Perry v. Spencer
U.S. Court of Appeals for the First Circuit
Perry v. Spencer, 94 F.4th 136 (1st Cir. 2024)
Perry v. Spencer
Opinion
United States Court of Appeals
For the First Circuit
No. 16-2444
JWAINUS PERRY,
Plaintiff, Appellant,
v.
LUIS S. SPENCER, Commissioner; THOMAS DICKHAUT, Former
Superintendent; ANTHONY M. MENDONSA, Former Deputy of
Classification; JAMES J. SABA, Superintendent; ABBE NELLIGAN,
Deputy of Classification; PATRICK TOOLIN, Correctional Program
Officer; KRISTIE LADOUCEUR; CAROL MICI; THOMAS NEVILLE,
Defendants, Appellees,
JENS SWANSON, Property Officer,
Defendant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. M. Page Kelley, Magistrate Judge]
Before
Barron, Chief Judge,
Lynch, Howard, Thompson, Kayatta, Gelpí, Circuit Judges.
Rosalind E. Dillon, with whom Daniel Greenfield, Alexis
Garmey Chardon, Roderick & Solange MacArthur Justice Center, and
Terry Garmey & Associates were on brief, for appellant.
Nancy Ankers White, Special Assistant Attorney General, with
whom Sheryl F. Grant, Counsel, and Mary Eiro-Bartevyan, Counsel,
were on brief, for appellees.
Claudia Pare, Melissa Giangrande, Matthew Marchiori, and
Hogan Lovells US LLP on brief for amici curiae Former Corrections
Officials.
John P. Bueker on brief for amicus curiae Prisoners' Legal
Services.
Mary B. McCord, Kelsi Brown Corkran, Amy Marshak, Seth Wayne,
Shelby Calambokidis, and Institute for Constitutional Advocacy and
Protection on brief for amici curiae Current and Former Prosecutors
and Department of Justice Officials.
Nancy Gertner on brief for amici curiae Center for Law, Brain,
and Behavior and Neuroscientists.
John J. Butts, Nina B. Garcia, Hannah E. Gelbort, and Wilmer
Cutler Pickering Hale and Dorr LLP on brief for amici curiae Terry
Kupers, Craig Haney, Pablo Stewart, and Stuart Grassian.
Jennifer A. Wedekind, Carol J. Garvan, Zachary L. Heiden,
Gilles R. Bissonnette, Matthew R. Segal, Jessie J. Rossman, Areeba
Jibril, and Lynette Labinger on brief for amici curiae American
Civil Liberties Union and its state affiliates.
Jaime A. Santos, William E. Evans, and Goodwin Procter LLP on
brief for amicus curiae Professor John F. Stinneford.
Clark M. Neily III and Jay R. Schweikert on brief for amicus
curiae Cato Institute.
February 21, 2024
Opinion En Banc
BARRON, Chief Judge. This appeal concerns Jwainus
Perry's challenge to the grant of summary judgment on his claim
under the Due Process Clause of the Fourteenth Amendment to the
United States Constitution. See U.S. Const. amend. XIV, § 1
("[N]or shall any state deprive any person of . . . liberty . . .
without due process of law."). Perry brought the claim in the
United States District Court for the District of Massachusetts
pursuant to 42 U.S.C. § 1983 against officials of the Massachusetts
Department of Corrections ("DOC"). He alleges that the DOC
officials violated his right to procedural due process by depriving
him of "liberty . . . without due process of law" during a portion
of his life sentence for first-degree murder under Massachusetts
law. He alleges that the DOC officials did so by placing him in
solitary confinement for a total of nearly two years without
affording him either notice of the factual basis for that
confinement or an opportunity for rebuttal.
The District Court granted summary judgment to the
defendants based on qualified immunity after determining that, at
the relevant time, clearly established law did not treat such
prolonged solitary confinement as a deprivation of a liberty
interest that the Due Process Clause protects. Perry v. Spencer,
No. 12-CV-12070, 2016 WL 5746346, at *16 (D. Mass. Sept. 30, 2016). A panel of this Court affirmed that ruling. Perry v. Spencer,751 F. App'x 7
(1st Cir. 2018). But the panel also ruled that, even
- 3 -
if Perry's confinement did implicate a liberty interest that the
Due Process Clause protects, Perry failed to show that he had been
denied the process that he was due under clearly established law
at the relevant time. Id. at 11. Rehearing the case en banc, we
affirm the District Court's grant of summary judgment to the
defendants based on qualified immunity. We do so on the ground
that, while Perry supportably has shown that his segregated
confinement implicated a liberty interest and that the defendants
denied him the process that was due to him before depriving him of
that interest, there is no basis for concluding on this record
that it would have been clear to a reasonable corrections officer
that the confinement implicated a liberty interest. In so holding,
we clarify both the circumstances in which the use of solitary
confinement results in a deprivation of a liberty interest that
the Due Process Clause protects and the process that is due in
consequence of such a deprivation.
I.
A.
On December 10, 2010, while Perry was confined in the
general prison population at the DOC's Souza-Baranowski
Correctional Center ("SBCC"), DOC officials "received an anonymous
informant letter." Perry, 2016 WL 5746346, at *8. The letter
alleged that "Perry had made threats against an inmate who was a
suspected gang member," would "'get anybody' from" a different
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gang "in retaliation for [a] knife fight he had been involved in"
two years prior, and had "motivated" another attack that had
occurred in the prison the previous month. Id.
The same day, and following the letter's receipt, DOC
officials moved Perry from the general prison population within
SBCC to a Special Management Unit ("SMU") in that same facility.
Id. at *9. The then-operative DOC regulations described an SMU as
"[a] separate housing area from general population . . . in which
inmates may be confined for reasons of administrative segregation,
protective custody, or disciplinary detention." 103 MASS. CODE
REGS. § 423.06 (2007).
The parties agree that prior to Perry's placement in the
SMU he was seen by medical staff and cleared for SMU placement, as
required by the DOC regulations. See id. § 423.08(2)(a). The
parties agree that Perry was thereafter held in an SMU for a total
of fifteen consecutive months -- spanning his time at both SBCC
and another DOC facility, Massachusetts Correctional
Institution-Cedar Junction ("MCI-Cedar Junction") -- on "awaiting
action status." Perry, 2016 WL 5746346, at *1, *9.
The regulations then in place defined confinement on
"awaiting action status" as "confinement of an inmate in an
individual cell, which may be . . . in a[n SMU], until an
investigation is completed or hearing is held relative to a
disciplinary, administrative, or classification matter." 103 MASS.
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CODE REGS. § 902.01 (2007). The regulations further provided that
an inmate may be placed in an SMU in various "instances," such as
when the inmate is "pending investigation for disciplinary
offenses," "pending transfer," or "for the inmate's own
protection."1 Id. § 423.08(1). Perry was told at various points
during the fifteen months that he was confined in an SMU at either
SBCC or MCI-Cedar Junction that he was so confined "pending
investigation," "pending classification," or "pending an out-of-
state placement." Perry, 2016 WL 5746346, at *1.
Both the District Court and the panel in this case
described the conditions that Perry experienced in the SMUs during
the fifteen months as "akin to solitary confinement." Perry, 751
F. App'x at 8; see also Perry, 2016 WL 5746346, at *1 n.3
We note that inmates thought to pose "a substantial threat
1
to the safety of others" or to "the operation of [the] facility"
could be placed in a Departmental Segregation Unit ("DSU") instead
of an SMU. 103 MASS. CODE REGS. § 421.09 (2007). Under the DSU
regulations, inmates could also be placed on "awaiting action"
status in "restrictive confinement" while awaiting the
Commissioner's decision regarding placement in a DSU, but in such
a case, the applicable regulations entitled inmates to receive
notice and a hearing or be released within fifteen or thirty days.
Id. § 421.08. The defendants contend that these regulatory
requirements regarding confinement in a DSU did not apply to
Perry's confinement in SMUs. We do not understand Perry's
procedural due process claim to be premised solely on the
understanding that the DSU regulations did not authorize his
segregated confinement, see infra note 12, and insofar as he may
be understood to be contending in part that there was a procedural
due process violation simply because the DSU regulations did not
authorize the confinement, that contention is without merit, see
infra Section III.A.1.
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("Notwithstanding the bureaucratic nomenclature, as Justice
Kennedy has said, 'administrative segregation' is better known as
'solitary confinement.'" (quoting Davis v. Ayala, 576 U.S. 257,
286(2015) (Kennedy, J., concurring))). Specifically, Perry spent up to twenty-three or twenty-four hours per day alone in a windowless cell,2 in which he ate his meals alone and from which he was permitted to leave only for certain limited reasons, including for outdoor exercise alone one hour per day five days per week. Perry,2016 WL 5746346
, at *4 & n.7, *5. He also had limited visitation and phone privileges.Id.
The regulations required Perry to receive "SMU Reviews"
while he was in an SMU. See 103 MASS. CODE REGS. § 423.08(2)(b)
(2007). Those reviews ensured that "Perry received periodic
written notifications that he was on awaiting action status . . .
and that administrative reviews of his placement had been
conducted." Perry, 2016 WL 5746346, at *11.
The regulations did not require that Perry receive
either notice of the factual basis for his placement in the SMUs
on "awaiting action status" or an opportunity to rebut his
placement in them on that basis. See 103 MASS. CODE REGS. § 423.08
The parties dispute whether, as Perry asserts, he was
2
sometimes placed on "solid door status" while in the SMUs, meaning
that, as opposed to his cell being closed with a grille door, it
was closed with a solid door, such that he was surrounded by walls
on all four sides.
- 7 -
(2007). The regulations also did not place a limit on the time
that an inmate could be kept in an SMU on "awaiting action status."
See id.
In March 2012, while Perry was still in the SMU at SBCC,
he was transferred to an out-of-state prison facility in
Connecticut. Perry, 2016 WL 5746346, at *1 & n.4. Approximately six months later, he was sent back to DOC custody, at which point DOC officials returned Perry to the SMU at MCI-Cedar Junction for another four and a half months, from September 2012 to February 2013.Id.
Then, too, the parties agree, Perry was held in the
SMU on "awaiting action status" and in conditions akin to those
that he experienced during his initial fifteen-month period of
confinement in SMUs.3
In November 2012, two months after Perry was returned to
the SMU at MCI-Cedar Junction, the Supreme Judicial Court of
Massachusetts ("SJC") held in LaChance v. Commissioner of
Correction that "an inmate confined to administrative segregation
on awaiting action status . . . is entitled, as a matter of due
process, to notice of the basis on which he is so detained; a
3 Perry does not allege conditions of confinement more severe
than those outlined in the regulations. The defendants allege
that "from July 28, 2011 through January 12, 2012," while Perry
was in the SMU at MCI-Cedar Junction for five months during his
initial fifteen-month stint in SMUs, he received some benefits
beyond those provided in the regulations, namely "the ability to
participate in GED Distance Learning" and "to purchase and possess
items" beyond those outlined in the regulations.
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hearing at which he may contest the asserted rationale for his
confinement; and a post[-]hearing written notice explaining the
reviewing authority's classification decision." 978 N.E.2d 1199,
1206-07(Mass. 2012). The SJC also held in LaChance that "in no circumstances may an inmate be held in segregated confinement on awaiting action status for longer than ninety days without a hearing."Id. at 1207
. A few months after LaChance was decided, on February 19, 2013, DOC officials returned Perry to the general prison population of a medium-security facility: MCI-Shirley. Perry,2016 WL 5746346
, at *1 n.4.
B.
While Perry was still in the SMU at MCI-Cedar Junction,
he filed a handwritten pro se complaint in the United States
District Court for the District of Massachusetts on November 5,
2012, against various DOC officials. Later, he filed a first
amended complaint on March 5, 2013. Then, over a year later, and
with assistance of counsel, he filed a second amended complaint on
April 30, 2014, which we refer to as the "complaint."
The complaint alleges that the defendants, collectively,
violated Perry's "right to due process, as secured by the Fifth
and Fourteenth Amendments to the United States Constitution and 42
U.S.C. § 1983," "his right to equal protection" under the Fourteenth Amendment, and the Americans with Disabilities Act,42 U.S.C. §§ 12101
et seq., by placing Perry in SMUs in the conditions
- 9 -
to which he was subjected for fifteen consecutive months and then
over four months thereafter without affording him the process that
the Due Process Clause requires. The District Court on February
12, 2015, dismissed all the claims in Perry's complaint except for
his procedural due process claim, which the District Court
concluded had "set[] forth sufficient factual allegations to
warrant discovery." Perry v. Spencer, No. 12-CV-12070, 2015 WL
628538, at *1, *6 (D. Mass. Feb. 12, 2015) (Sorokin, J.).4
Following discovery on Perry's procedural due process
claim, the defendants filed a motion in December 2015 for summary
judgment based on qualified immunity. The District Court granted
that motion. See Perry, 2016 WL 5746346, at *1 (Kelley, U.S.M.J.).
