Doe v. Newton Public Schools
Doe v. Newton Public Schools
Opinion
United States Court of Appeals For the First Circuit
Nos. 21-1505, 21-1535, 21-1539
JOHN DOE; JANE DOE; DAVID DOE,
Plaintiffs, Appellees, Cross-Appellants,
v.
NEWTON PUBLIC SCHOOLS; BUREAU OF SPECIAL EDUCATION APPEALS,
Defendants, Appellants, Cross-Appellees.
APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Patti B. Saris, U.S. District Judge]
Before
Barron, Chief Judge, Selya and Howard, Circuit Judges.
Eileen M. Hagerty, with whom Alicia M.P. Warren and Kotin, Crabtree & Strong, LLP were on brief, for appellees/cross- appellants. Jill Murray Grady, with whom Carolyn A. Weisman and City of Newton Law Department were on brief, for appellant/cross-appellee Newton Public Schools. LaRonica K. Lightfoot, Assistant Attorney General, with whom Maura Healey, Attorney General, was on brief, for appellant/cross- appellee Bureau of Special Education Appeals.
September 2, 2022 BARRON, Chief Judge. These appeals concern a civil
action under the Individuals with Disabilities Education Act
("IDEA"),
20 U.S.C. § 1400et seq., that two residents of Newton,
Massachusetts, John and Jane Doe, and their child, David, brought
in the District of Massachusetts. The plaintiffs' action alleges
that the Massachusetts Bureau of Special Education Appeals
("BSEA") erred in rejecting their administrative complaint that
the Newton Public Schools ("Newton") violated the IDEA by failing
to provide David with a "free appropriate public education,"
20 U.S.C. § 1412(a)(1), also known as a "FAPE." They thus seek
reimbursement from Newton for the costs that they incurred in
sending David to a private residential school in Connecticut,
Franklin Academy ("Franklin").
The District Court agreed with the Does, granted
judgment to them on their claim that Newton had denied David a
FAPE in violation of the IDEA, and ordered Newton to reimburse
them for expenses that they incurred in placing him at Franklin.
Newton and the BSEA now bring appeals to challenge that ruling.
The Does also cross-appeal, as they take issue with the District
Court's decision to exclude boarding- and travel-related expenses
from the order of reimbursement. We affirm the District Court's
rulings across the board.
- 2 - I.
A.
The IDEA provides states federal funds "in exchange for
a commitment" to "furnish . . . all children with certain physical
or intellectual disabilities" with a FAPE. Fry v. Napoleon Cmty.
Schs.,
137 S. Ct. 743, 748(2017). A FAPE comprises "special
education and related services" that are, among other things,
"provided at public expense" and meet the educational standards of
the state that receives funds pursuant to the IDEA.
20 U.S.C. § 1401(9); see Johnson v. Boston Pub. Schs.,
906 F.3d 182, 185(1st Cir. 2018). The IDEA defines "related services" to include
such "psychological services . . . as may be required to assist a
child with a disability to benefit from special education."
20 U.S.C. § 1401(26)(A).
Massachusetts has accepted federal funds under the IDEA,
and it has conferred upon local school districts in the state,
such as Newton, the responsibility to provide eligible students
with a FAPE. See Mass. Gen. Laws ch. 71B, §§ 1, 12;
603 Mass. Code Regs. 28.03. The primary means through which school districts
must deliver the "special education and related services"
necessary to provide such children with a FAPE is an Individualized
Education Program ("IEP"). G.D. ex rel. Jeffrey D. v. Swampscott
Pub. Schs.,
27 F.4th 1, 5 (1st Cir. 2022) (internal quotation
omitted).
- 3 - An IEP is "a comprehensive statement of the educational
needs of a [student] and the specially designed instruction and
related services to be employed to meet those needs." Sch. Com.
of Burlington v. Dep't of Educ.,
471 U.S. 359, 368(1985). The
IEP must be developed through a "collaborative process that
involves" the members of the child's "IEP team," including the
student's parents, teachers, and school officials. D.B. ex rel.
Elizabeth B. v. Esposito,
675 F.3d 26, 35(1st Cir. 2012); see
also Endrew F. ex rel. Joseph F. v. Douglas Cty. Sch. Dist. RE-1,
137 S. Ct. 988, 994 (2017). To "ensure the continued adequacy of
a child's IEP," the IEP team must meet at least annually to
reevaluate the special education and related services being
offered by the school district. Esposito,
675 F.3d at 35;
20 U.S.C. § 1414(d). If a school district is "unable to furnish" the
services necessary to provide an eligible child a FAPE "through a
public school placement, it may be obliged to subsidize the
child['s placement] in a private program." C.G. ex rel. A.S. v.
Five Town Cmty. Sch. Dist.,
513 F.3d 279, 284(1st Cir. 2008).
Parents are free to consent to or reject the IEP that is
offered by the school district. But, if the IEP is "reasonably
calculated" at that time "to enable [the] child to make progress
appropriate in light of the child's circumstances," then the IEP
suffices to satisfy the school district's substantive obligation
- 4 - under the IDEA to provide that child with a FAPE. Endrew F.,
137 S. Ct. at 999.
The IDEA also expresses a preference for educating
eligible students in the "[l]east restrictive environment."
20 U.S.C. § 1412(a)(5). We addressed this requirement, often
referred to as the "LRE requirement," in Lenn v. Portland School
Committee, while determining whether an IEP that a local school
district proposed that would have placed an eligible child in a
day program after his parents had removed him to a private
residential school was "reasonably calculated" to provide that
child with a FAPE.
