Johnson v. City of Biddeford
Johnson v. City of Biddeford
Opinion
United States Court of Appeals For the First Circuit
No. 23-1399
SUSAN JOHNSON, individually and on behalf of her minor son B.L. and on behalf of Derrick Thompson, deceased; JOCELYNE WELCH, as personal representative of the Estate of Alivia Welch,
Plaintiffs, Appellants,
v.
CITY OF BIDDEFORD; ROGER P. BEAPURE, individually and as Chief of Biddeford Police Department; EDWARD DEXTER, individually and as an employee of the Biddeford Police Department,
Defendants, Appellees,
CITY OF BIDDEFORD POLICE DEPARTMENT; MAINE DEPARTMENT OF PUBLIC SAFETY; JOHN E. MORRIS, individually and as the Commissioner of the Maine Department of Public Safety; JACOB WOLTERBEEK, individually and as an employee of the Biddeford Police Department; JANE DOES,
Defendants.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE
[Hon. Jon D. Levy, U.S. District Judge]
Before
Montecalvo, Lynch, and Rikelman, Circuit Judges.
Kristine C. Hanley, with whom Garmey Law was on brief, for appellants. Joseph A. Padolsky, with whom Douglas I. Louison and Louison, Costello, Condon & Pfaff, LLP were on brief, for appellees.
February 13, 2024 LYNCH, Circuit Judge. The district court, on remand
from this court's reinstating the case and vacating the judgment
earlier entered for the defendants, entered summary judgment on
different grounds for defendant police officers and City of
Biddeford, Maine. See Johnson v. City of Biddeford,
665 F. Supp. 3d 82, 89-91 (D. Me. 2023). The key issue on appeal is
whether judgment for Officer Edward Dexter was correctly entered
on grounds of qualified immunity against the appellants' claim of
violation of substantive due process rights under the
enhancement-of-danger prong of the state-created danger test as
articulated by this court in Irish v. Fowler,
979 F.3d 65, 75(1st
Cir. 2020).
We affirm, holding a reasonable officer in Dexter's
position would not have understood, on the facts here, that he was
by his actions and inactions violating any such rights.
I.
"As the district court resolved this case at the summary
judgment stage, we rehearse the facts in the light most agreeable
to the nonmovant (here, the [appellants]), consistent with record
support." DePoutot v. Raffaelly,
424 F.3d 112, 114(1st Cir.
2005).
Susan Johnson and Derrick Thompson, mother and son,
leased an apartment from landlords James Pak ("Pak") and Armit
- 3 - Pak, which was attached to the Paks' residence in Biddeford. On
December 29, 2012, Thompson was outside shoveling snow when Pak
came outside and began arguing with him that there were more cars
parked in the driveway than was permitted under the rental
agreement. During the argument, Pak made gun-shaped hand gestures
and said "bang." Johnson, who had videotaped a portion of the
argument on her smartphone, directed Thompson to call the police,
which Thompson did. Thompson told the dispatcher that his landlord
was "freaking out," was making death threats, and had made gestures
toward him in the shape of a gun. Thompson, Johnson, and Alivia
Welch, Johnson's girlfriend, waited inside the apartment for the
police to arrive.
Biddeford Police Officer Edward Dexter responded to the
call. Officer Dexter had a WatchGuard recording system which audio
recorded his interactions throughout the encounter with the
appellants and the Paks.1 Officer Dexter entered Thompson and
Johnson's apartment and began talking with Johnson, Thompson, and
Welch. Thompson told Officer Dexter that Pak had screamed at him
about the number of cars parked in the driveway and that Pak had
told him that he should hit Pak so that Pak could "bury [Thompson]
1The appellants submitted a transcript to the district court as an "accurate transcription" of the audio recording. The parties have noted some discrepancies between the transcript and the audio recording. Any disagreements between the parties as to particular discrepancies do not affect our holding.
- 4 - in the snow." Johnson said that whenever Thompson "comes home,
[Pak will] go outside . . . and start[] mouthing off to him . . . .
He follows him around the driveway talking to him like that."
Thompson said that Pak "[f]ollows [Thompson] around, harassing
[him]." Johnson said, "that guy has something wrong with him,"
and Thompson said, "He's nuts."
Officer Dexter viewed video footage on Johnson's phone
of Pak arguing with Thompson, grabbing his own crotch, and making
sexual comments about Thompson. In the video, Pak says, "Shut
your mouth, you piece of trash. . . . What are you -- Stealing!
Living in the apartment, you don't pay rent." Johnson responds in
the video that she did pay her rent. Johnson told Officer Dexter
that Pak had "threatened" her and Thompson. Thompson said that
Pak had "point[ed] his fingers at [Thompson] and goes, Bang. And
then points them at [Johnson] and he says, Bang." Johnson told
Officer Dexter that Johnson's other son, six-year-old B.L., was in
a back room in the apartment and that they were trying to "keep
[him] away from this."
Thompson said that he had had similar problems with Pak
before and that Pak would "wait at [Pak's] door for [Thompson]"
and "start[] yelling" when Thompson arrived. Officer Dexter said,
"He's got a beef with you," to which Thompson said, "Yeah."
