United States Court of Appeals For the First Circuit

No. 22-1596 U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellant, v. HENRY B. SARGENT, Defendant, Appellee, FREDERICK M. MINTZ; ALAN P. FRAADE; JOSEPH J. TOMASEK; PATRICK GIORDANO, Defendants.

ERRATA SHEET The opinion of this Court, issued on April 18, 2023, is amended as follows: On page 2, line 23, change "state" to "slate"