998 F.2d 1083, 1086(1st Cir. 1993). In
concluding that the proposed IEP was so calculated, we explained
that, given the LRE requirement, an eligible child "'who would
make educational progress in a day program' is not entitled to a
residential placement even if the latter 'would more nearly enable
the child to reach his or her full potential.'"
Id.(quoting
Abrahamson v. Hershman,
701 F.2d 223, 227(1st Cir. 1983)).
If the IEP process fails to produce an IEP upon which a
school district and the child's parents can agree, the parents
"may challenge either the school [district's] handling of the IEP
process or the substantive adequacy of the IEP itself" -- that is,
whether the IEP is reasonably calculated to enable the child to
make progress in light of their circumstances -- "by demanding an
administrative due process hearing before a designated state
- 5 - educational agency." Esposito,
675 F.3d at 35;
20 U.S.C. § 1415(f)(1)(A). The entity that conducts such hearings for
Massachusetts is the BSEA. Mass. Gen. Laws ch. 71B, § 2A(a);
603 Mass. Code Regs. 28.08(3)-(6).
If, following such a hearing, the BSEA renders a
decision adverse to either the parents or the school district,
then the aggrieved party may "bring a civil action challenging the
outcome . . . in either state or federal court." Johnson,
906 F.3d at 186;
20 U.S.C. § 1415(i)(2)(A). The court in which such
an action is brought may consider not only the "records of the
administrative proceedings" but also "additional evidence at the
request of a party."
20 U.S.C. § 1415(i)(2)(C)(i)-(ii).
Parents may place their child in a private educational
program while their IDEA claims are being adjudicated "without the
consent of or referral by the public agency."
20 U.S.C. § 1412(a)(10)(C)(ii). "But, the parents make that decision 'at
their own financial risk,'" G.D., 27 F.4th at 6 (quoting
Burlington,
471 U.S. at 373-74), pending the outcome of their IDEA
action. If the court adjudicating that action concludes that the
school district "violated [the] IDEA and that the [parents']
private school placement was proper under the" IDEA, then the court
may order appropriate relief, including that the school district
reimburse the parents of the child for expenses that the parents
- 6 - incurred due to that placement. Florence Cty. Sch. Dist. Four v.
Cater,
510 U.S. 7, 15(1993).
B.
1.
David Doe attended Newton Public Schools starting in
kindergarten. Newton determined during David's kindergarten year
that he was eligible for special education services under the IDEA.
Newton later identified David's primary disability as an
autism spectrum disorder. It determined that his secondary
disability was a generalized emotional disorder.
David continued to attend and receive special education
services from Newton during the years that he spent in grammar and
middle school in Newton's public school system. And, about a
decade after he had begun kindergarten in that system, he began
high school in it, as a ninth grader at Newton North High School
("Newton North").
Toward the end of David's ninth-grade year at Newton
North, in March 2016, Newton proposed an IEP for David, which we
will refer to as the March 2016 IEP. The IEP provided for
consultation by a speech language pathologist in social pragmatics
once a month for 30 minutes, and services from a speech language
pathologist once a week for 15 minutes. The proposed IEP also
provided for various testing, classroom, and assignment-related
accommodations. The Does consented to the March 2016 IEP in full.
- 7 - Then, during David's tenth-grade year at Newton North,
in January 2017, he reported to his Latin teacher that he was
"drowning," was "getting little sleep," and was "often sick."
David attributed these difficulties to his course load, which
included two Honors-level classes.
The Latin teacher, as well as other teachers at Newton
North, expressed concerns about David to members of his IEP team.
Collectively, the concerns pertained to David's performance in the
classroom, including his grades, and his emotional presentation.
On March 8, 2017, David's IEP team met to discuss the
concerns that the teachers had raised and David's progress to that
point under his IEP. David was informed at this meeting that his
teachers would not recommend him for honors classes, a position
that -- in light of David's deteriorating emotional state -- his
parents had supported. This news caused David to become quite
upset.
Shortly after this meeting, Newton proposed a new IEP
for David. The new IEP that Newton proposed, which we will refer
to as the March 2017 IEP, would continue to provide David with the
services that the March 2016 IEP had provided him, along with some
additional speech and social supports. For several months, while
the Does reconsidered David's placement at Newton North, they
neither accepted nor rejected that IEP. As a result, David
continued receiving services under the March 2016 IEP.
- 8 - That spring, as the end of David's tenth-grade year at
Newton North approached, David told his parents that he planned to
kill himself by jumping out of a fourth-floor window at Newton
North. The Does sought an emergency meeting with David's guidance
counselor, who is a member of David's IEP team, and expressed their
concern for David's safety at the school. David was evaluated at
that time and diagnosed with major depressive disorder, although
the doctor who treated him did not find him to be at imminent risk
of self-harm. The Does thereafter found David a private therapist.
Later that tenth-grade spring, David ran for a
leadership position in Newton North's Model United Nations Club -
- a group in which he had been active. He was not selected,
however, and his distress increased greatly thereafter. Moreover,
in June of that year, a group of students accosted and threatened
David for reporting a potential instance of cheating on an online
study forum.
David's IEP team reconvened on June 21, 2017, to discuss
the March 2017 IEP that the Does had not yet accepted or rejected.
As a result of that meeting, Newton amended the proposed March
2017 IEP to add academic support sessions with a special education
teacher, which David's educators hoped would help David complete
his academic assignments. The amended plan did not include
counseling or therapy services.
