Sheridan v. Centerra Group, LLC
Sheridan v. Centerra Group, LLC
Opinion
United States Court of Appeals For the First Circuit
No. 22-1536
WILLIAM RIOS,
Plaintiff, Appellant,
v.
CENTERRA GROUP LLC,
Defendant, Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO
[Hon. Pedro A. Delgado-Hernández, U.S. District Judge]
Before
Rikelman, Hamilton,* and Thompson, Circuit Judges.
José G. Fagot Díaz, with whom Manuel E. Lopez Fernandez was on brief, for appellant.
Juan Felipe Santos, with whom Ana B. Rosado-Frontanés was on brief, for appellee.
June 28, 2024
* Of the Seventh Circuit, sitting by designation. HAMILTON, Circuit Judge. Plaintiff-Appellant William
Rios worked for Defendant-Appellee Centerra Group, LLC as a
part-time security guard for several United States Coast Guard
facilities in Puerto Rico. One morning, a supervisor found Rios
asleep at his post, which was grounds for termination under company
policy. Centerra fired Rios a few days later. Rios has diabetes.
He has sued Centerra alleging violations of the Americans with
Disabilities Act (ADA), 42 U.S.C. §§ 12101–12213 (2009). His
central theory is that he had an episode of hypoglycemic shock
causing him to fall asleep on the job, and so Centerra should have
forgiven him and accommodated his disability. This theory is not
what Rios told Centerra at the time, but even giving him the
benefit of conflicting evidence, he has not presented any evidence
that Centerra knew when it fired him that he suffered a
hypoglycemic episode. We affirm the district court's grant of
summary judgment to Defendant-Appellee Centerra.
I. FACTUAL AND PROCEDURAL BACKGROUND
We recount the below facts "in the light most favorable
to [Rios] (the nonmovant), resolving all reasonable inferences in
his favor, consistent with record support." Brader v. Biogen Inc.,
983 F.3d 39, 44(1st Cir. 2020); see also, e.g., Rodríguez-Severino
v. UTC Aerospace Systems,
52 F.4th 448, 453(1st Cir. 2022).
- 2 - A. CENTERRA AND RIOS'S SECURITY GUARD POSITION
Centerra provides armed security guard services for the
United States Coast Guard facilities in Aguadilla, Puerto Rico.
Rios was hired by Centerra as an armed security guard on September
14, 2018. He worked on an "as needed" basis and was supervised by
Lieutenant William López and Sergeant Gerald Ramos. They both
reported to Captain Víctor Caraballo. Rios was assigned to
security guard posts at various locations around the Coast Guard
facilities, including a shopping center, a school, and an aircraft
hangar. He also would occasionally work a "meal break" shift,
which involved covering posts temporarily while other security
guards took their meal breaks. During these shifts, Rios would
drive his car between various posts to relieve other guards. Rios
has briefed a long series of incidents during his work for
Centerra, but we recount only those at least arguably relevant to
the appeal.
B. FRICTION ON THE JOB
According to Rios, when he was hired he orally told
Captain Caraballo of various medical ailments, including his
diabetes. There is no evidence in the record that Captain
Caraballo ever informed other Centerra officials of these
conditions when Rios was hired.
The first incident Rios recounts took place on October
19, 2018. Rios was changing his clothes and checking his blood
- 3 - sugar levels in the bathroom of a building used by guards for rest.
Rios claims that when he came out of the bathroom, he saw Sergeant
Ramos with his ear pressed to a wall in the hallway in what Rios
assumed was an attempt to spy on him. Sergeant Ramos then
chastised Rios, telling him he was not allowed to sleep while on
duty. He also admonished Rios for walking around the rest house
in what Sergeant Ramos thought was Rios's underwear, although Rios
testified in his deposition that it was a pair of shorts.
On October 24, 2018, Rios complained orally to
Lieutenant López about the rest house incident, explaining that he
believed Sergeant Ramos handled the situation unprofessionally.
Lieutenant López told Rios that he should not use the guard rest
house bedroom to change his clothes.1
Next, in early November, Rios needed to change clothes
for his shift and decided to park in one of the four temporary and
visitor parking spots next to the guard rest house. Sergeant Ramos
told Rios that he could not park in those spots. Rios moved his
car to park in a different lot farther from the rest house.
On November 15, 2018, Rios claims that Sergeant Ramos
was "spying" on him while he was on duty. Rios was working at the
school post when his radio malfunctioned. Sergeant Ramos offered
1 The record is unclear about whether Rios's supervisors thought he had been using the bedroom or the bathroom, but the uncertainty is not material to this appeal.
