United States v. Saldana-Rivera
Opinion
*723
In March 2017, a jury convicted Joel Saldaña-Rivera ("Saldaña") under
I.
In February 2016, Saldaña, an adult using the moniker "Irresistible," engaged in an online conversation with an undercover Department of Homeland Security ("DHS") agent. The agent, using the moniker "JessiRiv," told Saldaña he was an eleven-year-old girl. The conversation began in an online chatroom before moving to Kik Messenger, a messaging application for mobile devices that provides some degree of anonymity to users.
During the conversation, Saldaña sent photographs of himself to "JessiRiv" and asked her to send photographs back. Saldaña also asked "JessiRiv" where her father was and what she was wearing. During the course of their conversation, Saldaña agreed to meet "JessiRiv" in person with the understanding that they would go to her parents' house, have sex, and watch pornography.
When Saldaña arrived at the location where he thought he would be meeting an eleven-year-old "JessiRiv," he instead met the DHS agent and other law enforcement officials. After being Mirandized and arrested, Saldaña told the officials that he believed he had been communicating with an eleven-year-old girl and that he had gone to the meeting location with the intent to have sex with her.
Saldaña was indicted with one count of attempted sexual coercion and enticement of a minor, in violation of
At trial, the undercover DHS agent, another DHS agent, and a Puerto Rico Police Department officer testified. The government also presented screenshots of the conversations between Saldaña and "JessiRiv." As Saldaña acknowledges, "the evidence and testimony of the witnesses went largely uncontested." At the end of the government's case, Saldaña moved under Rule 29 for a judgment of acquittal, which the district court denied. See Fed. R. Crim. P. 29.
The jury found Saldaña guilty of violating section 2422(b). The district court sentenced Saldaña to 120 months' imprisonment, the statutory minimum, to be followed by fifteen years of supervised release. Saldaña now appeals.
II.
A.
The federal coercion-and-enticement-of-a-minor statute, section 2422(b), provides:
*724 Whoever, using the mail or any facility or means of interstate or foreign commerce, ... knowingly persuades, induces, entices, or coerces any individual who has not attained the age of 18 years, to engage in ... any sexual activity for which any person can be charged with a criminal offense, or attempts to do so, shall be fined under this title and imprisoned not less than 10 years or for life.
A conviction under section 2422(b) for attempting to entice a minor to engage in sexual activity plainly requires that the attempted sexual activity be activity "for which any person can be charged with a [crime]."
[A]ny person who purposely, knowingly, or recklessly carries out ... an oral/genital act or vaginal act or anal sexual penetration, whether genital, digital, or instrumental ... if the victim at the time of the offense had not reached 16 years of age [shall be punished in accordance with the remainder of the Code].
See
Saldaña counters that, given the actual facts, he could not have been charged under Article 130 because Article 130 only criminalizes sex with an actual minor, and Puerto Rico law (he says) does not criminalize an attempt to commit a crime where success is factually impossible. The government concedes the former point and disputes the latter. Neither party, though, refers us to any Puerto Rican case law on the latter point. And it is not clear why Puerto Rico's attempt statute, which appears to prohibit factual impossibility as a defense, would not apply to Article 130. 2 Regardless, for purposes of this appeal, we will assume without deciding that Saldaña could not have been charged with any crime under Article 130 because he was not communicating with a minor.
This assumption nevertheless does not provide the exculpation Saldaña seeks. Nothing in the language of section 2422(b) requires the government to show that Saldaña himself could have been charged under Article 130. Rather, criminal liability arises under section 2422(b) if a defendant "attempts" "to engage in any sexual activity for which any person can be charged." We therefore look to Commonwealth law not to see if Saldaña could have been charged under that law, but rather to see if any adult who engages in the sexual activity in which Saldaña attempted to engage could be charged. Answering this question requires that we pick the proper perspective for defining the "sexual activity" in which Saldaña sought to engage. Do we assay the facts objectively, as they actually existed? If so, then one could say that, in fact, Saldaña was seeking to have sex with an adult Homeland Security agent. Or do we define the facts subjectively, *725 from Saldaña's perspective? If so, then clearly he was attempting to have sex with a child, an activity plainly prohibited by Puerto Rico law. Two reasons point to the subjective perspective.
First, "attempt" crimes under federal law
3
train our attention on the defendant's "intention to commit the substantive offense."
United States
v.
