Nantucket Residents Against Turbines v. U.S. Bureau of Ocean Energy Management
Nantucket Residents Against Turbines v. U.S. Bureau of Ocean Energy Management
Opinion
United States Court of Appeals For the First Circuit No. 23-1501
NANTUCKET RESIDENTS AGAINST TURBINES; VALLORIE OLIVER,
Plaintiffs, Appellants,
v.
U.S. BUREAU OF OCEAN ENERGY MANAGEMENT; NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION; NATIONAL MARINE FISHERIES SERVICE; DEBRA HAALAND, Secretary of the Interior; GINA M. RAIMONDO, Secretary of Commerce; VINEYARD WIND 1, LLC,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Indira Talwani, U.S. District Judge]
Before
Kayatta, Lynch, and Gelpí, Circuit Judges.
Thomas Stavola, Jr. for appellants. Thekla Hansen-Young, with whom Todd Kim, Assistant Attorney General, Environment & Natural Resources Division, U.S. Department of Justice, Luther L. Hajek, Perry Rosen, Mark Arthur Brown, Angela Ellis, Kevin W. McArdle, Pedro Melendez-Arreaga, Assistant Solicitor, U.S. Department of the Interior, Stephen R. Vorkoper, Lea Tyhach, Attorney Advisor, Office of General Counsel, National Oceanic and Atmospheric Administration, and Scott Farley were on brief, for the federal appellees. Peter R. Steenland, with whom David T. Buente, Jr., Peter C. Whitfield, James R. Wedeking, Kathleen Mueller, Brooklyn Hildebrandt, Jack W. Pirozzolo, and Sidley Austin LLP were on brief, for appellee Vineyard Wind 1, LLC. April 24, 2024 KAYATTA, Circuit Judge. After consulting with the
National Marine Fisheries Service ("NMFS"), the U.S. Bureau of
Ocean Energy Management ("BOEM") approved the construction of
Vineyard Wind, a wind power project off the coast of Massachusetts.
A group of Nantucket residents -- organized as Nantucket Residents
Against Turbines ("Residents") -- allege that the federal agencies
violated the Endangered Species Act by concluding that the
project's construction likely would not jeopardize the critically
endangered North Atlantic right whale. The Residents further
allege that BOEM violated the National Environmental Policy Act by
relying on NMFS's flawed analysis.
We disagree. NMFS and BOEM followed the law in analyzing
the right whale's current status and environmental baseline, the
likely effects of the Vineyard Wind project on the right whale,
and the efficacy of measures to mitigate those effects. Moreover,
the agencies' analyses rationally support their conclusion that
Vineyard Wind will not likely jeopardize the continued existence
of the right whale. We therefore affirm the judgment of the
district court. Our reasoning follows.
I.
A.
This case lies at the intersection of four federal
environmental statutes: (1) the Outer Continental Shelf Lands Act
("OCSLA"), (2) the Endangered Species Act ("ESA"), (3) the Marine
- 3 - Mammal Protection Act ("MMPA"), and (4) the National Environmental
Policy Act ("NEPA").
1.
OCSLA authorizes the Secretary of the Interior to issue
leases for offshore wind development.
43 U.S.C. § 1337(p)(1)(C).
The Secretary has delegated her leasing authority to BOEM.
30 C.F.R. § 585.100. Before issuing an offshore lease, BOEM must
"coordinate and consult with relevant [f]ederal agencies," and it
must comply with the consultation requirements of other federal
environmental statutes, such as the ESA.
Id.§ 585.203.
Once BOEM issues an offshore lease, its work is not done.
The agency must also approve a site assessment plan and a
construction and operations plan. See id. §§ 585.605, 585.620.
The construction and operations plan must describe "all planned
facilities that [the lessee] will construct and use," as well as
"all proposed activities including [the lessee's] proposed
construction activities, commercial operations, and conceptual
decommissioning plans." Id. § 585.620(a)–(b). No construction
may begin until BOEM approves the construction and operations plan.
Id. § 585.620(c).
2.
Under section 7 of the ESA, a federal agency must consult
with NMFS whenever an agency action "may affect" an endangered
marine species like the right whale.
50 C.F.R. § 402.14(a); 16
- 4 - U.S.C. § 1536(a)(2); see also
35 Fed. Reg. 18319, 18320 (Dec. 2,
1970) (declaring the right whale an endangered species). A
section 7 consultation ends with NMFS issuing a biological
opinion.
16 U.S.C. § 1536(b)(3)(A). In that opinion, NMFS must
determine if the agency action is "likely to jeopardize the
continued existence" of the endangered species.
50 C.F.R. § 402.14(h)(iv). NMFS must reach this determination after
reviewing the "best scientific and commercial data available."
Id.§ 402.14(g)(8).
Section 9 of the ESA generally prohibits the "take" of
an endangered species.
16 U.S.C. § 1538(a)(1)(B). To "take" an
endangered species means "to harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect," the species, or "to
attempt . . . any such conduct."
Id.§ 1532(19). Relevant here
are so-called "incidental takes." These are takes that "result
from, but are not the purpose of," an agency's or applicant's
otherwise lawful activity.
50 C.F.R. § 402.02.
Some incidental takes are allowed.
16 U.S.C. § 1536(b)(4), (o). As relevant here, incidental take approval
requires NMFS to issue an "incidental take statement" along with
the biological opinion.