- 9 - Sometime during the summer after David's tenth-grade
year, his parents discovered a large bottle of Tylenol in his
bedroom. Upon learning from David that he had kept the bottle in
his bedroom because he was contemplating suicide, his parents
brought him to Dr. Michelle Palumbo, a psychiatrist at the Lurie
Center for Autism at Massachusetts General Hospital. Dr. Palumbo
concluded from her evaluation that David presented with "symptoms
of major depressive disorder, severe with active suicidal ideation
and a history of suicidality ideation with plan," and that he
required immediate hospitalization.
David was admitted to North Shore Medical Center, where
he was held in a locked pediatric ward for twelve days. He
thereafter was admitted to McLean Hospital ("McLean"), where he
spent approximately two weeks in the hospital's Adolescent Acute
Residential Treatment Program.
Around the time of David's first hospitalization,
David's parents sent an email to two members of the Newton IEP
team in which the parents informed the two team members that David
had been hospitalized, was experiencing frequent suicidal
ideation, and was adamantly opposed to enrolling at Newton North
in the fall. Then, on August 18, 2017, before David was to begin
his eleventh-grade year at Newton North, the Does informed Newton
that they would not consent to David's receipt of services under
the March 2017 IEP, even as it had been revised in June.
- 10 - The Does indicated at that time that David required "an
appropriate therapeutic placement for his continued schooling."
They then attended a meeting with David's IEP team to discuss next
steps on August 31.
In preparation for the meeting, the Does provided Newton
with a letter from David's treating clinicians at McLean Hospital,
Dr. Peter Adams, a child psychiatrist, and Catherine Lopes, a
social worker. A portion of that letter stated:
Our recommendation would be to strongly consider and anticipate that [David] will need significant therapeutic school supports. [David] would benefit from a program with experience in working with teens with high functioning Autism spectrum disorder and ongoing mood crises. [David] will need daily mental health check-ins and therapy support. [David] will need to have access to staff and therapeutic supports in order to develop flexibility of thinking, and combat his current thought rigidity that: school performance is the only predictor of a life worth living. Secondarily, [David] would benefit from learning healthy coping skills to manage mood crisis, rejection and unwanted feelings. We strongly recommend [David] be considered for services offered at a therapeutic school given his ongoing emotional difficulties, coupled with suicidal thinking, which will continue to require intensive interventions.
Around this time, and prior to the upcoming IEP team meeting,
the Does also began exploring a number of day and residential
school placements for David that could provide him with the kind
of therapeutic support that the clinicians at McLean had
recommended.
- 11 - At the August 31, 2017, meeting, Newton proposed another
IEP for David's eleventh-grade year at Newton North. We will refer
to this IEP as the August 2017 IEP.
The new IEP would place David in "LINKS," which is an
educational program that is offered at Newton North that would
give David access to a social worker for counseling on a daily as-
needed basis as well as two set counseling sessions per week.
Under the August 2017 IEP, David also would receive increased
speech and language services, and academic support.
The Does informed Newton that they would reject the
August 2017 IEP and unilaterally place David at Franklin, a
private, residential school in Connecticut. They also requested
that Newton reimburse them for the expenses associated with his
enrollment at Franklin.
The Does did not inform Newton that they had already
accepted an offer from Franklin on David's behalf at the time of
the August 31 IEP meeting. Days later, David enrolled at Franklin
for his eleventh-grade year as a full-time residential student.
In a letter dated September 7, 2017, Newton denied the
Does' request for reimbursement for David's enrollment at
Franklin. The letter restated Newton's assertion that the August
2017 IEP would provide David with a FAPE. Newton also proposed
placing David in a 45-day "extended evaluation" in a therapeutic
- 12 - day program. The Does rejected the proposal and chose to keep
David enrolled at Franklin.
In February 2018, the Does engaged Dr. Jason McCormick,
a neuropsychologist who specializes in treating children and young
adults with autism, to evaluate David. Based on that evaluation,
Dr. McCormick recommended that David be placed in an educational
program that has a specific focus on students with autism "who
present with both social and executive challenges, along with
emotional disabilities." Dr. McCormick also concluded that
David's "need for social instruction throughout the entire day"
along with the "near certainty that he would not participate in
unstructured social activities were he to be placed in a day
program, necessitates his placement in a residential setting."
Dr. McCormick's evaluation further stated that he would "be highly
concerned [if David] return[ed] to Newton North," especially given
his prior ideations of suicide, and concluded that the risk of
David harming himself would also be significant if he were to
transition to any other traditional public high school because his
needs "far outstrip what can be accommodated within the context of
a mainstream setting."
Newton proposed a revised IEP for David in April 2018
and then proposed another revised IEP in March 2019, as his
twelfth-grade year was winding down. Under the April 2018 and
March 2019 IEPs, David would have been placed in a therapeutic day
- 13 - school (rather than the LINKS program at Newton North), though
Newton did not identify that new school. Under each of these IEPs,
David would have had to leave Franklin, as he was a boarder at
Franklin. The Does rejected the April 2018 and March 2019 IEPs.
2.
On January 3, 2019, the Does filed a due process hearing
request with the BSEA. The request alleged that Newton had
violated the IDEA by failing to offer David an IEP reasonably
calculated to provide him with a FAPE during the period spanning
from March 2017 to June 2019. More specifically, the Does sought
an order from the BSEA declaring that the IEPs proposed by Newton
in March 2017 (as it was ultimately amended in August 2017) and in
April 2018 were not reasonably calculated to provide David with a
FAPE,1 and requiring Newton to reimburse them for costs associated
with their placement of David at Franklin "since August 2017 to
the present."