- 4 - to bring him a new battery. Earlier, while Rios had been doing
rounds on his shift, he testified that another security guard
warned him to move his car to a new location, because with that
day's rain the car was likely to get stuck where Rios normally
parked. While Rios was moving his car, he received a telephone
call about a family emergency. While Rios was on the telephone in
his car, Sergeant Ramos approached Rios's post from the back
entrance. Rios could not see Sergeant Ramos approaching from that
direction. He perceived this as an attempt by Sergeant Ramos to
"spy" on him. Sergeant Ramos scolded Rios for abandoning his post
to sit in his car on the telephone. Rios, however, did not face
any formal discipline for this incident.
Sometime in mid to late November 2018, Rios met with
Captain Caraballo and Lieutenant López to discuss both the October
19th and November 15th incidents. Rios testified that Captain
Caraballo was "very impartial" during the meeting. At the end of
the meeting, Lieutenant López warned Rios to get his facts straight
if he was going to file a complaint.
In mid December 2018, Rios was again working at the
school post. He was eating a snack when Sergeant Ramos approached
and scolded him for eating while on duty. In response, Rios told
Sergeant Ramos that he was diabetic and needed to eat in order to
maintain his blood sugar levels. Rios testified that this was the
first time he had told Sergeant Ramos about his diabetes. Notably,
- 5 - Rios also testified that, despite this admonition, security
officers were allowed to consume snacks while at post and that
Rios continued to do so himself after this incident without any
further scolding. In fact, Lieutenant López often encouraged Rios
to get a drink or a snack while on duty.
On December 19, 2018, Rios was working a "meal break"
shift. Sergeant Ramos told Rios to park his car in a new employee
lot. When Rios started his shift at the shopping center post, he
drove in through what was really the exit to the parking area.
Sergeant Ramos reprimanded him for doing so. At the end of his
shift that day, Rios overheard Sergeant Ramos telling another
employee that Rios was "problematic."
The next day, on December 20, 2018, Rios submitted his
first written grievance. He described both Sergeant Ramos's
reprimand for entering the post through the exit and Ramos's
comment that Rios was "problematic." The grievance asked that
Sergeant Ramos "learn to confront situations more professionally
[and] respectfully."
Also on December 20th, Rios was again working a "meal
break" shift. Rios testified that Ramos instructed him to work
more quickly to cover six different posts for twenty-minute
increments each. As Rios moved between posts in his car, he saw
Sergeant Ramos following behind him in a vehicle as well. Rios
again interpreted this as Sergeant Ramos "spying" on him.
- 6 - At the second post of Rios's shift, Sergeant Ramos
approached and offered him a doughnut. Rios interpreted Sergeant
Ramos's offer as mocking because he was grinning. Rios believed
it was disrespectful for Sergeant Ramos to offer him unhealthy
foods that he is not able to eat. Rios told Sergeant Ramos that
offering him a doughnut was like offering him poison, and Rios
then walked away.
On December 22, 2018, Rios submitted a second written
grievance discussing the December 20th "spying" and doughnut
incidents. Rios also repeated his complaint about overhearing
Sergeant Ramos telling another employee that Rios was a
"problematic person." He also accused Sergeant Ramos of failing
to answer radio calls for assistance in a timely manner.
Sometime in late December 2018 or early January 2019,
Rios met with Captain Caraballo and a Centerra human resources
officer. The human resources officer explained that Centerra had
concluded its investigation into all the incidents in Rios's two
written grievances. Rios brought up his medical conditions,
including his diabetes. At that point, the human resources officer
asked Captain Caraballo to give Rios a form for his doctor to
determine if Rios qualified for reasonable accommodations.
Captain Caraballo did not give the form directly to Rios but
instead left it at one of the guard posts to be picked up. Rios
did not follow up about the form. During the meeting, Rios never
- 7 - requested a specific accommodation. He later testified that he
wanted to be able to eat at post without being reprimanded.
In early February 2019, Sergeant Ramos organized an
off-duty shooting practice that Rios attended. Rios testified
that during this outing, Sergeant Ramos ignored him and did not
provide him with any tips or pointers. Instead, a different
officer provided Rios with instruction during the practice.
C. FINAL SHIFT AND TERMINATION
On February 23, 2019, Rios was working a shift at the
airplane-hangar post. Lieutenant López stopped by to see if Rios
needed a break. Rios responded that everything was fine. About
an hour later, Lieutenant López returned to the post to give Rios
his meal break. He saw that Rios appeared to have dozed off while
on duty. Rios woke up after a few moments. He first told
Lieutenant López that he had been writing and reading. Lieutenant
López began to reprimand Rios for falling asleep at post, a breach
of company policy. Rios responded that he had lost better jobs
before. Rios testified that he eventually told Lieutenant López
that he "dozed off into an unconscious state." Rios was relieved
of duty and sent home. That same day, Lieutenant López wrote and
submitted an incident report recommending that Rios be fired for
falling asleep on duty. Rios was not assigned any additional
shifts while the incident was investigated.