50 C.F.R. § 402.14(i);
16 U.S.C. § 1536(b)(4). That statement must, among other things,
(1) describe the extent of the anticipated incidental take;
(2) outline reasonable measures to reduce and monitor such take;
- 5 - and (3) incorporate measures to comply with section 101(a)(5) of
the MMPA. See
50 C.F.R. § 402.14(i)(1).
3.
When the animal to be taken is an endangered marine
mammal, NMFS may not "issue an incidental take
statement . . . under the ESA until the take has been authorized
under the MMPA. The incidental take statement must incorporate
any mitigation measures required under the MMPA." Ctr. for Bio.
Diversity v. Bernhardt,
982 F.3d 723, 742 (9th Cir. 2020) (internal
citations omitted).
Like the ESA, the MMPA regulates actions that "harass"
endangered species. See
16 U.S.C. §§ 1362(13), 1372(a). Under
the MMPA, there are two types of harassment. Level A harassment
is "any act of pursuit, torment, or annoyance" that has the
"potential to injure a marine mammal or marine mammal stock in the
wild."
Id.§ 1362(18)(A)(i), (18)(C). Level B harassment is less
serious, and encompasses "any act of pursuit, torment, or
annoyance" that has the "potential to disturb a marine mammal or
marine mammal stock in the wild by causing disruption of behavioral
patterns." Id. § 1362(18)(A)(ii), (18)(D). NMFS may authorize
the incidental harassment of a protected marine mammal if it makes
- 6 - certain factual findings.1 See
16 U.S.C. §§ 1373, 1374. This
permission is called an incidental harassment authorization.
4.
Finally, there is NEPA. When a major federal agency
action will have significant environmental effects, NEPA requires
that the acting agency draft an environmental impact statement.
See
42 U.S.C. § 4332(C);
40 C.F.R. § 1502.3. That statement must
analyze, among other things, the "reasonably foreseeable
environmental effects" of the proposed action, the "reasonable
range of [technically and economically feasible] alternatives" to
the proposed action, and reasonable measures to mitigate the
environmental effects of the proposed action.
42 U.S.C. § 4332(C);
see also Dubois v. U.S. Dep't of Agric.,
102 F.3d 1273, 1286(1st
Cir. 1996). When considering the effects of a proposed agency
action on an endangered species, the environmental impact
statement may rely on, or incorporate the findings of, a biological
opinion. See City of Tacoma v. FERC,
460 F.3d 53, 75–76 (D.C.
Cir. 2006).
1 The necessary findings will depend on the endangered marine mammal. See
16 U.S.C. § 1373(a) (requiring the Secretary of the Interior to prescribe regulations governing take of "each species of marine mammal as he deems necessary and appropriate");
id.§ 1374(b)(1) (mandating that any permit for taking an endangered marine mammal comply with any applicable regulation promulgated under section 1373).
- 7 - NEPA is a procedural statute. It "does not mandate
particular results, but simply prescribes the necessary process"
for evaluating an agency action's environmental effects.
Robertson v. Methow Valley Citizens Council,
490 U.S. 332, 350(1989). If an environmental impact statement sufficiently
analyzes the likely environmental effects of a proposed agency
action, the agency can still proceed on the grounds that "other
values outweigh the environmental costs."
Id.B.
In 2014, BOEM made a small portion of the Massachusetts
Wind Energy Area -- a section of the Outer Continental Shelf --
available for lease. See
79 Fed. Reg. 34771(June 18, 2014). One
year later, the agency leased a plot measuring 675 square
kilometers to Vineyard Wind 1, LLC.
In 2017, Vineyard Wind submitted a construction and
operations plan, proposing to build an offshore wind project in
the northern portion of the lease area (the "wind development
area"). The wind development area is located approximately
fourteen miles southeast of Martha's Vineyard, and it will host
turbines capable of generating approximately 800 megawatts of
clean wind energy. That is enough energy to power 400,000 homes.
The federal agencies then began the environmental review
process. In 2018, BOEM requested consultation with NMFS pursuant
to section 7 of the ESA. Consultation began in April 2019. NMFS
- 8 - issued its first biological opinion in September 2020, finding
that the Vineyard Wind project would likely not jeopardize the
continued existence of the right whale. The opinion also outlined
mitigation measures to reduce the project's effects on the right
whale. After new science became available, NMFS reinitiated
consultation, eventually issuing an updated biological opinion in
October 2021. The updated opinion also found that the project
would likely not jeopardize the right whale's continued existence.
Both the 2020 and 2021 versions of the biological opinion included
incidental take statements. Those statements both concluded that,
once Vineyard Wind adopted appropriate mitigation measures, the
maximum anticipated take from project construction was Level B
harassment -- caused by installation noise -- of twenty right
whales.
BOEM issued its final environmental impact statement in
March 2021. The environmental impact statement included its own
analysis of how the proposed project would affect right whales and
other marine mammals. It also included an appendix of mitigation
measures.
In June 2021, relying on BOEM'S final environmental
impact statement, NMFS published notice of its decision to issue
an incidental harassment authorization for Level B harassment of
up to twenty right whales. The Residents do not challenge the
- 9 - incidental harassment authorization, which is the subject of a
separate appeal before this court.