The BSEA conducted a due process hearing on May 20 and
21, 2019. The BSEA heard testimony from, among others, David's
medical providers, members of his IEP team, and Dr. Colleen
Meigher, a school psychologist employed by Newton.
1 Newton had not yet proposed the March 2019 IEP at the time the Does filed their due process hearing request. However, after the school district proposed (and the Does rejected) the March 2019 IEP, the Does amended their BSEA hearing complaint to challenge the sufficiency of that plan as well. - 14 - The BSEA denied the Does' claim for reimbursement in a
written decision issued on August 9, 2019. The BSEA did so on the
ground that the IEPs proposed by Newton were reasonably calculated
to provide David with a FAPE in the least restrictive environment
for the relevant periods.2
The Does thereafter filed a complaint in the United
States District Court for the District of Massachusetts under the
IDEA. The complaint alleged, among other things, that the BSEA
erred in concluding that Newton had provided David with a FAPE for
the time in question. The complaint sought relief in the form of
an order declaring that Newton "failed to provide a FAPE to David"
for his eleventh- and twelfth-grade school years, that the Does
"acted reasonably" in unilaterally placing him in Franklin's
residential program for those years, and an order requiring that
Newton reimburse the Does for all costs that the Does had incurred
in connection with David's enrollment at Franklin, including
travel and boarding expenses.
2The BSEA order explained that the proposed August 2017 IEP, because it would have placed David in Newton North's LINKS program, provided David with a FAPE, and thus that the BSEA need not address the school's subsequent offer to conduct a 45-day evaluation of David in a therapeutic day school. The order also determined that it would not have been appropriate for the BSEA to address that offer in determining whether Newton provided David a FAPE because the proposal was made outside of the "IEP Team" process. See
20 U.S.C. § 1414(d); see also Burlington,
471 U.S. at 368(explaining that the IDEA requires an IEP "to be developed jointly" by the members of the child's IEP team).
- 15 - The Does, Newton, and the BSEA simultaneously moved for
summary judgment.3 Following a hearing, the District Court granted
the Does' motion and denied the motions by Newton and the BSEA.
The District Court did so based on its conclusion that the IEPs
offered by Newton in August 2017, April 2018, and March 2019 were
not reasonably calculated to provide David with a FAPE. Doe v.
Newton Pub. Schs.,
537 F. Supp. 3d 56, 68-70 (D. Mass. 2021).
The District Court also held that the Does' placement of
David at Franklin was "appropriate" because it provided the
"therapeutic support [David] needed," resulting "in significant
benefits to his mental health."
Id. at 68. The District Court
acknowledged that Franklin was "not the least-restrictive
environment for David," but it also ruled that this fact did not
in and of itself "bar reimbursement under the IDEA" for the costs
that the Does' incurred in placing David there.
Id. at 69. The
District Court reasoned that a parent's unilateral placement of a
child in a private program is not subject to the LRE requirement
where, as the District Court determined was the case here, the
school district failed to provide the student with a FAPE.
Id.3 As we recently observed, in "civil actions of this sort," a motion for summary judgment is "simply a vehicle for providing review of the underlying administrative ruling." G.D., 27 F.4th at 6 n.1 (quoting S. Kingstown Sch. Comm. v. Joanna S.,
773 F.3d 344, 349(1st Cir. 2014) (internal quotation omitted)). - 16 - The District Court therefore granted the Does' request for
reimbursement. Id. at 70.
Even though the District Court ruled that the Does'
placement of David at Franklin was "appropriate" under the IDEA,
id. at 69, it rejected their request for reimbursement for
residential expenses (i.e., boarding and travel) for David's
eleventh- and twelfth-grade years at Franklin. The District Court
concluded that the requests for reimbursement of those expenses
was "unreasonable" on the ground that David did not require a
residential placement in order to receive a FAPE under the IDEA
and a therapeutic day program would have been suitable to meet his
needs, id. at 70-71 (quoting Florence Cty.,
510 U.S. at 16).
Newton and the BSEA timely filed appeals. The Does filed
a cross-appeal in which they challenge the District Court's
exclusion from the order of reimbursement the costs related to
boarding David at Franklin during his eleventh- and twelfth-grade
years.
II.
We begin with the challenge that Newton and the BSEA
make to the District Court's ruling that Newton denied David a
FAPE for his eleventh-grade year at Newton North. With respect to
this ruling, we review questions of law de novo and findings of
fact for clear error. Johnson,
906 F.3d at 191; Doe v. Cape
Elizabeth Sch. Dist.,
832 F.3d 69, 76(1st Cir. 2016). Where
- 17 - issues involve mixed questions of law and fact, we have employed
a "degree-of-deference continuum," calling for "non-deferential
plenary review" of "law-dominated questions" and more "deferential
review" where the questions are "fact-dominated." Cape Elizabeth,
832 F.3d at 76-77 (quoting Mr. I ex rel L.I. v. Me. Sch. Admin.
Dist. No. 55,
480 F.3d 1, 10(1st Cir. 2007)).
In undertaking this review, we must keep in mind that
the District Court's role in addressing a challenge under the IDEA
to an administrative ruling is an exercise of "involved oversight"
of the agency's factual findings and conclusions. S. Kingstown
Sch. Comm. v. Joanna S.,
773 F.3d 344, 349(1st Cir. 2014) (quoting
Sebastian M. v. King Philip Reg'l Sch. Dist.,
685 F.3d 79, 84(1st
Cir. 2012)). In accord with that role, the District Court must
afford "due weight" to the determinations made in the
administrative proceedings. Lenn,
998 F.2d at 1087(quoting Bd.
of Educ. of Hendrick Hudson Cent. Sch. Dist. v. Rowley,
458 U.S. 176, 206(1982)); see
id.("Although the exact quantum of weight
is subject to the district judge's exercise of informed discretion,
the judge is not at liberty either to [ignore] administrative
findings or to discard them without sound reason.") (internal
citations omitted). In determining whether a proposed IEP is
reasonably calculated to provide a student with a FAPE under the
IDEA, the District Court must base its decision "on the
- 18 - preponderance of the evidence." G.D., 27 F.4th at 6 (quoting
20 U.S.C. § 1415(i)(2)(C)(iii)).
A.