A panel of this court affirmed that ruling, Perry, 751 F. App'x at
8, and Perry thereafter filed a petition for rehearing en banc.
We granted the petition, vacated the judgment of the panel,
requested supplemental briefing, and then heard oral argument
following the parties' submission of such briefing.5
The case thereafter proceeded before a magistrate judge upon
4
consent of all the parties. See 28 U.S.C. § 636(c).
5We acknowledge with appreciation the assistance of amici
curiae Former Corrections Officials; Prisoners' Legal Services;
Current and Former Prosecutors and Department of Justice
Officials; the Center for Law, Brain, & Behavior and
Neuroscientists; Terry Kupers et al.; the American Civil Liberties
Union and its state affiliates; Professor John F. Stinneford; and
the Cato Institute.
- 10 -
II.
We often follow "a two-step approach" to decide whether
a defendant is entitled to summary judgment based on qualified
immunity. Stamps v. Town of Framingham, 813 F.3d 27, 34(1st Cir. 2016). The first step addresses whether there is a genuine issue of disputed fact that would allow a reasonable finder of fact to determine that the defendant violated the plaintiff's federal constitutional rights. Seeid.
If there is, then we move on to the second step, which addresses whether the right that the plaintiff can supportably show was violated was clearly established at the time of the defendant's alleged violation. Seeid.
We have discretion to bypass the first step if we
conclude that the right was not clearly established at the time of
its alleged violation. See Tolan v. Cotton, 572 U.S. 650, 656(2014) (per curiam); Pearson v. Callahan,555 U.S. 223, 236
(2009) (overruling Saucier v. Katz,553 U.S. 194
(2001)). We decline to bypass that first step here, however, because of the stakes involved in the use of prolonged solitary confinement and the concomitant need to provide legal clarity in this area. See Pearson,555 U.S. at 236
.6
6 Although Massachusetts prisoners do now enjoy more
procedural protections than Perry did, we are not barred here from
exercising our discretion to "clarify the legal standards
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III.
With respect to the first step, we will start by
addressing whether Perry has supportably shown that a reasonable
juror could find that the defendants deprived him of a "liberty"
interest that the Due Process Clause protects. Because we conclude
that Perry has made that showing, we then will address whether he
has supportably shown that a reasonable juror could find that the
defendants denied him the "process" that he was due before
depriving him of that liberty interest. We conclude that Perry
has made this latter showing as well. Our review at this first
step of the analysis is de novo. Wilber v. Curtis, 872 F.3d 15,
20(1st Cir. 2017). We consider "the evidence in the light most favorable to" Perry and "draw all reasonable inferences in h[is] favor." Hicks v. Johnson,755 F.3d 738, 743
(1st Cir. 2014). governing public officials" in this Circuit. Camreta v. Greene,563 U.S. 692, 707
(2011). Perry's claim presents a question that will not "frequently arise in cases in which a qualified immunity defense is unavailable," Pearson,555 U.S. at 236
, as we have no reason to expect that it will often arise outside actions that, like his, seek damages for at least some time spent in segregated confinement. Our step-two analysis also benefits from our clarifying what the ordinary incidents of prison life are, the kinds of segregated confinement that mark a dramatic departure from them, and what the record shows about the kind of confinement Perry endured.Id.
(quoting Lyons v. Xenia,417 F.3d 565, 581
(6th Cir. 2005) (Sutton, J., concurring)) (recognizing that it is proper to address step one when it is "difficult to decide" whether the claimed right is "clearly established without deciding precisely what the existing constitutional right happens to be")). Moreover, in clarifying the applicable federal constitutional framework, we resolve no contested point of state law. See, e.g., Tremblay v. McClellan,350 F.3d 195, 200
(1st Cir. 2003).
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A.
In assessing the "liberty interest" component of the
inquiry, we will begin by reviewing the controlling case law that
establishes the standard that we must apply to determine whether
the solitary confinement at issue implicates such an interest. As
we will explain, that standard requires that Perry show that the
confinement constitutes an "atypical and significant hardship"
relative to the "ordinary incidents of prison life." We then will
review the precedent that helps define what constitute the
"ordinary incidents prison life," before also addressing the
precedent that helps define what constitutes an "atypical and
significant hardship." With those pieces of the analysis in place,
we will explain why we conclude that Perry has supportably shown
that the solitary confinement that he endured constituted an
"atypical and significant hardship."
1.
A "liberty" interest that the Due Process Clause
protects "may arise from two sources -- the Due Process Clause
itself and the laws of the States." Hewitt v. Helms, 459 U.S.
460, 466(1983) (citing Meachum v. Fano,427 U.S. 215
, 223–27
(1976)). The Supreme Court of the United States has held that the
imposition of a condition of confinement in prison implicates the
first type of liberty interest -- one rooted in the "Constitution
itself, by reason of guarantees implicit in the word 'liberty,'"
- 13 -
Wilkinson v. Austin, 545 U.S. 209, 221(2005) -- only if the condition "exceed[s] the sentence" in a particularly "unexpected manner," Sandin v. Connor,515 U.S. 472, 484
(1995).
The Court has held that the imposition of a condition of
confinement implicates a liberty interest of this first kind in
the case of an inmate being placed in a mental hospital pursuant
to a transfer. See Vitek v. Jones, 445 U.S. 480, 493(1980). It has also held that imposition of a condition of confinement implicates a liberty interest of this first kind in the case of an inmate being involuntarily administered psychotropic drugs. See Washington v. Harper,494 U.S. 210, 221-22
(1990).
The Court has not held that a prison system's segregated
confinement of an inmate -- whether for administrative or
disciplinary reasons -- implicates this first kind of liberty
interest. See Wilkinson, 545 U.S. at 221–22. But the Court has
held that the use of segregated confinement in some circumstances
implicates the second kind of liberty interest -- that arising
"from an expectation or interest created by state laws or
policies." Id.at 221 (citing Wolff v. McDonnell,418 U.S. 539
,
556–58 (1974) (finding liberty interest in avoiding loss of
good-time credits earned under state-created system)). That is
the kind of liberty interest that Perry asserts is implicated here.
The Court's path to this conclusion about segregated
confinement begins with Sandin. There, the Court held that the
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thirty days of segregated confinement that the Hawaii state prison
system had imposed on an inmate as a disciplinary measure did not
implicate a state-created liberty interest. Sandin, 515 U.S. at
484-87. The Court reached this conclusion on the ground that state-created liberty interests are implicated only by conditions of confinement that "impose[] atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life,"id. at 484
, and that the segregated confinement at issue did not impose such an "atypical and significant hardship,"id.
at 486–
87.
Sandin began the analysis that resulted in that key
"atypical and significant hardship" formulation by rejecting an
earlier line of cases that started with Hewitt. The Hewitt line
of authority held that state regulations that restricted the prison
administrator's discretion to impose a specific condition of
confinement in and of themselves could suffice to show -- by so
limiting the administrator's discretion -- that the imposition of
the condition implicated a state-created liberty interest of the
inmate who was subjected to it. See id. at 479–83 (describing
such cases).
Sandin explained that the Hewitt line of authority
wrongly "shift[ed] the focus of the liberty interest inquiry to
one based on the language of a particular regulation, and not the
nature of the deprivation." Id. at 481. Sandin therefore rejected
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any contention that the limitations that the Hawaii prison system's
regulations placed on the discretionary imposition of the
segregated confinement at issue in that case in and of themselves
sufficed to demonstrate that the imposition of the confinement
implicated a state-created liberty interest. See id. at 483.
Sandin went on to assess, however, whether the nature of
the segregated confinement at issue nonetheless meant that the
imposition of that kind of confinement implicated a state-created
liberty interest. The Court then concluded that the imposition of
the segregated confinement there at issue did not because it "did
not present the type of atypical, significant deprivation in which
a State might conceivably create a liberty interest." Id. at 486. Sandin explained that the imposition of such segregated confinement -- given the confinement's nature, including its limited duration, and the prevailing conditions in Hawaii's prison system -- was not a "deprivation" of that kind because it "did not work a major disruption in [the inmate's] environment,"id.,
or a "dramatic departure from the basic conditions" of the inmate's sentence,id. at 485
.
Sandin pointed in part to the "significant amounts of
'lockdown time' even for inmates in the general population." Id.
at 486. It pointed as well to the "conditions imposed upon inmates
in administrative segregation and protective custody," which the
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Court described as "totally discretionary" forms of confinement.7
Id.
Thereafter, in Wilkinson, the Court applied Sandin's
"atypical and significant hardship" test for assessing when the
imposition of a condition of confinement implicates a state-
created liberty interest. See Wilkinson, 545 U.S. at 223. In doing so, Wilkinson held that placing Ohio inmates in that state's "supermax" prison based on their assessed "threat" levels did so. Seeid. at 217, 223
. The Court explained that such placement resulted in the imposition of "an atypical and significant hardship" under "any plausible baseline."Id. at 223
. That was so, according to the Court, because the placement of the inmates in that facility subjected them to conditions at least as severe as those akin to "most solitary confinement facilities"; did so for an indefinite period; and, in doing so, rendered the inmates ineligible for parole.Id. at 224
.
7 As Sandin's reference to "administrative segregation"
reveals, the terminology used to describe forms of segregation may
matter. In some instances, courts will use "administrative
segregation" as Sandin did to distinguish it from either
disciplinary segregation or "protective custody," while in other
instances courts use the term "administrative segregation" to
refer to all forms of non-disciplinary segregation, see, e.g.,
Skinner v. Cunningham, 430 F.3d 483, 486 (1st Cir. 2005). In using
the term "administrative segregation" in what follows, we refer to
all non-disciplinary forms of segregation unless otherwise
specified.
- 17 -
2.
It is clear from this precedent, then, that the
determination of when, if ever, the imposition of solitary
confinement less onerous than that at issue in Wilkinson implicates
a state-created liberty interest is partly a function of the
baseline that the "ordinary incidents of prison life" establish.
We thus need to describe what those "incidents" are. That is not
an easy task, given the available precedent. But, as we will
explain, certain clear principles do exist to guide the inquiry.
a.
Wilkinson observed that "the Courts of Appeals have not
reached consistent conclusions for identifying the baseline." 545
U.S. at 223. And, following Wilkinson, we similarly described there being no consensus view: "[s]ome circuits compare the confinement conditions to those of the general prison population," by which we meant those faced by inmates not in segregated confinement; "others look to the conditions of nondisciplinary administrative segregation;" and "[the Fifth Circuit] holds that disciplinary segregation never implicates a liberty interest unless it lengthens a sentence." Skinner,430 F.3d at 486-87
.
In addition, we note, the Second Circuit has adopted a
fact-specific baseline that, in assessing whether the severity of
the conditions makes them not ordinary, looks to the conditions in
both administrative segregation and the general population within
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the prison system at issue. See Sealey v. Giltner, 197 F.3d 578,
588-89(2d Cir. 1999). And the D.C. Circuit, for its part, looks to the most restrictive conditions routinely imposed for administrative reasons on inmates serving similar sentences in the prison system at issue to determine what the ordinary incidents of prison life are in that system. See Aref v. Lynch,833 F.3d 242, 254
(D.C. Cir. 2016). Finally, the Seventh Circuit, at least prior to Wilkinson, looked to the conditions of the harshest facility in the prison system at issue. Seeid.
at 253-54 (citing Wagner v. Hanks,128 F.3d 1173, 1175
(7th Cir. 1997) (Posner, J.)).
We have not purported in the wake of Skinner to assess
which, if any, of the baselines described above is the proper one
for defining the "ordinary incidents of prison life." Nor have we
identified comprehensively what those "incidents" are.8
8 Perry argues that our statement in a case regarding
revocation of supervised release that "Sandin's 'atypical
hardship' standard remains our lodestar" when "the baseline
liberty being deprived is that of the general prison population,"
González-Fuentes v. Molina, 607 F.3d 864, 889 (1st Cir. 2010)
(emphasis added), established as the First Circuit's baseline the
conditions to which the "general prison population" is subject
when not held in administrative segregation. But that statement
served to distinguish prison-confinement cases in which Sandin
applies from cases involving "parole-like arrangement[s]" in which
Sandin does not apply at all. Id. Thus, González-Fuentes's dicta
about the baseline that Sandin deployed does not speak to the
question of whether the conditions of "the general prison
population" do or do not include periods of administrative
segregation to which members of that population may be subjected.