One month later, in July 2021, BOEM formally approved
the Vineyard Wind construction and operations plan. Because NMFS's
updated biological opinion was still pending at the time, BOEM's
approval was subject to any new conditions or mitigation measures
later identified in the updated biological opinion. In the
meantime, BOEM's approval notice imposed the mitigation measures
discussed in the environmental impact statement and the 2020
biological opinion. Several of those measures are relevant here:
• Seasonal restrictions: Vineyard Wind may not
conduct any pile driving between January 1 and
April 30. Right whales are more likely to be
present in the lease area during this time of year.
• Noise attenuation: Vineyard Wind must install
technology that reduces the distance that pile
driving noise can travel underwater.
• Soft start requirements: Vineyard Wind must
precede pile driving with "three strikes from the
impact hammer at reduced energy, followed by a 1-
minute waiting period." This process must take
place three times before pile driving, so whales
have time to leave the area.
- 10 - • Clearance and shutdown zones: Vineyard Wind must
determine that no whales are within the clearance
zone before pile driving may begin, and it must
immediately suspend pile driving if a whale enters
the shutdown zone. The precise size of the
clearance zone depends on several factors, such as
time of year and type of foundation being
installed. The radius of the shutdown zone is
3.2 kilometers for all foundation types.
• Protected species observers: Vineyard Wind must
employ trained observers to watch for whales in the
clearance and shutdown zones.
• Passive acoustic monitoring: Vineyard Wind must
install monitoring technology to detect whale noise
within the clearance and shutdown zones.
• Vessel speed limits: Project vessels must travel
at ten or fewer knots while going to, from, or
within the wind development area. Vessels carrying
crew members may go faster, but they must use
species observers and acoustic monitoring to watch
for whales. If the crew vessels detect a whale,
all vessels must obey the ten-knot speed limit for
the rest of the day.
- 11 - BOEM also imposed various post-construction mitigation
measures. Among other things, Vineyard Wind must clean up the
installation sites, monitor the health of the seabed and local
plankton populations, monitor operational noise for at least three
years, and share survey data with both indigenous tribes and the
federal government.
In January 2022, after approving construction of
Vineyard Wind, BOEM expressly adopted the findings of the updated
October 2021 biological opinion. Given the similarity between the
2020 and 2021 versions of the biological opinion, BOEM concluded
that "no further action [was] required in order for Vineyard Wind
to proceed with construction and operation of the [wind project]."
C.
In August 2021, the Residents challenged BOEM's approval
of Vineyard Wind in the District of Massachusetts. The Residents
alleged that NMFS had violated the ESA by issuing a deficient
biological opinion about Vineyard Wind's effects on the right
whale. They further alleged that BOEM violated NEPA by failing to
take the requisite "hard look" at Vineyard Wind's environmental
impacts, and by relying on the allegedly defective updated
biological opinion. The district court granted summary judgment
to the federal agencies on all claims. The Residents appealed.
In their main brief on appeal, the Residents focus
exclusively on alleged errors in NMFS's updated biological
- 12 - opinion. They challenge BOEM's environmental impact statement
only to the extent it relied on that opinion. We train our review
accordingly, treating as waived any other independent challenges
to the environmental impact statement. See Rife v. One W. Bank,
F.S.B.,
873 F.3d 17, 19(1st Cir. 2017) (explaining that arguments
not raised or properly developed in the opening brief are waived).
Thus, we construe the Residents as arguing on appeal that (1) NMFS
violated the ESA by issuing a flawed biological opinion,2 and
(2) BOEM violated NEPA by relying on NMFS's ostensibly flawed
biological opinion.
II.
We review the district court's grant of summary judgment
de novo. Dubois,
102 F.3d at 1283. Summary judgment is
appropriate if there is "no genuine issue as to any material fact
and . . . the moving party is entitled to judgment as a matter of
law." Fed. R. Civ. P. 56(c).
We review biological opinions under § 706 of the
Administrative Procedure Act.3 See Pac. Coast Fed. of Fishermen's
Ass'ns v. U.S. Bureau of Reclamation,
426 F.3d 1082, 1090(9th
Cir. 2005); Strahan v. Linnon, No. 97–1787,
1998 WL 1085817, at *2
2 For the remainder of this opinion, the phrase "biological opinion" will refer to NMFS's updated 2021 biological opinion, unless otherwise specified. 3 The same goes for environmental impact statements. See Dubois,
102 F.3d at 1284.
- 13 - (1st Cir. July 16, 1998) (per curiam) (unpublished). As a result,
we have a "narrow role to play." Dist. 4 Lodge of the Int'l Ass'n
of Machinists & Aerospace Workers Loc. Lodge 207 v. Raimondo,
18 F.4th 38, 44 (1st Cir. 2021). We may set aside "an otherwise
proper agency action if [the action] is arbitrary and capricious
or . . . not based on substantial evidence."
Id.(citing
5 U.S.C. § 706(2)(A), (E)). This standard of review is deferential,
especially when the agency action involves "technical or
scientific matters within the agency's area of expertise."
Citizen's Awareness Net., Inc. v. U.S. Nuclear Reg. Comm'n,
59 F.3d 284, 290(1st Cir. 1995). To survive judicial review, the
agency need only show that it has "considered the relevant factors
and articulated a rational connection between the facts found and
the choice made." Balt. Gas & Elec. Co. v. Nat. Res. Def. Council,
Inc.,
462 U.S. 87, 105(1983); see also Motor Vehicle Mfrs. Ass'n
v. State Farm Mut. Auto. Ins. Co.,
463 U.S. 29, 43(1983).
Meanwhile, when reviewing a lead agency's reliance on a
consulting agency's biological opinion, we must ask whether the
reliance itself was arbitrary and capricious. See City of Tacoma,
460 F.3d at 75. Reliance can be arbitrary and capricious if the
underlying biological opinion was deficient, or if the agency
blindly adopted the biological opinion without conducting its own
independent investigation.
