Parent/Professional Advocacy League v. City of Springfield
Opinion
These consolidated appeals raise significant questions about the overlap between Title II of the Americans with Disabilities Act (ADA),
The underlying suit alleges that the City of Springfield, Massachusetts, and Springfield Public Schools (SPS) violated Title II of the ADA by unnecessarily segregating students with mental health disabilities in a separate and inferior school, the Springfield Public Day School (SPDS). S.S., then an SPDS student, brought the suit on his own behalf and on behalf of a class of all *18 students with a mental health disability who are or have been enrolled at SPDS. Two associations, the Parent/Professional Advocacy League (PPAL) and Disability Law Center (DLC), joined S.S. as plaintiffs. They seek injunctive and declaratory relief, including an order that defendants provide the class plaintiffs with "school-based behavior services in neighborhood schools to afford them an equal educational opportunity and enable them to be educated in neighborhood schools."
The district court denied class certification.
S.S. by S.Y.
v.
City of Springfield
(
S.S. II
),
The plaintiffs' consolidated appeal challenges the district court's rulings that this suit was subject to the IDEA's exhaustion requirement and that the proposed class did not satisfy Federal Rule of Civil Procedure 23(a) 's requirements for certification. After briefly addressing a threshold issue related to the grant of a motion to intervene, we reject plaintiffs' arguments that the district court erred as to class certification. The defendants' appeal argues that the district court erred in concluding that PPAL and DLC had standing. We agree that these organizations lack standing to pursue the claims in the complaint, and we affirm the district court's grant of judgment on the pleadings as to PPAL and DLC on that ground.
I.
To begin, we give background on the ADA and IDEA. We next turn to this suit's history.
A. The ADA
Title II of the ADA states that "no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity."
Title II, as implemented by regulation, prohibits two types of discrimination relevant here. First, regulations implementing Title II prohibit inequality in services, programs, or activities provided by public entities. Public entities may not "[a]fford a qualified individual with a disability an opportunity to participate in or benefit from the aid, benefit or service that is not equal to that afforded others" or "[p]rovide a qualified individual with a disability with an aid, benefit or service that is not as effective in affording equal opportunity to obtain the same result, to gain the same benefit, or to reach the same level of achievement as that provided to others."
Second, the regulations require public entities to "administer services, programs, and activities in the most integrated setting appropriate to the needs of qualified individuals with disabilities."
Interpreting Title II and the integration and reasonable modification regulations, the Supreme Court held in
Olmstead
v.
L.C. ex rel. Zimring
,
B. The IDEA
The IDEA provides federal funds to assist states in educating children with disabilities "and conditions such funding upon a State's compliance with extensive goals and procedures."
Arlington Cent. Sch. Dist. Bd. of Educ.
v.
Murphy
,
As defined in the IDEA, a FAPE encompasses both "special education and related services."
IEPs are "comprehensive plan[s]" developed by the child's teachers, school officials, and parents.
Endrew F. ex rel. Joseph F.
v.
Douglas Cty. Sch. Dist. RE-1
, --- U.S. ----,
Finally, every IEP must specify "the extent, if any, to which the child will not participate with nondisabled children in the regular class."
(5) Least restrictive environment
(A) In general
To the maximum extent appropriate, children with disabilities ... are educated with children who are not disabled, and special classes, separate schooling, or other removal of children with disabilities from the regular educational environment occurs only when the nature or severity of the disability of a child is such that education in regular classes with the use of supplementary aids and services cannot be achieved satisfactorily.
The IDEA also details procedures for resolving disputes between parents and schools about the content of an IEP. Parents may file a complaint with the appropriate local or state educational agency,
Hearing officers can grant substantive relief, such as reimbursement for private
*20
school tuition or an order that a school district must offer the student an appropriate educational program.
See
Sch. Comm. of Burlington
v.
Dep't of Educ. of Mass.
,
In Massachusetts, the initial hearing officer's decision can be appealed to the Board of Special Education Appeals (BSEA). The general rule is that only after these procedures have been exhausted may parents seek review of IDEA claims in a civil action in state or federal court.