- 8 - Centerra's internal investigation concluded that Rios
had fallen asleep at post. Under company policy, that was a
sufficient reason to fire him. Centerra formally terminated Rios's
employment on March 2, 2019.
D. LAWSUIT AND APPEAL
Rios and his wife filed this lawsuit against Centerra
alleging that Centerra discriminated against Rios because of his
disability, failed to provide him with a reasonable accommodation,
subjected him to a hostile work environment in violation of the
ADA and Puerto Rico law, and unlawfully retaliated against Rios in
violation of the ADA and Puerto Rico Law. The district court
granted summary judgment to Centerra on all claims. On appeal,
Rios is the only appellant. He challenges the following decisions
of the district court:
(1) Grant of summary judgment on ADA discrimination claim;
(2) Grant of summary judgment on ADA claim for failure to provide a reasonable accommodation;
(3) Grant of summary judgment on ADA claim for hostile work environment;
(4) Grant of summary judgment on ADA claim for retaliation; and
(5) Denial of Rios's Federal Rule of Civil Procedure 56(d) motion seeking additional discovery to respond to the motion for summary judgment.
- 9 - We discuss these challenges in turn.2
II. STANDARD OF REVIEW
We review de novo a district court's grant of summary
judgment. Brader v. Biogen Inc.,
983 F.3d 39, 53(1st Cir. 2020).
Summary judgment is proper if "there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a
matter of law." Fed. R. Civ. P. 56(a). If Rios "can point to
record evidence allowing a reasonable jury to return a verdict in
his favor, then we would say there is a genuine dispute of material
fact and the district court erroneously granted summary judgment."
Snell v. Neville,
998 F.3d 474, 486(1st Cir. 2021). However,
"[t]he nonmovant cannot rely on 'conclusory allegations,
improbable inferences, and unsupported speculation.'" Brader,
983 F.3d at 53(quoting Medina-Muñoz v. R.J. Reynolds Tobacco Co.,
896 F.2d 5, 8(1st Cir. 1990)).
III. ADA DISCRIMINATION CLAIM
"The ADA prohibits an employer from discriminating
against an otherwise qualified individual based on a real or
perceived disability." Murray v. Warren Pumps, LLC,
821 F.3d 77, 83(1st Cir. 2016) (citing
42 U.S.C. §§ 12102& 12112 and
29 C.F.R. § 1630.2). "The plaintiff bears the burden of presenting evidence
2 On appeal, Rios does not raise any claims arising under Puerto Rico law. We consider only the federal claims he has briefed.
- 10 - to establish each element under the particular theory of disability
discrimination alleged."
Id.Rios has not offered direct evidence of discriminatory
animus. He relies instead on the familiar McDonnell Douglas
burden-shifting framework to analyze his claim. See McDonnell
Douglas Corp. v. Green,
411 U.S. 792, 802–07 (1973). At the first
stage of this framework, the plaintiff bears the burden of showing
a "prima facie case of discrimination." Miceli v. JetBlue Airways
Corp.,
914 F.3d 73, 81(1st Cir. 2019). To establish a prima facie
case, Rios must offer evidence that he had a disability but that
he was "nonetheless qualified to perform the essential functions
of the job, with or without reasonable accommodation; and that,
despite the foregoing," Centerra dismissed him or otherwise
adversely affected him, in whole or in part because of his
disability. See id.; see also López-López v. Robinson School,
958 F.3d 96, 104(1st Cir. 2020).
If Rios establishes a prima facie case of
discrimination, the burden then shifts to Centerra to offer a
legitimate, non-discriminatory reason for the termination or other
adverse action. See Brader v. Biogen Inc.,
983 F.3d 39, 55(1st
Cir. 2020). "The employer's burden is not a burden of persuasion;
the employer need do no more than articulate a reason which, on
its face, would justify a conclusion that the plaintiff was let go
- 11 - for a nondiscriminatory motive." Dávila v. Corporación De Puerto
Rico Para La Difusión Pública,
498 F.3d 9, 16(1st Cir. 2007).
If the employer provides such a reason, we have
explained, "the sole remaining issue is discrimination vel non."
Brader,
983 F.3d at 55(quoting Ray v. Ropes & Gray LLP,
799 F.3d 99, 113(1st Cir. 2015)). To avoid an entry of summary judgment
against him, Rios must offer evidence that would allow a reasonable
jury to find "that the employer's proffered reason is pretextual
and that the actual reason for the adverse employment action is
discriminatory." Johnson v. Univ. of Puerto Rico,
714 F.3d 48, 54(1st Cir. 2013).
Here, the parties at least assume for purposes of summary
judgment and appeal that Rios had a disability within the meaning
of the ADA. They dispute whether he was a qualified individual
with a disability, including whether he could perform the essential
functions of a security guard with or without reasonable
accommodations. For purposes of this appeal, however, we assume
without deciding that Rios was a qualified individual and has
satisfied that aspect of his prima facie discrimination claim.3
3 As a matter of common sense, it seems to us, staying awake on the job looks like an essential function of working as a security guard. At the same time, one might also argue that an employer could provide reasonable accommodations that would prevent a diabetic employee from experiencing hypoglycemic shock while on duty, which is what Rios testified caused him to fall
- 12 - Rios argues that several incidents in addition to his termination
amounted to adverse employment actions. As we explain next, only
the termination amounted to an adverse action.
