Sinapi v. RI Board of Bar Examiners
Opinion
Anthony Sinapi, an individual with attention deficit/hyperactivity disorder (ADHD) and anxiety, sought certain accommodations to assist him in taking the Rhode Island bar exam. The Rhode Island Board of Bar Examiners (the Board) denied his request and, on review, the Chief Justice of the Rhode Island Supreme Court denied his petition for reversal of the Board's decision. Immediately following this denial, Sinapi filed suit in the U.S. District Court for the District of Rhode Island against the members of the Board. 1 The district court issued a temporary restraining order (TRO) requiring the Board to permit Sinapi the requested accommodations. In further proceedings, Sinapi filed an amended complaint, which the court ultimately dismissed, and a motion for attorneys' fees, which the court allowed.
These cross appeals followed. The Board seeks reversal of the attorneys' fees award; Sinapi objects to the district court's dismissal of his amended complaint. For the reasons set forth below, we reverse the award of attorneys' fees and affirm the dismissal of the amended complaint.
I. BACKGROUND
The parties do not dispute the relevant facts and procedural history. Anthony E. Sinapi suffers from ADHD and anxiety. During college and law school he received certain testing accommodations, such as extra time and low-distraction examination environments. As Sinapi prepared to take the bar exams in Massachusetts and Rhode Island, he sought similar accommodations, specifically fifty percent extra time, a distraction-reduced testing environment, and permission to take prescribed medication in the testing room.
The Massachusetts Board of Bar Examiners initially denied Sinapi's request but relented and approved the accommodations after Sinapi submitted additional materials. The Rhode Island Board submitted Sinapi's request for accommodations to an impartial medical examiner for evaluation and, on July 16, 2015, notified Sinapi by letter that his request for accommodations was denied. The Board's reason, the letter stated, was that Sinapi's request "was not *547 supported by the medical documentation provided."
Rule 4(b) of the Rhode Island Board of Bar Examiners Rules of Practice Governing Admission on Examination states that requests for reconsideration of Board decisions are "discouraged." Instead, disappointed applicants are directed to file a petition for review with the Rhode Island Supreme Court within thirty days of receiving the denial.
Despite this direction, Sinapi contacted the Board's Bar Administrator on July 16, 2015, to request reconsideration of the no-accommodation decision. The next day, July 17, 2015, the Board's counsel contacted Sinapi by phone. In the conversation that followed, Sinapi pressed for clarification of the reasons supporting the Board's decision and pointed to the contrary decision of the Massachusetts Board.
By letter dated Monday, July 20, 2015, the Board's counsel advised Sinapi that he could petition the Rhode Island Supreme Court for a review of the Board's denial. In addition, the letter advised Sinapi that, with submission of a valid prescription, he could bring his medication into the examination room.
On July 22, 2015, six days before the Rhode Island bar exam, Sinapi filed an Emergency Petition for Review and Summary Reversal of Denial of Testing Accommodations and Access to Documentation in Support of Denial, with the Rhode Island Supreme Court. The following day, July 23, 2015, Chief Justice Paul A. Suttell heard the petition. On July 24, 2015, Chief Justice Suttell granted Sinapi's request for access to the basis for the Board's rejection of the request for accommodation (the medical evaluation), but otherwise denied the petition. His order, dated July 24, 2015, stated as follows:
This matter came before the Duty Justice on an emergency petition seeking review and summary reversal of a decision of the Board of Bar Examiners (the Board) denying the petitioner special testing accommodations for the July 2015 Rhode Island bar examination and access to the Board's independent medical evaluation of his requested accommodation. After carefully considering the arguments of counsel, the Duty Justice hereby directs that the following Order shall enter: 1. The petitioner's request for emergency relief is hereby denied. 2. The petitioner's request for access to the independent medical evaluation is hereby granted.