See
C. The IDEA's Exhaustion Requirement
The Supreme Court first considered the interactions between the IDEA and antidiscrimination laws like the ADA in
Smith
v.
Robinson
,
But Congress overrode
Smith
in 1986 when it added an exhaustion requirement to the IDEA. The provision, at
Nothing in [the IDEA] shall be construed to restrict or limit the rights, procedures, and remedies available under the Constitution, the Americans with Disabilities Act of 1990, title V of the Rehabilitation Act of 1973, or other Federal laws protecting the rights of children with disabilities, except that before the filing of a civil action under such laws seeking relief that is also available under [the IDEA], the [IDEA's administrative] procedures ... shall be exhausted to the same extent as would be required had the action been brought under [the IDEA].
The Supreme Court first interpreted this key phrase in 2017, in
Fry
v.
Napoleon Community Schools
, --- U.S. ----,
Even if a court determines that a complaint seeks relief that is available under the IDEA, exhaustion is not required where it "would be futile or inadequate."
Honig
v.
Doe
,
II.
A. The Complaint
S.S., PPAL, and DLC filed the operative complaint in 2015.
3
PPAL is an organization that advocates for improved access to services for children with a mental health disability. And DLC is designated under the Protection and Advocacy for Individuals with Mental Illness Act (PAIMI),
The complaint alleges the following facts about Springfield's public school system. SPS, the second largest school district in Massachusetts, enrolls around 26,000 students in about fifty schools. Most of those schools are neighborhood schools -- elementary and middle schools that enroll students based on their residential addresses and high schools that enroll students through a choice program.
Within SPS, SPDS comprises three schools, an elementary, middle, and high school. SPDS operates as an "alternative [set of] schools ... for students with social emotional behavioral disabilities." It enrolls about 230 students, each of whom has been diagnosed with a mental health disability that SPS has determined interferes with his or her learning and each of whom has an IEP that places him or her at SPDS. About 400 other students with mental health disabilities that similarly interfere with their learning attend neighborhood schools; their IEPs do not require placement at SPDS.
The complaint alleges that both Springfield and SPS
4
discriminate against the plaintiff class under Title II by providing
*22
unequal educational services at SPDS,
see
A. Order that Plaintiff S.S. may maintain this action as a class action pursuant to Rule 23(b)(2) of the Federal Rules of Civil Procedure.
B. Order and declare that Defendants are violating the rights of S.S. and other similarly situated children under Title II of the ADA ... and its implementing regulations.
C. Preliminarily and permanently enjoin Defendants, their ... agents, employees and assigns, and all persons acting in concert with them to provide Plaintiff S.S., PPAL and DLC constituents, and the Plaintiff class with the school-based behavior services they need to enjoy equal educational opportunity and receive educational programs and services in the most integrated setting, as required by Title II of the ADA.
The complaint defines the "essential components" of school-based behavior services (SBBS) as:
(a) a comprehensive assessment, including determination of the purpose and triggers for the child's behavior; (b) a school-based intervention plan that relies on positive support, social skills training, a care coordinator, and adjustments as needed to curriculum or schedule; (c) training for school staff and parents in implementing the plan; and (d) coordination with non-school providers involved with the child.
Defendants responded with a motion to dismiss, asserting several grounds, including that S.S. had failed to exhaust his administrative remedies. In denying the motion to dismiss as to the claims against Springfield and SPS,
5
the district court held that S.S. had exhausted his administrative remedies before bringing this suit.
S.S. by S.Y.
v.
City of Springfield
(
S.S. I
),
B. Motion for Class Certification
The district court denied the plaintiffs' motion for class certification on alternative grounds.
S.S. II
,
*23
the complaint did not allege that all unnamed members of the class had exhausted, but the district court determined that § 1415(
1
) required them to do so.
See
The district court also concluded that the plaintiffs had not satisfied Federal Rule of Civil Procedure 23(a) 's prerequisites for class certification.
See
C. Motion for Judgment on the Pleadings
The defendants next filed a motion for judgment on the pleadings on the claims of DLC and PPAL. They argued that the associations lacked standing to bring these claims on behalf of their constituents and, in the alternative, that the associations were subject to the IDEA's exhaustion requirement but had failed to exhaust. Although the district court found that DLC and PPAL had standing, it granted the motion.
