Boykin v. Genzyme Therapeutic Products, LP
Boykin v. Genzyme Therapeutic Products, LP
Opinion
United States Court of Appeals For the First Circuit
No. 23-1667
CHARLES BOYKIN,
Plaintiff, Appellant,
v.
GENZYME THERAPEUTIC PRODUCTS, LP and PAUL BEAUSOLEIL,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Richard G. Stearns, U.S. District Judge]
Before
Kayatta, Selya, and Gelpí, Circuit Judges.
Mitchell J. Notis and Law Office of Mitchell J. Notis on brief for appellant. Christopher B. Kaczmarek and Littler Mendelson, P.C. on brief for appellees.
February 16, 2024 SELYA, Circuit Judge. Plaintiff-appellant Charles
Boykin brought an employment-discrimination action against his
quondam employer, Genzyme Therapeutic Products, LP (Genzyme), and
one of its executives. Concluding that the plaintiff's allegations
of discrimination lacked an appropriate factual predicate, the
district court granted summary judgment in favor of the defendants.
The plaintiff appeals. After careful consideration, we affirm.
I
We briefly rehearse the relevant facts and travel of the
case. We draw our account from the summary judgment record.1 See
Mancini v. City of Providence,
909 F.3d 32, 37(1st Cir. 2018).
In the process, we construe the facts in the light most flattering
to the party against whom summary judgment entered (here, the
plaintiff). See
id.Relatedly, we draw all reasonable inferences
to that party's behoof. See
id.The plaintiff — an African-American male — began working
as a manufacturing supervisor for Genzyme in 2013. After some
time, he was promoted to the position of senior site planning
1 We note that — before the district court — the defendants moved to strike the plaintiff's statement of material facts. See D. Mass. R. 56.1. The district court allowed the motion "to the extent that any fact in [the plaintiff's statement of material facts] is inconsistent with the facts set forth in defendants' statement (which are deemed admitted given [the plaintiff's] failure to dispute the relevant paragraphs in his statement)." Boykin v. Genzyme Therapeutic Prods. LP, No. 21-10115,
2023 WL 4493514, at *1 n.1 (D. Mass. July 12, 2023). This ruling has not been challenged on appeal, and we do not discuss it further.
- 2 - analyst at Genzyme's Allston, Massachusetts facility. In this
role, he managed the cycle-count process at the Allston facility
and was responsible for investigating deviations from the
company's standard manufacturing processes at that site. The
plaintiff's direct manager was Michael Haepers, and Haepers's
superior was defendant-appellee Paul Beausoleil.
In 2017, issues surfaced relating to the plaintiff's job
performance. At different points in that year, Haepers and
Beausoleil separately expressed concerns to the plaintiff about
the pace at which he was resolving deviation investigations. And
on one occasion, Sebastian Bernhard, the head of finance at the
Allston facility, publicly criticized the plaintiff when Genzyme
failed an external cycle-count audit conducted by
PricewaterhouseCoopers. The plaintiff later reported Bernhard to
Genzyme's human resources administrators for alleged racial
discrimination, after which Bernhard apologized to the plaintiff.
In the winter of 2017 — while the plaintiff was mopping
up ice melt in the facility — Beausoleil allegedly told another
employee that "we finally have a job he [the plaintiff] can
handle." The plaintiff and a co-worker, both of whom overheard
this remark, regarded it as expressing a racial stereotype.
As the end of 2017 approached, Haepers and Beausoleil
communicated about the plaintiff's end-of-year review. In a
December 5 email, Haepers recommended that the plaintiff be given
- 3 - a rating of 3 on Genzyme's 9-block performance matrix. Although
the plaintiff had a "positive attitude and is always willing to
take on extra work or projects," Haepers explained, he also had a
tendency to "lose focus at times, especially as the process owner
for cycle counting." Haepers emphasized that the plaintiff "needs
[to] focus on his basic tasks (cycling counting and deviation
management)." Beausoleil responded, instructing Haepers to enter
the proposed rating into Genzyme's system but not to communicate
this rating to the plaintiff before it was finalized.
On March 20, 2018 — after the rating was finalized —
Haepers informed the plaintiff of it. Haepers told the plaintiff
that he initially gave him a rating of 5, but that Beausoleil
instructed him to reduce it to a 3. When the plaintiff asked why
Beausoleil lowered his rating, Haepers allegedly stated that
Beausoleil believed that the plaintiff was "making too much money."
In addition to rendering the plaintiff ineligible for a salary
increase and a bonus, the 3 rating required him to enter into an
Individual Improvement Plan. But before the plaintiff received
any such plan, he requested and received a medical leave of
absence. He never returned to work at Genzyme.
On January 22, 2021, the plaintiff sued Genzyme and
Beausoleil in the United States District Court for the District of
Massachusetts. His complaint alleged that the defendants engaged
in unlawful racial discrimination, racial harassment, and
- 4 - retaliation in violation of the Civil Rights Act of 1866 (counts
1 and 2),
42 U.S.C. § 1981, Title VII of the Civil Rights Act of
1964 (count 3), 42 U.S.C. §§ 2000e-2000e17, and the employment
discrimination provisions of Massachusetts law (counts 4 and 5),
Mass. Gen. Laws ch. 151B, § 4.