Thompson said that on one occasion, Pak had started yelling at him
- 5 - when he arrived home, and Thompson "didn't want to deal with it,"
so he had "walked inside and shut the door on him." Pak had tried
following him into the house, but Thompson had "locked the dead
bolt so he couldn't come in behind [him]."
Officer Dexter then asked Thompson, "Okay. And at any
time, did you actually feel threatened?" Thompson responded, "Not
that -- well, not really I mean --" Officer Dexter asked Thompson
if he instead felt "obviously . . . more harassed," to which
Thompson said, "Yea. . . . I mean, he gets in my face and . . .
[p]retty much nudges towards me . . . ."
Officer Dexter asked Thompson what Pak's "biggest issue"
was. Thompson said, "The car in the driveway . . . ." Johnson
explained that Pak wanted there to be only "two vehicles in the
driveway," but that the tenants understood the rental agreement to
allow an additional vehicle for visitors.
Officer Dexter told Johnson, Thompson, and Welch that
their dispute was a "civil issue," but that "obviously [Pak is]
not allowed to cause harassment, threaten, et cetera." Officer
Dexter said, "[W]e can obviously speak to him and see what he has
to say." Johnson said, "His wife's not home. I think that's the
issue." Welch said that Armit Pak "always comes and apologizes to
us after he freaks out. She says, Sorry, he just gets worked up.
I don't know what to do about it."
- 6 - Johnson said that Pak had also yelled at them because
the tenants had not attended a "mandatory meeting" that morning,
which they had been given notice of the previous day. Officer
Dexter asked whether Pak was always like that. Johnson said,
"Yeah," and Welch said, "He never talks normal. It's always
yelling."
Officer Dexter told the appellants that they should stay
away from Pak for the remainder of the evening. He said, "[L]et
it snow. Don't shovel." He also said that the appellants should
video record any further confrontations, and "[d]isengage. Leave
the shovel. Come inside. Let him . . . [d]o whatever. . . . [I]f
it continues, obviously call us." Officer Dexter asked Thompson,
Johnson, and Welch if they had any questions, and they responded
that they did not. Officer Dexter then said that he would return
after speaking with the Paks.
Officer Dexter knocked on the door of the Paks'
residence, and Dexter entered the Paks' residence after Armit Pak
invited him in. Officer Dexter had a discussion with Armit, who
told him that her husband was angry with Thompson and Johnson
because they had broken their lease by, among other things, having
an additional car in the driveway. Armit said that she and Pak
had served an eviction notice on the appellants. Officer Dexter
told Armit that this was "a civil issue between you guys . . . and
- 7 - there's nothing that we can do about that." Armit said, "I know
it." Officer Dexter brought up Pak's earlier altercation with the
tenants, to which Armit responded that the issues with the tenants
were "frustrat[ing]." Officer Dexter said that he "underst[ood]
that, especially when you get a storm like this, you just want to
clean the yard." Armit responded, "Yeah."
Pak then entered the conversation. He was angry,
agitated, and incoherent at various points during his interaction
with Officer Dexter. Pak told Officer Dexter that Thompson had
given him the finger and that, in response, Pak had told Thompson,
"I have a gun, I shoot you. Bang." Officer Dexter told Pak that
he understood Pak was upset, but that even if Thompson had been
rude and disrespectful, Pak could not "threaten him that way."
Officer Dexter said, "I understand [Thompson's behavior] upsets
you. . . . And I can see that it's disrespectful to you. And I
see that. And I understand that. Okay? But you can't threaten
to physically hurt him. . . . [Y]ou can't threaten to shoot him."
Pak said, "I know. I can -- I'd like to shoot him." Officer
Dexter said, "Yes, but you can't say those things. . . . Because
if you threaten to shoot them, they're going to take you to court.
And I'm going to give you a summons to go to court for criminal
threatening. You cannot threaten them." Pak said, "I'd like to
shoot him -- I'd like to smack him." Officer Dexter responded,
- 8 - [B]ut you can't tell them that. What you need to do is turn around and come inside.
And you need to go through the civil process of getting them evicted. It's a difficult process. You have to go through the courts to get them evicted. It's going to be difficult, and you guys need to be patient. That's the downside --
Pak said, "She said, [w]e got it recorded. You say --" Armit
said to Pak, "Jim, calm down." After further discussion, Pak said,
"The lease is broken. They broke the lease." Officer Dexter
responded,
Okay. . . . I understand that it's been broken; but the problem is, you guys and them signed the lease, okay? You need to go through the court process for that.
You can't just threaten to . . . beat him up, to shoot him, or things like that.
I understand you're mad. I understand that.
Pak then raised the issue about the number of cars parked
in the driveway. He said, "He ain't got right to three. Only two
car. He have three. Now . . . you say civil. They got right to
any car they want, huh?" Officer Dexter said, "That's an agreement
between you and them. . . . [T]hey were telling me . . . that
they have two, plus if they have visitors they can park on the
side or over there. Okay?" Armit said, "They're not supposed to
have visitors every day." Officer Dexter responded, "Either way,
that's a civil agreement between you and them. . . . The bottom
- 9 - line is that you cannot threaten them, okay? If they're outside
shoveling, leave them alone. Do it through the courts."