S.S. III
,
D. M.W.'s Intervention for Purposes of Appeal and the Parties' Appeal and Cross-Appeal
While the motion for judgment on the pleadings was pending in the district court, S.S. turned eighteen and withdrew from the suit. 6 M.W., a former SPDS student who does not attend a neighborhood school, asked the district court for permission to intervene solely for purposes of appealing the ruling on the motion for class certification. The district court granted the motion.
M.W. then appealed the district court's denial of class certification. PPAL and DLC appealed the judgment against them. Springfield and SPS cross-appealed the district court's ruling that PPAL and DLC had standing and its grant of M.W.'s motion to intervene for purposes of appeal.
III.
We first address a threshold issue raised in defendants' cross-appeal: did the district court abuse its discretion in granting M.W.'s motion to intervene for purposes of appealing the denial of class certification?
See
Peaje Investments LLC
v.
García-Padilla
,
We see no abuse of discretion. The district court relied on
United Airlines, Inc.
v.
McDonald
,
The defendants' counter-arguments are misplaced. The defendants object that M.W.'s intervention is "[i]nappropriate" because he has not exhausted his IDEA administrative remedies and is therefore "unsuitable to represent the class in any capacity." But M.W. seeks to appeal the district court's ruling refusing to certify a class including persons who had not exhausted IDEA remedies. And so M.W.'s failure to have exhausted cannot make him an inappropriate appellant of that ruling.
See
McDonald
,
IV.
We turn now to M.W.'s appeal. M.W. first challenges the district court's conclusion that § 1415(
1
) 's exhaustion rule attached here, and the parties appear to argue that the exhaustion issue is at the heart of this case. Our exhaustion analysis, as described below, directly pertains to our decisions on class certification and associational standing. Applying
Fry
for the first time in this circuit, we conclude that the complaint "seek[s] relief that is also available" under the IDEA.
8
A. The Complaint "Seek[s] Relief that is Also Available Under" the IDEA
Fry was decided after the district court's class certification order, and M.W. argues that Fry made clear that the "IDEA exhaustion rule does not apply here." We now clarify that § 1415( 1 ), as interpreted in Fry , subjects the type of ADA claim being made here to that exhaustion rule. 9
*25 When faced with a complaint brought under the ADA against a public school, Fry instructs, a court should determine whether the gravamen of the complaint "concerns the denial of a FAPE" -- in which case § 1415( 1 ) requires exhaustion -- or "instead addresses disability-based discrimination" -- in which case § 1415( 1 ) 's rule does not apply. 137 S. Ct. at 756. This distinction is grounded in the "diverse means and ends of the statutes." Id. at 755. While "the IDEA guarantees individually tailored educational services, ... Title II ... promise[s] non-discriminatory access to public institutions." Id. at 756.
Fry recognized that "[t]he same conduct might violate" both the ADA and the IDEA. Id. "But still," it stated, "the statutory differences ... mean that a complaint brought [against a school] under Title II ... might" nevertheless be free from the IDEA's exhaustion requirement if it "seek[s] relief for simple discrimination, irrespective of the IDEA's FAPE obligation." Id. On inspection, the complaint here in essence contests the provision of educational services secured by the IDEA; its gravamen is not "simple discrimination."
On its surface, the complaint pleads disability-based discrimination: it alleges that the defendants are violating the ADA by unnecessarily segregating students with mental health disabilities in a separate and unequal educational program. And the complaint never uses the term FAPE. Yet, the crux of the complaint is that the defendants failed to provide the educational instruction and related services that the class plaintiffs need to access an appropriate education in an appropriate environment. That is not a claim of simple discrimination; it is a claim "contesting the adequacy of a special education program." Id. at 755.
The complaint's gravamen is also revealed in the legal allegations. The sole count of the complaint alleges that the defendants are "[d]enying" students the "opportunity to receive educational programs and services in the most integrated setting appropriate to their needs." And Count I also alleges that the school system is "[d]enying" students the "opportunity to ... benefit from educational services." These allegations track the language of the ADA's regulations,
see
Concretely, it is revealing that S.S. initially "invoked the IDEA's formal procedures to handle [his] dispute."