Id.at 75–76.
- 14 - III.
The Residents' critiques of the biological opinion upon
which BOEM's environmental impact statement relied fall into three
buckets. First, the Residents allege that the biological opinion
failed to properly analyze the current status and environmental
baseline of the right whale. Second, they allege that the
biological opinion ignored the effects of the Vineyard Wind project
on right whales, while relying on flawed measures to mitigate those
effects. Third, they allege that the biological opinion ignored
the project's additive effects on the right whale's long-term
recovery prospects.
We address each contention in turn.
A.
A consulting agency's biological opinion must
"[e]valuate the current status and environmental baseline" of the
affected endangered or threatened species.
50 C.F.R. § 402.14(g)(2). The phrase "environmental baseline" refers to the
"condition of the listed species . . . without the
consequences . . . caused by the proposed action."
Id.§ 402.02.
NMFS must root this evaluation in the best available commercial
and scientific data. Id. § 402.14(g)(8).
The Residents claim that the biological opinion ignored
the best available data about the right whale's current status and
- 15 - environmental baseline. They give three examples to support this
argument. None of them is persuasive.
1.
The Residents argue that the biological opinion ignored
a recent study -- the Quintana-Rizzo study -- that highlighted the
growing importance of southern New England waters for right whale
survival. Specifically, the Residents point to Quintana-Rizzo's
findings that right whales are "becoming more reliant" on southern
New England waters, and that certain spots in southern New England
waters are "hotspot[s]" for whales to feed and socialize.
The record belies this challenge to the biological
opinion. The opinion expressly acknowledged the growing
importance of southern New England waters for right whales. For
instance, the opinion noted that, as global temperatures have
ticked up, "the location of feeding grounds has shifted,
with . . . more [right whales] being observed in Cape Cod
Bay . . . and south of Nantucket." The biological opinion also
expressly cited Quintana-Rizzo for the proposition that waters off
Rhode Island and Massachusetts "could be a feeding location for
whales that stay in the mid-Atlantic and north during the winter-
spring months and a stopover site for whales migrating to and from
calving grounds." Finally, the biological opinion again cited
Quintana-Rizzo to note that right whales "have been increasingly
sighted" in waters off the coast of Massachusetts. Thus, NMFS
- 16 - repeatedly acknowledged that right whales are increasingly present
in southern New England waters.4
Furthermore, the biological opinion cited Quintana-Rizzo
to note that certain "'hotspots' of higher use" had emerged in
southern New England waters. But NMFS also noted Quintana-Rizzo's
finding that whales have only used hotspots located in the project
area during the spring, when pile driving is banned. So, nothing
in Quintana-Rizzo's hotspot analysis rendered unreasonable the
agency's conclusion that Vineyard Wind likely did not imperil the
long-term survival of the right whale by interfering with
"hotspots" in southern New England.
2.
The Residents next point to a chart in Quintana-Rizzo
that illustrates a high rate of right whale sightings in the
Massachusetts and Rhode Island Wind Energy Areas during August
2019. Broadly, Quintana-Rizzo looked at aerial survey data
collected between 2011–2015 and 2017–2019. And in most surveyed
years, sighting rates were highest between January and April, when
pile driving for the Vineyard Wind project is banned. But in
August 2019, there was a spike in sighting rates. According to
4 The Residents also suggest, in passing, that NMFS ignored another study -- Hayes 2021 -- that emphasized the importance of southern New England for the right whale. Because we find that the biological opinion expressly considered that phenomenon, we need not analyze Hayes 2021 individually.
- 17 - the Residents, NMFS ignored the implication of this spike -- that
right whales are increasingly present during a month (August) when
pile driving is allowed. Thus, on the Residents' view, NMFS
inadequately analyzed the current status and environmental
baseline of the right whale.5
We disagree. In the biological opinion, NMFS concluded
that the "best available information regarding marine mammal
densities in the project area is provided by habitat-based density
models" produced by a laboratory at Duke University. According to
those models, right whales were most likely to be in the project
area between January and April, with minimal presence in August.
The agency then concluded that Quintana-Rizzo -- even though it
relied on aerial surveys rather than habitat modeling -- was
consistent with the habitat-based models. Indeed, Quintana-Rizzo
found consistently high sighting rates during the January–April
period, with a solitary outlier in August 2019. Thus, it was
hardly unreasonable for NMFS to conclude that January–April was
still the most popular timeframe for right whales in the project
area.
5The Residents also make this point to argue against the efficacy of seasonal restrictions as a mitigation measure. Our analysis here refutes that argument as well. We discuss the Residents' other challenges to Vineyard Wind's mitigation measures later in this opinion.
