Gray v. Cummings
Opinion
This appeal arises at the intersection of constitutional law and disability-rights law. It touches upon a plethora of important issues. Some of these issues relate to the appropriateness of a police officer's use of a Taser in attempting to regain custody of a mentally ill person who, after being involuntarily committed, absconded from a hospital. Others relate to the applicability vel non of Title II of the Americans with Disabilities Act (ADA),
I. BACKGROUND
This case has its genesis in an on-the-street encounter between plaintiff-appellant Judith Gray (who suffers from bipolar disorder ) and Thomas Cummings, a police officer in Athol, Massachusetts (the Town). Because the case was decided below at the summary judgment stage, we must take the facts in the light most hospitable to the non-moving party (here, Gray), consistent with record support.
See
Houlton Citizens' Coal.
v.
Town of Houlton
,
Here, the raw facts are largely undisputed. In her deposition, Gray testified that she "really [didn't] know what happened" during the incident because she "was in a full-blown manic phase." She added that she "wouldn't know Officer Cummings if [she] fell over him" and that she had reviewed the police report prepared by Cummings and did not know whether or not it accurately described the events that had transpired. Nor did she present any other evidence contradicting Cummings's version of the relevant events. Although we recognize that juries have some leeway to "reject uncontradicted, unimpeached testimony when it is improbable, inherently contradictory, riddled with
omissions, or delivered in a manner giving rise to doubts,"
Quintana-Ruiz
v.
Hyundai Motor Corp.
,
On May 2, 2013, Gray - who was then fifty-seven years old - experienced a manic episode and called 911. Athol police officers arrived at Gray's home and transported her to Athol Memorial Hospital. She was admitted to the hospital at around 4:00 a.m., pursuant to
Cummings responded to the call and quickly located Gray, walking barefoot along the sidewalk less than a quarter-mile from the hospital. Cummings got out of his police cruiser. Gray swore at him, and Cummings told her that she "ha[d] to go back to the hospital." Gray again used profanity, declared that she was not going back, and continued to walk away. In response, Cummings radioed for backup and followed Gray on foot. He repeatedly implored Gray to return to the hospital, but his importunings were greeted only by more profanity.
Initially, Cummings followed Gray at a distance of roughly one hundred feet. Within twenty-five to thirty seconds, he closed to within five feet. At that point, Gray stopped, turned around, "clenched her fists, clenched her teeth, flexed her body and stared at [Cummings] as if she was looking right through [him]." She again swore at Cummings and started walking toward him. Cummings grabbed Gray's shirt but he could feel Gray moving her body forward, so he "took her to the ground." It is undisputed that Cummings had a distinct height and weight advantage: he was six feet, three inches tall and weighed 215 pounds, whereas Gray was five feet, ten inches tall and weighed 140 pounds.
Cummings testified that once on the ground, he repeatedly instructed Gray to place her hands behind her back. She did not comply. Instead, she "tucked her arms underneath her chest and flex[ed] tightly," swearing all the while. Cummings warned Gray that she was "going to get ta[s]ed" if she did not place her hands behind her back. 1 Gray did not heed this warning but, rather, swore at Cummings again and told him to "do it." Cummings made "one last final demand [for Gray] to stop resisting" and when "Gray refused to listen," he removed the cartridge from his Taser, placed it in drive-stun mode, 2 and tased Gray's back for four to six seconds. Gray then allowed him to handcuff her.
Cummings helped Gray to her feet and called an ambulance, which transported Gray to the hospital. According to Gray, she felt "pain all over" at the moment she was tased, but she "must have passed out because [she] woke up in Emergency." Charges were subsequently filed against Gray for assault on a police officer, resisting arrest, disturbing the peace, and disorderly conduct, but were eventually dropped.
In due season, Gray sued Cummings and the Town in the federal district court. She invoked federal question jurisdiction,
see
Gray objected to the magistrate judge's report and recommendation.
See
This timely appeal followed. In addition to the parties' briefs and oral argument, we have had the benefit of able briefing by several amici.
II. ANALYSIS
We review an order granting summary judgment de novo.
See
Houlton Citizens' Coal.
,
A. The Section 1983 Claims .
Section 1983 supplies a private right of action against a person who, under color of state law, deprives another of "any rights, privileges, or immunities secured by the Constitution and [federal] laws."
1.
Cummings
.
Gray's section 1983 claim against Cummings is premised on the notion that Cummings used excessive force in effecting her arrest and, thus, violated her Fourth Amendment rights. To prevail on such a claim, "a plaintiff must show that the defendant employed force that was unreasonable under all the circumstances."