Pak said, "I can't believe it's happening." Officer
Dexter responded, "It's frustrating. I understand that." Pak
said, "I got news though. I'm glad that you say that I don't have
any right. They got right." Officer Dexter said,
That's the downside of being a landlord in this state. The tenants in this state have so many rights. It is so frustrating for landlords. . . . Landlords have a tough time in this state, and I feel sorry for you as a landlord because of the frustration that you're experiencing. I don't have a good answer for you.
After further comments by Pak, Officer Dexter responded, "[I]f you
take their stuff and you throw it out in the snow and it gets
damaged, you're going to get charged with criminal mischief.
That's the downside." Pak said, "Now, we don't have any right,
huh?" Officer Dexter said, "You have to go through the eviction
process." Pak then said, "No, you can't even get . . . the two
car parked there -- they got three car." Officer Dexter said, "I
can't do a thing about it, because that's the agreement that you
signed, in your lease agreement . . . with them."
Officer Dexter then told the Paks, "Recommendations,
okay? What I suggest tonight is --," and Armit said, "Stay in the
house." Officer Dexter said, "Yeah. . . . [I]f you want to go
out and shovel, do it when they're not there. Okay?" Pak said,
- 10 - "What you mean, . . . I can't shovel?" Officer Dexter said, "You
can shovel. Do it while they're inside, okay? If they want to
come outside, don't say anything to them. Just ignore them. Put
the blinders on. Do your thing. Let them do their thing."
Pak said, "I ain't got nothing to lose. I came from
orphanage . . . ." Officer Dexter responded that Pak had a "lot
to lose, sir. You have this house, you have your wife, you have
your dog, you have your vehicles. . . . Just ignore them. Don't
let it get to you. Okay?" Pak told Officer Dexter, "He done
called me 'Jap.' He call me names. And I just . . . don't have
any right? . . . You're gonna see me in the newspaper." Officer
Dexter responded, "No, I don't want to see you in the news." Pak
said, "You're gonna see the newspaper. I ain't got nothing to
lose. Parking like that, renting apartment house. They're gonna
hear of that tomorrow." Pak said to Armit, "I'm not going to tell
you in front of Officer . . . Dexter." Officer Dexter responded,
"Don't." Pak told Officer Dexter that he had had "enough" and
that the tenants "own [him]," and Dexter responded, "No, they
don't."
Pak said, "Please. When you go . . . down there, . . .
[l]east you can say their car can't park in there." Officer Dexter
responded, "I can't tell them that. It's a civil issue between
you guys." Pak said, "God help you. Looks like we'll see. There's
- 11 - gonna be big name tomorrow." Officer Dexter said, "Don't -- don't
make --" Pak said, "No, you let them go free. Everything free."
Officer Dexter responded, "No. . . . Okay. I'm going to go now.
Keep your distance."
Officer Dexter asked Pak for his birth date, and Pak
told him that he was born in 1938. After further discussion
between Officer Dexter and Pak about the cars in the driveway, Pak
said, "I'm gonna go see them now." Officer Dexter replied, "Keep
your distance from them. I'm going to tell them to keep their
distance from you." Pak then said, "There gonna be bloody mess."2
Officer Dexter did not arrest, detain, or initiate a
mental health intervention for Pak, nor did he ask Pak whether he
had access to a firearm or whether Pak had been drinking alcohol.
Officer Dexter returned to Johnson and Thompson's
apartment. Officer Dexter told Johnson, Thompson, and Welch that
he had "explained to [the Paks]" that they should keep their
distance. Johnson asked whether Pak was "alone" in his residence,
and Officer Dexter answered that Pak's wife was there as well.
Officer Dexter said,
2 It is unclear in the record whether these were the final words spoken by Pak before Officer Dexter left the Paks' residence, or whether they were spoken earlier in the conversation. The appellees contend that Pak's final words before Officer Dexter left were that Dexter didn't "have to worry" after Dexter told him to keep his distance from the appellants. This factual dispute does not affect our holding.
- 12 - I explained to them that this is a civil issue. He's obviously extremely upset about the second car and whatnot. O[K]? Use caution. You're out there shoveling, he comes out, come inside. I think at this point in time trying to get him to understand what's happening and the issues of civil issue between you guys . . . is gonna be hard pressed and you guys are gonna have more than one conflict unfortunately.
When Johnson told Officer Dexter that Pak does not listen or
understand, Officer Dexter said,
there's not much I can do about it because it is a civil issue. . . . So whether you guys are going through the eviction process, . . . I can't do much about that. . . . But, I can do things about the harassment[,] et cetera[, and] the threatening.
Johnson asked Officer Dexter whether he was "going back
in there at all," to which Officer Dexter responded that he was
"done talking with [the Paks]." Johnson told Officer Dexter that
Pak sometimes peered into their windows, and Officer Dexter
responded, "Pull your shades down." Johnson said that she had
seen Pak "standing there looking in the windows before." Officer
Dexter said,
[O]bviously, you have the type of landlord that watches everything you do. Okay? That's what shades and curtains are for. . . . I wish I had a better answer for you. . . . I advised [Pak] he can't harass you, he can't threaten you. Whether it was successful or not I don't know.