- 18 - At bottom, the Residents are basically arguing that NMFS
should have weighed Quintana-Rizzo's August 2019 finding more
heavily than it did. But courts must "exercise great deference
when [evaluating] claims about competing bodies of scientific
research." See Nat'l Ass'n of Mfrs. v. EPA,
750 F.3d 921, 924(D.C. Cir. 2014). NMFS concluded that habitat-based density models
were the best available science on right whale distribution
patterns. The Residents have not shown that this conclusion --
which itself "deserv[es] deference" -- was unreasonable. See
Miccosukee Tribe of Indians of Fla. v. United States,
566 F.3d 1257, 1265(11th Cir. 2009) (citing Marsh v. Or. Nat. Res. Council,
490 U.S. 360, 377–78 (1989)). NMFS then concluded that Quintana-
Rizzo was consistent with the habitat-based density models. And
based on our review of Quintana-Rizzo, we cannot say that this
conclusion "jumped the rails of reasonableness." Nat'l Ass'n of
Mfrs.,
750 F.3d at 924. Accordingly, the agency's decisionmaking
survives review.
3.
The Residents also argue that NMFS ignored data from two
other studies -- Pettis 2021 and Hayes 2021. Both studies are
annually updated assessments of right whale population and
mortality trends. The Residents claim that NMFS ignored Pettis
2021's finding that whale deaths are outnumbering whale births,
while dismissing Hayes 2021's finding that right whales have low
- 19 - resilience to human-induced mortality. The Residents are mistaken
once again.
Citing an earlier version of Pettis 2021 (i.e., Pettis
2020), the biological opinion clearly acknowledged that "numbers
of births are well below the number needed to compensate for
expected mortalities." And the opinion cited Pettis 2021 for the
proposition that whale births are less frequent because they now
occur (on average) every 7.6 years, which is an increase from
historic calving intervals of 3–5.8 years. Thus, NMFS
acknowledged the very finding in Pettis 2021 that the Residents
claim went unacknowledged: that right whales face long-term
population decline.
The Residents' claims about Hayes 2021 fare no better.
While the biological opinion cites extensively to Hayes 2021, the
Residents complain that the agency did not cite the study for the
proposition that the right whale has a potential biological removal
of 0.8,6 and is therefore susceptible to human-induced mortality.
However, the biological opinion plainly acknowledges that the
right whale's "resilience to future perturbations is expected to
be very low." Elsewhere, the biological opinion also describes
6 Potential biological removal means the "maximum number of animals, not including natural mortalities, that may be removed from a marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population."
16 U.S.C. § 1362(20).
- 20 - the right whale's population size as "small enough for the death
of any individual to have measurable effects."
So, the biological opinion plainly discussed the unique
vulnerability of the right whale population to human-induced
mortality. Even if the agency did not explicitly cite Hayes 2021
to support that proposition, this does not render the biological
opinion's findings arbitrary and capricious. What matters is that
the agency recognized and acknowledged the phenomenon -- low
resilience to the human-caused death of just one whale -- that
Hayes 2021 identified.7
B.
The Residents next take aim at the biological opinion's
analysis of Vineyard Wind's effects on right whales, and its
related conclusion that certain measures could mitigate those
effects. The Residents' arguments address four of Vineyard Wind's
potential effects on right whales: (1) construction noise;
(2) operational noise; (3) line entanglement; and (4) vessel
strikes. We address each in turn.
7 To the extent the Residents are arguing that NMFS had to cite Hayes 2021's precise finding that right whales had a potential biological removal of 0.8, that argument is waived. The district court found that the Residents had not provided adequate notice of this argument in their notice of intent to sue, and the Residents do not challenge that holding on appeal. Nantucket Residents Against Turbines v. U.S. Bureau of Ocean Energy Mgmt.,
675 F. Supp. 3d 28, 54–55 (D. Mass. 2023).
- 21 - 1.
The Residents argue that the biological opinion
improperly analyzed the impact of construction noise (i.e., pile
driving) on right whales. Basically, they argue that pile driving
is guaranteed to cause Level A harassment, even though the
biological opinion found that such harassment was "extremely
unlikely."
The Residents' argument proceeds in three parts. First,
they assert that a whale is subject to Level A harassment from
construction noise when it is within 7.25 kilometers of the
construction site. Second, they note that the shutdown zone --
that is, the zone in which pile driving must cease if a right whale
is spotted -- only extends 3.2 kilometers from the site. The
Residents suggest this zone is too small, because a whale can
linger in the noisy zone (and thereby suffer Level A harassment)
without triggering a shutdown. Third, the Residents claim that
the measures to detect a whale in either the shutdown zone or the
broader noisy zone are only marginally effective. So, the
Residents argue, Level A harassment of at least one whale is
effectively guaranteed, despite the biological opinion's contrary
finding.
Each link in the Residents' logical chain is flawed.
First, the Residents' foundational premise is wrong.
Level A harassment does not automatically occur when a whale is
- 22 - within 7.25 kilometers of pile driving. The Residents
fundamentally misread the relevant section of the biological
opinion. As the government correctly notes in its brief, the
"7.25-kilometer area corresponds to the area where Level A
harassment . . . would result after cumulative exposure during a
24-hour period in which [a jacket foundation was] installed,"8 and
where the only minimization measure was 6-dB sound attenuation.
(Emphasis added). In other words, a whale within 7.25 kilometers
of jacket foundation pile driving could only experience Level A
harassment if it remained in that zone throughout the installation
process, and if Vineyard Wind only used one minimization measure.
Under those same conditions, immediate Level A harassment would
only occur during jacket foundation installation if a right whale
got within four meters of the pile driver. The Residents never
assert that this is likely to happen.