That same day, Friday, July 24, 2015, Sinapi filed this suit against the Board in the U.S. District Court for the District of Rhode Island. He sought both monetary damages for disability discrimination under federal law and a TRO compelling the Board to permit him certain bar exam accommodations, including a reduced margin of twenty-five percent additional time and a testing environment with limited distractions. In his request for the TRO, Sinapi emphasized equitable considerations, most prominently the lack of harm to the Board and the corresponding severe harm he would suffer if he were compelled to sit for the imminent exam without the requested accommodations. Sinapi even offered to stipulate that he would retake the exam if he passed it with the requested accommodations but was found not to be entitled to these accommodations in subsequent proceedings on the merits of his claims.
Events following Sinapi's July 24, 2015, filing moved at a headlong pace. The Board filed its opposition on Sunday, July 26. On Monday, July 27, Sinapi filed a reply. The district court held a hearing later that day, with the bar exam looming on the 28th.
*548 After hearing argument, the district court granted Sinapi's motion for a TRO and ordered that he be permitted to sit for the bar exam the following day with the accommodations he sought. The district court's decision emphasized the harm to Sinapi and the balance of harm weighing in favor of him as compared to the Board. In finding that Sinapi "certainly would be irreparably harmed" without the accommodations, the TRO noted that because Sinapi had registered to sit for the multistate portion of the bar exam in Rhode Island, with his score being applicable both in Rhode Island and in Massachusetts, the denial of accommodations in Rhode Island would undermine his chances for success in both states.
In addition to irreparable harm, the district court also found "based on the limited record before it" that Sinapi had demonstrated a likelihood of success on the merits. In making this finding, the court identified particularly the failure of the Board to consider the accommodations afforded to Sinapi in Massachusetts.
On July 28, 2015, Sinapi sat for the Rhode Island bar exam with the accommodations of twenty-five percent extra time and a distraction-reduced testing environment. 2
On August 27, 2015, the Board filed an appeal of the grant of the TRO with this court, arguing among other things that the district court lacked jurisdiction to enter the TRO. On October 13, 2015, this court dismissed the Board's appeal as moot because Sinapi had by then already sat for the Rhode Island bar exam with accommodations, and thus the district court's order "ha[d] been irrevocably executed." We added, "Even assuming that we may reach other issues in the pending case, we prefer to wait for further developments in the trial court."
Following this, Sinapi's suit seeking monetary damages for disability discrimination proceeded in the district court. On October 26, 2015, Sinapi filed an amended complaint adding a count under Rhode Island law, and the Board responded with a motion to dismiss. Before Sinapi filed an opposition to the Board's motion, the district court on November 23, 2015, issued an order sua sponte requiring Sinapi to show cause why the case should not be dismissed "for lack of jurisdiction and there being no current case in controversy." Sinapi responded to the court's order to show cause, but he did not file any formal opposition to the Board's motion to dismiss.
On April 15, 2016, the district court issued its ruling on the Board's motion to dismiss. The court observed that Sinapi (without formally removing it from his complaint) appeared to have "abandoned his claim for injunctive relief in light of the Court's decision to grant his temporary restraining order." Based on this, the court found that only the "issue of [the Board's] immunity from [Sinapi's] compensatory and punitive damages claims" remained. These claims the court dismissed based on Eleventh Amendment and quasi-judicial immunity.
After the dismissal of his claims, Sinapi filed a motion for attorneys' fees and costs asserting he was a prevailing party under the fee-shifting provisions of the Americans with Disabilities Act,
As noted above, the Board filed a timely appeal of the district court's award of attorneys' fees and costs, and Sinapi filed a cross-appeal of the dismissal of his amended complaint.
II. ANALYSIS
A. Rooker - Feldman
Our jurisdiction is pursuant to
Throughout this litigation, the Board (in addition to offering other arguments) has vigorously contended that, under the
Rooker
-
Feldman
doctrine, the district court lacked subject matter jurisdiction over the claims raised by Sinapi.
Rooker
v.
Fidelity Trust Co.