Thompson said, "I'll find out soon enough," and Officer Dexter
- 13 - responded, "Well, just keep your distance."
Thompson and Johnson explained that Pak had threatened
to tow their car, to plow snow over it, and to block it in. Officer
Dexter told Johnson and Thompson that they should call the police
if the Paks caused any damage to their vehicles, because that could
constitute criminal mischief. Officer Dexter said, "We'll come in
that case; but beyond that -- okay? . . . Stay in for the night."
Johnson asked Officer Dexter, "Was [Pak] acting calm
while you were over there?"3 Officer Dexter replied that "[c]alm
is not the best word." Johnson said, "Because . . . I wonder if
he's going to be normal." Officer Dexter said, "she's there too,"
to which Johnson said, "O[K]." Officer Dexter then said, "But
they're frustrated. They're frustrated because -- they are hung
up on the two-car thing." Officer Dexter said that Armit had
"brought up the issue of . . . the meeting." Johnson replied that,
because the Paks are her landlords and not her employers, they
could not require her to attend a mandatory meeting on short
notice. Officer Dexter responded, "I can't," and Johnson said, "I
know." Officer Dexter then said goodbye and left the residence.
A few minutes later, Pak walked into Johnson and
3 There is an indication in the record that Johnson instead said, "Was his wife calm when you went over there?" However, the parties agreed that Johnson asked whether Pak was acting calm. This factual uncertainty does not impact our holding.
- 14 - Thompson's apartment with a firearm and shot Johnson, Thompson,
and Welch.4 Four minutes after Officer Dexter's departure, 9-1-1
dispatch received a call about a shooting at the apartment.
Officer Dexter responded to the call, and upon entering the
apartment found Thompson and Welch dead and Johnson seriously
injured. Officer Dexter removed Johnson's minor son, B.L., who
had not been shot, from the apartment. Johnson survived the
shooting but suffered extensive injuries. Pak was arrested that
night.
Maine State Police detectives interviewed Pak the next
day. Pak told the detectives that he felt that Officer Dexter was
"wrong" and that Dexter had told Pak that the tenants "were
protected by the constitution." He also said that Officer Dexter
had protected the appellants instead of him, and he felt he had no
rights and that Dexter had said that the tenants had more rights
than he did as a landlord. Pak later pleaded guilty to two counts
of homicide and was sentenced to life in prison.
II.
Johnson -- individually and on behalf of B.L. and
Thompson's estate -- and the representative of Welch's estate
brought suit against the defendants, including Officer Dexter,
4 The record is silent as to whether the apartment was locked or how Pak was able to enter it.
- 15 - alleging among other claims that, pursuant to
42 U.S.C. § 1983and
the Maine Civil Rights Act (MCRA),
Me. Rev. Stat. Ann. tit. 5, § 4682(1-A) (2001), Dexter had violated the tenants' Fourteenth
Amendment substantive due process rights in both his individual
and official capacities under the state-created danger doctrine.
In April 2020, the district court granted the defendants' motion
for summary judgment on all claims. See Johnson v. City of
Biddeford,
454 F. Supp. 3d 75, 95 (D. Me. 2020). The court held
that the appellants had not established a substantive due process
violation under the state-created danger doctrine. See
id. at 91-92, 95.
The appellants appealed to the First Circuit. We
affirmed the judgment in part and vacated and remanded the grant
of summary judgment as to, among other claims, the § 1983 and MCRA
claims against Officer Dexter. See Welch v. City of Biddeford
Police Dep't,
12 F.4th 70, 78(1st Cir. 2021). We instructed that
"[t]he district court should address on remand whether Officer
Dexter is entitled to qualified immunity and may choose to address
the second step of the qualified immunity inquiry before addressing
whether Officer Dexter violated the [appellants'] substantive due
process rights under the state-created danger doctrine."
Id. at 77.
Following remand, the remaining defendants filed a
- 16 - renewed motion for summary judgment. In March 2023, the district
court granted summary judgment as to the remaining claims. See
Johnson, 665 F. Supp. 3d at 91. The court held that "although a
jury could conclude that Officer Dexter violated the tenants'
substantive due process rights under the state-created danger
doctrine, the state of the law in 2012 would not have given Officer
Dexter fair warning that his conduct was unconstitutional," and
therefore "qualified immunity protects Officer Dexter." Id. at
121.
The appellants timely appealed.
III.
A.
The appellants contend that the district court erred
when it granted the appellees' motion for summary judgment on the
§ 1983 claim against Officer Dexter and that Dexter's conduct is
not protected under qualified immunity.5 We review the court's
grant of the appellees' motion de novo. See Penate v. Sullivan,
73 F.4th 10, 17(1st Cir. 2023). When resolving a qualified
immunity claim at the summary judgment stage, we "fram[e] the
factual events according to summary judgment's traditional leeway
to the nonmoving party's version of events, and then ask[] whether,
5 The appellants do not contest in their briefs the district court's rulings on their other remaining claims.
- 17 - given that story, 'a reasonable officer should have known that his
actions were unlawful.'" Justiniano v. Walker,
986 F.3d 11, 27(1st Cir. 2021) (quoting Morelli v. Webster,
552 F.3d 12, 19(1st
Cir. 2009)). "The mere fact that the parties espouse differing
versions of the truth does not preclude summary judgment on the
basis of qualified immunity. What counts is whether the undisputed
facts, together with the nonmoving party's version of any disputed
facts, suffice[] to remove the shield of qualified immunity."