A. ADVERSE ACTION
"An 'adverse employment action' is one that 'affect[s]
employment or alter[s] the conditions of the workplace.'"
Morales-Vallellanes v. Potter,
605 F.3d 27, 35(1st Cir. 2010)
(quoting Burlington Northern & Sante Fe Railway Co. v. White,
548 U.S. 53, 61–62 (2006)). For employment discrimination claims, a
plaintiff need not show he suffered "significant" harm for an
incident to represent an adverse employment action. See Muldrow
v. City of St. Louis,
601 U.S. ___, ___,
144 S. Ct. 967, 974
(2024). However, Rios must at least offer evidence of a change in
the terms or conditions of his employment that left him worse off.
Id. at 974, 976–77.4
asleep at his post. Because the district court assumed that Rios was a qualified individual under the ADA for purposes of deciding the motion for summary judgment, Sheridan v. Centerra Group, LLC, No. 19-2036,
2022 WL 1751187, at *5 (D.P.R. May 31, 2022), we too bypass this issue. 4 Muldrow was a Title VII sex-discrimination case challenging a job transfer, but its reasoning extends to an ADA discrimination claim challenging discrimination affecting the "terms or conditions" of employment. The relevant statutory language in Title VII and the ADA is virtually identical. Compare 42 U.S.C. § 2000e-2(a)(1) (Title VII) ("It shall be an unlawful employment practice for an employer . . . to discriminate against any individual with respect to his compensation, terms, conditions, or
- 13 - Rios argues that he experienced adverse employment
actions when supervisors told him not to eat at his post, not to
park his car in the spots near the guard rest house, and not to
use the guard rest house bedroom to change his clothes. None of
these incidents resulted in any formal discipline. In fact, Rios
testified his supervisors continued to allow him to eat at his
post despite the one admonition for that activity. App. 510,
634–35. A mere admonition by a supervisor without any formal
consequences is not an adverse employment action because it does
not represent any disadvantageous change in the terms or conditions
of the plaintiff's employment. See Muldrow, 601 U.S. at __, 144
S. Ct. at 974 (explaining that an employment discrimination
plaintiff "must show some harm respecting an identifiable term or
condition of employment").
Rios also asserts that a supervisor's failure to provide
him with any pointers at an off-duty practice session at a shooting
range was an adverse employment action. We cannot agree. Even
privileges of employment, because of such individual's race, color, religion, sex, or national origin . . . ."), with
42 U.S.C. § 12112(a) (ADA) ("No covered entity shall discriminate against a qualified individual on the basis of disability in regard to job application procedures, the hiring, advancement, or discharge of employees, employee compensation, job training, and other terms, conditions, and privileges of employment."). Additionally, in evaluating ADA discrimination cases, this Court previously has applied the same legal standards used to analyze discrimination under Title VII. See, e.g., Cherkaoui v. City of Quincy,
877 F.3d 14, 25–26 (1st Cir. 2017).
- 14 - under Rios's version of the facts, another officer offered him
some pointers. This incident is not the stuff of federal
employment discrimination law. In Muldrow, the Court pointed to
transfers to a new worksite in a wind tunnel, requiring overnight
work, and a reduction in supervising duties as harms that would
constitute an adverse action. 601 U.S. at ___, 144 S. Ct. at
975. By contrast, even though Rios identifies this "pointers"
incident as disparate treatment on account of his disability, what
he describes is not "some harm" that left him "worse off." Id. at
974.
Termination, however, is of course the quintessential
adverse employment action. See, e.g., Brader, 983 F.3d at 54–55.
Rios thus established a prima facie discrimination claim for his
termination for reportedly sleeping on the job.
B. LEGITIMATE, NON-DISCRIMINATORY REASON
Centerra asserts that it fired Rios for falling asleep
on the job. Its company policy says that sleeping on duty is
grounds for termination. App. 678. The contemporaneous incident
report of Lieutenant López recommended firing Rios for falling
asleep on duty. App. 667–69. Centerra thus met its burden of
articulating a legitimate, non-discriminatory reason for
termination. See Brader,
983 F.3d at 55.
- 15 - C. PRETEXT
"In assessing pretext, our focus must be on the
perception of the decisionmaker, that is, whether the employer
believed its stated reason to be credible." Brader,
983 F.3d at 56(alterations omitted) (quoting Vélez v. Thermo King de Puerto
Rico, Inc.,
585 F.3d 441, 452(1st Cir. 2009)). It is "not enough
for a plaintiff merely to impugn the veracity of the employer's
justification; he must elucidate specific facts which would enable
a jury to find that the reason given is not only a sham, but a
sham intended to cover up the employer's real and unlawful motive
of discrimination."
