U.S. Sentencing Commission is an agency that issues and updates the federal sentencing guidelines.
See
As both parties observe, applying Amendment 782 to Rodríguez would reduce his guideline sentence range from 168-210 months to 135-168 months.
See
USSG § 2D1.1(c)(4) (2016) ;
see also
Rodríguez
I,
A dissatisfied defendant may object to the magistrate judge's eligibility determination to the presiding district judge within 14 days.
The record does not reflect whether the magistrate judge was aware of the district court's earlier rejection of Rodríguez's motion.
Let us be crystal-clear: Nothing in our opinion today should be taken as giving district courts the green light to ignore the divestiture rule. The district court in this case rushed the process; it should've awaited our mandate before acting. Ordinarily, our practice in such cases is to vacate the early entry of a district court's order and remand "so that the district court, once its jurisdiction has reattached, may consider the issue ... anew."
United States
v.
George
,
The § 3553(a) factors include: (1) the nature and circumstances of the offense and the history and characteristics of the defendant; (2) the need for the sentence imposed to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense; (3) the need for the sentence imposed to afford adequate deterrence; (4) the need to protect the public; (5) the need to provide the defendant with educational or vocational training or medical care; (6) the kinds of sentences available; (7) the Sentencing Guidelines range; (8) the pertinent policy statements of the Sentencing Commission; (9) the need to avoid unwanted sentencing disparities; and (10) the need to provide restitution to victims.
See
Rodríguez also maintains that the district court failed to properly follow AD 14-426 because the court failed to use "Form AO 247 in his denial." That contention is a non-starter. Unfortunately for Rodríguez, because he advances this argument for the first time in his reply brief-and nowhere else-we deem it waived.
See
Sandstrom
v.
ChemLawn Corp.
,
In the "Summary of the Argument" part of his brief, Rodríguez asserts, among other things, that the district court failed to "consider[ ] the guiding principles and policy statement in USSG § 1B1.10." Yet Rodríguez never fleshes out this argument. To the extent Rodríguez is referring to the district court's failure to either (1) assess any danger his early release may pose or (2) consider evidence of his post-sentencing conduct, we address both those issues above. But if Rodríguez is making different arguments, because he fails to develop these contentions later in his brief, we need not address them.
See, e.g.
,
United States
v.
Trinidad-Acosta
,
Rodríguez laments that "[t]he district court's line order" denying his motion was "terse[ ]," and therefore, insufficient. This is not reversible error. We have held numerous times that "brevity must not be mistaken for inattention-especially so when, as here, the sentence falls within guideline range."
United States
v.
Garay-Sierra
,
Throughout
Dillon
, the Supreme Court numerous times explains that § 3582(c)(2) sentence-reduction proceedings are different from the "resentencing" proceedings at issue in
Pepper
.
Section 1B1.10's commentary further proves the point. It requires the district court only to weigh public safety factors, while it merely "permits," not mandates, the district court to consider post-sentencing conduct when reviewing a sentence-reduction motion under § 3582(c)(2).
Because we detected no abuse of discretion, and thus aren't vacating and remanding, we don't reach the question of whether a different district judge should resolve the motion.
Reference
- Full Case Name
- UNITED STATES of America, Appellee, v. Wilfredo RODRÍGUEZ-ROSADO, A/K/A La Gorda, A/K/A Mogoyo, A/K/A Pitin, A/K/A Mogo, Defendant, Appellant.
- Cited By
- 16 cases
- Status
- Published