Fry
,
Nor do the facts here show "that the move to a courtroom came from a late-acquired awareness that the school had fulfilled its FAPE obligation and that the grievance involves something else entirely."
To reinforce this point that the relief plaintiffs seek cannot be isolated from relief available under the IDEA, consider an example. A student sues her school under an antidiscrimination statute alleging that a teacher struck her "out of animus or frustration."
The plaintiffs argue that a suit like theirs could be filed in contexts where "there is no FAPE obligation."
Other circuits have similarly concluded that complaints "seek[ ] relief" available under the IDEA when alleging that discriminatory treatment resulted in the denial of an adequate education or in an inappropriate placement. For example,
Wellman
v.
Butler Area School District
,
Resisting the conclusion that their complaint seeks relief that is available under the IDEA, the plaintiffs emphasize that "the fact that a school has provided a FAPE in the LRE does not preclude a claim of unlawful segregation under the ADA." And they similarly state that the IDEA, unlike the ADA, does not require equal educational opportunity. But the observation that the statutes are "independent" and sometimes diverge does not help the plaintiffs. More significant for our purposes is that the statutes sometimes overlap. 11 In this case, that overlap is such that, in pleading what are on the surface ADA claims, the plaintiffs' complaint in substance "seek[s] relief that is also available under" the IDEA. We repeat that our conclusions about exhaustion are relevant to our class certification and associational standing analyses.
We address the plaintiffs' alternative argument that, in an IDEA suit seeking systemic relief, no plaintiff need exhaust because such exhaustion would be futile. The plaintiffs assert that this class action alleges "systemic failures."
Other circuits have defined an exception to the IDEA's exhaustion rule for "systemic" suits. But, to fall under that exception, the alleged violations must be "truly systemic ... in the sense that the IDEA's basic goals are threatened on a systemwide basis."
Hoeft
v.
Tucson Unified Sch. Dist.
,
The plaintiffs' claims are not "systemic" in the sense contemplated by any such exception. A finding that one student with a certain type and degree of mental health disability should have been mainstreamed would not mean that another student with a different type, or even just a different degree, of mental health disability should have received the same services
*28
or been mainstreamed. And, as we will explain further below in our consideration of commonality, plaintiffs do not challenge an identifiable, uniform system-wide policy "enforced at the highest administrative level."
Hoeft
,
B. Class Certification
The district court denied class certification on both Rule 23 and exhaustion grounds. We deal with both. First, plaintiffs' failure to satisfy Rule 23(a) 's commonality requirement provides a basis for affirming the denial of class certification.
12
See
García-Rubiera
v.
Calderón
,
Rule 23(a)(2) makes the identification of "questions of law or fact common to the class" a prerequisite for class certification.
13
Fed. R. Civ. P. 23(a)(2). A question is common if it is "capable of classwide resolution -- which means that determination of its truth or falsity will resolve an issue that is central to the validity of each one of the claims in one stroke."
Wal-Mart Stores, Inc.
v.
Dukes
,
*29
Consistent with this standard, in class actions relating to special education (which are usually brought under the IDEA), plaintiffs can satisfy Rule 23(a) 's commonality requirement by identifying a uniformly applied, official policy of the school district, or an unofficial yet well-defined practice, that drives the alleged violation.
15
See, e.g.
,
DL
,
So, for example, classes have been certified under the IDEA to challenge: (1) a school district's policy, called "upper-level transfer," of automatically moving students who had aged out of autism support classrooms at one school to another school, without involving the students' IEP teams,
P.V. ex rel. Valentin
v.
Sch. Dist. of Phila.
,
Identification of an unofficial yet well-defined practice (or set of practices) that is consistently and uniformly applied might also satisfy the commonality prerequisite.
See, e.g.
,
DL
,
The plaintiffs say that they have satisfied this standard by offering " evidence that Springfield engages in common practices of disability discrimination and that those practices create harms common to the children of the proposed class." Plaintiffs frame the "question[ ] of law ... common to the class," Fed. R. Civ. P. 23(a)(2), as: "whether Springfield discriminates against the class, in violation of the ADA, by failing to provide SBBS in neighborhood schools and instead placing them in the inferior Public Day School where they are segregated and deprived of educational opportunities equal to those provided to their peers without a disability."