Following the completion of discovery, the defendants
moved for summary judgment. See Fed. R. Civ. P. 56(a). Although
the plaintiff opposed the motion, the district court granted it.
See Boykin v. Genzyme Therapeutic Prods. LP, No. 21-10115,
2023 WL 4493514, at *4 (D. Mass. July 12, 2023). Applying the burden-
shifting framework set forth in McDonnell Douglas Corp. v. Green,
411 U.S. 792, 802-05(1973), the district court concluded that,
even if the plaintiff had endured a prima facie case of
discrimination, Genzyme had established a legitimate and
nondiscriminatory rationale for the adverse employment action.
See Boykin,
2023 WL 4493514, at *3. Moreover, the plaintiff had
not offered any sufficient proof that this rationale was
pretextual. See
id.So, too, the district court found the
plaintiff's retaliation claim wanting because the plaintiff had
failed to proffer evidence sufficient to demonstrate "a causal
connection between the alleged protected conduct (filing a
complaint against Bernhard for racial discrimination) and the
adverse action (the poor performance review by Beausoleil)."
Id.This timely appeal ensued.
- 5 - II
In this venue, the plaintiff challenges only the
district court's entry of summary judgment on his discrimination
claims.2 We review the district court's entry of summary judgment
de novo. See Mancini,
909 F.3d at 38.
To prevail on summary judgment, the movant must show
that there is no genuine issue as to any material fact and that it
is entitled to judgment as a matter of law. See Fed. R. Civ. P.
56(a); Morelli v. Webster,
552 F.3d 12, 18(1st Cir. 2009). The
summary judgment ritual is standard fare: once the movant
"adumbrate[s] 'an absence of evidence to support the nonmoving
party's case,'" Brennan v. Hendrigan,
888 F.2d 189, 191(1st Cir.
1989) (quoting Celotex Corp. v. Catrett,
477 U.S. 317, 325(1986)),
the burden shifts to the nonmovant to establish the existence of
a genuine issue of material fact, see
id.To carry this burden,
the nonmovant cannot simply rely on evidence that is "conjectural
or problematic," Mack v. Great Atl. & Pac. Tea Co.,
871 F.2d 179, 181(1st Cir. 1989), but, rather, "must present definite, competent
evidence," Mesnick v. Gen. Elec. Co.,
950 F.2d 816, 822(1st Cir.
1991).
2 The plaintiff does not raise objections to the district court's grant of summary judgment on his retaliation claim. Any such objections are thus deemed waived. See United States v. Zannino,
895 F.2d 1, 17(1st Cir. 1990).
- 6 - In disparate-treatment cases — like this one — in which
the plaintiff proffers no direct evidence of discrimination, "we
allocate the burden of producing evidence according to the now-
familiar three-step framework set forth in McDonnell Douglas Corp.
v. Green." Udo v. Tomes,
54 F.3d 9, 12(1st Cir. 1995). Under
this tripartite framework, the plaintiff must first make out a
prima facie showing of discrimination. See
id.Once that showing
is made, the burden of production shifts to the defendant, who
must provide a legitimate, nondiscriminatory justification for the
adverse employment action. See
id.If the defendant puts forth
such a justification, the burden of production reverts to the
plaintiff, "who is given an opportunity to show that the
defendant's stated reason for [the adverse employment action] was
a pretext for discrimination."
Id.Throughout, "[t]he ultimate
burden of persuasion always remains on the plaintiff." Cham v.
Station Operators, Inc.,
685 F.3d 87, 94(1st Cir. 2012).
Before us, the plaintiff argues that the district court
incorrectly applied this formulation in two ways.3 To begin, he
claims that the court mistakenly declined to decide whether he had
3 Although the plaintiff advances claims under both Title VII and Massachusetts state law, neither he nor the defendants argue that the two claims should be treated differently. Given that the federal and state standards do not meaningfully differ in the present application, we address these claims together. See Ponte v. Steelcase Inc.,
741 F.3d 310, 319 n.9 (1st Cir. 2014); Villanueva v. Wellesley Coll.,
930 F.2d 124, 127 n.2 (1st Cir. 1991).
- 7 - established a prima facie case of discrimination and instead
engaged in "erroneous speculation." Next, he claims that the court
incorrectly determined that the plaintiff failed to establish that
"the supposedly legitimate nondiscriminatory reason for the
performance review[] was simply a pretext." We do not agree with
either of the plaintiff's arguments.