Second, the Residents' challenge to the size of the 3.2-
kilometer shutdown zone is moot to the extent it applies to jacket
foundation installation. An appeal is moot if the reviewing court
"cannot affect the matter in issue or cannot grant effectual
relief." In re Cont. Mortg. Invs.,
578 F.2d 872, 877(1st Cir.
8 As the government's brief explains, Vineyard Wind uses pile driving to install two types of foundation. Monopile foundations are for wind turbine generators, and they require "a single pile driven into the ground." Jacket foundations are for support infrastructure and electrical service platforms. They require "three or four smaller piles driven into the ground."
- 23 - 1978). Here, Vineyard Wind has completed all jacket foundation
pile driving. There is no indication that it will resume. So,
even if NMFS violated the ESA by relying on a 3.2-kilometer
shutdown zone to mitigate noise-related take from jacket
foundation installation (an issue we expressly do not decide), we
can no longer grant any injunctive relief that would remedy that
violation. See Ogunquit Vill. Corp. v. Davis,
553 F.2d 243, 245–
47 (1st Cir. 1977) (finding that the court was "unable to fashion
a [generally applicable] remedy" for NEPA violations once the
challenged project had been completed, and further stating that
the responsibility for crafting such a remedy lay with Congress).
The Residents retort that NMFS's alleged violation of
the ESA falls under the mootness exception for claims "capable of
repetition, yet evading review." But this exception applies only
when: "(1) the challenged action was in its duration too short to
be fully litigated prior to its cessation or expiration, and (2)
there [is] a reasonable expectation that the same complaining party
[will] be subjected to the same action again." Weinstein v.
Bradford,
423 U.S. 147, 149(1975) (per curiam). There is no
reasonable expectation that Vineyard Wind will install jacket
foundations at the same location again. Accordingly, the exception
does not apply, and the Residents' challenge to the 3.2-kilometer
- 24 - exclusion zone -- as it pertains to jacket foundation installation
-- is moot.9
Because the jacket foundations are complete, the only
remaining pile driving involves monopile foundations. So, could
the Residents simply apply their "shutdown zone is too small"
argument to monopile foundation installation? The answer is no.
According to the biological opinion, the cumulative Level A
harassment threshold for monopile foundation installation
(assuming 6-dB noise attenuation) is just under 3.2 kilometers.
In other words, the standard 3.2-kilometer shutdown zone
completely covers the area in which a right whale could be subject
to cumulative Level A harassment from monopile foundation
installation. So, if a right whale is detected in the zone
affected by monopile foundation installation noise, a shutdown is
mandatory.
Therefore, the Residents' only remaining argument is
that NMFS's proposed mitigation measures cannot reliably detect a
whale within the 3.2-kilometer shutdown zone around monopile
9 The Residents also assert that their claims fall under a mootness exception for issues of "great public import." But they cite only California state case law to support the existence of such an exception. The Residents do not identify -- nor could we find -- any controlling federal case that has recognized a "public importance" exception to the mootness doctrine. And this makes sense. Federal courts may only decide live "Cases" or "Controversies." See U.S. Const. art. III, § 2. Where no actual controversy exists, a federal court may not offer an advisory opinion. Mangual v. Rotger-Sabat,
317 F.3d 45, 60(1st Cir. 2003).
- 25 - installation. And that brings us to the third faulty link in the
Residents' logic. The Residents cite no record data for the
proposition that NMFS's proposed mitigation measures -- soft start
procedures, protected species observers, and passive acoustic
monitoring -- are ineffective at deterring a whale from, or
detecting a whale within, the 3.2-kilometer shutdown zone.
The biological opinion found that soft start procedures
-- which require Vineyard Wind to precede pile driving with quieter
strikes that give right whales time to swim away -- were "expected
to reduce [the] effects" of pile driving noise on right whales.
The Residents retort that the biological opinion found no evidence
that soft start procedures were effective. But once more, the
Residents misapprehend the biological opinion's plain language.
NMFS expressly stated that soft start procedures would
"likely . . . reduce the duration of exposure to noise that could
result in Level A or Level B harassment." The agency then stated
that it could not precisely quantify the effect of soft start
procedures on right whale take. So, the agency opted for a
conservative approach, and did not "modify the estimated take
numbers to account for any benefit provided by the soft start."
Read in context, then, the biological opinion did not reflect a
lack of confidence in soft start procedures. Instead, it reflected
NMFS's cautious approach to calculating incidental take.
- 26 - The biological opinion also found that acoustic
monitoring and protected species observers, deployed in concert,
are "highly effective." In response, the Residents' brief cites
data from Natural Resources Defense Council v. Pritzker,
62 F. Supp. 3d 969(N.D. Cal. 2014).10 That case reviewed an NMFS rule
approving the United States Navy's use of low frequency sonar
during peacetime training and testing operations. Pritzker,
62 F. Supp. 3d at 979. Among other things, the challenged final rule
concluded that passive acoustic monitoring had a "25 percent
detection probability" with respect to marine mammals, while
visual monitoring by protected species observers had a "nine
percent detection probability."
Id.at 996 (quoting
77 Fed. Reg. 50290, 50307 (Aug. 20, 2012)). Thus, the Residents argue, NMFS's
proposed mitigation measures are at best 34 percent effective
(25 percent plus 9 percent), which is purportedly too low to
justify NMFS's confidence that construction noise is highly
unlikely to cause Level A harassment to right whales.