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We note, however, that although we attempted to describe
the various approaches of other circuits in Skinner, a careful
review of the state of the precedent from other circuits reveals
the limits of relying on the labels that have been ascribed to
baselines that the circuits have in fact identified. Indeed, even
when a circuit has been identified as having adopted a certain
baseline -- and thus a certain account of which incidents of prison
life are ordinary -- a fuller review of that circuit's own
precedents can reveal that the circuit has not always been
consistent in following that baseline. See, e.g., DiMarco v. Wy.
Dept. of Corr., 473 F.3d 1334, 1340 (10th Cir. 2007) ("We note[]
that our circuit, in analyzing whether segregation is atypical and
significant, has used inconsistent standards in applying a
comparative baseline.").
We thus find it most fruitful, with respect to the
baseline issue, to begin by reviewing the key Supreme Court
precedents in this area: Sandin and Wilkinson. As we will next
explain, that review reveals certain features of the "ordinary
incidents of prison life" -- and thus the baseline -- that other
circuits turn out to agree upon, no matter how they otherwise may
differ in describing that baseline. And, as we will see, our own
approach in Skinner is itself consistent with that out-of-circuit
case law, thus affording clarity to the applicable law in that
respect.
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b.
As an initial matter, Sandin and Wilkinson lead us to
conclude that the "ordinary incidents of prison life" include only
the conditions of confinement for inmates within the state prison
system at issue, rather than the conditions of confinement that
may be imposed by other states on inmates in their custody.9 This
conclusion follows from Sandin's focus on whether the state itself
had "create[d]" the asserted liberty interest through the
reasonable "expectations" to which the state's own actions
(whether in the form of practices or policies) gave rise. Sandin,
515 U.S. at 484, 486 n.9. This conclusion follows as well from
9Although the Seventh Circuit early on suggested in dicta
that Sandin's logic "implies" that an inmate's conditions of
confinement might also be compared to the conditions in out-of-
state prisons to which they might be transferred, the Seventh
Circuit explicitly declined to "decide whether logic should be
pressed so far." Wagner, 128 F.3d at 1176. Moreover, no circuit has ever so held, and the Seventh Circuit, even when mentioning this dicta, has consistently applied a state-specific standard, see, e.g., Lekas v. Briley,405 F.3d 602
, 609–10 (7th Cir. 2005), and has cast some doubt on whether Wagner survived Wilkinson, see Westefer v. Snyder,422 F.3d 570, 585, 590
(7th Cir. 2005)
(reversing district court's pre-Wilkinson finding of no liberty
interest based on Wagner and holding that, even if the conditions
at issue did not impose an "atypical and significant hardship under
any plausible baseline" as in Wilkinson, the district court would
have to "confront the issue of what does constitute the appropriate
baseline for the Illinois system"). We add only that a state-
specific standard for conditions of confinement makes sense, given
that, even if a state creates certain expectations related to out-
of-state transfers for inmates in its custody, the conditions that
inmates would then face when transferred to those other states are
determined solely by those other states themselves and the
expectations they in turn create.
- 21 -
Sandin's comparison in that case of the conditions of confinement
at issue there to only the conditions that other inmates in the
same state prison system might face. Id.at 486–87. And this conclusion is further supported by Wilkinson, which, in characterizing the "ordinary incidents of prison life," referred to a "baseline from which to measure what is atypical and significant in any particular prison system." Wilkinson,545 U.S. at 223
(emphasis added).
Next, a review of Sandin, Wilkinson, and case law from
our sister circuits leads us to the conclusion that, within a given
prison system, segregated confinement (even when it amounts to
solitary confinement) may in some circumstances be an "ordinary
incident of prison life." Indeed, Sandin itself concluded that
thirty days of segregated confinement did not impose an "atypical
and significant hardship" in relation to the "ordinary incidents
of prison life." We note that Sandin based the determination that
the thirty days of disciplinary segregation at issue there "did
not work a major disruption in [the inmate's] environment" in part
on a comparison of those conditions to the "conditions imposed
upon inmates in administrative segregation and protective
custody." Sandin, 515 U.S. at 486. In fact, we know of no circuit
that holds that segregated confinement -- regardless of its nature
and length -- can never itself be an "ordinary incident of prison
life."
- 22 -
On the flip side, however, Sandin also indicates that
segregation less severe than that involved in Wilkinson is not
always an "ordinary incident of prison life," no matter its nature
and duration. After all, segregation is often, in practice, a
form of solitary confinement, see Davis, 576 U.S. at 286 (Kennedy,
J., concurring), and solitary confinement is known to have serious
adverse psychological effects on those subjected to it, even when
it persists for less than thirty days, see Brief of Former
Corrections Officials as Amici Curiae at 18 ("Put simply, 'there
is not a single published study of solitary or supermax-like
confinement . . . for longer than 10 days . . . that failed to
result in negative psychological effects.'" (quoting Porter v.
Clarke, 923 F.3d 348, 356(4th Cir. 2019))); see also In re Medley,134 U.S. 160, 168
(1890) (commenting regarding solitary confinement facilities nationwide that "[a] considerable number of the prisoners fell, after even a short confinement, into a semi- fatuous condition . . . and others became violently insane; others, still, committed suicide"). For this reason, solitary confinement, even if it takes a form that is less severe than the form it took in Wilkinson, cannot be equated with those conditions of confinement that Sandin considered to be so minor in their adverse impact on inmates as to always be, by their nature, either "ordinary incidents of prison life" or materially indistinguishable from them. See Sandin,515 U.S. at 483
- 23 -
(criticizing cases based on Hewitt that found state-created
liberty interests in "receiving a tray lunch rather than a sack
lunch" or "receiving a paperback dictionary").
In fact, no circuit now holds that the bare legal
possibility that a prison administrator may impose solitary
confinement less severe than that at issue in Wilkinson on a member
of the general prison population in and of itself makes any form
of solitary confinement an "ordinary incident of prison life" in
that prison system regardless of the nature and duration of that
confinement. Rather, the circuits agree that even when the
conditions of confinement at issue in a given case are no harsher
than those that may obtain in "most solitary confinement
facilities," Wilkinson, 545 U.S. at 224, and even when the
regulations in a particular prison system permit officials to
subject members of the general population to solitary confinement
for administrative rather than only disciplinary reasons, the use
of solitary confinement can still constitute an "atypical and
significant hardship" rather than an "ordinary incident of prison
life" in that prison system. See Aref, 833 F.3d at 254–55
("[D]uration itself is widely regarded as a crucial element of the
Sandin analysis." (citation omitted)).
For example, even those circuits that purport to look to
"administrative segregation" as the baseline (rather than, say,
the conditions of confinement that members of the general prison
- 24 -
population experience when not subject to such segregated
confinement) have found in some circumstances that very lengthy
periods of segregation imposed an atypical and significant
hardship solely based on their length. See, e.g., Shoats v. Horn,
213 F.3d 140, 143-44(3d Cir. 2000) (holding that eight years of administrative segregation imposed "atypical and significant hardship"); Harris v. Caruso,465 F. App'x 481, 484
(6th Cir. 2012) (same). And, the Fifth Circuit, which is often cited for having held that administrative segregation can never implicate a liberty interest, has recognized that "extraordinary" durations of administrative segregation are indeed not "ordinary incidents of prison life," and that district courts must consider the combination of the length and conditions of confinement in determining whether a prisoner's administrative segregation implicates a liberty interest. Compare Pichardo v. Kinker,73 F.3d 612, 612
(5th Cir. 1996) ("[A]dministrative segregation as
such, being an incident to the ordinary life as a prisoner, will
never be a ground for a constitutional claim . . . ."), with
Wilkerson v. Goodwin, 774 F.3d 845, 853–55 (5th Cir. 2014) (holding that 39-year stay in administrative segregation imposed "an atypical and significant hardship"), and Carmouche v. Hooper,77 F.4th 362, 366-67
(5th Cir. 2023) (holding that district court
must "look[] at the length and conditions of confinement on a case-
by-case basis to determine whether they give rise to a liberty
- 25 -
interest" and that there is no minimum period of time a prisoner
must be held in administrative confinement before he can show
atypicality, and reversing a district court's dismissal for
frivolousness of pro se prisoner's claim for a violation of
procedural due process arising from his being held in
administrative confinement for over 300 days after serving a 30-
day disciplinary sentence).
Moreover, our own precedent in Skinner -- though it does
not purport to take a position on the baseline debate -- is to
similar effect. It rejected the claim that the forty days of
administrative segregation imposed on an inmate while he was being
investigated for murdering another inmate was an "atypical and
significant hardship." 430 F.3d at 486–87. But Skinner did not
do so simply because the prison system regulations there at issue
permitted administrative segregation of that duration to be
imposed for that reason. Nor did Skinner suggest that forty days
of administrative segregation was somehow too short in duration
ever to qualify as an "atypical and significant hardship." Rather,
Skinner held as it did only after assessing the nature and duration
of the segregated confinement in relation to the reason for it,
ultimately concluding that "six weeks is hardly an excessive time
to conduct a preliminary inquiry into a murder." See id. at 487
(considering whether confinement at issue "was rational," whether
"its duration was not excessive," and whether "the central
- 26 -
condition -- isolation from other prisoners -- was essential to
its purpose"). Skinner therefore supports the notion that some
forms of administrative segregation of a certain nature or duration
may not be "ordinary incidents of prison life."
c.
The question therefore is this: Under what circumstances
does a particular form of segregation -- given its nature,
duration, or the combination of its nature and
duration -- constitute an "ordinary incident of prison life" in a
particular prison system rather than an "atypical and significant
hardship" relative to those incidents? Here, too, Sandin is
instructive. It indicates that our focus must be on distinguishing
what is "ordinary" and "normally expected" from what is a "major
disruption" or a "dramatic departure" from the "basic conditions"
of the inmate's sentence. 515 U.S. at 485–87. In other words,
Sandin shows that segregation will constitute an "ordinary
incident of prison life" within a prison system if such confinement
(accounting for its specific nature and duration) would be
"normally expected" by such an inmate in the general prison
population of that prison system. Sandin, 515 U.S. at 487; see also, e.g., Griffin v. Vaughn,112 F.3d 703, 706
(3d Cir. 1997)
("[T]he baseline . . . is ascertained by what a sentenced inmate
- 27 -
may reasonably expect to encounter as a result of his or her
conviction . . . ." (emphasis added)).10
The ordinary incidents of prison life that would be
"normally expected," Sandin, 515 U.S. at 487, are those forms of confinement that would "likely" be faced, Hatch, 184 F.3d at 858. And, by "likely," we mean "not that the combination of events must be more probable than not, but that there must be a substantial chance of its occurrence." Id. (emphasis added); see also Kalwasinski v. Morse,201 F.3d 103, 107
(2d Cir. 1999) ("[T]he
district court must consider the periods of comparable deprivation
typically endured by other prisoners in the ordinary course of
prison administration, including general population prisoners and
those in various forms of administrative and protective custody."
(emphasis added) (internal quotations omitted))).
10The D.C. Circuit is "unique in considering the duration of
confinement relative to similarly situated prisoners," Aref, 833
F.3d at 254, meaning those "serving similar sentences," Hatch v. District of Columbia,184 F.3d 846, 856
(D.C. Cir. 1999)
(articulating baseline as "the most restrictive confinement
conditions that prison officials, exercising their administrative
authority to ensure institutional safety and good order, routinely
impose on inmates serving similar sentences"). Given that, as we
hold below, Perry can supportably show that his confinement
implicated a liberty interest regardless of whether the baseline
is limited to similarly situated prisoners, we do not decide
whether the baseline may be narrowed in this way. We also do not
address circumstances in which a certain type of offender is
categorically consigned to solitary confinement for reasons that
are not specific to the individual prisoners.
- 28 -
3.
Based on this review of the precedent as to what
constitute "the ordinary incidents of prison life," we now turn to
the question of what the precedent shows with respect to when
segregated confinement constitutes an "atypical and significant
hardship" relative to those incidents. As is evident from our
review of the precedent thus far, the determination of whether a
specific form of segregation, at least when it amounts, as it often
does, to "solitary confinement," Davis, 576 U.S. at 286(Kennedy, J., concurring), constitutes an "atypical and significant hardship" usually will turn on specific showings regarding the use of such confinement in the prison system at issue, Sandin,515 U.S. at 485
. Nonetheless, some general observations are possible, even for cases involving forms of segregated confinement that are materially less severe than the form involved in Wilkinson, which, of course, was a form of segregated confinement that the Court there held constituted an "atypical and significant hardship." See Wilkinson,545 U.S. at 223-24
.
