Alvarado v. Whitaker
Opinion
This case requires us to decide, as a question of first impression for our court, whether the "persecutor bar" -- which disqualifies certain persons from immigration *10 relief -- applies to an applicant who assisted or participated in persecution but acted without a personal motive to do so. The petitioner in this case, Jose Alvarado, is a Salvadoran native and citizen who concedes standing guard for his superiors while they engaged in an act of persecution. He denies, however, that he shared their motive to persecute.
An immigration judge ("IJ") granted Alvarado cancellation of removal under the Nicaraguan Adjustment and Central American Relief Act ("NACARA") after concluding that the persecutor bar does not apply to Alvarado because he lacked a motive to persecute. The Board of Immigration Appeals ("BIA") reversed the IJ's order, finding the persecutor bar applicable despite the absence of such a motive.
Alvarado seeks review of the decision of the BIA. After careful consideration, we hold that a motive to persecute by an applicant who assisted or otherwise participated in persecution is not required for application of the persecutor bar. Accordingly, we deny Alvarado's petition.
I.
A. Factual Background
We draw the following facts from Alvarado's testimony before the IJ, which the IJ found to be credible. 1 From 1981 to 1984, during El Salvador's Civil War, Alvarado served in the Salvadoran National Guard (the "National Guard"), which he joined "out of economic necessity" because of the lack of employment opportunities. As a member of the National Guard, Alvarado "could earn enough ... to just get by."
Alvarado's role in the National Guard was to patrol and provide security. The specific incident at issue here occurred when Alvarado was patrolling a town. Alvarado stopped a man and asked him for identification. He then began to question the man. Alvarado's supervisors soon arrived at the scene, took over the questioning, and eventually moved the man to a different location for interrogation as a suspected guerilla. During the interrogation, Alvarado stood guard while his superiors hit the man and placed needles under his fingernails. 2
B. Applicable Law
NACARA provides, in relevant part, that Salvadoran citizens living in the United States are eligible for various forms of immigration benefits and relief from deportation, including "Special Rule Cancellation of Removal," if they meet certain requirements.
See
8 U.S.C. § 1229b. However, a person otherwise eligible for cancellation of removal under NACARA is ineligible if he "ordered, incited,
assisted
, or
otherwise participated
in the persecution of an individual because
*11
of the individual's race, religion, nationality, membership in a particular social group, or political opinion."
We have noted that, although the persecutor bar has a "smooth surface," beneath it "lie a series of rocks" creating interpretive problems, including "the nature of the acts and motivations that comprise persecution, the role of scienter, whether and when inaction may suffice, and the kind of connection with persecution by others that constitutes 'assistance.' "
Castañeda-Castillo
v.
Gonzales
,
In
Castañeda-Castillo
, we addressed one of these inquiries -- the role of scienter.
See
C. The IJ's Decision
Before the IJ, the government, citing
Castañeda-Castillo
, argued that the persecutor bar applied to Alvarado because he knowingly assisted or participated in the persecution of an individual because of that individual's political opinions. In turn, Alvarado, also citing
Castañeda-Castillo
, pointed to our statement there that " 'persecution' strongly implies both scienter and illicit motivation,"
In a written decision, the IJ found the persecutor bar inapplicable. Although the IJ found that Alvarado knowingly 4 participated in the persecution of the detainee, she cited the "illicit motivation" language in Castañeda-Castillo , and found that Alvarado's actions did not amount to "persecution" because Alvarado was not personally motivated by the victim's political beliefs. She credited Alvarado's testimony that "he captured detainees on the orders of his superiors as a consequence of his employment," and found that his actions were not *12 motivated by a desire to persecute a detained guerilla on account of his political beliefs.
After finding that Alvarado met NACARA's remaining requirements, the IJ granted him special rule cancellation of removal.
D. The BIA's Decision
In an appeal to the BIA, the government argued that the persecutor bar applies to Alvarado and that persecutory motive is not required for application of the bar to an individual who assisted or otherwise participated in the persecution. The BIA, noting that Alvarado "does not contest that he 'assisted' his superiors' actions and that their acts were committed on account of the victim's political opinion," or that he had " 'prior or contemporaneous knowledge' " of those acts, 5 framed the critical question in this case as whether Alvarado "was required to have a persecutory motive when he assisted in the persecution of the detainee."
The BIA emphasized NACARA's plain language barring relief for an alien who "assisted ... in the persecution of an individual because of the individual's ... political opinion."
II.
Because the BIA has conducted its own analysis, "we focus our review on the decision of the BIA."
Gonzalez
v.
Holder
,
Alvarado argues that
Castañeda-Castillo
controls the outcome of this case, citing our discussion of the meaning of "persecution" in that decision, where we said "the term 'persecution' strongly implies both scienter and illicit motivation."
See
Second, the language Alvarado cites concerns the meaning of "persecution," rather than "assist[ance]" or "participat[ion]."
See
Now faced with the question of the link between
motive
and culpability, we agree with the BIA that the persecutor bar applies to an alien who knowingly and willingly aided in persecution, but did so without a persecutory motivation. First, as the BIA explained, the syntax of the persecutor bar supports the agency's interpretation. The statute bars from relief an alien who "ordered, incited, assisted, or otherwise participated" in "persecution ... because of" enumerated protected grounds. As a general rule, a modifier -- that is, a word or clause that limits or adds to the meaning of another word -- is adjacent to the word it modifies or describes.