*30 Searching for an answer to that question able to drive the resolution of the litigation, plaintiffs point to the report of their expert, Dr. Peter Leone. They characterize Dr. Leone's report as finding the following: (1) "that Springfield made common (incorrect) assumptions about the class members and offered them a common set of (insufficient) services;" (2) "that all the children whose files he reviewed could successfully attend neighborhood schools if appropriate services were provided;" and (3) "that the quality of education in the Public Day School -- for every child there -- was markedly inferior to the quality of education the children in the potential class would have received in neighborhood schools."
The problem with the plaintiffs' reliance on Dr. Leone's report is that the report claims to find a pattern of legal harm common to the class without identifying a particular driver -- "a uniform policy or practice that affects all class members" -- of that alleged harm.
DL
,
Here, the plaintiffs do not, in Dr. Leone's report or elsewhere, allege that a particular, official SPS policy violated the ADA. Indeed, basic facts would belie a claim that SPS had a uniform policy governing the placements and services of students with behavioral disabilities: it is telling that SPS educates a larger number of students with behavioral disabilities in neighborhood schools than it does in SPDS. And it is revealing that some neighborhood schools offer support programs for students with behavioral disabilities.
See
S.S. II
,
Nor does Dr. Leone's report claim that individual IEP teams exercised discretion in a common manner. For his study, Dr. Leone scrutinized the materials of twenty-four individual students enrolled at SPDS and 130 IEPs of other individual SPS students with behavioral difficulties. His study yielded no evidence that SPS places students at SPDS using some method, such as boilerplate IEPs, that would suggest a "common mode of exercising discretion."
16
Wal-Mart
,
*31
Absent such a common driver, answering the plaintiffs' suggested question -- does the failure to provide SBBS result in violations of the ADA? -- requires individualized determinations which defeat commonality.
See
Jamie S.
,
Next, the district court held that all class members must exhaust before forming a class, "[s]ince the members of the proposed class may achieve a remedy through an IDEA administrative hearing related to the claims raised here."
S.S. II
,
As to the plaintiffs' argument, there are simply too many factual variations, and the relief sought is too broad, to say here that only the class representative must exhaust.
17
Plaintiffs do not say if any members of the putative class have exhausted their IDEA remedies, save for S.S. Again, the putative class is "[a]ll students with a mental health disability who are or have been enrolled in SPS's Public Day School who are not being educated in an SPS neighborhood school." Surely, relevant facts about the affected students -- such as the type and degree of mental health disability -- differ substantially across this group, and accordingly the administrative processes and results might differ substantially as well. Adoption of the plaintiffs' position that only a single class representative need exhaust before going forward with a class action would undermine
*32
the broader purposes of the exhaustion requirement. We must respect, as a general matter, "the notion, grounded in deference to Congress' delegation of authority to coordinate branches of Government, that agencies, not the courts, ought to have primary responsibility for the programs that Congress has charged them to administer."
McCarthy
v.
Madigan
,
In several cases cited by the plaintiffs, the suits were attempting to challenge what were characterized as a policy or practice.
See
Handberry
v.
Thompson
,
Our approach is similar to that of the Tenth Circuit in
Association for Community Living in Colorado
v.
Romer
,
*33 Our conclusion that exhaustion by a single plaintiff does not suffice here supports our holding on the denial of class certification.
V.
We now turn to the appeals from the district court's order granting judgment on the pleadings for Springfield and SPS on DLC and PPAL's claims. Recall that the district court held that DLC and PPL have standing but dismissed their claims for failure to exhaust.
See
S.S. III
,
PPAL and DLC seek to bring this suit on behalf of "PPAL and DLC constituents," whom the complaint alleges are harmed in the same ways as S.S. and the proposed "Plaintiff class." The complaint alleges that all children with mental health disabilities are PPAL's constituents and that all individuals with mental illnesses are DLC's constituents. PPAL and DLC thus seek to sue on behalf of a group of students coextensive with the proposed class (although their constituent groups are far broader than that purported class). 19 We affirm the district court's grant of judgment on the pleadings for defendants on the ground that PPAL and DLC lack standing.