We leave aside the broader question of whether a
34 percent detection probability is indeed too low to avoid Level A
harassment. We also leave aside the fact that Pritzker is a
decade-old, vacated district court decision involving an entirely
10 The district court's decision in Pritzker was later reversed and remanded by the Ninth Circuit. See Nat. Res. Def. Council, Inc. v. Pritzker,
828 F.3d 1125, 1142(9th Cir. 2016).
- 27 - different project. The Residents' argument fails for a more
fundamental reason: The Residents never brought the Pritzker data
to the agencies' attention. As the government notes, the Residents
never flagged the Pritzker data in their comment letters or notice
of intent to sue. And the Residents do not contend otherwise.
Accordingly, we cannot consider the Pritzker data for the first
time on review.11 See, e.g., Camp v. Pitts,
411 U.S. 138, 142(1973) (per curiam) (noting that in a case applying the
Administrative Procedure Act, "the focal point for judicial review
should be the administrative record already in existence, not some
new record made initially in the reviewing court"); United States
v. L.A. Trucker Truck Lines, Inc.,
344 U.S. 33, 37(1952)
(describing the "general rule" that "courts should not topple over
administrative decisions unless the administrative body . . . has
erred against objection made at the time appropriate under its
practice").
In sum, the Residents cannot show that NMFS's conclusion
that operational noise from Vineyard Wind was unlikely to subject
any right whale to Level A harassment was arbitrary and capricious.
Accordingly, their challenge under the ESA must fail.
11The Residents also cite Native Village of Chickaloon v. NMFS,
947 F. Supp. 2d 1031(D. Alaska 2013) to argue that passive acoustic monitoring is ineffective. We reject this argument for the same reason we reject the Residents' reliance on Pritzker.
- 28 - 2.
The Residents next argue that NMFS irrationally
dismissed a study (Stober 2021) that analyzed the effects of wind
turbine operational noise on right whales.
The Residents entirely ignore the biological opinion's
extensive analysis of Stober 2021. After detailing the study's
methodology, NMFS gave four reasons for limiting its reliance on
the study. First, the study itself acknowledged "unresolved
uncertainty in [its] methods." Second, the study's estimates of
operational noise for the turbines that Vineyard Wind would use
were "just a prediction and . . . not based on an in situ
evaluation of underwater noise of a 10 MW direct-drive turbine."12
Third, Stober 2021 did not consider contextual factors that could
alter how turbine noise moved through water, such as "water depth,
sediment type, [and] wind speed." Fourth, Stober 2021 itself
suggested that turbine operational noise "may not be detectable
above ambient noise," undermining the argument that operational
noise would harass nearby marine mammals.
Given these limitations, the biological opinion instead
relied on operational noise measurements from a wind farm off Block
Island. The agency's determination that these measurements were
12Contrary to the Residents' assertions, NMFS did not dismiss Stober 2021 on the grounds that it only analyzed older gearbox turbines. The agency expressly acknowledged that the study evaluated the "direct-drive turbines" deployed by Vineyard Wind.
- 29 - the best available science commands deference. See Miccosukee
Tribe,
566 F.3d at 1265. And the Residents scarcely engage with
the agency's stated rationale for relying on the Block Island data
rather than Stober 2021. Accordingly, we will not substitute our
judgment for that of the expert agency. See Nat'l Ass'n of Mfrs.,
750 F.3d at 924.
3.
The Residents next argue that the biological opinion
ignored two phenomena that heighten the risk of right whales dying
from entanglement in fishing lines.
First, the Residents claim that the biological opinion
ignored the entanglement risk from lines that Vineyard Wind will
install to perform fishery studies. This is simply not true. The
biological opinion expressly considered the risk of entanglement
in those lines. It found such entanglement "extremely unlikely,"13
given the low density of whales during the period when Vineyard
Wind will conduct fishery studies; the small number of fishing
lines; the short duration of the proposed fishery studies; and the
tiny territory in which the study will take place. The Residents
13 The Residents cherry-pick this language to suggest that NMFS dismissed as "extremely unlikely" the prospect that a whale would ever die from entanglement in fishing lines. Of course, that is not at all what the biological opinion said. The "extremely unlikely" language refers to the risk of entanglement from the Vineyard Wind fishery studies, not overall entanglement risk within or outside the wind development area.
- 30 - neither acknowledge nor discredit the agency's reasoning on this
front.
Second, the Residents claim that the biological opinion
ignored the best available science on entanglement risk, which
allegedly suggested that construction and operational noise would
drive whales into a fishing area ("Area 537") with densely
concentrated fishing lines. This enforced shift in whale
distribution would, in turn, increase entanglement risk. The
Residents assert that this phenomenon was outlined in a memorandum
-- which NMFS supposedly neglected -- called the Atlantic Large
Whale Take Reduction Team Key Outcomes Memorandum ("TRT Memo").
NMFS considered the broader impact of construction and
operational noise on whale distribution patterns. For example,
the agency examined whether construction noise would drive whales
into parts of Area 537 with more ship traffic. The agency
concluded that this was unlikely, given that pile driving is banned
during months with high whale density. The same logic applies to
the Residents' concern about entanglement risk, because
entanglement is most likely in the January–April period when pile
driving is banned. The biological opinion also found that noise
pollution from the project would not alter the overall distribution
of right whales. The Residents do not challenge these clear
findings.