Moses v. Mele,
711 F.3d 213, 216(1st Cir. 2013).
"Qualified immunity protects government officials . . .
from liability when they act under color of state law, and when
their actions or decisions, 'although injurious, "do[] not violate
clearly established statutory or constitutional rights of which a
reasonable person would have known."'" Swartz v. Sylvester,
53 F.4th 693, 698(1st Cir. 2022) (alteration in original) (quoting
Conlogue v. Hamilton,
906 F.3d 150, 154(1st Cir. 2018)). To
address the appellants' argument, we look to the second prong of
the qualified immunity analysis, under which the court inquires
whether "the right at issue was 'clearly established' at the time
of the alleged violation."6 Est. of Rahim v. Doe,
51 F.4th 402,
6 We do not address whether under the facts alleged Dexter's conduct violated a constitutional right. See Maldonado v. Fontanes,
568 F.3d 263, 270(1st Cir. 2009) ("Courts have discretion [in qualified immunity analysis] to decide whether, on
- 18 - 410 (1st Cir. 2022) (quoting Conlogue,
906 F.3d at 155). This
inquiry encompasses two separate examinations, each of which must
be satisfied in the affirmative for an officer to be found liable
for his or her conduct: First, "[t]he plaintiff must 'identify
either controlling authority or a consensus of persuasive
authority sufficient to put an officer on notice that his conduct
fell short of the constitutional norm.'"
Id.(quoting Conlogue,
906 F.3d at 155). Second, "[t]he plaintiff must . . . 'show that
an objectively reasonable officer would have known that his conduct
violated the law.'"
Id.(quoting Conlogue,
906 F.3d at 155). The
purpose of these examinations is to determine "whether the state
of the law [at the time of the officer's conduct] gave [him or
her] fair warning that [his or her] alleged treatment of [the
plaintiff] was unconstitutional." Lachance v. Town of Charlton,
990 F.3d 14, 20-21(1st Cir. 2021) (last alteration in original)
(quoting Irish,
979 F.3d at 76). Under the second aspect of the
"clearly established" prong, we hold that Officer Dexter was
entitled to qualified immunity.
B.
"[A]n officer is entitled to qualified immunity '[i]f
. . . an objectively reasonable officer could have concluded (even
the facts of a particular case, it is worthwhile to address first whether the facts alleged make out a violation of a constitutional right.").
- 19 - mistakenly) that his or her conduct did not violate [the
plaintiffs'] rights.'" Stamps v. Town of Framingham,
813 F.3d 27,
34 n.7 (1st Cir. 2016) (second alteration in original) (quoting
Mlodzinski v. Lewis,
648 F.3d 24, 28(1st Cir. 2011)). A court
will hold otherwise only if "the unconstitutionality of the
officer's conduct [is] beyond debate in light of an existing
principle of law." French v. Merrill,
15 F.4th 116, 126(1st Cir.
2021). This is a "heavy burden" for a plaintiff to meet. Est. of
Rahim, 51 F.4th at 410 (quoting Lachance,
990 F.3d at 20).
Qualified immunity "gives government officials breathing room to
make reasonable but mistaken judgments, and protects all but the
plainly incompetent or those who knowingly violate the law." Hunt
v. Massi,
773 F.3d 361, 367(1st Cir. 2014) (internal quotation
marks omitted) (quoting Carroll v. Carman,
574 U.S. 13, 17 (2014)).
The appellants argue that an objectively reasonable
officer would have known that Officer Dexter's conduct was unlawful
under the state-created danger doctrine. The appellants argue
that Officer Dexter unlawfully enhanced the danger that Pak posed
to the appellants when his conversation with Pak caused Pak to
become increasingly agitated. The appellants maintain that
Officer Dexter's conduct "shocks the conscience" because he failed
to take steps to mitigate the threat posed by Pak. Additionally,
the appellants contend that Officer Dexter enhanced the danger to
- 20 - the appellants when he "downplayed the risk the [appellants] faced
from Pak by omitting mention of the specific, immediate and
credible threats Pak was making about the [appellants]" and that
Pak was in an increasingly agitated state.
This court has held that, for a plaintiff to make a claim
in the First Circuit that his or her due process rights have been
violated under the state-created danger doctrine,
the plaintiff must establish:
(1) that a state actor or state actors affirmatively acted to create or enhance a danger to the plaintiff;
(2) that the act or acts created or enhanced a danger specific to the plaintiff and distinct from the danger to the general public;
(3) that the act or acts caused the plaintiff's harm; and
(4) that the state actor's conduct, when viewed in total, shocks the conscience.
(i) Where officials have the opportunity to make unhurried judgments, deliberate indifference may shock the conscience, particularly where the state official performs multiple acts of indifference to a rising risk of acute and severe danger. To show deliberate indifference, the plaintiff must, at a bare minimum, demonstrate that the defendant actually knew of a substantial risk of serious harm and disregarded that risk.