Morelli
v.
Webster
,
Our starting point is the question of whether a reasonable jury could find that Cummings violated Gray's Fourth Amendment rights through the use of excessive force. The magistrate judge answered this question in the negative, concluding that, as a matter of law, "the single deployment of a taser in drive stun mode" in these particular circumstances was reasonable. Viewing the record most hospitably to Gray and drawing all reasonable inferences to her behoof, we think that a reasonable jury could find that the force employed by Cummings violated the Fourth Amendment. We explain briefly.
The Town's policies describe a Taser in drive-stun mode as a "pain compliance tool." 3 Thus, the question reduces to whether the circumstances surrounding the confrontation between Gray and Cummings, interpreted in the light most favorable to Gray, justified Cummings's use of such a tool.
The magistrate judge analyzed this question in accordance with the Graham factors. In his view, the first factor - "the severity of the crime at issue," id. - favored Cummings because "Ms. Gray assaulted [him]." At summary judgment, though, this assessment is insupportable: it fails to view the facts in the light most favorable to Gray.
In this regard, we think it important that Cummings was not called to the scene to investigate a crime; he was there to return a person suffering from mental illness to the hospital. When the subject of a seizure has not committed any crime, the first
Graham
factor ordinarily cuts in the subject's favor.
See
Estate of Armstrong ex rel. Armstrong
v.
Village of Pinehurst
,
Nor does the alleged assault tilt the scales. In Cummings's view, the assault occurred when, after Gray walked toward him, he grabbed her shirt and she "continued pushing against [his] arm." In the circumstances of this case, we think that a reasonable jury could find that the facts did not support the characterization of Gray's actions as an "assault."
The same kind of defect mars the magistrate judge's determination that the second
Graham
factor - "whether the suspect poses an immediate threat to the safety of the officers or others,"
The magistrate judge concluded that the final
Graham
factor - whether Gray was "actively resisting arrest,"
The short of it is that the
Graham
factors point in conflicting directions. Seen through the prism of the totality of the circumstances, the evidence is subject to interpretation and can support plausible though inconsistent inferences. Drawing those inferences beneficially to Gray and aware that Cummings not only had her down on the ground but also outweighed her by some seventy-five pounds, a reasonable jury could find that Gray had committed no crime and that she posed no threat to Cummings when he tased her. When all is said and done, we think that Gray has presented sufficient evidence to make out a jury question as to whether Cummings used excessive force.
See
,
e.g.
,
Morelli
,
This conclusion does not end our inquiry. Cummings has invoked the defense of qualified immunity. Qualified immunity is a doctrine aimed at providing government officials (including police officers) a modicum of protection from civil damages liability for actions taken under color of state law.
See
Harlow
v.
Fitzgerald
,
The qualified immunity analysis has two facets: "[t]he court must determine whether the defendant violated the plaintiff's constitutional rights" and then must determine "whether the allegedly abridged right was 'clearly established' at the time of the defendant's claimed misconduct."
Id.
at 155 (quoting
McKenney
,
This question, too, has two facets. First, the plaintiff must "identify either 'controlling authority' or a 'consensus of cases of persuasive authority' sufficient to send a clear signal to a reasonable official that certain conduct falls short of the constitutional norm."
Alfano
v.
Lynch
,
The district court determined that "the right not to be tased while offering non-violent stationary, resistance to a lawful seizure was not clearly established at the time of the confrontation between Ms. Gray and Officer Cummings" and, therefore, ruled that Cummings was entitled to qualified immunity. We examine the foundation on which this ruling rests.
We begin with
Estate of Armstrong
, in which the Fourth Circuit conducted a similar qualified immunity analysis. Specifically, the court considered whether the "right not to be subjected to tasing while offering stationary and non-violent resistance to a lawful seizure" was clearly established.
Although the court found that a jury could find the officers had used excessive force,
see
The Fourth Circuit's conclusion in
Estate of Armstrong
- that the use of a Taser in drive-stun mode against a noncompliant and resisting individual was not clearly unconstitutional as of 2011 - is not an outlier. Prior to Cummings's encounter with Gray, several other courts of appeals had found the use of a Taser reasonable in situations involving subjects who acted with a level of resistance analogous to that displayed by Gray.
See
,
e.g.
,
Hagans
v.
Franklin Cty. Sheriff's Office
,
Even so, the level of force that is constitutionally permissible in dealing with a mentally ill person "differs both in degree and in kind from the use of force that would be justified against a person who has committed a crime or who poses a threat to the community."