,
Applying these precedents in another case from Rhode Island involving the practice of law, we have noted that a litigant could not avoid the impact of the
Rooker
-
Feldman
doctrine simply by recasting his claims in federal court as arising under the United States Constitution, where adjudicating these claims would "necessarily require reviewing the merits of the Rhode Island Supreme Court's decision."
McKenna
v.
Curtin
,
The Board's Rooker - Feldman argument has force, but on the particular facts of this case it raises troublesome issues-regarding, for example, the finality of Chief Justice Suttell's ruling and the precise issues raised in the parallel state and federal proceedings-that we need not address here. Courts of Appeals generally have an obligation to address any question of Article III jurisdiction before addressing the merits of an appeal.
*550
Steel Co.
v.
Citizens for a Better Env't
,
Some controversy exists among the circuits as to whether a court may step around a
Rooker
-
Feldman
issue to reach a more straightforward issue that will easily resolve a case on the merits.
See
Edwards
v.
City of Jonesboro
,
Bypassing these difficult jurisdictional questions is particularly appropriate in cases like this one where the merits issues are "foreordained" and "do[ ] not create new precedent."
Seale
v.
I.N.S.
,
Turning to the merits of the cross appeals, our logic unfolds in two steps. First, the award of attorneys' fees was improper because Sinapi was not, as the law in this area requires, a prevailing party. Second, the district court correctly ruled that Sinapi's claims for monetary damages against the Board and its members in their official capacities were barred by the Eleventh Amendment, and against the members in their individual capacities were foreclosed by quasi-judicial immunity. We begin with the award of attorneys' fees.
*551 B. Attorneys' Fees
It is very well established that, in applying a fee-shifting statute such as the Americans with Disabilities Act (ADA), a court may make an award of attorneys' fees only where a litigant qualifies as a "prevailing party."
Hutchinson ex rel. Julien
v.
Patrick
,
Six years later in
Sole
v.
Wyner
,
First Circuit authority follows this track. In
Race
v.
Toledo-Davila
,
As in
Sole
, the preliminary proceedings in the case before us were "necessarily hasty and abbreviated."
Sole
,
A shift in perspective highlights the basic equity of this conclusion. To repeat, the Board has ardently opposed any claim by Sinapi for injunctive relief from the outset. Sinapi himself, as noted, recognized that a subsequent judgment against him on the merits of his claim for injunctive relief might require him to retake the bar exam. Nevertheless, beyond a necessarily hasty review of the likelihood of Sinapi's success on the merits, the Board never received in-depth assessment of its substantive arguments. It would be unfair to deem Sinapi a "prevailing" party in these circumstances and slap the Board with a fee bill based on a finding it never received a fair opportunity to contest on a properly developed record.
In bringing this part of the analysis to an end, it is important to reemphasize that we are not holding that preliminary equitable relief, unless explicitly followed by a favorable judgment on the merits, can never provide the basis for an attorneys' fee award. As in
Sole
, "[w]e express no view on whether, in the absence of a final decision on the merits of a claim for permanent injunctive relief, success in gaining a preliminary injunction may sometimes warrant an award of counsel fees."
C. Dismissal of Damage Claims Against the Board
Turning to the decision to allow the Board's motion to dismiss the damage claim in the complaint, we find it was entirely correct. Though our analysis involves a modest degree of intricacy, the path to that conclusion is clear.
1. Eleventh Amendment Immunity
Sinapi's amended complaint sought monetary damages from the Board and its members in both their official and their individual capacities under
The Eleventh Amendment provides a state immunity from "any suit in law or equity, commenced or prosecuted ... by Citizens of another State, or by Citizens or Subjects of any Foreign State." U.S. Const. amend. XI. It is now well established that such immunity also applies to suits brought by a state's own citizens.
Tennessee
v.
Lane
,
Congress, however, has the power to abrogate Eleventh Amendment immunity when properly exercising its power under Section 5 of the Fourteenth Amendment. No immunity protects states from a claim for monetary damages based on "
actual
violations" of the Fourteenth Amendment.