Newton and the BSEA first assert that the District Court
committed legal error in ruling that Newton had denied David a
FAPE for his eleventh-grade year at Newton North because the
District Court failed to give, in Newton's words, "any deference"
to the factual findings that the BSEA hearing officer made based
on the testimony that various educators at Newton North had given
in the "due process" hearing. But, insofar as Newton and the BSEA
mean to argue that the District Court failed to apply the proper
standard of review in considering the record at hand, we cannot
agree.
As will become clear below, the District Court carefully
explained the findings that the BSEA hearing officer made with
which it disagreed, and why it disagreed with them. See Newton
Pub. Schs., 537 F. Supp. 3d at 68-71. And, before undertaking
that analysis of the BSEA hearing officer's findings, the District
Court correctly recounted the "due weight" standard of review.
See id. at 66. The District Court then went on to apply that same
standard. Id. at 68, 70. We thus see no basis for concluding
- 19 - that the District Court committed a legal error by failing to apply
the "due weight" standard of review.4
B.
We proceed, then, to the closely related contention that
Newton and the BSEA make that concerns how the District Court
applied the "due weight" standard of review, even assuming that
the District Court did in fact apply it. We are not persuaded.
Specifically, Newton and the BSEA contend that the
District Court's error in applying that deferential standard of
review inhered in its decision to give more weight to the
recommendation by David's treating clinicians that David be
considered for placement in a therapeutic school than to the
recommendation that had been made by Newton educators that Newton
North's LINKS program would be appropriate for David.
But, we are reviewing the way that the District Court
resolved a "fact-dominated" mixed question of law and fact. Cape
Elizabeth,
832 F.3d at 76. Thus, while the District Court was
required to give "due weight" to the findings of the BSEA in the
administrative proceedings, Newton and the BSEA must show more
4 While Newton and the BSEA, pointing to Sebastian M.,
685 F.3d at 86, argue that this court has held that it is "entirely proper" for a District Court to "give deference to the hearing officer's weighing of the testimony," we note that it may also be entirely proper for a District Court, after having given such "due weight" to a hearing officer's finding, to nevertheless reach a different conclusion based on the facts in the record. - 20 - than that there is evidence in the record that could support a
ruling different from the one that the District Court made in
rejecting the BSEA's conclusion that David had been given a FAPE
during the year in question.
Id.They must show that,
notwithstanding the deference that we owe to the District Court on
such a fact-laden legal question, the record requires us to
overturn it. They fail to do so.5
Newton and the BSEA do point to testimony from multiple
members of David's IEP team and other Newton educators at the BSEA
hearing that the August 2017 IEP's inclusion of the LINKS program
made that IEP suitable for David, notwithstanding the McLean
letter's recommendation that David attend a therapeutic school.
For example, Dr. Meigher testified, among other things, that the
LINKS program provided adequate therapeutic support to meet
David's needs because it would have provided a "home base"
throughout the school day, with access to staff experienced in
working with children with autism, in addition to individual and
group counseling.
But, the District Court did not dispute that the evidence
in the record showed that the LINKS program that the August 2017
5 We do not understand Newton and the BSEA to be claiming that the District Court made any particular, purely factual finding that is clearly erroneous on the record. To the extent they are making such an argument, we see no fact upon which the District Court relied in reaching its decision that is not adequately supported by the record. - 21 - IEP proposed for David would have provided "some therapeutic
benefit." Newton Pub. Schs., 537 F. Supp. 3d at 67. It determined
only that, in light of the evidence in the record, that IEP was
nevertheless not reasonably calculated to provide David with a
FAPE because it would have required his participation in the "full-
inclusion model" at Newton North. Id. at 67-68. And there is
substantial record support for that conclusion.
Specifically, the record contains a recommendation by
David's treating clinicians at McLean that David be placed in "a
therapeutic school." It also contains the Does' corresponding
concern at the time that the LINKS program was insufficient to
ensure that David would see educational gains, in addition to their
concern for his safety in light of his ideations of suicide if he
were required to return to Newton North. And, there was a strong
basis for giving this latter set of evidence about the need for
David to be placed in a therapeutic school greater weight than the
evidence about the adequacy of LINKS that had been provided through
testimony from the Newton educators on which the BSEA had relied
so heavily. After all, the professionals who made the
recommendation that David be placed in a therapeutic school had
conducted the most recent evaluations of David. Id. at 67. As
the District Court explained: "Dr. Meigher testified that she had
seen David for only one psychological evaluation, in 2016, during
his time at Newton," and that "Dr. Adams and Lopes from McLean
- 22 - . . . were responsible for David's psychiatric care during the
events of the summer leading to his unilateral placement, and . .
. were better positioned than Dr. Meigher to understand David's
needs at the time that the August 31, 2017 IEP was developed."
Id. Thus, we see no merit to this aspect of the challenge by
Newton and the BSEA.
C.