- 31 - Moreover, NMFS did, in fact, review the TRT Memo. And
nothing in that memo states that construction or operational noise
will drive whales into portions of Area 537 with greater
entanglement risk. The memo simply says that NMFS should consider
fishing closures in Area 537. So, the Residents' fear about
increased entanglement risk is purely speculative. And NMFS was
not required to account for entirely speculative environmental
effects that were neither suggested nor supported by the scientific
evidence. See
50 C.F.R. § 402.14(h)(iii) (biological opinion must
discuss "effects" of proposed action on endangered or threatened
species);
id.§ 402.02 (the "effect" of a proposed agency action
is a consequence that is "reasonably certain to occur"); see also
Endangered and Threatened Wildlife and Plants; Regulations for
Interagency Cooperation,
84 Fed. Reg. 44976, 44993 (Aug. 27, 2019)
("[T]he determination of a consequence to be reasonably certain to
occur . . . should not be based on speculation or conjecture.").14
After oral argument in this case, the U.S. Fish and 14
Wildlife Service published new regulations revising the definition of "effects of the action" under the ESA. See Endangered and Threatened Wildlife and Plants; Regulations for Interagency Cooperation,
89 Fed. Reg. 24268(Apr. 5, 2024) (to be codified at 50 C.F.R. pt. 402). But NMFS and BOEM issued their environmental review documents under the prior regulations, which were published in 2019. We therefore limit our analysis to those earlier regulations.
- 32 - 4.
The Residents then argue that the biological opinion
ignores how the Vineyard Wind project will increase the risk of
vessel strikes on right whales.
The Residents first argue that the ten-knot restrictions
on vessel speed in the wind development area are insufficient,
because crew transfer vessels are exempt. But crew transfer
vessels must include species observers and passive acoustic
monitoring to survey for nearby whales. If a whale is spotted,
the ten-knot speed limit applies to all crew transfer vessels for
the rest of the day. And as discussed above, the Residents have
supplied no adequate ground on which to challenge the efficacy of
passive acoustic monitoring or protected species observers. They
therefore cannot demonstrate that NMFS acted arbitrarily by
relying on those measures to mitigate the risk of vessel strikes.
The Residents also argue that project noise will drive
whales into portions of Area 537 with more vessel traffic. As
already discussed, the biological opinion expressly rejected this
argument. And this is unsurprising -- it is not even clear that
there are areas near the wind development area with substantially
higher vessel traffic. Indeed, as the government notes, the "only
areas outside of the lease [area] with higher vessel traffic are
shipping lanes with commercial traffic located 21 to 30 miles from
the project." The Residents do not explain why any project-related
- 33 - noise disturbance would not dissipate well before a whale had swum
thirty miles away from the wind development area. Thus, the
Residents' concern about project noise increasing vessel strike
risk is speculative, and insufficient to support a challenge under
the ESA.
C.
The Residents next contend that NMFS failed to consider
how the additive effects of the Vineyard Wind project would
jeopardize the continued existence of the right whale. Under the
implementing regulations of the ESA, NMFS must "[a]dd the effects
of the action and cumulative effects to the environmental baseline
and in light of the status of the species and critical habitat,
formulate [an] opinion as to whether the action is likely to
jeopardize the continued existence of" the listed species.
50 C.F.R. § 402.14(g)(4).
The Residents' briefing on this topic breaks little new
ground. Instead, the Residents largely repeat the arguments
detailed above, which we have already found unpersuasive. There
is only one new argument in the Residents' briefing that might be
relevant. The Residents point to language in Quintana-Rizzo, which
suggests that widespread wind farm development in southern New
England could broadly "affect the use of [the] region by right
whales" and influence right whale migration throughout the mid-
Atlantic.
- 34 - These generalized statements do not render the
biological opinion's no-jeopardy conclusion arbitrary and
capricious. As an initial note, Quintana-Rizzo was describing the
potential risks of "[t]he construction and maintenance of hundreds
of wind turbines" throughout southern New England. It was not
specifically analyzing Vineyard Wind. Also, the Quintana-Rizzo
study did not suggest that right whale survival was incompatible
with wind energy development. Instead, it urged policymakers to
implement comprehensive monitoring and mitigation plans. That is
what NMFS did here. And as discussed, the Residents have not
demonstrated that the agency's proposed mitigation measures are
inadequate, or that reliance on those measures was arbitrary and
capricious.
D.
Finally, the Residents argue that BOEM violated NEPA by
relying on NMFS's allegedly defective biological opinion. Recall
that while an agency may rely on the findings in a biological
opinion, such reliance is arbitrary and capricious if (1) the
biological opinion is defective, or (2) the agency blindly relies
on the biological opinion without conducting its own independent
analysis. See City of Tacoma, 460 F.3d at 75–76.
Neither criterion is satisfied here. For the reasons
discussed above, NMFS's biological opinion was not defective.
Therefore, BOEM properly relied on it.
Id.Moreover, BOEM did
- 35 - not blindly rely on the biological opinion. Instead, BOEM's
environmental impact statement includes a lengthy analysis of the
Vineyard Wind project's likely effects on right whales.15 As a
result, we cannot conclude that BOEM's reliance on the NMFS
biological opinion violated NEPA.
Id.IV.
For the foregoing reasons, the judgment of the district
court is affirmed.
15 Although the Residents try to challenge portions of that standalone analysis in their reply, they failed to invoke those arguments in their opening brief. So, as discussed above, the Residents' specific challenges to BOEM's environmental impact statement are waived. See Rife,
873 F.3d at 19.
- 36 -
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