Staples v. Gerry
Opinion
This appeal concerns three claims that a New Hampshire State Prison ("NHSP") inmate brought against two of the prison's officers in a lawsuit under
I.
The plaintiff is Frank Staples, a NHSP inmate at all relevant times. The defendants are two NHSP corrections officers, Robert Parent and Scott Marshall. The following facts are not in dispute, except where expressly noted otherwise.
In November 2011, Staples was transferred from a New Hampshire county prison to the Special Housing Unit ("SHU") of the NHSP, a facility run by the New Hampshire Department of Corrections ("NHDOC"). Around that same time, Staples started practicing Taoism, including the Taoist practice of growing long hair.
NHDOC policy set a one-fourth inch limit on facial hair length that was enforced in all units except the SHU. Staples grew a lengthy beard between November 2011 and September 2013.
In September 2013, NHDOC staff decided to transfer Staples from the SHU to the Close Custody Unit ("CCU"), which did enforce the NHDOC facial hair policy. CCU staff escorted Staples and five other inmates to the office area of the CCU for intake. Parent, a sergeant in the CCU, ordered Staples to trim his beard. Staples became visibly upset and refused to shave. Parent asked Staples to fill out a written statement form.
*11 The parties dispute what Parent said when he handed Staples the form. The government claims that Parent asked Staples to explain why he was refusing to enter the CCU. Staples claims that Parent actually asked Staples, "[t]ell me why you want to be PC." Staples contends that "PC" is short for "protective custody," a label associated with "snitch[es]" and "sex offender[s]" that could put Staples in a dangerous position with other inmates.
The parties agree that Staples took the form and tore it in half. At the moment at which Staples tore up the form, Staples was within "arms' reach" ("three to four feet") of Parent. Parent then swiftly pushed Staples against a support pillar in the office in order to restrain him. Another officer, Robert Leitner, then handcuffed Staples.
Staples claims that Parent "took [his] arm and threw it behind [him] and pushed" him and "slammed him face first into [the] cement pillar." Parent claims that he was not holding Staples's arm but only the "center of his back" and that "the front of [Staples's] body was pressed up against the pillar," but that "Staples'[s] head did not make any contact with the pole."
A different officer escorted Staples to an isolation cell. Video footage of the search conducted of Staples upon entering the cell shows Staples without any obvious marks on his forehead and without any obvious signs of discomfort.
Pursuant to NHDOC policy, Staples was offered medical attention, which Staples accepted. Officers escorted Staples to the NHSP Health Services Center. Staples reported bilateral wrist tingling and intermittent lower back and shoulder pain. A nurse examined Staples and concluded that Staples's wrist functioning "was within normal limits" and reported that she "did not observe any visible sign of injury, such as redness or bruising, to Inmate Staples'[s] wrists, back, head, or shoulder." The nurse "did not recommend that Inmate Staples receive any follow up medical care as [she] saw no indication that continued care was necessary."
On December 13, 2014, Staples filed a lawsuit detailing his disputes with NHSP officers relating to the NHDOC facial hair policy and seeking damages. On December 24, 2014, Staples received a "Hurt Feelings Report" that was slipped under his cell door. The "Hurt Feelings Report" is a mock form that allegedly purports to "assist whiners in documenting hurt feelings," and suggests that a person who complains is a "sissy," "candy-ass," and a "wimp." Staples was allegedly told by other officers that Marshall had arranged for Staples to receive the document, and Marshall allegedly later asked Staples, "[O]h, did you get that?" in reference to the document. Marshall does not admit to sending Staples the Hurt Feelings Report or to making the comment in reference to it.
In July 2015, NHDOC staff decided to move Staples from the "D-tier" in the SHU to the "I-tier" in the same unit. Staples viewed the transfer to "I-tier" as punitive.