First, at least when the solitary confinement that
grounds an inmate's procedural due process claim exceeds thirty
days, that confinement will constitute an "atypical and
significant hardship" per Skinner if, in relation to the reason
for that confinement, it is "[ir]rational," "[in]essential," or
"excessive" in duration. 430 F.3d at 487. This presumption is
- 29 -
warranted because solitary confinement for longer than thirty days
imposes a meaningful hardship, and a member of the general prison
population would not reasonably expect to be subjected to such
unreasoned uses of it. This is not to say, though, that
confinement beyond thirty days constitutes a per se due process
violation.
Second, the length of segregated confinement that
amounts to solitary confinement may make that confinement an
"atypical and significant hardship," based on the length alone,
when the inmate can show that "few" members of the general prison
population have experienced similar durations of such
confinement.11 See, e.g., Shoats, 213 F.3d at 144(noting that eight-year stay in administrative segregation is "atypical" because "very few Pennsylvania prisoners have been confined in administrative custody for periods of eight years or more");id.
(citing prison officials' testimony that only "one percent of the inmate population at [the facility had] been confined in restricted housing for such lengthy periods of time"); see also Jones v. Baker,155 F.3d 810, 815
(6th Cir. 1998) (Gilmin, J., concurring)
11 We do not suggest, of course, that there are no other
circumstances in which such confinement could be shown to be an
"atypical and significant hardship." Additionally, a showing that
the prison system at issue rarely uses solitary confinement for a
comparable length for administrative purposes suffices to show
that confinement of such length in that system implicates a state-
created "liberty" interest where the challenged confinement was of
that kind.
- 30 -
(finding liberty interest implicated because segregation for two-
and-a-half years "is clearly a rare occurrence" (emphasis added));
Lee v. Coughlin, 26 F. Supp. 2d 615, 635 (S.D.N.Y. 1998) (holding
that 376-day stay in segregated confinement was atypical because
it "was longer in duration than 99% of the general inmate
population who are ever sentenced to [segregated confinement]").
Although in so concluding we do not identify a minimum length of
confinement to which a plaintiff must have been subjected, we do
agree that the showing can be made when the length of the
confinement is as long as the lengths identified in the cases that
we have cited for this proposition.
After all, the procedural due process claim in such cases
seeks only to secure a procedural opportunity to challenge the
basis for the continuation of the challenged confinement, not to
bar the confinement's use for any length of time or purpose. And
we agree with the cases cited above that solitary confinement that
persists for the lengths at issue in them constitutes a
"significant hardship."
Third, as a matter of procedure and burden allocation,
the solitary confinement at issue also may be shown to constitute
an "atypical and significant hardship" based on its prolonged
nature even when the inmate makes no empirical showing as to the
frequency with which the prison system at issue imposes solitary
confinement of comparable length. See Colon v. Howard, 215 F.3d
- 31 -
227, 231 (2d Cir. 2000) ("Confinement . . . for 305 days is in our
judgment a sufficient departure from the ordinary incidents of
prison life to require procedural due process protections under
Sandin. . . . As to atypicality, we are unaware of any data showing
that New York frequently removes prisoners from general population
for as long as [] 305 days. . . . If New York could have shown
that [305 days was not atypical] . . . its opportunity to do so
occurred at trial."). Indeed, even some circuits that look to
administrative segregation as the baseline have proceeded on the
understanding that long durations of segregated confinement are
"atypical" based simply on the lengthy nature of the duration
itself and thus without the inmate having made any additional
showing regarding the frequency of the use of such confinement.
See, e.g., Harris, 465 F. App'x at 484 (concluding without
reference to empirical evidence that eight years of administrative
segregation was of "atypical duration" and so implicated state-
created liberty interest).
We do not identify a minimum length for grounding such
a solely length-based showing that the segregated confinement
constitutes an "atypical and significant hardship." But we do
agree with the precedents cited above that the lengths that were
involved in them were long enough supportably to show, based on
length alone and without any empirical showing by the inmate that
- 32 -
such confinement is used only rarely, that the segregated
confinement was an "atypical and significant hardship."
Of course, when the inmate's showing is based solely on
the length of the confinement, defendants -- who have greater
access to evidence concerning ordinary practices in a prison
system -- are free to attempt to rebut that showing. And they may
do so with evidence that the solitary confinement at
issue -- prolonged though it was -- is indeed an "ordinary incident
of prison life" in that state's prison system. But, in the absence
of the defendants' conclusively making any such showing in
rebuttal, the length of the confinement itself can be long enough
to show supportably that the inmate subjected to it would not have
reasonably expected to be subjected to solitary confinement for
that length of time.
Fourth, and again as a matter of procedure and burden
allocation, the state's own regulations, while not the source of
any liberty interest themselves, can inform the inquiry into
whether the solitary confinement at issue persisted long enough to
ground such a solely length-based showing that the confinement
constituted an "atypical and significant hardship." Indeed,
Wilkinson explains that Sandin's overruling Hewitt signaled a
"return to the due process principles . . . established in . . .
Wolff and Meachum," and those precedents treated the language of
state regulations, while not determinative, as relevant evidence
- 33 -
in determining whether the state had "create[d] liberty interests
. . . protected by the Due Process Clause." Wilkinson, 545 U.S.
at 222 (quoting Sandin, 515 U.S. at 483–84).
Such a regulations-informed inquiry also accords with
how the SJC has applied Sandin. Specifically, as we noted up
front, the SJC considered in LaChance whether the ten months of
administrative segregation at issue in that case "exceeded the
bounds of reasonable confinement in administrative segregation."
978 N.E.2d at 1206. In concluding that the ten months did exceed those bounds, the SJC explained that ten months far exceeded any of the ranges of time otherwise expressly contemplated by the then- operative DOC regulations for how long an inmate could be held in segregated confinement (including as discipline) before being afforded notice and an opportunity for rebuttal, as the longest such range spanned only ninety days.Id.
at 1206–07, 1207 n.14. Thus, the SJC went on to explain, the ten months of such confinement constituted an "atypical and significant hardship" in that prison system because it lasted for more than ninety days.Id. at 1205, 1207
.12
12 Following Sandin's approach of looking to other forms of
segregated confinement if their conditions of confinement are
"substantially similar" or "mirror[]" each other, Sandin, 515 U.S.
at 476 n.2, 486, the SJC in LaChance also looked to the DOC
regulations governing segregated confinement in a DSU, as the lower
court in that case had found that the conditions of confinement in
the DSU were essentially equivalent or even more severe than those
- 34 -
Using a state's own regulations to inform the durational
inquiry as the SJC did in LaChance helps to focus the inquiry on
the reasonable "expectations" that the state's own laws and
policies have generated about what an inmate reasonably should
understand to constitute the basic experience of prison life. A
condition of confinement constitutes an "atypical and significant
hardship" such that its imposition implicates a state-created
liberty interest when that condition represents a "dramatic
departure" from those state-generated expectations. And the
state's own regulations may reasonably engender such expectations.
See Wilkinson, 545 U.S. at 221, 223(rooting state-created liberty interests in individual "expectation[s]" created by "state laws or policies"); Vitek,445 U.S. at 489
(analyzing Meachum and related
prison-confinement cases from the perspective of whether "state
law" gave prisoners "justifiable" and "objective" expectations).
Such a regulations-informed inquiry also accords with
Sandin's admonition "to afford appropriate deference and
flexibility to state officials trying to manage a volatile
environment." 515 U.S. at 482. It does so by grounding the determination about whether a particular duration of solitary in the SMU. LaChance,978 N.E.2d at 1205
. We agree with the SJC
that, under Sandin's logic, regulations governing "substantially
similar" forms of segregated confinement can also bolster the
conclusion that a particular duration of segregated confinement
would be "atypical."
- 35 -
confinement is atypical due to its length alone in the state's own
judgments about how long such "totally discretionary" uses of
solitary confinement should be permitted to persist in related
contexts. Id. at 486.
We recognize that -- as was the case in LaChance -- there
may be no cap in the relevant state regulations on the length that
solitary confinement may be imposed for the specific reason that
the state has given for imposing solitary confinement in the case
at hand. But we do not understand the absence of such a cap to
demonstrate that solitary confinement when imposed for that reason
is therefore an "ordinary incident of prison life" regardless of
its length or nature. As we have explained, Sandin does not
suggest that solitary confinement -- at least when it exceeds
thirty days -- may be deemed an "ordinary incident of prison life"
just because there is a bare legal possibility under the
regulations that lengthy solitary confinement may be imposed for
administrative reasons. What matters under the Sandin standard is
whether the specific solitary confinement at issue -- given its
duration and nature -- would constitute a "dramatic departure from
the basic conditions" of prison life. Id. at 485.
Thus, we conclude, in accord with LaChance, that a
plaintiff may rely on the state prison system's regulations
supportably to show that the solitary confinement at issue is
atypical due to its length alone, at least when the challenged
- 36 -
confinement is longer than thirty days. A plaintiff may do so by
showing that such confinement exceeds the longest defined period
of time that the state's own regulations specify as the time by
which an inmate subject to comparable confinement must receive
notice of the factual basis for it and an opportunity for
rebuttal.13 When such a showing has been made, it is fair to
proceed on the understanding (if not rebutted) that such solitary
confinement is not an "ordinary incident of prison life" within
the state's prison system. In addition, we agree with the SJC in
LaChance that state regulations need not speak directly to the
specific type of confinement or reason for confinement at issue to
show it to be an atypical and significant hardship; indeed,
LaChance, in considering a prisoner's confinement in an SMU while
on awaiting action status -- like the segregation faced by Perry
in this case -- drew on DOC regulations governing segregation in
a DSU pending a disciplinary investigation or proceeding. See 978
N.E.2d at 1207n.14; cf. Haverty v. Comm'r of Corr.,776 N.E.2d 13
We do not understand Sandin to foreclose the possibility
that solitary confinement for less than thirty days could in some
situations constitute "an atypical and significant hardship,"
whether because the conditions of the confinement at issue are
particularly severe, the "ordinary incidents of prison life" in
the prison system at issue are notably less severe than those that
the Court found characterized Hawaii's prison system at the time
of Sandin, or the use of the confinement is unreasoned. Given
that the duration of Perry's confinement significantly exceeded
thirty days, we need not determine in what circumstances that might
be true.
- 37 -
973, 991 (Mass. 2002) ("[T]he procedural protections contained in
[the DSU-specific regulations] must be afforded to all prisoners
before they are housed in DSU-like conditions.").
None of this is to say that such state regulations
necessarily create a liberty interest (regardless of what showing
the defendants make) or that no such interest exists in the absence
of such regulations. Sandin, as we have noted, rejected a purely
regulations-based focus in overturning Hewitt. In that regard, we
agree with the Second Circuit that, wholly apart from what a
state's regulations provide, a "more fully developed record" might
show that "even relatively brief confinements" of more than thirty
days "under normal [segregation] conditions [are], in fact,
atypical" in the prison system at issue.14 See Palmer v. Richards,
364 F.3d 60, 65-66 (2d Cir. 2004). Indeed, we note that the Second
Circuit has observed that "[i]n the absence of a detailed factual
record," it has affirmed dismissal of due process claims like
Perry does not allege conditions of confinement more severe
14
than those outlined in the regulations governing confinement in an
SMU. However, we note that especially severe conditions of
confinement can also render an otherwise typical duration of
segregated confinement an "atypical and significant hardship."
See Aref, 833 F.3d at 254 ("[E]specially harsh conditions endured
for a brief interval and somewhat harsh conditions endured for a
prolonged interval might both be atypical." (quoting Sealey, 197
F.3d at 586)); cf. Hutto v. Finney,437 U.S. 678
(1978) ("[T]he
length of confinement cannot be ignored in deciding whether the
confinement meets constitutional standards. A filthy, overcrowded
cell and a diet of 'grue' might be tolerable for a few days and
intolerably cruel for weeks or months.").
- 38 -
Perry's "only in cases where the period of time spent in
[segregated confinement] was exceedingly short -- less than the 30
days that the Sandin plaintiff spent in [segregated confinement]
-- and there was no indication that the plaintiff endured unusual
. . . conditions." Id.And, precisely because of the various ways in which discovery might yield a record showing that more than thirty days of confinement "under normal [segregation] conditions [are], in fact, atypical,"id.,
we can see why that
would be so.
4.
Against this legal backdrop, we now turn back to Perry's
contention that his segregated confinement implicates a state-
created liberty interest. He makes various arguments in this
regard.