Newton and the BSEA also challenge the District Court's
purported reliance in ruling that David had been denied a FAPE for
his eleventh-grade year on the fact that the later IEPs proposed
by Newton in April 2018 and March 2019 recommended that David be
placed in an "out-of-district public/private day school." Newton
and the BSEA argue that the District Court's consideration of the
2018 and 2019 IEPs to assess the adequacy of the August 2017 IEP
conflicts with our command that the determination of whether an
IEP was reasonably calculated to provide a FAPE "must take into
account what was, and was not, objectively reasonable . . . at the
time the IEP was promulgated." Roland M. v. Concord Sch. Comm.,
910 F.2d 983, 992(1st Cir. 1990). To support this argument,
Newton and the BSEA point to the following passage in the District
Court's opinion and, in particular, its second sentence: "Based on
an intermediate level of review, I find that the IEP in August
2017 was not adequate given David's severe mental health needs and
crisis during the summer of 2017. This conclusion is buttressed
- 23 - by Newton's decision in the two subsequent IEPs . . . ." Newton
Pub. Schs., 537 F. Supp. 3d at 68.
The District Court's use of the word "buttressed" in
that passage, however, does not show that the District Court
premised its determination that the August 2017 IEP was not
adequate on the recommendations that the subsequent IEPs that
Newton proposed made. As we have explained, there is evidence in
the record that Newton had on hand at the time that it proposed
the August 2017 IEP that in and of itself sufficed to support the
District Court's determination that the August 2017 IEP was not
"reasonably calculated" to provide David with a FAPE. Id. at 66-
68. Against that backdrop, the District Court's use of the word
"buttressed" comfortably may be read to indicate only that the
subsequent IEPs that Newton proposed accorded with the
determination that the District Court independently reached based
only on the evidence in the record that showed what Newton knew at
the time that the August 2017 IEP was proposed. Id. at 68.6
6Because we do not understand the District Court to have relied on the subsequent IEPs as a necessary predicate for its determination that the August 2017 IEP was not reasonably calculated to provide David with a FAPE for his eleventh-grade year, we need not address Newton's and the BSEA's contention that the record does not support the District Court's assessment of the import of the subsequent IEPs. - 24 - III.
Newton and the BSEA next turn their attention to the
District Court's reimbursement order, which requires Newton to
reimburse the Does for certain expenses associated with David's
enrollment at Franklin Academy for his eleventh- and twelfth-grade
years. Newton and the BSEA make a number of distinct arguments,
which we address in turn.
A.
Newton and the BSEA first rely on Florence County,
510 U.S. at 15, which requires a District Court to undertake a two-
step inquiry in determining whether to order reimbursement for a
parent's unilateral placement of their child in a private
educational setting for which they incur costs. That two-step
inquiry requires the District Court first to determine whether the
child has been denied a FAPE and, then, only after having
determined that the child has been denied a FAPE, to determine
whether the unilateral placement of the child in the private
educational setting was "proper."
Id. at 15.
Newton and the BSEA contend that, at least with respect
to David's twelfth-grade IEPs, the April 2018 and March 2019 IEPs,
the District Court skipped the first step of the inquiry and jumped
right to the second. But, Newton and the BSEA misread the opinion
of the District Court.
- 25 - Consistent with Florence County, the District Court did
take step one before proceeding to step two. It found that the
proposed April 2018 and March 2019 IEPs were not reasonably
calculated to provide David with a FAPE and thus that he had been
denied one during his twelfth-grade year in violation of the IDEA.
Newton Pub. Schs., 537 F. Supp. 3d at 70 ("I determine . . . that
the April 25, 2018 IEP and the March 25, 2019 IEP did not provide
David with a FAPE."). The District Court reasoned that "removing
a student like David from a supportive academic environment" at
Franklin "would likely pose emotional and social disruption," and,
on that basis, the District Court then concluded that Newton's
proposed IEPs -- including the ones that had offered a placement
at a therapeutic day program -- were not reasonably calculated to
provide David a FAPE. Id.7
B.
Newton and the BSEA next turn their attention to the
District Court's holding that the proposed April 2018 and March
2019 IEPs were not reasonably calculated to provide David a FAPE
on the distinct ground that this holding conflicts with the
"snapshot in time" principle (citing Lenn,
998 F.2d at 1086and
7 We also note that, on at least two occasions, the BSEA acknowledges in its briefing to us that the District Court found that "David's twelfth-grade year IEPs, recommending a therapeutic day school, did not provide David with a FAPE."
- 26 - Roland M.,
910 F.2d at 992).8 But, while it is true that the
testimony the District Court cited regarding the negative impact
that a transfer out of Franklin would have on David's social-
emotional wellbeing "was not available to David's [IEP] Team at
the time of the April 25, 2018 IEP meeting and the March 25, 2019
IEP meeting," the District Court noted that this testimony merely
spoke to the "common-sense notion" that a school transfer out of
"a supportive academic environment" would be detrimental to "a
student like David" -- a notion that, in light of David's
particular circumstances, would have been apparent to Newton at
the time the IEPs were offered. Newton Pub. Schs., 537 F. Supp.
3d at 70. Moreover, Newton and the BSEA do not contend that the
record contradicts the finding that Newton would have been aware
of the harms that David would suffer from a school transfer at the
time of the April 2018 and March 2019 IEPs, and our review of the
8We note that, although Newton's brief presents this argument in connection with its challenge to the District Court's asserted "error" in "ordering Newton to reimburse parents for the day portion of tuition at Franklin," this argument appears to lodge a challenge to the District Court's determination that the April 2018 and March 2019 IEPs were inadequate, assuming the District Court made such determinations. In line with the way that Newton has chosen to brief the case on appeal, however, we address this contention alongside Newton's and the BSEA's other challenges to the District Court's reimbursement order. Our reasons for rejecting this argument in connection with Newton's challenge to the reimbursement order, however, suffice to explain why we also reject the argument insofar as Newton makes it in service of a challenge to the District Court's determinations regarding the inadequacy of those IEPs.