We turn first to the plaintiff's main assignment of
error. There is no rule of practice or procedure that stops courts
from deferring judgment on the intricacies of establishing whether
there was a prima facie case of discrimination when it is apparent
that the plaintiff cannot prevail at the third step of the
McDonnell Douglas inquiry. See, e.g., Espinal v. Nat'l Grid NE
Holdings 2, LLC,
693 F.3d 31, 35(1st Cir. 2012) (bypassing first
two steps of McDonnell Douglas framework and proceeding directly
to third step). Inasmuch as this case raises at least one
unresolved question concerning whether a negative performance
review constitutes an adverse employment action necessary to the
establishment of a prima facie case of discrimination, we think
that the district court wisely decided to leave this matter for
another day.
With respect to the plaintiff's remaining assignment of
error, we echo the district court's determination that the
plaintiff failed to establish that there was a genuine issue of
material fact as to whether Beausoleil's proffered reason for the
- 8 - performance review was merely pretext. To be sure, the plaintiff
insists that the evidence at hand establishes a genuine issue of
material fact on this question. At the crux of his argument,
though, stands Haepers's statements upon informing the plaintiff
that he received a rating of 3. On the plaintiff's account, we
must take Haepers's statement that he had initially given the
plaintiff a rating of 5 and only lowered it to a 3 at the direction
of Beausoleil as true. After all, it is incumbent that we view
the evidence that Haepers initially suggested to Beausoleil that
the plaintiff be given a rating of 3 on account of the plaintiff's
performance as only offering part of the story. "The only way"
that Haepers's suggested rating of 3 "could possibly be consistent"
with his statements to the plaintiff, he avers, is if Haepers
initially recommended to Beausoleil that the plaintiff be given a
rating of 5 and only sent the suggestion of a rating of 3 after
the two communicated and Beausoleil cajoled Haepers into lowering
the rating. (Emphasis in original). Seen in this light, the
plaintiff continues, "the only reason Mr. Beausoleil would have
rejected Mr. Haepers' suggestion that Mr. Boykin be rated a '5'
(given Beausoleil's lack of direct knowledge of Boykin's
performance) would be if Beausoleil was being guided by his racial
prejudice" — the same prejudice, the plaintiff suggests, that had
been made manifest when Beausoleil uttered his statement upon
seeing the plaintiff mopping up ice melt. (Emphasis in original).
- 9 - This fact, he concludes, ensures that there is a genuine issue of
material fact as to whether Beausoleil's proffered reason was
pretextual.
We think that the plaintiff reads the record through
rose-colored glasses. The plaintiff's argument might be a
possibility, but it is not backed by the "definite, competent
evidence," Mesnick,
950 F.2d at 822, that we regularly require in
order to stave off the swing of the summary judgment ax. There
are at least three reasons why this is so.
First, as the district court astutely noted, "[b]ecause
Boykin's entire theory of liability hinges on Beausoleil — not
Haepers — being the relevant decisionmaker, pretext must be
measured from Beausoleil's perspective." Boykin,
2023 WL 4493514,
at *3. Thus, even if Haepers believed that the plaintiff was
deserving of a higher rating, that fact would not shed light on
Beausoleil's view let alone enable a reasonable juror to find that
his stated rationale was pretextual.
Second, the plaintiff fails adequately to grapple with
the evidence that he himself relies upon. According to him,
Haepers told him that Beausoleil thought that he was deserving of
a rating of 3 because he was "making too much money." The plaintiff
in turn argues that what Beausoleil meant was that he "believed
that Mr. Boykin 'made too much money' for a Black manager." Yet,
in making this claim, the plaintiff not only puts words into
- 10 - Beausoleil's mouth but also ignores the possibility that
Beausoleil was simply proffering a legitimate and
nondiscriminatory view that the plaintiff's performance at work
did not justify such a salary. Even if this view was "unwise or
unreasonable," Woodward v. Emulex Corp.,
714 F.3d 632, 639(1st
Cir. 2013) (quoting DeMarco v. Holy Cross High Sch.,
4 F.3d 166, 171(2d Cir. 1993)), it is a far cry from being a pretextual one,
intended to conceal a true discriminatory view.
Third, the plaintiff places too much weight on the
disparaging comment that Beausoleil made when the plaintiff was
mopping up ice melt. Even assuming that this comment was racially
tinged, our case law has firmly established that "[i]solated,
ambiguous remarks are insufficient, by themselves, to prove
discriminatory intent." Paul v. Murphy,
948 F.3d 42, 54(1st Cir.
2020) (alteration in original) (quoting Lehman v. Prudential Ins.
Co. of Am.,
74 F.3d 323, 329 (1st Cir. 1996)). Without more, this
stray and facially ambiguous comment cannot serve as the sole
predicate for a determination that Beausoleil's proffered reason
for seeking to give the plaintiff a rating of 3 was pretextual.
And here, there was no "more."
That ends this aspect of the matter. Given that the
summary judgment record contains no evidence from which a rational
jury could infer, without making insupportable inferences, that
Beausoleil's reason for giving the plaintiff a rating of 3 was
- 11 - actually a pretext for racial discrimination, we are unable to
find any error in the district court's grant of summary judgment
for the defendants.
III
We need go no further. For the reasons elucidated above,
the judgment of the district court is
Affirmed.
- 12 -
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