Perry first argues that the conditions of his
confinement "were essentially on all fours with those in Wilkinson,
and where they deviated, they were more severe." On that basis,
he contends that Wilkinson compels the conclusion that his
segregated confinement was "atypical and significant under any
plausible baseline." Wilkinson, 545 U.S. at 223.
The defendants respond that the solitary confinement in
Wilkinson differed from Perry's. They point to the fact that,
among other things, that confinement was "indefinite," while
- 39 -
Perry's was dependent on a named contingent event (his transfer
out of state).
We need not resolve this dispute at this first step of
the qualified immunity inquiry. And that is because Perry
separately contends, and we agree, that the record supportably
shows that the solitary confinement to which he was subjected
constituted an "atypical and significant hardship" due to the
length of its duration and the absence of any showing by the
defendants as to how typical such a lengthy use of solitary
confinement was in the DOC.15
As to this aspect of Perry's contention, the record
supportably shows that, as both the District Court and the panel
found, Perry's administrative segregation is properly understood
to constitute solitary confinement. Perry, 2016 WL 5746346, at *1
n.3; Perry, 751 F. App'x at 8. The record also shows that the
form of the segregated confinement was at least as severe as the
15As to Perry's separate argument that the basis for his
initial and continued placement in the SMU was pretextual, we agree
with the District Court that Perry "has presented no facts to
support this assertion," and that there are therefore "no facts or
reasonable inferences sufficient to raise a genuine issue on the
propriety of placing and keeping Perry in the SMUs." Perry, 2016
WL 5746346, at *13 & n.31. We also note that, for reasons we will explain in our analysis of step two of the qualified immunity inquiry, there is no merit to Perry's contention -- raised for the first time in his en banc briefing -- that the state's conduct violated clearly established law based on our pre-Sandin ruling in Stokes v. Fair,795 F.2d 235
(1st Cir. 1986). See infra at 25.
- 40 -
segregated confinement at issue in Sandin;16 indeed, the record
shows that the segregated confinement that Perry endured is
comparable to conditions of confinement that the Supreme Court has
otherwise described as constituting "solitary confinement." See
Davis, 576 U.S. at 286(Kennedy, J., concurring) (describing inmate's "'administrative segregation' or, as it is better known, solitary confinement," as his "be[ing] held . . . in a windowless cell no larger than a typical parking spot for 23 hours a day; and in the one hour when he leaves it, he likely is allowed little or no opportunity for conversation or interaction with anyone"); see also Wilkinson,545 U.S. at 224
.
In addition to the nature of the confinement being
solitary confinement, the record shows, with respect to the
solitary confinement's length, that the length was "prolonged."
Perry, 2016 WL 5746346, at *15. Indeed, the segregated confinement
far exceeded the thirty days involved in Sandin.
16 The confinement at issue in Sandin involved similar periods
of isolation and contained similar restrictions on exercise and
personal visits. See Petitioner's Brief, Sandin, 515 U.S. 472,1994 WL 646163
, at *7-*8; compareid.
at *48A–*71A, with 103 MASS. CODE REGS. § 423.09 (2007). The record in Sandin also did not reflect any use of "solid door status," which Perry alleges he endured during at least part of his stay in the SMUs. See Petitioner's Brief, Sandin,515 U.S. 472
,1994 WL 646163
, at *48A– *71A. Moreover, the Sandin court pointed to the twelve to sixteen hours a day of "lockdown time" endured by members of the general prison population as comparable to the confinement at issue there, Sandin,515 U.S. at 486
& n.8, which is significantly less than
the amount of time that Perry was required to spend in his cell
every day.
- 41 -
The defendants do contend in response to Perry's focus
on the length that the record conclusively shows that Perry's
confinement was necessary to its purpose even given its substantial
length. The defendants emphasize in this regard that the
segregated confinement was initially imposed, and then persisted,
due to safety concerns relating to Perry's alleged gang
affiliation.
But, even if a reasonable juror could not find the
duration of the solitary confinement "irrational," "inessential,"
or "excessive" in relation to its purpose, Skinner, 430 F.3d at
487, there still is force to Perry's contention that the duration
of the solitary confinement was nonetheless "excessive" in the
sense that it imposed on him an "atypical and significant hardship"
due to its length. True, Perry has not introduced empirical
evidence about how frequently (if at all) inmates under DOC custody
are held in administrative segregation for as long as he was.17
But, his fifteen months of solitary confinement -- even prior to
his initial out-of-state transfer -- is of such a length that it
suffices supportably to show that it imposed on him an "atypical
17After the conclusion of supplemental en banc briefing and
oral arguments, Perry submitted a letter to this Court pursuant to
Federal Rule of Appellate Procedure 28(j) contending that since
2015 -- which was after the SJC decided LaChance -- less than three
percent of Massachusetts state prisoners endure fifteen or more
consecutive days in solitary confinement, and that such
confinement is therefore "rar[e]." Because this data was not
presented below, we do not consider it here.
- 42 -
and significant hardship" in the absence of the defendants making
any contrary showing regarding the frequency of use of such
prolonged solitary confinement for administrative reasons.
This conclusion accords with those conclusions that have
been reached by courts that have applied a baseline like the one
that we have now adopted. See, e.g., Colon, 215 F.3d at 230-31
(holding that approximately ten months of administrative
segregation constituted an "atypical and significant hardship"
based on the extent of the duration itself). And, we note, nothing
in the record indicates that a member of the DOC's general prison
population stands a "substantial chance" of being subjected to
administrative segregation for that long. See id. (noting that
nothing in the record rebutted the conclusion that approximately
ten months of administrative segregation was "a sufficient
departure from the ordinary incidents of prison life to require
procedural due process protections under Sandin").
This conclusion draws independent support from the DOC
regulations that governed administrative segregation in the SMU at
the time of Perry's confinement. Those regulations did not provide
that the inmates in DOC who were on "awaiting action status" had
to receive notice of the factual basis for their confinement and
an opportunity for rebuttal. Nor did those regulations place any
cap on how long such confinement could persist for inmates being
held while on that status. See 103 MASS. CODE REGS. § 423.08(2)
- 43 -
(2007). Those regulations, however, did entitle inmates confined
in the SMU for disciplinary investigation to be either formally
charged with a disciplinary offense -- thus entitling them to
notice and a hearing, id. § 430.11 -- or released from the SMU
within ninety days, id. § 430.21(2). Moreover, those regulations
provided that even inmates subjected to disciplinary detention in
an SMU upon a formal finding of wrongdoing could not be so detained
for more than fifteen days for one offense or thirty days for
multiple offenses "unless specifically authorized by the
commissioner" after a disciplinary proceeding. Id. § 423.06. And,
finally, the DOC regulations then in place provided that inmates
who were on awaiting action status while awaiting a final decision
regarding their potential placement in a DSU had to be afforded a
hearing within fifteen days, or within thirty days if they were
under investigation for a possible disciplinary offense. Id. §
421.08(3). We thus conclude that, given the regulations then in
place, a duration of solitary confinement of more than ninety days
is certainly long enough to make such confinement an "atypical and
significant hardship" within the prison system at issue in Perry's
case, at least in the absence of a showing by the defendants
regarding the frequency with which inmates in that system are
subjected to such lengthy confinement for administrative reasons.
We note, too, that insofar as the defendants "could have
shown" that it was not "atypical" for members of the general prison
- 44 -
population to be held in administrative segregation of the sort
that Perry endured for a comparable period, they have not
identified evidence in the record that conclusively does so. See
Colon, 215 F.3d at 231. Therefore, their "opportunity to do so"
would "occur[] at trial." Id.
B.
Having established that Perry has supportably shown that
his confinement implicated a "liberty" interest, we next must
determine -- still at the first step of the qualified immunity
inquiry -- whether a reasonable juror also could find that Perry
was denied the process that he was due in consequence under the
Due Process Clause.18 As we will explain, we conclude that a
reasonable juror could.
The defendants contend that Perry has waived this objection
18
because his pro se brief to the panel argued only that "he should
have been afforded process outlined in" certain state regulations
that did not apply to his particular placement, and that he did
not otherwise argue what process was "mandated by the
Constitution." But Perry did in his opening brief cite both
Mathews and Wilkinson to argue that he received "no notice or
opportunity to be heard," and quoted Wilkinson to contend that
"the defendants provided [him] with no procedural safeguard[s]" or
"a basis for objection before the next decisionmaker or in a
subsequent classification review," such that the process he
received "did not satisfy" the Mathews test. These arguments are
more than sufficient to preserve the claim more fully developed in
his counseled supplemental briefing. See Erickson v. Pardus, 551
U.S. 89, 94 (2007).
- 45 -
1.
Based on the three-factor framework of Mathews v.
Eldridge, 424 U.S. 319, 335(1976), Wilkinson held that inmates subjected to solitary confinement in a manner that implicates a liberty interest must be afforded the "informal, nonadversary procedures" set forth in both Hewitt and Greenholtz v. Inmates of Neb. Penal & Corr. Complex,442 U.S. 1
(1979). See Wilkinson,545 U.S. at 229
. Those procedures require at a minimum "[n]otice of the factual basis" for the confinement,id. at 225-26
, and "an opportunity to present [the inmate's] views" to the official charged with the decision to confine the inmate, Hewitt,459 U.S. at 476
.19
With respect to the latter, the Court explained in
Greenholtz that permitting the inmate to "appear before the Board
and present letters and statements on his own behalf" gave the
inmate an "effective opportunity" both to ensure that the Board's
records were "in fact the records relating to his case," and to
"present any special considerations" that could inform the
decision. 442 U.S. at 15. And Wilkinson described the required process in this respect as one that affords the inmate a "fair opportunity for rebuttal."545 U.S. at 226
.
19Sufficient process must also provide inmates with a "short
statement of reasons" for the ultimate decision following a
hearing, Wilkinson, 545 U.S. at 226, and meaningful periodic reviews of ongoing confinement, Hewitt,459 U.S. at 477
n.9.
- 46 -
2.
Perry contends that he can supportably show on this
record that he did not receive the required "opportunity to be
heard." If Perry is right on that score, then he can show that he
was denied the process that was due, even if we were to assume
that he cannot supportably show that he was deprived of the
required notice of the factual basis for his confinement. We thus
begin and end our analysis at the first step of the qualified
immunity inquiry into the process component of Perry's procedural
due process claim with his contention regarding the "opportunity
for rebuttal" afforded to him. For, as we will explain, we
conclude that Perry can supportably show on this record that he
was denied that opportunity.
In arguing otherwise, the defendants first point to the
"SMU Reviews," which were conducted approximately three times per
week and which the defendants claim "reflect[ed] periodic updates"
about Perry's status "as relevant changes or issues arose." But
Perry asserts in a sworn affidavit that he "received no notice
that [the SMU Reviews] occurred prior to their occurrence, nor any
opportunity to be heard" or to "participate in writing or in
person."
The defendants' sole response is that "[i]nmates were
free to provide staff with any information during their time in
the SMU." Perry, 2016 WL 5746346, at *7 n.19. The relevant
- 47 -
regulations, however, did not require officials to consider such
information as part of their SMU Reviews. See 103 MASS. CODE REGS.
§ 423.08 (2007). Furthermore, the SMU Review entries that appear
in the record do not acknowledge any statements made by Perry.
Thus, a juror could reasonably find that, while SMU Reviews might
constitute the "periodic review" that due process separately
requires, Hewitt, 459 U.S. at 477n.9, they did not give Perry an "opportunity to present his views,"id. at 476
, and the defendants
do not point to anything in the record that suggests that Perry
was in fact given an opportunity to present his views during those
SMU Reviews.
The defendants separately argue that a grievance
procedure was available to Perry and that it provided him with the
required opportunity for rebuttal. But the state has not
conclusively shown that the grievance procedure was available for
this issue or that the grievance procedure provided an opportunity
for such rebuttal. See Rodi v. Ventetuolo, 941 F.2d 22, 29(1st Cir. 1991); see also Black v. Parke,4 F.3d 442
, 449 n.5 (6th Cir. 1993). And, we note, Sandin itself pointed to grievance procedures as a form of "other protection" prisoners "retain" when they are not protected by the Due Process Clause. See515 U.S. at 487
n.11.
Finally, the record supportably shows that DOC officials either
declined to entertain or summarily denied every grievance in the
- 48 -
record in which Perry attempted to contest his confinement, often
by stating that his concerns were "non-grievable."20
We come, then, to the defendants' contention that the
classification hearing that Perry received on December 17,
2010 -- one week after his initial placement in the
SMU -- indisputably afforded him the required "fair opportunity
for rebuttal."21 That hearing was not governed at the relevant
time by the SMU regulations; instead, the hearing was governed by
separate regulations applicable to all DOC inmates. See 103 MASS.