- 27 - record satisfies us that Newton was.9 Thus, we reject the
contention that the District Court's ruling violated the snapshot
in time principle.10
C.
Newton and the BSEA next challenge the portion of the
District Court's reimbursement order that requires Newton to pay
for David's twelfth-grade tuition costs at Franklin. Newton and
the BSEA contend that, by imposing this requirement, the District
Court created a rule that ties the hands of school districts and
"threatens to impose unduly burdensome financial obligations on
public school districts." They assert that, under the District
Court's ruling, "school districts face a near-blanket edict that,
once parents unilaterally move a student to another placement,
local school districts cannot move the student back, solely due to
potential concerns with transitioning itself -– for which a local
9 We do note that Newton and the BSEA take issue with the Does' purported failure to raise the concerns about David's transition from Franklin at the April 2018 and March 2019 IEP team meetings, which they suggest could have prompted the IEP team to affirmatively address such concerns in the IEPs. That said, neither the BSEA nor Newton has developed an argument to us as to why such a failure would require reversal (or remand) if the record otherwise supports the conclusion that Newton was on notice of such concerns. We therefore consider any such argument waived. See United States v. Zannino,
895 F.2d 1, 17(1st Cir. 1990). 10 To the extent one might suggest that further fact finding
as to the substantive adequacy of the April 2018 and March 2019 IEPs in question may have been appropriate in these circumstances, neither Newton nor the BSEA have asked for such relief, and we therefore do not consider the question. - 28 - school district can, in fact, provide additional supports to assist
the student."
But, the District Court made no such categorical ruling.
It premised its holdings that the April 2018 and March 2019 IEPs
were inadequate and that David's placement at Franklin was
appropriate on the "limited" circumstances of "David's case."
Newton Pub. Schs., 537 F. Supp. 3d at 70. Those circumstances
included the fact that the record supportably showed that David
would have suffered emotionally and academically had he been
required to transfer from Franklin -- where he had been making
demonstrable gains -- due to his particular disability. Id.
Thus, the District Court's reasoning is consistent with
the highly individualized inquiry into the "unique needs" of the
child that the IDEA mandates, Forest Grove Sch. Dist. v. T.A.,
557 U.S. 230, 244-45(2009) (quoting
20 U.S.C. § 1400(d)(1)(A)); see
also Florence Cty., 510 U.S. at 15–16, given that the District
Court assessed the specific impact that the transition out of
Franklin would have for David -- and appropriately cabined its
reasoning to the facts of this case, see Newton Pub. Schs., 537 F.
Supp. 3d at 70. We note, too, that, in recognizing that an IEP in
some cases may not be reasonably calculated to provide a FAPE due
to circumstances related to a transfer from an appropriate private
placement, we are in harmony with both our own precedent, see
Parent/Pro. Advoc. League v. City of Springfield,
934 F.3d 13, 29
- 29 - (1st Cir. 2019), and that of courts outside of this circuit that
have addressed the subject, see, e.g., S.H. v. State Op. Sch.
Dist.,
336 F.3d 260, 272(3d Cir. 2003) ("[I]f a change in her
placement will be detrimental, this is a factor in determining
whether the new placement will achieve a meaningful educational
benefit."); see also Dall. Indep. Sch. Dist. v. Woody,
865 F.3d 303, 317(5th Cir. 2017).
D.
Finally, Newton and the BSEA contend that the District
Court erred in ordering reimbursement by failing to account
properly for the IDEA's principle that students should be placed
in the "least restrictive environment," and that "a student 'who
would make educational progress in a day program is not entitled
to a residential placement even if the latter would more nearly
enable the child to reach his or her full potential'" (citing Lenn,
998 F.2d at 1086) (internal quotation marks and citation omitted)).
But, as the District Court correctly recognized, "the least-
restrictive environment principle [and] the 'mainstreaming'
provision of the IDEA [do] not require [parents] to place [their
child] in the least restrictive environment if [the] IEP does not
provide [a] FAPE," such that parents who make such a placement for
their child are not necessarily barred from seeking reimbursement
for the costs that they incur in consequence of such a placement.
Newton Pub. Schs., 537 F. Supp. 3d at 69 (citing Frank G. v. Bd of
- 30 - Educ. of Hyde Park,
459 F.3d 356, 364(2d Cir. 2006), and Warren
G. ex rel. Tom G. v. Cumberland Cty. Sch. Dist.,
190 F.3d 80, 84(3d Cir. 1999)); see also Florence Cty.,
510 U.S. at 9-10(holding
that unilateral private placement may be "proper under [the] IDEA"
even if a placement does not meet all the requirements that school
districts face in providing a FAPE). Thus, we reject this ground
for challenge to the reimbursement order as well.
IV.
We now turn our attention to the Does' challenge, as
cross-appellants, to the District Court's exclusion of costs
related to David's residence at Franklin (i.e., boarding and travel
expenses) from the reimbursement order. We do not find it to be
persuasive.
"Courts fashioning discretionary equitable relief under
IDEA must consider all relevant factors, including the appropriate
and reasonable level of reimbursement that should be required.