United States
v.
Georgia
,
The question we face here, then, is whether Sinapi alleged sufficient facts to make out such an "actual" violation of the Fourteenth Amendment.
The Tenth Circuit in
Guttman
v.
Khalsa
,
The potential Fourteenth Amendment violations identified by the plaintiff in
Guttman
were significantly more serious than those identified by Sinapi here. In
Guttman
the New Mexico board suspended the plaintiff's license to practice medicine with no pre-deprivation hearing, with delays apparently unsanctioned by state law, with hearing officers who had personal knowledge of the plaintiff, and in reliance on outdated evidence.
Guttman
,
Here, the amended complaint offers four significantly less compelling alleged due process violations: delay in reviewing Sinapi's application for accommodation; failure to disclose the reasons for the denial of the application; failure to provide for timely reconsideration of the denial; and failure to provide notice of the mechanism of appeal. The undisputed facts as set forth in the amended *554 complaint, however, are: (1) that Sinapi received notice of the denial of his application for the accommodation twelve days before the examination; (2) that he was given the reason for the denial (lack of support in the medical record based on an independent medical review) and ultimately a copy of the letter supporting the Board's action; (3) that he was informed of the mechanism to obtain review of the denial and in fact pursued his appeal; and (4) that he indeed obtained a review of the Board's decision by the Chief Justice of the Rhode Island Supreme Court prior to his examination. 6
This process could possibly have been improved; most processes can be. But the standard here is relatively modest. As Guttman observed, "professional licensing decisions are subject only to rational basis review." Id. at 1123. We are far from the arena of strict scrutiny, and the process Sinapi received, even accepting the allegations of his complaint, falls well within the basic constitutional requirements. 7
In sum, we conclude that, because the alleged violations of Title II of the ADA did not constitute actual violations of the Fourteenth Amendment, the Board and its members in their official capacities enjoy protection under the Eleventh Amendment and are immune from any claim for monetary damages. This leaves only the claim against the members of the Board individually.
2. Quasi-Judicial Immunity
As to this claim, it is manifest that the Board members enjoy quasi-judicial immunity. Our decision in
Bettencourt
v.
Bd. of Registration in Med. of Com. of Mass.
,
In concluding that the BOR members were immune from claims for monetary damages,
Bettencourt
identified three pivotal questions. First, did the BOR member, "like a judge, perform a traditional 'adjudicatory' function, in that he decide[d] facts, applie[d] law, and otherwise resolve[d] disputes on the merits ...?" Second, did the BOR member, "like a judge, decide cases sufficiently controversial that, in the absence of absolute immunity, he would be subject to numerous damages actions?" Third, did the BOR member, "like a judge, adjudicate disputes against a backdrop of multiple safeguards designed to protect a [party's] constitutional rights?"
Id.
at 783.
See
also
Coggeshall
v.
Massachusetts Bd. of Registration of Psychologists
,
*555
The answers to all three of these questions are self-evident. First, the role of the Board member is functionally comparable to that of a judge. Here, Board members weighed the facts relating to the request for accommodations, albeit in a manner disappointing to Sinapi, and resolved the dispute about his entitlement to the accommodations on its merits. Second, the act of denying a bar applicant an accommodation is likely to stimulate a litigious reaction by the disappointed applicant, as was the case here. The need for quasi-judicial protection of the Board member is almost painfully obvious. Few people would serve on the Board knowing that any negative accommodation decision would likely trigger a lawsuit aimed at their personal checking accounts. Even if someone had the brass to join the Board in these circumstances, denials of accommodations, however well founded, would likely be few and reluctant. Quasi-judicial protection is simply essential if the Board is to function objectively. Finally, the process embraced protections (including an independent medical assessment and plenary review by the Rhode Island Supreme Court) sufficient to "enhance the reliability of information and the impartiality of the decisionmaking process."