Id.(alteration omitted) (quoting Vélez,
585 F.3d at 452). Further, "a false justification is no sham at all
unless the employer knows it to be false." Joseph v. Lincare,
Inc.,
989 F.3d 147, 160(1st Cir. 2021).
Here, Rios has failed to create a dispute of material
fact regarding whether Centerra knew its stated,
non-discriminatory reason for Rios's termination was false. Rios
testified in his deposition, long after the event, that he was
rendered unconscious at his post due to a sudden onset of
hypoglycemic shock. App. 553, 557. He has offered no medical
evidence to support this theory, but even if we accept it as true,
at the time of the investigation into the sleeping incident and
his firing, the record shows that Rios told Centerra officials
that he simply fell asleep or alternatively that he dozed off
- 16 - because he felt dizzy and sick. App. 668, 671–72. This is not
enough to create a dispute of material fact about pretext.
Rios also attempts to create a dispute of material fact
regarding pretext by asserting that he was treated differently
than similarly situated employees who did not have disabilities.
See Kosereis v. Rhode Island,
331 F.3d 207, 214(1st Cir. 2003)
(explaining that a plaintiff can demonstrate an employer's reason
is pretextual by showing plaintiff was treated differently than
similarly situated employees). To do so, he must show "that others
similarly situated to him in all relevant respects were treated
differently by the employer."
Id.(quoting Conward v. Cambridge
School Comm.,
171 F.3d 12, 20(1st Cir. 1999)). Plaintiffs can
demonstrate pretext through evidence of "weaknesses,
implausibilities, inconsistencies, incoherencies, or
contradictions in the employer's proffered legitimate reasons for
its action [such] that a reasonable factfinder could rationally
find them unworthy of credence and hence infer that the employer
did not act for the asserted non-discriminatory reasons." Brader,
983 F.3d at 56(quoting Adamson v. Walgreens Co.,
750 F.3d 73, 79(1st Cir. 2014)). In opposing a motion for summary judgment,
however, a plaintiff must offer admissible evidence. See Fed. R.
Civ. P. 56(c). The comparators Rios relies upon do not give rise
to a genuine issue of material fact. Either they were not
- 17 - similarly situated or his evidence amounts to only office gossip
outside the personal knowledge of a testifying witness.
First, Rios says that an Officer Torres suffered an
epileptic attack while on duty but was not fired. This supposedly
occurred before Rios began working at Centerra. Rios says he was
told about the incident by two other Centerra employees. This
incident is not in Rios's personal knowledge. His account of an
event he heard about secondhand is inadmissible and does not raise
a genuine dispute of material fact. See Fed. R. Evid. 602 ("A
witness may testify to a matter only if evidence is introduced
sufficient to support a finding that the witness has personal
knowledge of the matter."); Fed. R. Civ. P. 56(c)(4) ("declaration
used to support or oppose a motion [for summary judgment] must be
made on personal knowledge, set out facts that would be admissible
in evidence, and show that the . . . declarant is competent to
testify on the matters stated").
Finally, Rios asserts that an Officer González fell
asleep on duty twice but was only suspended, not fired. Again,
Rios explains that he was told about these incidents by another
Centerra employee, Orlando Valentín. Rios was not certain whether
even Valentín had personal knowledge of the alleged González
incidents. An official incident report regarding Officer González
was produced, but this document only shows that González was
reprimanded for "[b]eing inattentive to duty but not asleep."
- 18 - (Emphasis added.) Rios has not offered any admissible evidence
showing that González was a valid comparator for his own falling
asleep on duty.
Rios has failed to provide any "'minimally sufficient
evidence' of pretext and a discriminatory animus" and thus has
failed to create a genuine dispute of material fact on the issue
of pretext. See Brader,
983 F.3d at 58(quoting Pearson v.
Massachusetts Bay Transp. Auth.,
723 F.3d 36, 40(1st Cir. 2013)).
Because Rios failed to present evidence from which a reasonable
jury could find that Centerra held a discriminatory animus toward
him based on his disability, he has failed to satisfy his burden
of production on pretext. See
id.We affirm the district court's
grant of summary judgment to Centerra on Rios's discrimination
claim.
IV. ADA REASONABLE ACCOMMODATION CLAIM
Rios also claims that Centerra violated the ADA by
failing to provide a reasonable accommodation for his disability.