Total reimbursement will not be appropriate if the court determines
that the cost of the private education was unreasonable." Florence
Cty.,
510 U.S. at 16. We review "discretionary equitable relief"
determinations under the IDEA for "abuse of discretion." Diaz-
Fonseca v. Puerto Rico,
451 F.3d 13, 31-32(1st Cir. 2006); see
also, e.g., Ashland Sch. Dist. v. Parents of Student E.H.,
587 F.3d 1175, 1183(9th Cir. 2009) ("[B]ecause the district court had
equitable discretion to craft appropriate relief in this case, we
- 31 - review its decision to deny reimbursement for abuse of that
discretion."). We find none here.
A.
The Does primarily contend that the District Court's
award reduction must be reversed because it has no "basis in the
record," which, they argue, "contained no evidence regarding the
reasonableness of Franklin tuition." This argument, however,
misunderstands the nature of the District Court's order.
The District Court did not purport to make a finding as
to the reasonableness of Franklin's cost based on a price-
comparison analysis. The District Court found that it was
unreasonable to expect Newton to pay for "any" of David's housing
or travel expenses at Franklin. Newton Pub. Schs., 537 F. Supp.
3d at 70-71 (emphasis added). And, the District Court did so based
on its determination that David was not entitled to a residential
placement under the IDEA. See id. at 70. Thus, particularly given
that even David's treating clinicians had not recommended him for
a residential placement at the time that the Does unilaterally
selected Franklin, we see no merit to this ground of challenge.
B.
The Does also claim that we should reverse the District
Court's decision to exclude boarding and travel costs from the
reimbursement order on the ground that the District Court's
determination that David was not entitled to a residential
- 32 - placement under the IDEA was erroneous.11 They appear to argue
that the record evidence compels a determination that he did
require such a placement in order to receive a FAPE. In their
view, had the District Court correctly determined that David
required a residential placement, there would have been no basis
for its decision to reduce the reimbursement by excluding travel
and boarding-related expenses.
But, as we noted above, to show that the District Court's
ruling warrants reversal on a "fact-dominated" mixed question of
law and fact, which we conclude that this question is, a party
must show more than that there is contrary evidence in the record.
See Cape Elizabeth,
832 F.3d at 76. And as we will explain, the
Does have failed to do so here.
The Does do point to a February 2018 letter from Dr.
McCormick recommending a residential placement. They also point
to testimony from two Franklin educators who expressed support for
such a placement. But, other evidence in the record supports the
District Court's finding that David could have made progress in a
less restrictive environment, such as a therapeutic day program,
11We note that the Does also make the argument that the record compels the determination that David required a residential placement as an alternative ground for affirming the District Court's rulings that the April 2018 and March 2019 IEPs, which offered David a placement in a day school, were not reasonably calculated to provide David a FAPE. But, we affirmed those rulings on other grounds. - 33 - and the District Court adequately explained why the McCormick
letter was insufficient to overcome that contrary evidence. Newton
Pub. Schs., 537 F. Supp. 3d at 70 (noting that Dr. McCormick's
recommendation was "speculative" in nature, and that Dr. McCormick
"never observed David outside his office"); see also Lenn,
998 F.2d at 1086(A student "who would make educational progress in a
day program is not entitled to a residential placement even if the
latter would more nearly enable the child to reach his or her full
potential.") (internal quotations omitted). Thus, we decline to
disturb the District Court's reimbursement order on this ground.
C.
As a fallback argument, the Does assert that, by denying
reimbursement for David's residential expenses at Franklin, the
District Court effectively imposed a requirement that a unilateral
placement must comply with the "least restrictive environment"
principle to qualify for reimbursement -- something that, as noted,
is not required by the IDEA. Again, we disagree.
As the District Court recognized, a parent's unilateral
placement need not represent the "least restrictive environment"
for the parents to qualify for reimbursement. Newton Pub. Schs.,
537 F. Supp. 3d at 69. But, it does not follow that in assessing
whether the "cost of the private education" that the parents
selected in their unilateral private placement was "unreasonable,"
a District Court must treat as irrelevant whether the child could
- 34 - have been placed in a less restrictive environment (i.e., a non-
residential environment) under an adequate IEP. Florence Cty.,
510 U.S. at 16; see also Burlington, 471 U.S. at 370–71 (reviewing
the reimbursement provision of the IDEA and its legislative history
and stating that reimbursement "merely requires the [school
district] to belatedly pay expenses that it should have paid all
along and would have borne in the first instance had it developed
a proper IEP" (emphasis added)). In consequence, we conclude that
the District Court did not err in exercising its discretion to
reduce the Doe's reimbursement upon finding that the boarding
"cost[s] of [David's] private education w[ere] unreasonable,"
Florence Cty.,
510 U.S. at 16, based on its determination that
David could have been provided a FAPE in a non-residential setting.
In so holding, we also reject the Does' contention that
their position draws support from Leggett v. District of Columbia,
793 F.3d 59, 75(D.C. 2015). The Does contend that Leggett
establishes that once a District Court concludes that the school
system failed to provide a FAPE and that the parents' unilateral
placement was appropriate, the IDEA "requires reimbursement for
tuition, room and board, and other related educational expenses -
- even if costly."
Id.But, the holding in that case is expressly
limited to circumstances in which the school program that the child
needed to be placed in to be provided a FAPE was only shown to
have been available at a residential placement.
Id. at 74. Thus,
- 35 - we do not see how Leggett can support the Does' position here,
given that the District Court supportably found that David did not
need a placement at a residential school to receive a FAPE, at
least given that the Does develop no argument that there was no
nonresidential alternative to Franklin in which he would have
received the kind of therapeutic schooling that the District Court
determined that he required to receive a FAPE.
V.
Affirmed.
- 36 -
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