Officers David Dionne and Kory McCauley unsuccessfully attempted to get Staples to leave his cell to complete the move. The two officers then met with Marshall, the SHU sergeant, to determine how to effectuate the move. Marshall ordered them to try to get Staples's voluntary compliance with the move by talking to Staples again during their next rounds. Dionne did so, and Staples again refused. Dionne again conferred with Marshall. Marshall made the decision to use pepper spray to extract Staples from his cell if Staples continued to refuse to leave.
*12 NHDOC policy permits the use of pepper spray to obtain an inmate's compliance with an order to leave his cell. When pepper spray is used, the NHDOC policy requires officers to warn the inmate of its use, videotape its use, and offer the inmate medical attention promptly after.
Marshall approached Staples in his cell and ordered Staples to "cuff up" several times. A "cuff up" is when the inmate places his hands through the cell's tray slot so the officer can handcuff him before opening the cell door. Staples refused. Marshall then left the tier to get the pepper spray, a camera, and Officers Dionne and McCauley.
Marshall, Dionne, and McCauley returned to Staples's cell. McCauley turned the camera on and began recording. Marshall warned Staples: "I am giving you a direct order or you are going to be sprayed." Staples replied: "[S]pray me, tase me, do whatever the fuck you want."
Marshall then sprayed the pepper spray into the cell through the tray slot using a cone nozzle, which produces a mist, for approximately nine seconds. To protect himself from the spray, Staples turned around and covered his face with a blanket.
Staples remained in the cell. Less than ten minutes later, Dionne returned to the cell and offered Staples medical attention, to which Staples responded: "I'm fine, this shit doesn't bother me." According to Staples, he refused medical attention because he did not want to come out of his cell to receive it. Shortly thereafter, Dionne escorted a nurse into Staples's cell who examined Staples and deemed him medically cleared.
About ninety minutes later, Marshall returned to Staples's cell and offered to move Staples to "H-tier" instead of "I-tier." Staples agreed. Staples then complied with Dionne's order to "cuff up." Dionne offered Staples a shower, which he accepted.
In June 2016, Staples brought suit under
II.
We review the grant of summary judgment de novo.
See
Sch. Union No. 37
v.
United Nat'l Ins. Co.
,
We may affirm only if the record reveals "no genuine dispute as to any material fact and [that] the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A dispute is "genuine" if "a reasonable jury could resolve the point in favor of the nonmoving party."
*13
Meuser
v.
Fed. Express Corp.
,
In granting the defendants' motion for summary judgment on qualified immunity grounds, the District Court relied on the first prong of the qualified immunity analysis. That prong concerns whether "a plaintiff plead[ed] facts showing ... that the official violated a statutory or constitutional right."
Ashcroft
v.
al-Kidd
,
III.
We begin with Staples's Eighth Amendment claim against Parent for pushing him against the pillar in the CCU. "A claim of cruel and unusual punishment in violation of the Eighth Amendment has two components -- one subjective, focusing on the defendant's motive for his conduct, and the other objective, focusing on the conduct's effect."
Wright
v.
Goord
,
To prevail on the objective prong, Staples must show that "the alleged wrongdoing was objectively 'harmful enough' to establish a constitutional violation."
Hudson
,
The District Court, reaching only the subjective prong of the inquiry, concluded that the record compelled the conclusion that Parent had acted "in a good-faith effort to maintain or restore discipline" and therefore without "malicious[ ] and sadistic[ ]" intent.
Hudson
,
Parent testified that he was prompted to use the force at issue because he was "surpris[ed]" when Staples "aggressively ripped [the form] up." Parent testified that he thus immediately "put [Staples] against the wall to be handcuffed" "[b]ecause that was ... an unusual incident and [he] took control of it as quickly as [he] possibly could."
*14
Staples does not dispute that his "defiance of [Parent's] order[s]" by ripping up the statement form "could reasonably be thought to present a threat to" Parent's safety.
Whitley
,
Nor could a reasonable jury infer from the undisputed record that "the relationship between the need and the amount of force that was used" supports a finding that the use of force was wanton.