The ADA defines unlawful discrimination to include an employer's
failure to make "reasonable accommodations to the known physical
or mental limitations of an otherwise qualified individual with a
disability who is an applicant or employee, unless [the employer]
can demonstrate that the accommodation would impose an undue
hardship on [its] operation of the business." Ortiz-Martínez v.
Fresenius Health Partners, PR, LLC,
853 F.3d 599, 604(1st Cir.
- 19 - 2017) (alterations in original) (quoting
42 U.S.C. § 12112(b)(5)(A)).
To avoid summary judgment on this claim, Rios needed to
offer evidence that (1) he requested an accommodation or the
employer otherwise knew one was needed, (2) the accommodation would
have allowed him to perform the essential functions of his job,
and (3) the accommodation was facially reasonable. See Echevarría
v. AstraZeneca Pharmaceutical LP,
856 F.3d 119, 127(1st Cir. 2017)
("The plaintiff bears the burden of showing the existence of a
reasonable accommodation."); Ortiz-Martínez,
853 F.3d at 605("The
burden is on [plaintiff] to demonstrate in the first instance what
specific accommodations []he needed and how those accommodations
were connected to h[is] ability to work."); Murray v. Warren Pumps,
LLC,
821 F.3d 77, 84(1st Cir. 2016) ("An employer is obligated to
provide a reasonable accommodation (as long as it is not unduly
burdensome) where a protected employee has requested an
accommodation or the employer otherwise knew that one was
needed."). "The employee's request must be 'sufficiently direct
and specific,' giving notice that []he needs a 'special
accommodation.'" Reed v. LePage Bakeries, Inc.,
244 F.3d 254, 261(1st Cir. 2001) (quoting Wynne v. Tufts Univ. School of Medicine,
976 F.2d 791, 795(1st Cir. 1992)).
Rios testified that he never requested a specific
accommodation from Centerra. His best evidence is that he referred
- 20 - to his diabetes in a meeting with an official from Centerra's human
resources and Captain Caraballo. Centerra said it would furnish
Rios with a form for his doctor so that the company could determine
what accommodations, if any, were needed. At that point, Captain
Caraballo did not provide the form directly to Rios, but instead
left it at one of the guard posts for him to pick it up. Rios
never followed up with Caraballo regarding the forms, nor did he
ever provide Centerra with medical documentation regarding his
disability.
For the sake of argument, we will assume that Rios's
meeting with the human resources officer and Captain Caraballo
triggered Centerra's duty to engage in an interactive process.
See Ortiz-Martínez,
853 F.3d at 605(explaining that an employee's
request for an accommodation can sometimes impose a duty on the
employer to engage in an interactive process); see also
29 C.F.R. § 1630.2(o)(3) (noting need for interactive process). Both an
employer and employee have a duty to participate in the interactive
process. See Calero-Cerezo v. U.S. Dep't of Justice,
355 F.3d 6,
23–24 (1st Cir. 2004).
Here, the interactive process between Rios and Centerra
seems to have broken down almost immediately. "Where a breakdown
in the process has been identified, 'courts should look for signs
of failure to participate in good faith or failure by one of the
parties to make reasonable efforts to help the other party
- 21 - determine what specific accommodations are necessary.'" Enica v.
Principi,
544 F.3d 328, 339(1st Cir. 2008) (quoting Beck v. Univ.
of Wisconsin Bd. of Regents,
75 F.3d 1130, 1135(7th Cir. 1996)).
In particular, a party who fails to communicate may be acting in
bad faith, and if the "missing information is of the type that can
only be provided by one of the parties, failure to provide the
information may be the cause of the breakdown and the party
withholding the information may be found to have obstructed the
process." Beck,
75 F.3d at 1136.
Information about Rios's medical conditions is both the
type of information available only to Rios and necessary for
Centerra to determine what reasonable accommodations he might have
needed. See Ortiz-Martínez, 853 F.3d at 605–06 (explaining that
requesting specific information regarding medical conditions is
both reasonable and critical to determining accommodations
needed). The undisputed evidence shows that, rather than failing
to engage in an interactive process, Centerra itself initiated
that process. The process then stalled as management waited for
relevant medical information that could come only from Rios. As
soon as it was brought to Centerra's attention that Rios had not
ever received the relevant form, Captain Caraballo clarified its
location less than twenty-four hours later. Rios took no further
action after that to provide the medical information necessary to
determine a reasonable accommodation.
- 22 - With undisputed evidence showing that Rios never
requested a specific accommodation and that Centerra did not fail
to participate in an interactive process in good faith, we affirm
the grant of summary judgment to Centerra on Rios's reasonable
accommodation claim.