Based on this analysis we conclude that the Board members in their individual capacities were immune from any claim for monetary damages. 8
III. CONCLUSION
For the reasons set forth above, we reverse and vacate the district court's award of attorneys' fees and affirm its dismissal of Sinapi's claims for monetary relief.
The Board members, who are sued both individually and in their official capacities, are David Wollin, Mellissa K. Burnett Testa, Marc B. Decof, Thomas Dickinson, Carly B. Iafrate, Deborah M. Tate, Adam M. Ramos, Michael A. St. Pierre, Michael A. Ursillo, Cynthia Wilson-Frias, and C. Leonard O'Brien. For the sake of simplicity, both the Board collectively and the individual members are referred to as "the Board."
Sinapi failed this exam, but upon retaking it the following February, this time with fifty percent additional test-taking time, he passed.
It could be argued that, because the Board presented the
Rooker
-
Feldman
jurisdictional argument in its round-one appeal, the earlier panel's brevis opinion describing the substantive issue on appeal at that time as "moot" constituted an implicit ruling that no
Rooker
-
Feldman
-based jurisdictional issue existed at that time. That order, however, merely recognized the practical reality that we could not order the district court to turn the clock back and bar an accommodation that Sinapi had already received. As the court stated, all other substantive issues in the case-which included, necessarily, the Board's
Rooker
-
Feldman
argument-would await "further developments in the trial court." This interpretation of the earlier panel's intent seems particularly compelling here, since "a federal court has leeway to choose among threshold grounds for denying audience to a case on the merits."
Sinochem Int'l Co.
v.
Malaysia Int'l Shipping Corp.
,
The amended complaint also included claims under Rhode Island law, but these are not the subject of appeal.
If Sinapi had offered such a pure-ADA argument, a discussion of the possible application of Tennessee v. Lane might have been necessary. Since the argument does not appear, however, we leave that issue for another day.
Sinapi's repeated suggestion that the Chief Justice's ruling was only provisional because he lacked time to convene the full court is unsupported by the language of the ruling or any other portion of the record.
As we have noted, since Sinapi has not raised it, we need not take up the second issue addressed in Guttman : whether a state enjoys Eleventh Amendment immunity in the face of a demand for monetary damages based on misconduct that allegedly violated Title II of the ADA, but did not constitute an actual violation of the Fourteen Amendment. See supra n. 4.
Because the argument for quasi-judicial immunity is dispositive, we have no need to address the alternate argument, also strong, that the Board members in their individual capacities enjoyed qualified immunity as well.
Reference
- Full Case Name
- Anthony E. SINAPI, Plaintiff, Appellee, Cross-Appellant, v. RHODE ISLAND BOARD OF BAR EXAMINERS; David A. Wollin, Individually and in His Official Capacity as Member of the RI Board of Bar Examiners; Mellissa K. Burnett Testa, Individually and in Her Official Capacity as Member of the Ri Board of Bar Examiners; Marc B. Decof, Individually and in His Official Capacity as Member of the RI Board of Bar Examiners; Thomas Dickinson, Individually and in His Official Capacity as Member of the RI Board of Bar Examiners; Carly B. Iafrate, Individually and in Her Official Capacity as Member of the RI Board of Bar Examiners; Deborah M. Tate, Individually and in Her Official Capacity as Member of the RI Board of Bar Examiners; Adam M. Ramos, Individually and in His Official Capacity as Member of the RI Board of Bar Examiners; Michael A. St. Pierre, Individually and in His Official Capacity as Member of the RI Board of Bar Examiners; Michael A. Ursillo, Individually and in His Official Capacity as Member of the RI Board of Bar Examiners; Cynthia Wilson-Frias, Individually and in Her Official Capacity as Member of the RI Board of Bar Examiners, Defendants, Appellants, Cross-Appellees, C. Leonard O'Brien, Individually and in His Official Capacity as Member of the RI Board of Bar Examiners, Defendant.
- Cited By
- 38 cases
- Status
- Published