CODE REGS. §§ 420.06–420.09 (2007). That latter set of regulations
required that inmates "undergo an initial classification process"
upon commitment to the DOC, then receive another reclassification
"at least annually." Perry, 2016 WL 5746346, at *6.
The record shows that Perry submitted at least eight
20
grievances challenging his segregated confinement in the SMU. Four
of those were dismissed as "non-grievable." One was denied as
duplicative. Three were denied with summary citations to the
regulations governing awaiting action status, with a note that
Perry was "pending a transfer," but without engaging with his
substantive challenges to his designation under those regulations.
Given our conclusion that Perry has supportably shown that
21
his segregated confinement implicated a liberty interest after
ninety days, we do not consider Perry's second and third
classification hearings (on December 16, 2011, and October 31,
2012, respectively). Those hearings occurred over one year after
Perry's placement in the SMU, and the defendants do not argue that,
even if the first classification hearing did not provide Perry
with a sufficient opportunity to be heard, the second and/or third
hearings did, and that Perry therefore received sufficient
process.
- 49 -
The classification process determined an inmate's
"security level" and, consequently, the DOC facility in which the
inmate should be placed. 103 MASS. CODE REGS. § 420.07 (2007). The
record supportably shows, however, that the process did not
determine whether an inmate would be placed in segregated
confinement -- including whether such confinement was to be in an
SMU -- once assigned to a facility within the system. Indeed, the
regulations reveal that it was officials at the facility in which
an inmate was placed pursuant to the classification process and
that contained SMUs -- such as facilities like SBCC and MCI-Cedar
Junction in which Perry was housed in SMUs -- who separately
determined, as issues arose, whether to isolate that inmate in an
SMU. Compare 103 MASS. CODE REGS. § 423.00 et seq. (2007), with 103
MASS. CODE REGS. § 420.00 et seq. (2007).
The record does clearly show that Perry's first
classification hearing occurred only one week after his initial
placement in the SMU. But nothing in the record indicates that,
beyond this coincidence of timing,22 the classification hearing and
Perry had been transferred from a Department Disciplinary
22
Unit ("DDU") at MCI-Cedar Junction to the general population at
SBCC on November 18, 2010, and DOC regulations required that
inmates receive a reclassification hearing "within thirty business
days of release from the DDU." 103 MASS. CODE REGS. § 420.09 (2007).
Perry then spent three weeks in the general population at SBCC
before being transferred to the SMU on December 10, at which time
he was already "also awaiting a classification hearing," Perry,
2016 WL 574346, at *9, making it possible that this hearing had
- 50 -
the SMU placement were related in that the former could be used to
contest the latter.
To the contrary, the "Classification Report" from
Perry's hearing stated, "Inmate Perry is requesting placement at
MCI Concord and this writer concur[s] with inmate request," and
the Classification Board recommended only that Perry be
transferred to the general population at MCI Concord, a medium-
security facility. The record then shows that it was not until
two months later that Lori Cresey, the "Commissioner's designee"
responsible for making the final determination, see 103 MASS. CODE
REGS. § 420.08(i)–(j) (2007), concluded that Perry's placement in
any Massachusetts facility would lead to gang-related tensions,
and so made "a final decision to screen Perry for an out-of-state
placement due to security concerns," Perry, 2016 WL 5746346, at *9-
*10. And yet, this final decision did not state that Perry would
have to remain in the SMU until he could be transferred. Rather,
the record supportably shows that this determination was
communicated to Perry only ten days later, when the Superintendent
of SBCC at the time wrote to Perry that he had decided "to hold
[Perry] in the [SMU] for the safety and security of the facility
as well as [Perry]," and that Perry "w[ould] not be allowed to
enter General Population at [SBCC]" while he awaited out-of-state
been scheduled, and that Perry had received notice of the hearing,
even before his placement in the SMU.
- 51 -
transfer. See also Supplemental Brief of Defendants-Appellees at
6 ("Ultimately, the Classification Division determined . . . that
Perry required an out-of-state placement. SBCC staff deemed it
necessary that Perry remain in the SMU to ensure the safety and
security of the institution." (emphases added)).
In other words, the record does not indisputably show
that the pre-scheduled classification hearing afforded the
required opportunity for rebuttal. Rather, a reasonable juror
could find on this record that this hearing was dedicated to
determining which facility Perry should be housed in, not whether
he should be housed in an SMU within such a facility, and so did
not afford him the requisite rebuttal opportunity.
C.
Thus, despite the various forms of process that the
record indisputably shows that the defendants offered Perry, the
record supportably shows that he was not given the opportunity to
contest the factual basis for his confinement in the SMU.
Moreover, because of our previous conclusion that Perry has
supportably shown that his solitary confinement implicated a
state-created liberty interest by virtue of its extended duration
(at least given the absence of any showing by the defendants to
the contrary), Perry has also supportably shown that he was
entitled to such an opportunity to contest the factual basis for
his confinement as a matter of procedural due process.
- 52 -
Accordingly, a reasonable juror could find that Perry was denied
the procedural due process right that he claims.23
IV.
Having specified the contours of the right at issue and
the specific grounds on which Perry rests his claim that the record
supportably shows that he was deprived of a state-created liberty
interest without due process, we are now well-positioned to turn
to step two of the qualified immunity inquiry. Here, our focus is
on whether the defendants are entitled to summary judgment based
on qualified immunity because the law under which a reasonable
juror could supportably find that Perry was denied the right to
procedural due process was not clearly established at the time of
the denial. Savard v. Rhode Island, 338 F.3d 23, 27 (1st Cir.
2003).
The defendants contend, as the panel ruled, that the law
as to both the liberty interest and process issues was not clearly
established as of the time of the alleged violation of the
constitutional right that Perry claims. Perry, 751 F. App'x at
23Of course, jurisdictions in our Circuit are free to limit
solitary confinement beyond what constitutes an atypical hardship
under this opinion and jurisdictions are free, also, to provide
more process than today's holding would require. However, our
decision today establishes, clearly, the baseline for analyzing
when prisoners' state-created liberty interests are curtailed by
solitary confinement and the procedural protections that must
follow from such curtailments.
- 53 -
11–12. But we need not decide whether, if officials knew that
Perry's confinement implicated a liberty interest, they could have
reasonably believed that they provided him with constitutionally
sufficient process. And that is because we conclude, reviewing de
novo, Savard, 338 F.3d at 27, that the law was not clearly
established that Perry's solitary confinement implicated a liberty
interest.
A.
"'Clearly established' means that, at the time of the
officer's conduct, the law was 'sufficiently clear' that every
'reasonable official would understand that what he is doing' is
unlawful." District of Columbia v. Wesby, 138 S. Ct. 577, 589(2018) (quoting Ashcroft v. al-Kidd,563 U.S. 731
, 741 (2011)). "This demanding standard protects 'all but the plainly incompetent or those who knowingly violate the law.'" Id. (quoting Malley v. Briggs,475 U.S. 335, 341
(1986)).
To be clearly established, the law "must define 'the
right allegedly violated . . . in a particularized sense so that
the contours of the right are clear to a reasonable official.'"
Eves v. LePage, 927 F.3d 575, 583(1st Cir. 2019) (en banc) (quoting Reichle v. Howards,566 U.S. 658, 665
(2012)). "[G]eneral
statements of the law" may give "fair and clear warning, and in
other instances a general constitutional rule already identified
in the decisional law may apply with obvious clarity to the
- 54 -
specific conduct in question." United States v. Lanier, 520 U.S.
259, 271(1997); see also Hope v. Pelzer,536 U.S. 730, 741
(2002). Furthermore, "[a]mbiguity in the law cannot be manufactured by borrowing from factually and legally distinguishable cases." Marrero-Méndez v. Calixto-Rodríguez,830 F.3d 38, 48
(1st Cir.
2016).
"A rule is clearly established either when it is
'dictated by controlling authority or a robust consensus of cases
of persuasive authority.'" Irish v. Fowler, 979 F.3d 65, 76(1st Cir. 2020) (quoting Wesby,138 S. Ct. at 589-90
), cert. denied,142 S. Ct. 74
(2021). "A 'robust consensus' does not require the express agreement of every circuit," and can be established by "sister circuit law" that "would provide notice to every reasonable officer that his conduct was unlawful."Id.
B.
Perry certainly cannot show that it was clearly
established at the time of his confinement that a reasonable juror
could conclude from the nature of the DOC's regulations that
solitary confinement of greater than ninety days is excessive in
duration and so for that reason alone imposes "an atypical and
significant hardship" on a DOC inmate. Indeed, other courts as of
that time had held to the contrary. Griffin, 112 F.3d at 708–09
(finding, based on Pennsylvania prison regulations, that "one can
conclude with confidence that stays of many months [in
- 55 -
administrative custody] are not uncommon," despite fact that
regulations also "confer[red] upon an inmate in [the plaintiff's]
position a right to be released from administrative custody to
general population after 20 days in the absence of a misconduct
charge"). And, we note, the SJC in LaChance, looking back, did
not itself understand the legal landscape at that time to be clear
in establishing such a principle. See 978 N.E.2d at 1207–08
(granting qualified immunity to defendants regarding 10-month
confinement due to this conflicting case law).
Nor was it clearly established at the relevant time that
the length of the solitary confinement that Perry served -- given
the conditions that he endured during it -- made it, even if only
when not rebutted, an "atypical and significant hardship." As we
have seen, length alone can suffice to establish that solitary
confinement is a hardship of that sort. Indeed, today no circuit
holds otherwise. But we had not made clear prior to 2010 that
administrative segregation -- even involving conditions like
Perry's -- was an atypical and significant hardship if it persisted
for as long as his did. See Skinner, 430 F.3d at 486-87; Judgment,
Dávila v. Maloney, No. 05-2520 (1st Cir. Oct. 2, 2007). Indeed,
we had explained, prior to that time, that the baseline from which
to measure what is such a hardship was the subject of dispute
throughout federal circuits in the wake of Sandin. And we had
done so in explaining our reasons for rejecting claims that
- 56 -
prolonged periods of such confinement were hardships of that kind.
See Skinner, 430 F.3d at 486-87; Judgment, Dávila v. Maloney, No.
05-2520 (1st Cir. Oct. 2, 2007). True, Perry's confinement was
quite lengthy. But, even still, the state of the case law within
our own circuit as of the time of Perry's solitary confinement was
such that it was not clearly established from our own precedents
that his confinement was an "atypical and significant hardship."
Moreover, as we have seen, those circuits that as of
2010 treated administrative segregation as the baseline for
measuring whether prolonged administrative segregation constituted
an atypical and significant hardship had, as of that time, held
that comparable and even longer periods of solitary confinement
did not implicate a liberty interest. See, e.g., Griffin, 112
F.3d at 706–08 (3d Cir. 1997) (no liberty interest for fifteen
months because conditions matched those of administrative
confinement in that prison system); Jones, 155 F.3d at 812–13 (6th
Cir. 1998) (no liberty interest for thirty months); DiMarco, 473
F.3d at 1344(10th Cir. 2007) (no liberty interest for fourteen months). And, as of that time, one circuit had appeared to hold that administrative segregation is essentially incapable of creating a liberty interest, see Pichardo,73 F.3d at 612
(5th
Cir. 1996) ("[A]dministrative segregation as such, being an
incident to the ordinary life as a prisoner, will never be a ground
for a constitutional claim . . . ."), which Skinner itself pointed
- 57 -
out, 430 F.3d at 486–87. So, there was no robust consensus of
out-of-circuit precedent then in place that supported his claim to
have endured an "atypical and significant hardship" insofar as
that claim was based on the confinement's length alone.24
Thus, like the District Court, see Perry, 2016 WL
5746346, at *14, and the panel, Perry, 751 F. App'x at 9–11, we
agree that, Wilkinson aside, it was not clearly established at the
time of the alleged violation of Perry's right to procedural due
process that he had been deprived of a liberty interest. He thus
needs to show that there is some other basis for concluding that
the confinement that he endured implicated a liberty interest in
a way that would have been clearly established at the relevant
time.25
24 In light of Wilkinson, we do not rely on the Seventh
Circuit's baseline of "the most restrictive prison" in a state's
system, Wagner, 128 F.3d at 1176, in concluding that the violation of Perry's rights was not clearly established. Indeed, although the Seventh Circuit has, at times, post-Wilkinson continued to invoke the "most restrictive prison" baseline, see, e.g., Marion v. Columbia Corr. Inst.,559 F.3d 693, 699
(7th Cir. 2009), it has also, at least once, vacated a district court's ruling in the immediate wake of Wilkinson on the ground that the district court analyzed the baseline under Wagner "without the benefit of the Supreme Court's decision in Wilkinson," Westefer v. Snyder,422 F.3d 570, 586
(7th Cir. 2005).