Bryan
v.
MacPherson
,
Based on the body of available case law, we hold that an objectively reasonable police officer in May of 2013 could have concluded that a single use of the Taser in drive-stun mode to quell a nonviolent, mentally ill individual who was resisting arrest, did not violate the Fourth Amendment. Even if such a conclusion was constitutionally mistaken - as a jury could find on the facts of this case - Cummings is shielded by qualified immunity.
Gray demurs. She identifies two of our precedents and posits that - whether viewed singly or in combination - they evince the clearly established nature of her right to be free from tasing. Both precedents are inapposite.
The case on which Gray relies most heavily is
Parker
v.
Gerrish
,
The case at hand is a horse of a quite different hue. There is no indication here that Gray, despite ample opportunity to do so, ever complied with Cummings's command to put her hands behind her back. Even when Cummings warned her that she would be tased, she did not comply but, rather, continued cursing and told him to "do it."
The second case upon which Gray relies is
Ciolino
v.
Gikas
,
Once again, the case at hand is readily distinguishable. Cummings repeatedly told Gray that she needed to return to the hospital, and she adamantly refused to obey. What is more, he warned her that he would use his Taser if she remained intransigent, yet she defied the warning. Thus - unlike the plaintiff in Ciolino - Gray was afforded an adequate opportunity to submit to Cummings's authority before she was tased.
Gray cites a number of other cases in support of her argument that her resistance was "passive" rather than "active" and, thus, did not justify the use of the Taser. This argument is deeply flawed. Labels such as "passive" and "active" are generalizations and cannot serve as substitutes for a careful analysis of the facts of a particular case. In point of fact, the Supreme Court - in an excessive force case - recently cautioned against "defin[ing] the clearly established right at a high level of generality."
City of Escondido
,
We add, moreover, that several of the cases cited by Gray involve deployment of a Taser subsequent to an initial Taser shock.
See
,
e.g.
,
Meyers
v.
Baltimore County
,
In the last analysis, Gray does not cite any case, decided before her encounter with Cummings, that arose out of the use of a Taser on facts fairly comparable to the facts at hand. In the absence of either controlling authority or a consensus of persuasive authority to the contrary, we conclude that Cummings was entitled to qualified immunity.
As a fallback, Gray argues that the doctrine of qualified immunity, as expounded by the Supreme Court, should be modified or overruled. Gray did not raise this argument in the district court and, thus, cannot advance it here.
See
Teamsters Union, Local No. 59
v.
Superline Transp. Co.
,
2. Town of Athol . In addition to her section 1983 claim against Cummings, Gray makes a section 1983 failure-to-train claim against the Town. She alleges that her Fourth Amendment rights were violated by the Town's deficient training of its police officers (including Cummings) with respect to proper protocols for interacting with persons suffering from mental illness. Gray's evidence, though, falls well short of making out a failure-to-train claim against the Town.
We cut directly to the chase. "Triggering municipal liability on a claim of failure to train requires a showing that municipal decisionmakers either knew or should have known that training was inadequate but nonetheless exhibited deliberate indifference to the unconstitutional effects of those inadequacies."
Haley
v.
City of Boston
,
In an effort to close this gap, Gray offers expert testimony about appropriate police practices for interacting with persons with disabilities. Building on this foundation, she insists that "coupled with the facts of the encounter," such evidence "create[s] questions of material fact as to whether the Town failed to properly train Cummings." In our view, these assertions are insufficient to support a failure-to-train claim. It is not enough to show that the Town's training regimen was faulty; Gray must also show that the Town knew or had reason to believe that such a regimen had unconstitutional effects. Gray has tendered no evidence of past violations sufficient to put the Town on notice of such effects. Given this yawning gap in her proof, Gray has not made out a genuine issue of material fact as to whether the Town was deliberately indifferent to the risk of the alleged constitutional violation. Consequently, her failure-to-train claim founders.
See
id.
at 72,
B. The State-Law Claims .
Gray's supplemental state-law claims need not detain us. Gray concedes that the assault and battery and MCRA claims "rise and fall with ... [her] § 1983 claim." This concession, coupled with Gray's failure to offer any developed argumentation with respect to these claims, ends our inquiry.
See
Torres-Arroyo
v.
Rullán
,
The magistrate judge also granted summary judgment on Gray's malicious prosecution claim. On appeal, Gray does not challenge this ruling. Consequently, we deem the malicious prosecution claim abandoned.