- 21 - (ii) Where state actors must act in a matter of seconds or minutes, a higher level of culpability is required.
Irish,
979 F.3d at 75. We conclude that a reasonable officer could have
concluded at the time that Officer Dexter's conduct did not violate
the appellants' constitutional rights under the state-created
danger doctrine. Further, reasonable minds could disagree that
Officer Dexter's conduct when viewed in total shocks the
conscience, and that issue is not "beyond debate." Ciarametaro v.
City of Gloucester,
87 F.4th 83, 88(1st Cir. 2023) (quoting
Ashcroft v. al-Kidd,
563 U.S. 731, 741 (2011)).
The appellants contend that Pak's demeanor and
threatening language towards the appellants during his
interactions with Officer Dexter caused Dexter to be aware that
Pak posed "an actual, imminent threat" which required further
police action. But Officer Dexter reasonably could have believed
that there was no imminent threat from Pak requiring further action
on Officer Dexter's part. Prior to Officer Dexter's interactions
with Pak, Thompson had stated in response to Dexter's questioning
that he did not feel threatened by Pak's conduct, but rather only
felt harassed. Officer Dexter was also informed that Pak had a
history of exhibiting erratic and angry behavior without Pak's
engaging in actual violence, and that Pak was seventy-four years
- 22 - old. In addition, Officer Dexter was told by Johnson that Armit's
presence diminished the likelihood of conflict. See Irish,
979 F.3d at 79(holding that officers were on notice their conduct was
unlawful when "they effectively alerted the suspect that he was
under investigation in a manner that notified the suspect who the
reporting individual was, despite knowing that the suspect was
likely to become violent toward that person" (emphasis added));
Kennedy v. City of Ridgefield,
439 F.3d 1055, 1064(9th Cir. 2006)
(holding that officer acted with deliberate indifference where
plaintiff had "told [officer] in detail of [third party's] violent
tendencies, including several incidents of what can only be
described as alarming, aggravated violence").
Further, Officer Dexter reasonably could have believed
that his conduct would not create or enhance the danger posed to
the appellants. The appellants contend that Officer Dexter showed
deliberate indifference to a substantial risk of serious harm when
Officer Dexter allegedly "confirmed" to Pak he had "no rights" as
a landlord, thereby agitating him. But this is not what the record
shows. Officer Dexter repeatedly explained to Pak that he could
resolve any disputes with his tenants through the "whole eviction
process." The appellants point to Officer Dexter's expressions of
sympathy with Pak's plight, such as when Dexter told Pak that
"[l]andlords have a tough time in this state, and I feel sorry for
- 23 - you as a landlord because of the frustration that you're
experiencing." But Officer Dexter reasonably could have believed
that such conveyances of sympathy would have the effect of calming
Pak, rather than agitating him. See Suboh v. Dist. Att'y's Off.,
298 F.3d 81, 95(1st Cir. 2002) ("If the officer's mistake as to
what the law requires is reasonable . . . the officer is entitled
to the immunity defense." (quoting Saucier v. Katz,
533 U.S. 194,
205 (2001))); Polanco v. Diaz,
76 F.4th 918, 931(9th Cir. 2023)
(holding that officers were not protected by qualified immunity
because they "affirmatively expos[ed] their employees to workplace
conditions that they knew were likely to cause serious illness"
(emphasis added)). Further, Officer Dexter expressed these
sentiments alongside statements that Pak could not "threaten to
physically hurt" his tenants, and Dexter repeatedly advised Pak to
stay away from his tenants. Officer Dexter also told Pak that he
had a lot to lose were he to "let the dispute get to him."
The appellants further argue that Officer Dexter
enhanced the danger posed by Pak because he "enabled" Pak's belief
that he could attack the appellants with impunity. The appellants
maintain that Officer Dexter enabled such belief when he told Pak
that Pak could not threaten the appellants but did not also tell
Pak that he could not act on such threats. But Officer Dexter did
make several statements that Pak should restrain himself. Officer
- 24 - Dexter told Pak that Pak would face legal consequences if he were
to damage the appellants' furniture. Officer Dexter also told Pak
repeatedly to stay away from the tenants, that he did not want to
see his name in the newspaper, and that he should not let the
dispute get to him. Officer Dexter indicated that Pak should
"leave [the tenants] alone," and to resolve any dispute "through
the courts." See Okin v. Vill. of Cornwall-on-Hudson Police Dep't,
577 F.3d 415, 434(2d Cir. 2009) (holding that officers had fair
notice that their conduct was unlawful because they "engaged in a
pattern of behavior that unmistakably communicated to [a third
party] that should he intend to commit acts of violence . . . ,
they would do nothing to stop him").