Staples does point to what he contends was Parent's statement during the incident, "[t]ell me why you want to be PC," when he handed him the statement form. Staples also points to what he contends was Parent's subsequent admission to him, in a conversation shortly after the CCU incident, that Parent "knew [Staples] wasn't going to shave" and the "whole PC thing ... was [his] plan to try to get [Staples] to shave."
But, even crediting Staples's testimony that Parent made these statements, they at most show that Parent wanted to pressure Staples into shaving. Neither statement suffices to permit a reasonable jury to find that Parent pushed Staples into the pillar for a reason other than the one that Parent gave -- namely, that Staples posed a security risk at the time of the push due to his defiant act of ripping up the statement form. In fact, beyond "general attacks upon the defendant's credibility," Staples points to no "affirmative evidence,"
Crawford-El
v.
Britton
,
We thus conclude that "the evidence, viewed in the light most favorable to the plaintiff, [does not] support a reliable inference of wantonness in the infliction of
*15
pain."
Whitley
,
IV.
We turn, then, to Staples's First Amendment and Eighth Amendment claims against Marshall for using pepper spray against him. We start with the First Amendment retaliation claim.
A.
To make out a prima facie case of First Amendment retaliation, Staples must demonstrate that: (1) he engaged in an activity protected by the First Amendment; (2) Marshall took an adverse action against him; and (3) there is a causal link between the protected activity and the adverse action.
See
Hannon
v.
Beard
,
To make out the third element of the prima facie case, Staples must show that his protected activity "was a substantial or motivating factor for the adverse [action]."
Padilla-García
v.
Rodríguez
,
The District Court concluded that "even if the evidence [that Staples] cites is minimally sufficient to establish that Marshall was angry with Staples for filing the 2014 lawsuit, the other undisputed evidence ... leaves no doubt that [Marshall] would have taken the same action regardless of any retaliatory motive." We need not decide whether the District Court was correct in this respect, because we conclude that Staples has not met his burden to show that a reasonable jury could conclude from this record that his protected activity was a "substantial or motivating factor" for Marshall's decision to use pepper spray against him.
Padilla-García
,
To argue otherwise, Staples points out that he had filed the prison lawsuit in December 2014, seven months before Marshall's use of pepper spray in July 2015. And, as evidence of Marshall's animus toward Staples for filing the suit, Staples points to Marshall's alleged sending of the "Hurt Feelings Report" in December 2014, shortly after Staples had first filed the suit against the prison and to Marshall's earlier alleged comment to him in September 2013 that "I can't wait to see what that face looks like without a beard" in connection with his move to the CCU. Staples also points to motions that he filed in the lawsuit a week before Marshall used the pepper spray. 2 "[This] chronology of events,"
*16
Staples contends, "gives rise to an inference of retaliation."
Hannon
,
But, the record "points to another explanation" for Marshall's decision to use pepper spray -- Staples's multiple refusals to leave his cell in the days before Marshall's use of pepper spray -- "that is so obviously correct as to render the charge of improper motivation implausible."
Maloy
v.
Ballori-Lage
,
Here, Marshall testified that his "plan" was "[t]o use the OC [spray] ... to get [Staples] to cuff up and come out of his cell." Consistent with Marshall's testimony, Staples testified that he refused the orders to cuff up, that he expected Marshall to "assemble a team and do an extraction" in response to his refusals, and that he told Marshall to "spray me, tase me, do whatever the fuck you want" immediately after Marshall warned him that pepper spray would be used if he continued to refuse to comply. Thus, Staples does not contest that the conduct that Marshall identified as supplying the "justification for using the pepper spray against [him]" -- namely, Staples's refusal to cuff up and to leave his cell -- in fact took place.
Stallworth
v.
Tyson
,
Nor does Staples contend that Marshall orchestrated the plan to move Staples to a different cell in order to create an excuse to use pepper spray against him.
3
Cf.
Staples does try to make the case that Marshall "deviat[ed] from standard operating procedures" in using the pepper spray.