See
United States
v.
Zannino
,
C. The ADA Claim .
There is one last hill to climb: Gray's claim against the Town under the ADA. Some background is helpful.
Congress enacted the ADA "to provide a clear and comprehensive national mandate for the elimination of discrimination against individuals with disabilities."
Title II broadly provides that "no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity."
To establish a violation of Title II, a plaintiff must show:
(1) that [s]he is a qualified individual with a disability; (2) that [s]he was either excluded from participation in or denied the benefits of some public entity's services, programs, or activities or was otherwise discriminated against; and (3) that such exclusion, denial of benefits, or discrimination was by reason of the plaintiff's disability.
Buchanan
v.
Maine
,
an individual with a disability who, with or without reasonable modifications to rules, policies, or practices, the removal of architectural, communication, or transportation barriers, or the provision of auxiliary aids and services, meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity.
The Town does not gainsay either that Gray is a qualified person with a disability or that the Town is a public entity. Thus, the focal point of our inquiry is whether, during Gray's encounter with Cummings, she was "denied the benefits of [the Town's] services, programs, or activities or was otherwise discriminated against ... by reason of [her] disability."
Buchanan
,
Courts have identified two general theories describing ways in which a police officer may violate the ADA in executing an arrest. The first such theory (which we shall call the "effects" theory) holds that a violation may be found when "police wrongly arrested someone with a disability because they misperceived the effects of that disability as criminal activity."
Gohier
v.
Enright
,
In mounting our inquiry, we start with the uncontroversial premise that the services, programs, and activities of a municipal police department are generally subject to the provisions of Title II of the ADA.
See
,
e.g.
,
Haberle
v.
Troxell
,
• Does Title II apply to ad hoc police encounters with members of the public during investigations and arrests, and if so, to what extent?
• Assuming that Title II applies to the encounter that occurred here, may a public entity be held liable under Title II for a line employee's actions 9 on a theory of respondeat superior?
• Is proof of a defendant's deliberate indifference (as opposed to discriminatory animus) sufficient to support a plaintiff's claim for damages under Title II?
We are reluctant to plunge headlong into these murky waters. As we explain below, the answers to these questions are less than certain, and adjudicating Gray's ADA claim against the Town does not require us to run this gauntlet.
The first question asks whether and to what extent Title II of the ADA applies to ad hoc police encounters. The Fifth Circuit has held that "Title II does not apply to an officer's on-the-street responses to reported disturbances or other similar incidents, whether or not those calls involve subjects with mental disabilities, prior to the officer's securing the scene and ensuring that there is no threat to human life."
Hainze
v.
Richards
,
The second question asks whether a public entity can be vicariously liable for money damages under Title II of the ADA based on the conduct of a line employee. This question arises because, in
Gebser
v.
Lago Vista Independent School District
,
The third question asks whether a showing of deliberate indifference is enough to support recovery of money damages under Title II. Since a plaintiff must show "intentional discrimination" on the part of the public entity to be eligible for damages on a Title II claim,
Nieves-Márquez
v.
Puerto Rico
,
Adjudicating Grays's ADA claim against the Town does not require us to run the gauntlet of these questions. After all, we have admonished before - and today reaffirm
- that "courts should not rush to decide unsettled legal issues that can easily be avoided."
United States
v.
Gonzalez
,
In this context, such a showing requires proof that the defendant knew that an ADA-protected right was likely to be abridged, yet neglected to take available preventative action notwithstanding such knowledge.
See
Haberle
,
To be sure, it is undisputed that Cummings knew that Gray was a section 12 patient and, thus, had a disability (specifically, that she suffered from an unspecified mental illness).
See
Of course, Gray has adduced evidence that national police standards provide protocols for dealing with individuals suffering from any type of mental illness. Critically, though, Gray has not adduced any evidence showing that Cummings knew of the existence of such standards. 12 Consequently, Cummings had no way of knowing that an ADA-protected right was likely to be jeopardized by his actions.
Nor were Cummings's actions so plainly antithetic to the ADA as to obviate the knowledge requirement.
See
Haberle
,
Gray has also offered evidence that in failing to wait for backup or to call an ambulance prior to approaching her, Cummings fell short of nationally recognized police standards. But as we have said, she has not shown that Cummings knew of such standards; and in all events, "falling below national standards does not, in and of itself, make the risk of an ADA violation" so obvious as to eliminate the knowledge requirement.