The appellants next argue that Officer Dexter acted
unlawfully when he failed to inquire whether Pak had access to a
firearm, initiate a mental health intervention, or arrest or
summons Pak for a criminal violation.7 Officer Dexter's failure
7 The appellants argued before the district court that General Order 136-96, the Biddeford Police Department's deviant conduct policy, supported their argument that Dexter acted with deliberate indifference when he failed to take Pak into custody. See Irish,
979 F.3d at 77("A defendant's adherence to proper police procedure bears on all prongs of the qualified immunity analysis."). Although the appellants maintain that the General Order has relevance here, the appellants do not challenge on appeal the district court's conclusion that the order did "not . . . render it beyond debate that Officer Dexter's failure to take Pak into custody was unconstitutional," and so the argument is waived. See Martínez-Rivera v. Puerto Rico,
812 F.3d 69, 71
- 25 - to make various inquiries about Pak may have been a serious
misjudgment, but this failure was not an affirmative action, and
so is not sufficient on its own to establish unlawfulness under
the state-created danger doctrine. See Rivera v. Rhode Island,
402 F.3d 27, 34(1st Cir. 2005). A law enforcement officer does
not violate the Due Process Clause merely by "fail[ing] to protect
an individual against private violence."
Id.(quoting DeShaney v.
Winnebago Cnty. Dep't of Soc. Servs.,
489 U.S. 189, 197(1989)).
The appellants additionally argue that Officer Dexter's
statements to the appellants after his conversation with Pak
misrepresented the actual risk of danger, and thereby placed the
appellants in a more vulnerable position. We do not find in the
facts alleged by the appellants any misstatements uttered by
Officer Dexter about his interactions with Pak. Officer Dexter
informed the appellants that Pak was "obviously extremely upset,"
told them to avoid contact with him, and expressed uncertainty
about whether his conversation with Pak had successfully placated
him. See Irish,
979 F.3d at 79(holding that officers' conduct
was clearly unlawful in part because they "fail[ed] to take steps
to mitigate the danger they had created and misle[d] the victim
about the level of police protection she had"); Kennedy, 439 F.3d
n.2 (1st Cir. 2016) ("[A]rguments 'not developed in a party's opening brief are waived.'" (quoting HSBC Realty Credit Corp. (USA) v. O'Neill,
745 F.3d 564, 577(1st Cir. 2014))).
- 26 - at 1065 (holding that officer's conduct was not shielded by
qualified immunity under state-created danger doctrine in part
because officer "allegedly reassured the visibly frightened
[victim] of increased security which was either never provided or
plainly ineffective.").
The appellants contend that Officer Dexter caused the
appellants to be unaware that Pak had made immediate, direct
threats towards their lives when he merely told them to stay away
from Pak. But as Officer Dexter knew at the time, Thompson,
Johnson, and Welch had already heard Pak violently threaten
Thompson, including Pak's statement that he would "shoot"
Thompson. Dexter reasonably could have believed that transmitting
further graphic details of Pak's threats to the appellants would
have only served to escalate the conflict. See Meléndez-García v.
Sánchez,
629 F.3d 25, 37(1st Cir. 2010) ("[E]ven where the
government is aware of specific dangers . . . it must perform a
triage among competing demands." (omission in original) (quoting
Ramos-Piñero v. Puerto Rico,
453 F.3d 48, 54(1st Cir. 2006))).
C.
We turn to and reject the appellants' argument that prior
caselaw clearly gave Officer Dexter fair warning. See Hope v.
Pelzer,
536 U.S. 730, 741(2002) ("[E]arlier cases involving
'fundamentally similar' facts can provide especially strong
- 27 - support for a conclusion that the law is clearly established
. . . ."). While a factually similar case is not necessary to
clearly establish the unlawfulness of an officer's conduct, see
Irish,
979 F.3d at 78, the existence of prior caselaw with similar
facts can bolster such a claim, see Kisela v. Hughes,
138 S. Ct. 1148, 1153(2018) ("Precedent involving similar facts can help
move a case beyond the otherwise 'hazy border between excessive
and acceptable force' and thereby provide an officer notice that
a specific use of force is unlawful." (quoting Mullenix v. Luna,
577 U.S. 7, 18(2015))).
Appellants argue that the Ninth Circuit's 2006 decision
in Kennedy has a fact pattern similar to this case, and so provided
Officer Dexter fair warning. In that case, the plaintiff reported
to law enforcement that her neighbor Burns had molested her
daughter and that Burns might respond violently if he learned of
the allegation.
439 F.3d at 1057-58. The police promised to warn
the plaintiff before contacting Burns, but the investigating
officer informed Burns's mother of the allegation without warning.
Id. at 1058. When the plaintiff expressed a fear that she could
be harmed, the officer told her that law enforcement would patrol
the neighborhood to keep an eye on Burns, causing the plaintiff to
decide to remain in her home that night.
Id.There was no patrol,
and Burns retaliated by shooting the plaintiff and her husband in
- 28 - their home.
Id.The court held that the officer had violated a
clearly established constitutional right under the state-created
danger doctrine. See
id. at 1067.
Kennedy did not provide such fair warning. The
appellants maintain that Officer Dexter's conduct was similar to
that in Kennedy because Dexter endangered the appellants by
agitating Pak. As discussed, however, a reasonable officer could
have believed that Officer Dexter's conduct would not enhance the
danger posed by Pak, and that Pak did not pose an actual threat.
In contrast, the officer in Kennedy took an affirmative action --
informing Burns's mother of the allegations against him -- that
the officer had been expressly warned would endanger the plaintiff.