V. ADA HOSTILE WORK ENVIRONMENT CLAIM
Rios also contends he was subject to a hostile work
environment as a result of his disability. To prove a hostile
environment based on disability, a plaintiff must offer evidence
of harassment "sufficiently severe or pervasive so as to alter the
conditions of [plaintiff's] employment and create an abusive work
environment." Murray v. Warren Pumps, LLC,
821 F.3d 77, 86(1st
Cir. 2016) (quoting Ponte v. Steelcase Inc.,
741 F.3d 310, 320(1st Cir. 2014)). "The challenged conduct must be both objectively
and subjectively offensive, such that a reasonable person would
find it hostile or abusive and the plaintiff in fact did perceive
it to be so." Brader v. Biogen Inc.,
983 F.3d 39, 59(1st Cir.
2020) (quoting Maldonado-Cátala v. Municipality of Naranjito,
876 F.3d 1, 10(1st Cir. 2017)). We evaluate a hostile work
environment claim considering the totality of the circumstances,
including the "frequency of the discriminatory conduct; its
severity; whether it is physically threatening or humiliating, or
a mere offensive utterance; and whether it unreasonably
- 23 - interfere[d] with an employee's work performance."
Id.(quoting
Maldonado-Cátala,
876 F.3d at 10) (alteration in original).
While the record makes clear that Rios subjectively
found much of the complained-of conduct hostile, our precedents
make clear that it was not objectively so. Most critically, Rios
has failed to connect much of the complained-of conduct to any
discriminatory animus. "[G]enerally disagreeable behavior and
discriminatory animus are two different things."
Id.at 64
(quoting Ahern v. Shinseki,
629 F.3d 49, 59(1st Cir. 2010)). We
must "distinguish between the ordinary, if occasionally
unpleasant, vicissitudes of the workplace and actual harassment."
Noviello v. City of Boston,
398 F.3d 76, 92(1st Cir. 2005).
In this appeal, Rios points to five incidents, all
involving Sergeant Ramos, that he alleges constitute harassment
rising to the level of a hostile work environment. These include:
(1) in October 2018, Rios was changing in the guard rest house
when, he alleges, Sergeant Ramos "spied" on him by listening with
his ear pressed to the wall and then falsely accused Rios of
sleeping on duty and walking around the rest house in his
underwear; (2) in early November 2018, Sergeant Ramos admonished
Rios for parking his car in the temporary and visitor parking near
the guard house and ordered Rios to move his car to a different
location farther away; (3) in early December 2018, Sergeant Ramos
admonished Rios for eating a snack while on duty; (4) on December
- 24 - 19, 2018, Rios overheard Sergeant Ramos telling another officer
that Rios was the "problematic one;" and (5) on December 20, 2018,
Sergeant Ramos offered Rios a doughnut in what Rios perceived as
a "mocking" manner.
In a hostile work environment claim under the ADA, any
alleged harassment must stem from an impermissible motivation,
particularly plaintiff's disability. See Brader, 983 F.3d at 59–
60. Rios explained that he first told Sergeant Ramos of his
diabetes in early December 2018, after Sergeant Ramos scolded him
for eating a snack while on duty. App. 481–82. The rest house
"spying" incident, the parking incident, and the eating admonition
all occurred before Sergeant Ramos knew of Rios's disability.
These incidents do not factor into our hostile work environment
analysis because they simply could not have been motivated by an
impermissible motive. They occurred before Sergeant Ramos was
aware of Rios's diabetes.
This leaves the incident where Rios overheard Sergeant
Ramos call him "problematic," as well as Sergeant Ramos's "mocking"
offer of doughnuts. Neither incident, standing alone or together,
would permit a jury to find severe or pervasive harassment that
altered the conditions of Rios's employment. See Brader,
983 F.3d at 62(explaining that generic complaints about a supervisor's
criticisms or effectiveness do not constitute "severe or
pervasive" harassment); see also Colón-Fontánez v. Municipality of
- 25 - San Juan,
660 F.3d 17, 44(1st Cir. 2011) ("'simple teasing,
offhand comments, and isolated incidents (unless extremely
serious) will not amount to discriminatory changes in the terms
and conditions of employment' to establish an objectively hostile
or abusive work environment." (quoting Faragher v. City of Boca
Raton,
524 U.S. 775, 788(1998)); cf. Rivera-Rivera v. Medina &
Medina, Inc.,
898 F.3d 77, 91–94 (1st Cir. 2018) (reversing summary
judgment on hostile work environment claim where plaintiff was
taunted about her age nearly every single day for over two years:
she was told that she was "useless," was chastised for supposedly
lacking skills necessary to do job because her age rendered her
"slow," was told that given her age, she should seek Social
Security benefits, with the suggestion that because she was
perceived as being too old for the job, she should resign before
being forcibly discharged). We affirm the district court's grant
of summary judgment to Centerra on Rios's hostile work environment
claim.