To establish standing under Article III of the Constitution, a plaintiff must show injury that can be fairly traced to the challenged conduct and that is likely to be redressed by a favorable decision.
See, e.g.
,
Mangual
v.
Rotger-Sabat
,
"Even in the absence of injury to itself, an association may have standing solely as the representative of its members."
Warth
v.
Seldin
,
The defendants do not dispute that two students identified in the complaint, S.S. and N.D., are constituents of PPAL and DLC who would have individual standing were they to bring suit. The defendants argue that this showing is insufficient to satisfy the Constitution's minimum requirements because PPAL and DLC are constituent-based organizations, rather than associations made up of members who have control over governance. 21 Even assuming that DLC and PPAL can show a justiciable case or controversy, they cannot bring suit for the prudential reasons we are about to outline.
As a general prudential matter, the failure to exhaust by members of the proposed class (i.e., those students who had not gone through the IDEA's administrative procedures) cuts against standing for both DLC and PPAL. Hundreds of students cannot sue individually here without IDEA exhaustion, as we have explained above, and so there is no clear reason why the organizations should be able to essentially press those students' claims in the aggregate without that exhaustion. Put another way, it would not make sense to allow the organizations here to escape the exhaustion requirement for the students they are purportedly representing. Otherwise, associational standing in this type of suit would be inconsistent with the Congressional requirement of exhaustion in the IDEA,
We continue with DLC in particular. "[C]ongress may abrogate" prudential "impediment[s]" to representative suits.
United Food
,
We do not see in the text of this statute any indication that Congress abrogated consideration of the prudential concerns present here or that Congress meant to authorize DLC to bring this particular type of suit.
See
Mo. Prot. & Advocacy Servs., Inc.
v.
Carnahan
,
Chief among these are problems of "individualized proof."
Int'l Union, UAW
v.
Brock
,
PAIMI's text does not authorize DLC to bring claims of this scale and complexity on behalf of hundreds of constituents. The same prudential considerations just outlined bar PPAL, which does not claim congressional authorization to sue, from bringing this suit.
VI.
Affirmed .
For procedural violations, a hearing officer may find that a child did not receive a FAPE "if the procedural inadequacies ... caused a deprivation of educational benefits."
The Frys brought suit under Title II of the ADA and § 504 of the Rehabilitation Act,
What we refer to as "the complaint" is the First Amended Class Action Complaint. S.S. and PPAL filed an initial complaint in 2014 and then sought leave to amend, which was granted, allowing S.S. and PPAL, now joined by DLC, to file the First Amended Class Complaint.
S.S. by S.Y.
v.
City of Springfield
(
S.S. I
),
The complaint also named Springfield's mayor and schools superintendent as defendants. But the district court dismissed these claims as "redundant" of those against the public entities.
S.S. I
,
As already stated, the district court dismissed the claims against the individual defendants.
S.S. I
,
Simultaneous with S.S.'s withdrawal, another SPDS student who had exhausted IDEA administrative remedies sought to intervene in the district court case and in the plaintiff's petition to appeal the denial of class certification to the First Circuit. This student's motions were withdrawn before they were acted on.
M.W., a minor, moved to intervene and initially brought this appeal by his parents, L.N. and A.N. After oral argument, plaintiffs moved to substitute F.D. as M.W.'s representative. The motion explained that, following L.N.'s death just before oral argument in this court, F.D. and A.N. filed competing petitions for guardianship of M.W., and F.D. was granted temporary guardianship of M.W. We granted the motion to substitute F.D. for so long as F.D. is authorized to be M.W.'s general guardian under state law. See Fed. R. Civ. R. 17(c)(1)(A); Fed. R. App. P. 43(a), (b).
Our review of the district court's exhaustion ruling is de novo. This is true whether we treat the exhaustion ruling as a matter of class certification or, as the parties do in their briefs, as an independent issue. Motions to dismiss and legal rulings embedded in class certification decisions are both reviewed de novo.
García-Rubiera
v.