Berk
,
Second, while conviction for an attempted offense under federal law also requires evidence that the defendant in fact took a "substantial step towards" the commission of the offenses (here, for example, going to the assigned meeting),
Saldaña points out that in several instances federal courts have upheld convictions under section 2422(b) by pointing out that the applicable state law (unlike, we assume, the Commonwealth's law) criminalized not just the act of having sex with a minor, but also the attempt to do so.
See, e.g.
,
Mannava
,
Having read the statutory text and surveyed the case law, including the comprehensive analysis set forth in Tykarsky , we see no reason to chart a minority path. The sexual activity attempted by Saldaña was sex with an eleven-year-old girl; and sex with an eleven-year-old girl is sexual activity for which he could have been charged with a crime under Puerto Rico law. The district court therefore did not err in denying Saldaña's Rule 29 motion for a judgment of acquittal.
III.
Saldaña challenges the jury instructions on two grounds. His first argument -- that the district court erred by failing to instruct the jury that an actual minor was required to convict under section 2422(b) -- fails for the reasons discussed above.
Saldaña's second argument arises out of the fact that section 2422(b) requires that the sexual activity the defendant sought to bring about be "sexual activity for which any person can be charged with a criminal offense." One might literally read that language as including suspicious but nevertheless lawful conduct that might furnish probable cause for an indictment.
See
Mannava
,
In this case, the district court pretty much tracked the statutory language literally when instructing the jurors on the government's burden.
5
That normally quite prudent approach created a risk with this particular statute that jurors might construe the language as requiring only that the sexual activity be chargeable rather than criminally unlawful. The accompanying instructions routinely given in federal criminal trials can increase this risk. Such instructions often warn jurors not to place weight on the fact that the government indicted the defendant for the federal offense being tried. The court will explain (as in this very case) that there only need be "probable cause," a "very low standard of proof," to justify "a charge." So one can see how jurors might piece together the wrong conclusion that the facts concerning the nature of the attempted sexual activity need only provide probable cause to support a charge under Article 130. All in all,
*727
this is one of those unusual instances in which a paraphrase of the statute -- as requiring that the sexual activity be a crime -- would have been far preferable.
See, e.g.
, Nancy Torresen,
2018 Revisions to Pattern Criminal Jury Instructions for the District Courts of the First Circuit
(2018), http://www.med.uscourts.gov/pdf/crpjilinks.pdf (tracking the statute but then instructing that jurors must find beyond a reasonable doubt "that the sexual activity was a criminal offense");
Pattern Criminal Jury Instructions of the Seventh Circuit
630 (2012 ed.), http://www.ca7.uscourts.gov/pattern-jury-instructions/7th_criminal_jury_instr.doc (instructing that, "if the sexual activity had occurred," the defendant "would have committed the criminal offense");
see also
United States
v.
Lundy
,
Saldaña, though, did not object to the district court's instruction, likely because his lawyer did not construe the instruction in the arguably literal -- but incorrect -- manner we acknowledge could be possible. So we review this whole issue only for plain error, which requires among other things that there be clear error that "affected [Saldaña's] substantial rights."
United States
v.
Vicente
,
IV.
For the foregoing reasons, we
affirm
Saldaña's conviction under
The statute is drafted in Spanish. Both parties agree on this English translation, which mirrors the instruction the district court gave to the jury.
Puerto Rico law defines attempt as existing "when the person acts with the purpose of producing the crime or with knowledge that the crime would be produced, and the person performs unequivocal actions directed to the consummation of a crime that it is not consummated due to circumstances not of its own will."
There is no general federal "attempt" crime, but federal law criminalizes the attempt of many specific crimes, including section 2422(b).
See, e.g.
,
As some of our sister courts have acknowledged, holding otherwise would prevent law enforcement from using sting operations and decoys to police the criminal coercion and persuasion of minors for sex.
See, e.g.
,
Gagliardi
,
The district court instructed:
For the government to prove Mr. Saldaña guilty of this crime and for you to find that the government proved this case beyond a reasonable doubt the United States must prove ... that if a sexual activity had occurred Mr. Saldaña could have been charged with a criminal offense under the laws of the United States and Puerto Rico.
Reference
- Full Case Name
- UNITED STATES of America, Appellee, v. Joel SALDAÑA-RIVERA, Defendant, Appellant.
- Cited By
- 5 cases
- Status
- Published