6
See
Jane Straus, et al.,
The Blue Book of Grammar and Punctuation
23 ("Place descriptive words and phrases as close as is practical to the words they modify.") (11th Ed. 2014). Thus, here, "because of" modifies "persecution," indicating that the pertinent inquiry is whether the persecution was motivated by protected grounds. By contrast, no such limitation is attached to the actions of the person who assists. Rather, the persecutor bar by its terms applies to any "alien who ... assisted, or otherwise participated" in the persecutory conduct. Consequently, the structure of the subsection indicates that, although the persecutors must be motivated by a protected ground, the participation of the alien need not be so motivated.
See
*14
Bah
,
Second, Alvarado relies on a much too narrow view of culpability. A person who knowingly and voluntarily
8
participates in persecution is sufficiently culpable to be held accountable under the persecutor bar.
9
To hold otherwise, would create anomalous results. For instance, under Alvarado's view of the persecutor bar, an alien applicant who repeatedly and voluntarily bussed innocent Sikhs to a police station, knowing they would be beaten,
see
Singh
,
That result would also be contrary to common notions of culpability, which dictate that a person is responsible when she acts knowingly and voluntarily. Although this is not a criminal case, principles of criminal law illustrate the point. Motive is generally not an element of a criminal offense unless specifically stated.
See
Jerome Hall,
General Principles of Criminal Law
88 (2d ed. 1960) ("[H]ardly any part of penal law is more definitely settled than that motive is irrelevant."); James Fitzjames Stephen, 3
A History of the Criminal Law of England
18 (1883) ("[T]he motives of the offender ought never ... enter into the definition of an offence ... because they do not affect the public danger or actual mischief of the crimes which they cause.");
see
also
United States
v.
White
,
Finally, Alvarado contends that reading the persecutor bar to apply to aliens who did not share the illicit motive to persecute contravenes the purpose of the persecutor bar and asylum law generally. To the contrary, applying the persecutor bar to a *15 person who knowingly and voluntarily participated in persecution is a policy choice consistent with a body of law that was designed to shelter the persecuted.
III.
In sum, the persecutor bar does not require a showing that the alien shared the motive of the persecutors whom he assisted. This interpretation of the bar is consistent with the plain language of the statute, our precedent, the decisions of other courts, and common notions of culpability. Accordingly, the petition for review is denied.
So ordered .
The IJ noted "inconsistencies" in Alvarado's testimony, particularly in his description of the incident at issue. However, the IJ credited Alvarado's explanation for the inconsistencies: anxiety, depression, and Post-Traumatic Stress Disorder, causing memory loss, confusion, and nervousness.
Alvarado testified inconsistently as to what he saw or how many interrogations he witnessed. At one point, he testified that he did not witness the interrogation of any suspected guerillas by his superiors. At another point, he testified that he provided security for at least five interrogations, including the incident when he witnessed his superiors hit and put needles under the fingernails of a man he had detained. From Alvarado's varying testimony, the IJ concluded that "roughly five times ... [Alvarado's] superiors took an individual from [Alvarado's] custody" and "on one of those occasions [Alvarado] witness[ed] his superiors place needles under a detainee's nails during an interrogation." The IJ relied on this single incident to find that Alvarado had participated in persecutory conduct.
We noted there may be "gray-area cases where less than full and detailed knowledge may suffice" for the persecutor bar to apply, such as "cases of willful blindness or strong suspicions."
Castañeda-Castillo
,
In support of the conclusion that Alvarado had prior or contemporaneous knowledge, the IJ cited the closing argument of counsel for Alvarado at the hearing, where counsel stated that Alvarado's "testimony establishes contemporaneous knowledge." It is not clear whether Alvarado conceded prior knowledge.
Although Alvarado contends in his petition for review to us that he has always contested whether he "assisted ... or otherwise participated" in the interrogation tactics of his superiors, Alvarado did not address this question before the BIA. Nor did he dispute the IJ's finding that he had prior or contemporaneous knowledge. Indeed, in his brief to the BIA, he conceded that this element was met because he "witnessed the acts." Alvarado cannot "leapfrog over the BIA" by raising these arguments now.
Ramirez-Matias
v.
Holder
,
To demonstrate, consider the two sentences: (1) Mary saw the dog that used to be hers behind the house. (2) Mary saw the dog behind the house that used to be hers. In the first sentence, "that used to be hers" modifies "dog," indicating that the dog was formerly Mary's. In the second sentence, "that used to be hers" modifies "house," indicating that Mary had formerly owned the house.
In its decision, the BIA cited
Bah
, 341 F.d at 351, as consistent with its decision.
See
Matter of J.M. Alvarado
,
This decision does not preclude an applicant from raising a well-developed argument that he or she knowingly aided in persecution but did so only because of duress or coercion.
Cf.
Negusie
,
Alvarado contends that decisions of the Second, Fourth, Eighth, and Ninth Circuits all support his view of the persecutor bar. But the cases cited by Alvarado do not interpret the persecutor bar to require illicit
motive
to persecute; rather, they are in accordance with this court's decision in
Castañeda-Castillo
, requiring culpable knowledge.
See
Quitanilla
v.
Holder
,
Reference
- Full Case Name
- Jose M. ALVARADO, Petitioner, v. Matthew WHITAKER, Acting United States Attorney General, Respondent.
- Cited By
- 9 cases
- Status
- Published