Calderón
,
Although we, following
Fry
, "sp[eak] in terms of the 'complaint,' " our conclusion, as our analysis will make clear, would be the same if the inquiry were "claim-by-claim."
Wellman
v.
Butler Area Sch. Dist.
,
The district court cases on which the plaintiff relies are distinguishable at least on this ground: the alleged effects of the physical abuse and isolation were not educational.
See
Abraham P.
v.
Los Angeles Unified Sch. Dist
., No. CV 17-3105,
Tellingly, the plaintiffs accuse the district court of "limit[ing]" or "restrict[ing]" the ADA's integration and equal access mandates by requiring IDEA exhaustion here. Implicit in this argument is an admission that a complaint alleging violations of the ADA could in theory also allege violations of the FAPE and LRE requirements.
We need not address plaintiffs' other arguments that the district court erred in holding that the class failed Rule 23(a) 's adequacy and typicality requirements and in implying that the plaintiffs do not "seek relief appropriate under Rule 23(b)(2)."
Rule 23(a) provides:
(a) Prerequisites. One or more members of a class may sue or be sued as representative parties on behalf of all members only if:
(1) the class is so numerous that joinder of all members is impracticable;
(2) there are questions of law or fact common to the class;
(3) the claims or defenses of the representative parties are typical of the claims or defenses of the class; and
(4) the representative parties will fairly and adequately protect the interests of the class.
Fed. R. Civ. P. 23(a).
Plaintiffs agree with our basic account of the law. The cases plaintiffs cite each involved a definable policy or practice imposed by a single entity or a small group of actors; these features facilitated the formulation of questions apt for class resolution.
See
Parsons
,
The commonality standard might also be satisfied in some cases by certifying sub-classes.
See, e.g.
, Mark C. Weber,
IDEA Class Actions After Wal-Mart v. Dukes
,
Dr. Leone's report also does not "raise any inference that all the individual, discretionary" decisions that make up the class violated the law.
Wal-Mart
,
Although M.W. has not exhausted, we nevertheless address the scenario of a class representative who has exhausted because S.S., who did exhaust, was the class representative at the time of the district court's ruling. This moots the plaintiffs' argument that "it would be appropriate to allow Plaintiff a reasonable period of time to identify a different replacement class representative" who has exhausted.
The same is true for the published district court cases cited by the plaintiffs, which they acknowledge address systemic issues.
See
T.R.
v.
Sch. Dist. of Phila.
,
We do not engage in an analysis of whether there are any possible divergent interests among the constituents which might undermine standing.
Although the Supreme Court has said that certain prudential standing doctrines may be "in some tension with ... the principle that a federal court's obligation to hear and decide cases within its jurisdiction is virtually unflagging,"
Lexmark Int'l, Inc.
v.
Static Control Components, Inc.
,
We need not resolve this argument by defendants. We note nonetheless that other circuits have rejected this argument as to P & As like DLC, based on statutorily mandated structural and governance features of P & As.
See
Or. Advocacy Ctr.
v.
Mink
,
We agree that there are suits DLC can bring on behalf of individuals with mental illness; we hold, more narrowly, that this is not such a suit. Another provision buttresses this conclusion about Congress's intent. PAIMI further requires that "[p]rior to instituting any legal action in a Federal or State court on behalf of an individual with mental illness, an eligible [P & A] ... shall exhaust in a timely manner all administrative remedies where appropriate."
Reference
- Full Case Name
- The PARENT/PROFESSIONAL ADVOCACY LEAGUE; Disability Law Center, Inc.; M.W., a Minor, by His Temporary Guardian, F.D., on Behalf of Himself and Other Similarly Situated Students, Plaintiffs, Appellants/Cross-Appellees, S.S., a Minor, by His Mother, S.Y., on Behalf of Himself and Other Similarly Situated Students, Plaintiff, v. CITY OF SPRINGFIELD, MASSACHUSETTS; Springfield Public Schools, Defendants, Appellees/Cross-Appellants, Domenic Sarno, in His Official Capacity as Mayor of City of Springfield; Superintendent Daniel J. Warwick, in His Official Capacity as Superintendent of Springfield Public Schools, Defendants.
- Cited By
- 71 cases
- Status
- Published