Hannon
,
*17
inmate has indicated his refusal to leave [his] cell and is not complying with staff orders." When an officer employs pepper spray for such a purpose, NHDOC policy requires the officer to warn the inmate prior to using the spray, to videotape the use of the spray, and to disengage and consider other options if the use of the spray does not result in the inmate's compliance. It is undisputed that Marshall complied with these requirements.
See
Air Sunshine
,
Staples does contend that Marshall violated NHDOC policy by not first attempting to physically extract Staples before resorting to the use of pepper spray. But, an officer -- unnamed in the suit and certified by New Hampshire Police Standards and Training in the use of pepper spray -- declared in an affidavit that, under NHDOC policy, "a physical cell extraction is typically viewed as a last resort means of gaining an inmate's compliance with leaving a cell" and that pepper spray is viewed as "a minimal use of force." Staples points to nothing in the record to rebut this competent evidence besides his own speculative testimony that NHDOC policy requires officers to first attempt a physical extraction.
See
Hannon
,
Thus, we affirm the District Court's grant of summary judgment to Marshall on Staples's First Amendment retaliation claim. We turn, then, to Staples's separate claim that Marshall's use of pepper spray violated the Eighth Amendment.
B.
"[A]lthough it is not per se unconstitutional for guards to spray mace at prisoners confined in their cells, it is necessary to examine the 'totality of the circumstances, including the provocation, the amount of [spray] used, and the purposes for which the [spray] is used [to] determin[e] the validity of the use of [spray] in the prison environment.' "
Williams
v.
Benjamin
,
The record amply supports that testimony, and the evidence of Marshall's prior comments to Staples concerning his beard do not suffice to permit a reasonable jury to conclude that Marshall acted for a reason other than the one that he gave.
See
Skinner
v.
Cunningham
,
*18
Rodriguez
v.
Elmore
,
Nor does the "amount of [spray] used" by Marshall suffice in and of itself to permit a reasonable jury to infer wantonness.
Williams
,
V.
For the foregoing reasons, we affirm the District Court's grant of summary judgment to the defendants on the plaintiff's First Amendment and Eighth Amendment claims. Each party shall bear its own costs.
To the extent that Staples means to argue that Parent's alleged attempt to label him as a "PC" inmate constitutes an independent use of force that is also actionable under the Eighth Amendment, Staples did not make this argument in any developed manner below.
See
United States
v.
Rodriguez
,
We note that the record contains no evidence that Marshall was aware of any motion filed in the lawsuit -- let alone that particular motion -- prior to his use of the pepper spray.
See
Ambrose
v.
Twp. of Robinson, Pa.
,
Staples does not contend that the move to I-tier was itself the adverse action for purposes of the First Amendment retaliation claim.
Reference
- Full Case Name
- Frank STAPLES, Plaintiff, Appellant, v. Richard GERRY, Warden, New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, William Wrenn, Commissioner of the New Hampshire Department of Corrections, Defendant, in Both His Individual and Official Capacities, Jeffrey Brown, New Hampshire Parole Board, Defendant, in Both His Individual and Official Capacities, Donna Sytek, New Hampshire Parole Board, Defendant, in Both Her Individual and Official Capacities, Mark Furlone, New Hampshire Parole Board, Defendant, in Both His Individual and Official Capacities, James Daly, Chaplain of the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Kim Lacasse, Director of Classifications at the New Hampshire State Prison, Defendant, in Both Her Individual and Official Capacities, Joseph Michaud, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Ronald Gagliardi, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Jon Fouts, Head of Security at New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Christopher Kench, Correctional Officer at the N.H. State Prison, Defendant, in Both His Individual and Official Capacities, Leo Deusault, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Paul Cascio, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Marc Miller, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Michael Edmark, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Scott Marshall, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Joseph Diament, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Marc Theriault, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities, Paul Courchesne, Correctional Officer at the New Hampshire State Prison, in Both His Individual and Official Defendant, in Both His Individual and Official Capacities, Robert Parent, Correctional Officer at the New Hampshire State Prison, Defendant, in Both His Individual and Official Capacities. Defendants, Appellees.
- Cited By
- 58 cases
- Status
- Published