By the same token, Gray has not offered evidence sufficient to sustain a claim of direct liability against the Town. To make out such a claim, Gray could show that the Town's "existing policies caused a failure to 'adequately respond to a pattern of past occurrences of injuries like [hers].' "
To this point, we have explained why Gray's claim for money damages is impuissant. But Gray's amended complaint also prays for injunctive relief. This form of redress, too, is beyond Gray's reach. Past injury, in and of itself, "is an insufficient predicate for equitable relief."
Am. Postal Workers Union
v.
Frank
,
Because there is no remedy available to Gray under Title II of the ADA, it follows that the district court did not err in entering summary judgment for the Town on Gray's ADA claim.
See
Carmona-Rivera
,
III. CONCLUSION
We need go no further. We add only that this is a hard case - a case that is made all the more difficult because of two competing concerns: our concern for the rights of the disabled and our concern that the police not be unduly hampered in the performance of their important duties. In the end, though, we think that the protections provided by Title II of the ADA can be harmonized with the doctrines of excessive force and qualified immunity, as explicated by the Supreme Court, to achieve a result that gives each of these competing concerns their due. We think that our ruling today - which establishes in this circuit that a jury could supportably find the use of a Taser to quell a nonviolent, mentally ill person who is resisting arrest to be excessive force - satisfies this exacting standard.
Affirmed .
Gray testified she was told that she would be tased if she stood up. She also testified that at some point she was ordered to get to her knees, but that, due to prior injuries, she was unable to obey this order. Given Gray's repeated statements that she could not recall the details of the encounter and that she could not identify any factual inaccuracies in Cummings's police report, we find these assertions insufficient to refute Cummings's account.
See
Wertish
,
Drive-stun mode is the least intrusive setting for a Taser: it delivers only a localized impact to the target. This contrasts with probe-deployment mode, which disrupts the target's entire nervous system.
This description is consistent with the descriptions found in the case law.
See
,
e.g.
,
Crowell
v.
Kirkpatrick
,
Sometimes, however, this requirement is relaxed. In circumstances in which a violation of rights is apparent, a plaintiff may thwart a qualified immunity defense simply by demonstrating that "the unlawfulness of the officer's conduct is sufficiently clear even though existing precedent does not address similar circumstances."
City of Escondido
, 139 S.Ct. at 504 (quoting
Wesby
,
We note that Estate of Armstrong was decided in 2016 and, thus, Cummings did not have the benefit of the Fourth Circuit's decision at the time of the incident sub judice.
We had no occasion in
Parker
to mull the implications of a qualified immunity defense. There, the officer waived any such defense.
See
In furtherance of her argument that an objectively reasonable officer standing in Cummings's shoes would have known that the degree of force used was unreasonable, Gray argues in her reply brief that the Town has a policy against tasing someone "known to be suffering from severe mental illness." This argument is doubly waived: first, it was not advanced in the district court,
see
McCoy
v.
Mass. Inst. of Tech.
,
The magistrate judge concluded that "Gray's complaint very clearly proceeds solely on the basis of the second theory of liability - that is, an alleged failure to reasonably accommodate." This conclusion seems to overlook the allegation in Gray's amended complaint that the Town "brought criminal charges against [Gray] without taking her mental illness into account." Even so, any error was harmless: the magistrate judge prudently considered the merits of Gray's arguments under both the "effects" theory and the "accommodation" theory.
We use the term "line employee" to describe an employee who is not involved in policymaking.
The Ninth Circuit reached the same conclusion in
Sheehan
v.
City & County of San Francisco
,
As a general matter, Title II of the ADA "is to be interpreted consistently with" section 504 of the Rehabilitation Act, which prohibits disability discrimination by entities receiving federal financial assistance.
Theriault
v.
Flynn
,
For the sake of completeness, we again note that the Town has a policy, which states that Tasers should not be used against "[t]hose known to be suffering from severe mental illness." Based on this policy, it might be argued that refraining from using a Taser against Gray would have been a reasonable accommodation for her disability. It might also be argued that, in tasing Gray in contravention of the policy, Cummings exhibited deliberate indifference. The rub, though, is that Gray has not advanced any such argument either below or in her appellate briefing. "In the absence of extraordinary circumstances, none of which are apparent here, we have regularly declined to consider points which were not seasonably advanced below."
Clauson
v.
Smith
,
Reference
- Full Case Name
- Judith GRAY, Plaintiff, Appellant, v. Thomas A. CUMMINGS ; Town of Athol, Massachusetts, Defendants, Appellees.
- Cited By
- 139 cases
- Status
- Published