25We also reject Perry's arguments, raised for the first time
on appeal in his en banc briefing, that our pre-Sandin circuit
precedent in Stokes or his mental illness "further tip[] the scale
toward a liberty interest" being clearly established. Stokes's
broadly worded holding that Massachusetts DOC "regulations[]
created a liberty interest entitling [a prisoner] to procedural
due process in the initiation and continuance in awaiting action
- 58 -
C.
To make that showing, Perry argues that the conditions
of his confinement were "on all fours with those in Wilkinson, and
where they deviated, they were more severe," such that his
confinement was also "atypical" under "any plausible baseline."
Perry is right in principle that if he can supportably show that
his confinement was clearly comparable to the confinement at issue
in Wilkinson, then he can supportably show that he was deprived of
status detention," 795 F.2d at 238, has not been cited since Sandin was issued and depended entirely on the specific language of the then-applicable regulations, seeid. at 237-38
. The fact that the regulations in effect when Perry was in solitary confinement, as he puts it, "generally track the regulations at issue in Stokes" cannot clearly establish that he had a protected liberty interest given that Stokes does not describe the nature or length of the confinement at issue in that case and given that Sandin "abrogated" the exact methodology on which Stokes was decided. Wilkinson,545 U.S. at 222
; see also LaChance, 978 N.E.2d at 1207–08 (concluding
that DOC regulations did not clearly establish that a 10-month
period of administrative confinement implicated state-created
liberty interest).
Perry does also contend he can show what he must, based on
the fact that he was in the challenged confinement while suffering
from mental illness. But, beyond the fact that Perry may have
waived this argument, as the defendants argue, we agree with the
defendants that the cases Perry cites are not sufficient to clearly
establish, at least as of the time of his confinement, "if, when,
or how mental illness would be pertinent to the liberty interest
analysis." See Hamner v. Burls, 937 F.3d 1171, 1178–80 (8th Cir.
2019) (granting qualified immunity because "[w]hile it is possible
. . . that a combination of circumstances involving solitary
confinement could curtail a liberty interest, it is not beyond
debate that the defendant officials did so by segregating a
prisoner with [borderline personality disorder, post-traumatic
stress disorder, antisocial personality disorder, anxiety, and
depression] for 203 days under the conditions alleged" (citations
omitted)).
- 59 -
a liberty interest under clearly established law. After all, his
prolonged solitary confinement post-dated Wilkinson.
We did not address at step one of the qualified immunity
inquiry whether Perry can supportably show on this record that his
confinement is "on all fours with Wilkinson." But we must address
that contention here, given that it is the sole remaining basis on
which he may show that he was deprived of a liberty interest under
clearly established law. As we will explain, though, Perry's
contention falters, notwithstanding that we have no reason to doubt
that the conditions in the general prison population in Ohio during
the time of the confinement at issue in Wilkinson are comparable
to those of the general prison population in the DOC during the
time of Perry's confinement.
In Wilkinson, the Supreme Court identified five
conditions of confinement that supported its conclusion that
confinement in the Ohio "supermax" facility imposed an "atypical
and significant hardship under any plausible baseline." 545 U.S.
at 223. The Court explained that the first three conditions --(1) "almost all human contact [was] prohibited"; (2) "the light, though it [could] be dimmed," was on for twenty-four hours; and (3) inmates were permitted to exercise for only "1 hour per day" and "only in a small indoor room,"id.
at 223–24 -- "likely would apply to most solitary confinement facilities,"id. at 224
. But the
Court then identified "two added components" that supported its
- 60 -
conclusion: fourth, that the "duration" of confinement was
"indefinite"; and fifth, that the "placement disqualifie[d] an
otherwise eligible inmate for parole." Id.
The Court explained that the confinement at issue in
Wilkinson was "indefinite" because it was "limited only by an
inmate's sentence" and because it was "reviewed just annually."
Id. at 214–15, 224 (emphasis added). Perry's segregated
confinement, by contrast, was contingent on an identifiable
event -- his transfer to an out-of-state facility -- that in its
nature would precede the end of his sentence. Thus, even assuming
that Perry's confinement is otherwise materially indistinguishable
from that in Wilkinson,26 the question is whether it was clearly
26The record does not supportably show that the light in
Perry's cell was left on throughout his entire confinement, even
if there is some evidence in the record showing that it may have
been left on for at least some period of it. Some courts, however,
have commented that the lack of this factor does not necessarily
"prove[] that conditions of confinement at the [Ohio supermax
facility in Wilkinson] are significantly more restrictive than the
conditions of confinement" at issue in a given case. See Westefer
v. Snyder, 725 F. Supp. 2d 735, 760(S.D. Ill. 2010), vacated on other grounds by Westefer v. Neal,682 F.3d 679
(7th Cir. 2012).
The record also does not supportably show that Perry's
confinement rendered him ineligible for parole, given that he was
already ineligible. Perry contends, however, that this does not
weaken the similarity between his case and Wilkinson because in
Wilkinson, too, several of the plaintiffs were ineligible for
parole, but the Court still found that all the plaintiffs had a
liberty interest in avoiding confinement. See Am. Compl. at
¶ 62(d), Austin v. Wilkinson, No. 4:01-CV-071, 2001 WL 34903823
("Plaintiffs Benge and Robb are among more than a dozen death row
inmates who are housed at OSP in violation of AR 5120-9-12.");
Austin v. Wilkinson, 372 F.3d 346, 348 n.1 (6th Cir. 2004) (naming
- 61 -
established as of the time of that confinement that it was
"indefinite" within the meaning of Wilkinson, notwithstanding that
an endpoint -- contingent though that endpoint was -- had been
identified for it. We agree with the defendants that it was not
clearly established that such confinement was indefinite.
There is no doubt that, in this case, Perry's confinement
was at least "prolonged." Perry, 2016 WL 5746346, at *15. And Perry maintains that he did not know "when, or even whether, his solitary confinement would end," given that his confinement's termination depended on a contingency not within his control: the availability of an out-of-state placement. Moreover, the uncertainty as to duration persisted for over a year until his out-of-state transfer occurred in March 2012. We also recognize that the exercise of a prison administrator's wholly discretionary choice to cut short solitary confinement prior to the sentence's end cannot count as a contingency that makes such confinement definite rather than indefinite: that same contingency existed in Wilkinson itself. See Wilkinson,545 U.S. at 217
.
Here, however, there is no supportable basis for finding
that the end of Perry's solitary confinement was dependent only on
the prison administrators' discretionary choice to bring that
these death row plaintiffs).
We need not resolve either of these issues, however, because
we hold that it was nonetheless unclear whether Perry's confinement
was "indefinite" within the meaning of Wilkinson.
- 62 -
confinement to an end. There is nothing in the record to indicate
that Perry's designation as an inmate awaiting an out-of-state
transfer was clearly a pretext for holding him for however long
prison administrators wished. Perry, 2016 WL 5746346, at *13.
Moreover, far from containing evidence that indicates that prison
officials did not take action to pursue the transfer, the record
shows without dispute that one defendant, Thomas Neville, reached
out to at least five states regarding Perry's potential transfer,
beginning with a request to Virginia on April 20, 2011 (two months
after the initial February 4, 2011 decision to screen Perry for
out-of-state transfer), and requests to New Jersey and Idaho on
July 12, 2011.
The record also contains undisputed evidence purporting
to explain the timeframes both for sending initial requests to
other states as well as receiving responses from those states.
For example, Neville explained in a sworn affidavit that the out-
of-state transfer process in Perry's case "included trying to
determine which states might be more appropriate than others,
considering various factors, including whether the other states
have issues with the same [gangs] and/or whether other [DOC]
inmates with [gang] ties have already been transferred to other
states." His affidavit further attests that he "made phone calls
to other states inquiring as to referrals and to ascertain which
inmates those states would refer to the [DOC] in return -- because
- 63 -
it is typically a one-to-one swap, meaning [Neville] would then
have to review information on any inmate the other state wishes to
send to Massachusetts." Finally, Neville's affidavit states that
referring an inmate to another state "includes providing a lot of
information," and that after making the referrals for Perry he
"periodically made phone calls to officials in the other states to
inquire as to the status of their review."
We recognize that Neville's affidavit does indicate that
the length of Perry's solitary confinement depended in part on the
willingness of other states to facilitate his transfer. But the
record also shows without dispute that in January 2012, the
Virginia Department of Corrections indicated to Neville that it
was considering accepting Perry and requested more information,
and that Perry, after learning of this, sent Neville a letter in
which he threatened to kill himself if transferred outside New
England. The record also shows, again without dispute, that from
then on DOC officials only pursued transfer within New England,
which the defendants argue without dispute likely delayed Perry's
transfer and further prolonged his confinement.
That Perry, upon learning that his confinement in an SMU
might soon be coming to an end, took action that may have further
prolonged his confinement supports the conclusion that a
reasonable officer could have understood that Perry's segregated
confinement was not indefinite within the meaning of Wilkinson.
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See Eves, 927 F.3d at 584. As we have explained, the confinement
there by design could last as long as prison administrators chose
to permit it to extend.
Indeed, as of the time of Perry's confinement, one other
circuit had found that a period of segregated confinement that was
comparable to Perry's but was limited only by the inmate's sentence
was itself not "indefinite" within the meaning of Wilkinson, given
the limited duration of the sentence (which was itself two to four
years) and that the inmate's placement in segregated confinement
was reviewed more than annually. See DiMarco, 473 F.3d at 1343–
44. Nor had this Circuit or any other -- or for that matter any
other court -- held that solitary confinement pending an out-of-
state transfer was indefinite within the meaning of Wilkinson. In
fact, while LaChance was decided in 2012 -- and thus after Perry's
initial fifteen months of solitary confinement had ended -- it did
have the benefit of the case law as it had developed as of that
time. And LaChance held that ten months of solitary confinement
pending out-of-state transfer did not implicate a liberty interest
under clearly established law as it stood at that time (even though
the SJC held that solitary confinement pending out-of-state
transfer would implicate such a liberty interest going forward if
it lasted for more than ninety days). LaChance, 978 N.E.2d at
1202 & n.8, 1207–08. The available precedent, therefore, did not
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clearly establish that Perry's segregated confinement was
"indefinite" under Wilkinson.27
D.
Accordingly, we agree with the defendants that it would
not have been clear to a reasonable corrections officer at the
time of Perry's confinement that, under Sandin and Wilkinson, such
confinement implicated a state-created liberty interest under the
Due Process Clause. The defendants are thus entitled on this
ground to summary judgment based on qualified immunity.
V.
We therefore affirm the District Court's grant of
summary judgment for the defendants.
-Concurring Opinions Follow-
27 Perry does argue, for the first time on the final page of
his en banc brief, that the defendants are not entitled to
qualified immunity for the less-than-ninety-day period that he
remained in the SMU after LaChance was decided on November 27,
2012. But Perry develops no argument as to why it was clearly
established following LaChance that the defendants were required
to act faster in returning him to the general prison population or
in providing him with the hearing required by LaChance. We also
note that the defendants have represented that after LaChance was
decided the DOC expeditiously began conducting hearings in
accordance with that decision, that they prioritized hearings for
prisoners who had been continuously held for the longest periods
of time (which did not include Perry who had only returned to
Massachusetts custody a couple months before LaChance was
decided), that a hearing had been scheduled for Perry, and that he
was returned to the general prison population at MCI-Shirley before
his hearing was scheduled to occur.
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LYNCH J., concurring in part. Appellant Jwainus Perry,
convicted in 2004 of first-degree murder, and so confined in a
maximum-security prison in Massachusetts, was initially placed in
administrative confinement based on information that he posed a
lethal threat to other inmates were he not segregated from the
general population. For various other reasons, Perry's
administrative confinement was continued, including in different
prisons. In this lawsuit, he asserts his due process rights under
the United States Constitution were violated.
I concur only in the court's holding under the second
prong that the defendant state prison officials are entitled to
qualified immunity. I do not concur in the remainder of the
majority opinion.
In Pearson v. Callahan, 555 U.S. 223(2009), the Supreme Court rejected the "two-step protocol" set forth in Saucier v. Katz,533 U.S. 194
(2001), under which courts had to first decide whether alleged facts "ma[de] out a violation of a constitutional right" when resolving the issue of qualified immunity. Pearson,555 U.S. at 232
. The previous requirement of resolving the federal constitutional question first was rejected because, among other reasons, it violated "the general rule of constitutional avoidance" and "result[ed] in a substantial expenditure of scarce judicial resources on difficult questions" unnecessary to resolving the case.Id. at 236-41
. The Pearson Court held instead
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that judges should "exercise their sound discretion in deciding
which of the two prongs of the qualified immunity analysis should
be addressed first in light of the circumstances in the particular
case at hand." Id. at 236.