See
id. at 1065("Of all the possible actions [the officer] could
take, and pursuant to no investigatory duties, he took the one
most feared by [the plaintiff].").
The appellants also contend that Kennedy is factually
similar because the officer in that case misrepresented the extent
of the protection available to the plaintiff, while Officer Dexter
misrepresented to the appellants the threat posed by Pak. Aside
from the question of whether Officer Dexter in fact made any
misrepresentations to the appellants, we are not convinced that
Kennedy is on point. The officer's misrepresentation in Kennedy
enhanced a danger that the officer knew he had created.
Id.- 29 - Unlike the conduct at issue in Kennedy, Officer Dexter reasonably
could have believed that the omission of graphic details from his
retelling of his conversation with Pak was a prudent strategy to
avoid further conflict between the parties. See
id.(concluding
that the officer "acted deliberately and indifferently to the
danger he was creating.").
The appellants additionally argue that Officer Dexter
had fair warning due to the Seventh Circuit's decision in Monfils
v. Taylor,
165 F.3d 511(7th Cir. 1998). The officer in Monfils
failed to prevent the release of a tape recording that revealed an
employee had accused his co-worker of theft, despite the officer's
assurances to the employee and an assistant district attorney that
the recording would remain unreleased on account of the employee's
fears of violent retaliation.
165 F.3d at 513-15. Following
release of the tape, the employee was killed by several of his
co-workers.
Id. at 515. The court held that the officer was not
shielded by qualified immunity because the officer "took
responsibility for preventing the release of the tape," but then
did not follow through despite having "information in his
possession indicat[ing] that the tape should not be released."
Id. at 519-20. The officer's false assurances that he would
prevent release of the tape "created a danger [the employee] would
not otherwise have faced."
Id. at 518.
- 30 - Officer Dexter did not take actions comparable to those
taken by the officer in Monfils. The officer in Monfils had
express warning that release of the tape recording would endanger
the plaintiff. See
id. at 520(holding that the officer "knew of
the increased danger" from releasing the tape). Officer Dexter,
by contrast, reasonably could have believed that his interactions
with the Paks would not create or enhance a danger to the
appellants. Moreover, Officer Dexter did not make any false or
misleading assurances to the appellants about the extent of
protection they would receive. Monfils therefore did not provide
fair warning to Officer Dexter.8
8 The appellants cite two district court cases, each of which were decided after the challenged conduct here, in support of their argument that Kennedy and Monfils provided fair warning to Officer Dexter. According to the appellants, both of these opinions "rely on prior Ninth Circuit jurisprudence in holding that the officers were fairly on notice that their conduct violated the plaintiffs' substantive due process rights." Neither of these district court cases, however, involves a qualified immunity defense, and so they do not address the issue of whether the officers were fairly on notice. See Mackie v. Cnty. Of Santa Cruz,
444 F. Supp. 3d 1094(N.D. Cal. 2020); McClammy v. Halloran, No. 18-68-GF,
2019 WL 4674462(D. Mont. Sept. 25, 2019). Accordingly, neither of these cases has persuasive value here. Moreover, the Ninth Circuit decisions that these cases rely upon involve substantially different fact patterns than the one before us. McClammy, as the appellants recognize, "relie[d] only on Kennedy for the proposition that the state-created danger theory [was] viable in [that case's] fact-pattern." As we discussed, Kennedy did not provide Officer Dexter fair warning. The court in Mackie relied upon three Ninth Circuit cases that each involve fact patterns where officials took affirmative steps that indisputably placed the plaintiffs in a more dangerous situation than the one
- 31 - Officer Dexter, in speaking with Pak but failing to make
various inquiries such as whether Pak had access to a firearm, may
have made a serious misjudgment. The qualified immunity defense,
however, "demands deference to the reasonable, if mistaken,
actions of the movant." Justiniano,
986 F.3d at 27(quoting
Morelli,
552 F.3d at 18-19)). A reasonable officer could have
understood Officer Dexter's conduct to be consistent with the
constitution, and so he is entitled to qualified immunity.
IV.
We affirm the grant of summary judgment on all claims.
in which the officials found them. See Munger v. City of Glasgow Police Dep't,
227 F.3d 1082, 1085, 1087(9th Cir. 2000) (describing that patron died of hypothermia after "officers affirmatively ejected [him] from a bar late at night when the outside temperatures were subfreezing," and then "prevented [him] from driving his truck or reentering [the bar]," despite their knowledge that he "was wearing only a t-shirt and jeans[ and] was intoxicated"); L.W. v. Grubbs,
92 F.3d 894, 895-96(9th Cir. 1996) (describing that prison official approved known sex-offender inmate to work with female prison nurse, despite previously having been told not to allow the inmate to work one-on-one with any women, and that the inmate then attacked and attempted to rape the nurse); Wood v. Ostrander,
879 F.2d 583, 586, 590(9th Cir. 1989) (describing that the plaintiff was raped after officer "impounded [her] car, and apparently stranded [her] in a high-crime area at 2:30 a.m."). Here, Officer Dexter took no such affirmative action.
- 32 -
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