The majority has chosen to exercise this discretion to
address the first prong of the qualified immunity analysis before
addressing the second prong. Under the second prong, in my view,
the grant of qualified immunity is plainly compelled. I do not
join the majority's choice to exercise that discretion here, not
only because I have doubts about the correctness of its analysis
and its proposed guidelines, but because I think that choice is
both mistaken and inappropriate under the circumstances of this
case.
This court should "think hard, and think hard again,"
before using its discretion to address the first prong of qualified
immunity analysis when its holding depends solely on the second
prong of the test. Camreta v. Greene, 563 U.S. 692, 707(2011). This is in accordance with the "longstanding principle of judicial restraint [which] requires that courts avoid reaching constitutional questions in advance of the necessity of deciding them."Id.
at 705 (quoting Lyng v. Nw. Indian Cemetery Protective Ass'n,485 U.S. 439, 445
(1988)).
There are many reasons in this case why the court "should
address only the immunity question." Id. First, because the court
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finds that the appellees are entitled to qualified immunity
protections on the basis that the law was not clearly established,
the first prong analysis "ha[s] no effect on the outcome of the
case." Pearson, 555 U.S. at 237. This is not a case where it is "difficult to decide whether a right is clearly established without deciding precisely what the existing constitutional right happens to be."Id.
at 236 (quoting Lyons v. City of Xenia,417 F.3d 565, 581
(6th Cir. 2005) (Sutton, J., concurring)). Indeed, the court's ultimate holding that the law was not clearly established in no way depends upon the majority's determination as to the first prong. The court should therefore decline to "engag[e] in the 'essentially academic exercise' of determining whether that right exists at all." Walker v. Prince George's County,575 F.3d 426, 429
(4th Cir. 2009) (quoting Pearson,555 U.S. at 237
).
The majority's first prong analysis moreover turns what
would be a "small case[] into [a] large one[]." Camreta, 563 U.S.
at 707. Where an immunity question is "one that we can 'rather quickly and easily decide,'" Rasul v. Myers,563 F.3d 527, 530
(D.C. Cir. 2009) (quoting Pearson,555 U.S. at 239
), principles of judicial restraint counsel against wading into "the more difficult question whether the facts make out a constitutional violation at all," Pearson,555 U.S. at 239
. The majority opinion easily
disposes of the clearly established question, noting that, on
multiple occasions prior to the appellant's confinement, this
- 69 -
court had suggested that the issue at hand "was the subject of
dispute." Maj. Op. at 56.
Indeed, it is "far from obvious" that Perry's
confinement constituted a constitutional violation. Pearson, 555
U.S. at 237. As the majority concedes, it "is not an easy task, given the available precedent," to determine whether Perry's confinement implicated a state-created liberty interest. Maj. Op. at 18; see Aref v. Lynch,833 F.3d 242, 253
(D.C. Cir. 2016) (holding that the Supreme Court has "not define[d] the baseline from which to measure what is 'atypical and significant' in a particular prison system," and characterizing the circuit split on the issue). Because the appellees are "plainly entitled to prevail at the second step" of qualified immunity analysis, we should exercise our "discretion to skip the first step." Orn v. City of Tacoma,949 F.3d 1167, 1174
(9th Cir. 2020).
Further, this court should refrain from "explor[ing] the
first prong of the qualified-immunity test" where it involves "a
task that the [Massachusetts] legislature and courts are better
equipped to handle than this court." Waeschle v. Dragovic, 576
F.3d 539, 550(6th Cir. 2009). The majority opinion explains that the liberty interest that Perry asserts is implicated here arises "from an expectation or interest created by state laws or policies." Maj. Op. at 14 (quoting Wilkinson v. Austin,545 U.S. 209, 221
(2005)). Accordingly, the majority's first prong analysis
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involves an inquiry into the practices of the Massachusetts prison
system, the Massachusetts prison system's regulations, and the
expectations the Massachusetts "laws and policies have generated
about what an inmate reasonably should understand to constitute
the basic experience of prison life." Maj. Op. at 35. These are
matters within the expertise of the Massachusetts legislature and
courts.
In fact, Massachusetts state law provides protection to
inmates in various forms of administrative segregation which goes
beyond any federal due process requirements. Perry himself has
benefited from the 2012 decision of the Massachusetts Supreme
Judicial Court (SJC) in LaChance v. Comm'r of Corr., 978 N.E.2d
1199 (Mass. 2012). The SJC held in that case that
an inmate confined to administrative
segregation on awaiting action status, whether
such confinement occurs in an area designated
as an SMU [special management unit], a DSU
[departmental segregation unit], or
otherwise, is entitled, as a matter of due
process, to notice of the basis on which he is
so detained; a hearing at which he may contest
the asserted rationale for his confinement;
and a posthearing written notice explaining
the reviewing authority's classification
decision.
Id. at 1206-07.
Since LaChance, Massachusetts inmates in various types
of administrative segregation have been given even greater
protections than those afforded by the federal Constitution, both
- 71 -
as a matter of Massachusetts Department of Correction (DOC)
regulations and as a matter of state court decisions. Both these
regulations and those judicial rules were established before this
court granted en banc rehearing. In Cantell v. Comm'r of Corr.,
60 N.E.3d 1149(Mass. 2016), the SJC reaffirmed that LaChance was decided under federal constitutional principles, but that, as a matter of state law, inmates had additional rights derived from state law under longstanding judicial precedent in Haverty v. Comm'r of Corr.,776 N.E.2d 973
(Mass. 2002). Cantell,60 N.E.3d at 1156-57
. The SJC stressed that these protections arise as a matter of state law independent of any federal constitutional protections. Seeid.
In addition to these judicial decisions, inmates in all
types of correctional facilities have had the added protection of
Massachusetts DOC regulations governing any form of "non-
disciplinary Restrictive Housing." 103 Mass. Code Regs.
§§ 423.00, 423.04 (2019). The regulations set forth notice,
hearing, and durational requirements for such non-disciplinary
segregation. They also significantly limit when such segregation
may take place. For example, the regulations provide that "[e]very
inmate in Restrictive Housing for 30 days or more shall be provided
with" a "review" hearing "within 30 days of his or her Restrictive
Housing placement." Id. § 423.09(3)(a). The inmate must receive
"48 hours written notice prior to the review . . . stat[ing] the
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basis upon which the inmate is housed in Restrictive Housing,"
"the opportunity to participate in the review in person," and "a
written statement as to the evidence relied on and the reasons for
the placement decision if no placement change is ordered." Id.
At the hearing, "the inmate may offer a verbal and/or written
statement and/or submit documentation." Id. "Within two calendar
days of the review," the officer who conducted it must issue a
written "recommendation," "served on the inmate," which must
include a "description of the underlying basis that led to"
placement and a "determination whether the inmate's return to
general population would pose an unacceptable risk to life,
property, staff or other inmates, or to the security or orderly
running of the institution." Id. The recommendation must also
"generally describe [its] factual basis or bases . . . , including
a brief description of any evidence relied upon," and "document
whether the inmate made or submitted any statements or documents."
Id. The inmate may appeal the recommendation. Id. For longer
placements, additional review hearings with the same protections
are provided "[w]ithin 90 days of . . . initial placement . . .
and within every 90 days thereafter." Id. § 423.09(3)(c). For
reviews "conducted 180 days after initial placement, and every 180
days thereafter, the inmate may request that the [review hearing]
be recorded." Id.
- 73 -
These regulations provide additional protections. They
provide that inmates in such administrative segregation must
receive daily visits "by a member of the medical staff (unless
medical attention is needed more frequently)." Id. § 423.12.
Also, "[a]n inmate diagnosed with [a serious mental illness]"
cannot be confined longer than 30 days unless it is determined
that "the inmate poses an immediate and present danger to others
or to the safety of the institution." Id. § 423.09(3)(b). Those
inmates' status is reviewed three times a week, and the inmates
may "participate in [those] review[s] in writing." Id. Similar
additional procedures apply to inmates being segregated from
general population "to protect [them] from harm by others," and,
in addition, those inmates may not be placed in Restrictive Housing
longer "than 72 hours unless the Commissioner or a designee" makes
certain certifications. Id.
For inmates who are "awaiting the adjudication of
disciplinary charges," there are additional placement reviews
"held every 15 days," for which notice must be provided and in
which the inmate may "participate . . . in writing."28 Id. Inmates
in Restrictive Housing "for [o]ther [r]easons," like "pending
28 Inmates who are segregated in a Department
Disciplinary Unit as the result of a disciplinary sanction are
subject to the different procedures in 103 Mass. Code Regs. § 430
(2019). All uses of Restrictive Housing appear to be covered by
the combination of 103 Mass. Code Regs. § 430 (2019) and 103 Mass.
Code Regs. § 423 (2019), both promulgated in 2019.
- 74 -
investigation, pending classification, pending transfer, or
refusing housing placement," have their status reviewed three
times a week (and are, of course, entitled to participate in person
at the 30-day and 90-day hearings that are afforded to all inmates
regardless of the reason for their placement). Id.
The regulations also provide that Restrictive Housing
may not be imposed in certain instances. Before placement, inmates
must be screened by mental health professionals for serious mental
illness "or to determine if Restrictive Housing is otherwise
clinically contraindicated," id. § 423.08, in which case they
cannot be segregated unless the Commissioner makes certain
certifications, id. § 423.09(2)(a). Inmates with a "permanent
physical disability that precludes placement in Restrictive
Housing" and pregnant inmates also cannot be placed in Restrictive
Housing. Id. §§ 423.08-09.
Because Massachusetts inmates in administrative
segregation receive greater protection under state law than is
required by federal due process, any future case on administrative
segregation in Massachusetts is likely to "resolve[] into whether
[Massachusetts] law authorize[s] the officer's action," and so
likely will not benefit from our attempts to "clarify the law for
the future." Tremblay v. McClellan, 350 F.3d 195, 200 (1st Cir.
2003).
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For an additional reason, recognized in Pearson, the
majority's analysis of the first prong constitutional question
poses the risk of being both "premature[] and incorrect[]" due to
inadequate briefing by the parties to this case.29 Pearson, 555
U.S. at 239(quoting Lyons,417 F.3d at 582
(Sutton, J., concurring)). The majority's determination that Perry's confinement constituted an "atypical and significant hardship" is based in part on what it calls the defendants' failure to make "any contrary showing regarding the frequency of use of such prolonged solitary confinement for administrative reasons." Maj. Op. at 43. The majority's decision not to "confine [its] inquiry to the clearly established prong of the qualified-immunity analysis" therefore "pos[es] a risk that [it has] decide[d] the [first prong] issue incorrectly." Barber v. Miller,809 F.3d 840, 845
(6th Cir. 2015); see Evans v. Skolnik,997 F.3d 1060
, 1070
(9th Cir. 2021) ("As Pearson makes clear, we should not address an
avoidable constitutional issue when the briefing is inadequate.").
As Chief Justice Roberts recently wrote: "out of
adherence to a simple yet fundamental principle of judicial
29The briefing from both parties, in my view, is
inadequate. For example, Perry's briefs to the en banc court never
even mentioned the 2019 DOC regulations described above. Further,
the defendants-appellees mentioned the regulations only in one
line and without further argument in their reply brief to the en
banc court. And their briefing was focused on the second prong.
- 76 -
restraint[,] [i]f it is not necessary to decide more to dispose of
a case, then it is necessary not to decide more."30 Dobbs v.
Jackson Women's Health Org., 597 U.S. 215, 348 (2022) (Roberts,
C.J., concurring).
30 Indeed, the panel opinion, withdrawn when en banc
review was granted, was correct in its analysis holding that the
defendants were protected by qualified immunity because the law
was not clearly established at the time. See Perry v. Spencer,
751 Fed. Appx. 7 (2018).
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HOWARD, Circuit Judge, concurring. I agree with the
unanimous judgment of the court that qualified immunity applies in
this case. I write separately to note that, while I have
reservations about the necessity of going further than the
qualified immunity holding, I agree in large part with the
majority's analysis of the liberty interest issue, and I agree
that an inmate's solitary separation from the general prison
population lasting longer than 30 days ordinarily implicates a
liberty interest sufficient to require that the deprivation of
that liberty must be attended by due process.
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Reference
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