VI. ADA RETALIATION CLAIM
The ADA prohibits "discriminat[ion] against any
individual because such individual has opposed any act or practice
made unlawful by this chapter or because such individual made a
charge, testified, assisted, or participated in any manner in an
investigation, proceeding, or hearing under this chapter." 42
- 26 - U.S.C. § 12203(a). Rios asserts that Centerra unlawfully
retaliated against him in violation of the ADA.
To survive summary judgment on his retaliation claim,
Rios "must establish a genuine issue of material fact as to whether
he . . . was retaliated-against within the meaning of the ADA."
Carreras v. Sajo, García & Partners,
596 F.3d 25, 32(1st Cir.
2010). We adapt the burden-shifting framework discussed above to
analyze Rios's retaliation claim. See Soileau v. Guilford of
Maine, Inc.,
105 F.3d 12, 16(1st Cir. 1997) (explaining "guidance
on the proper analysis of [plaintiff's] ADA retaliation claim is
found in Title VII cases"). Rios may still assert a claim for
retaliation despite his failed discrimination claim. See
Echevarría v. AstraZeneca Pharmaceutical LP,
856 F.3d 119, 133(1st Cir. 2017).
To establish a prima facie retaliation claim, Rios must
show that (1) he engaged in protected conduct; (2) he experienced
an adverse employment action; and (3) there was a causal connection
between the protected activity and the adverse employment action.
See Kelley v. Correctional Medical Servs., Inc.,
707 F.3d 108, 115(1st Cir. 2013) (listing elements of prima facie ADA retaliation
claim); Palmquist v. Shinseki,
689 F.3d 66, 77(1st Cir. 2012)
(explaining that ADA contains a but-for causation standard for
retaliation and extending same standard to related provisions of
Rehabilitation Act of 1973).
- 27 - Here, we are skeptical whether Rios has offered evidence
from which a reasonable jury could find that he meets the elements
listed above. Several of the activities he points to do not
qualify as protected activity. For the two activities that were
arguably protected — a complaint letter in which Rios mentions his
diabetes and the meeting with Captain Caraballo and a human
resources officer — he has offered virtually no evidence that
would allow a reasonable jury to find he would not have experienced
an adverse employment action but for that protected conduct.
Still, we will assume that Rios has made out a prima facie
retaliation claim because the undisputed evidence shows that he
has failed to carry his burden at the final stage of the
burden-shifting framework. Rios has provided no evidence of
discriminatory animus that would allow a reasonable jury to infer
that Centerra's reasons for his firing were pretextual. We now
explain this conclusion in further detail.
A. PROTECTED ACTIVITY
Rios points to five instances of what he says were
protected activity. First, on October 24, 2018, he complained
orally to Lieutenant López about the incident in which Sergeant
Ramos supposedly spied on Rios in the rest house. In response,
Lieutenant López told Rios he could no longer use the rest house
- 28 - bedroom to change clothes. App. 487–88.5 During his deposition
testimony, Rios explained that he specifically complained that
Sergeant Ramos: (1) spied on him, (2) did not handle the situation
professionally, and (3) accused Rios of sleeping on duty and
walking around the rest house in his underwear without any
evidence. App. 484, 486–88. None of these minor complaints
related to Rios's disability or any investigation under the ADA,
so none amounted to a protected activity.
Second, sometime in mid to late November 2018, Rios met
with Captain Caraballo and Lieutenant López to discuss again the
October 19th rest house incident. He also discussed an additional
incident on November 15, 2018, in which Rios claims Sergeant Ramos
spied on him while Rios was on duty near the school. As discussed
above, the October 19th incident was unrelated to Rios's diabetes.
So was the November 15th incident. While on duty, Rios had taken
a moment to move his car and received a call about a family
emergency. While Rios was in his car on the telephone, Sergeant
5 In his briefs, Rios repeatedly asserts that, as a result of this incident, Lieutenant López forbade him from checking his blood glucose levels in the rest house bathroom. There is no factual support in the record for this assertion. During Rios's deposition, he was asked: "What did [Lieutenant López] tell you specifically?" Rios answered: "That I can't use the bedroom upstairs to get changed." However, there is nothing in Rios's testimony about not using the bathroom or bedroom to check blood glucose levels. Attorney argument or embellishment cannot substitute for missing evidence.
- 29 - Ramos was on supervisory rounds and approached Rios from the back
entrance to the school post. Rios framed this as Sergeant Ramos
"spying" on him.6 Sergeant Ramos scolded Rios for abandoning his
post to sit in his car and talk on the phone, but Rios did not
face any formal discipline. Neither minor incident, nor Rios's
November meeting with Captain Caraballo and Lieutenant López,
involved Rios discussing his diabetes or any ADA-related topics,
so these were not protected activities.
Third, on December 20, 2018, Rios submitted a written
grievance discussing an incident that occurred while Rios was on
duty the prior day. Before his shift, Rios was directed by
Sergeant Ramos to park in the new employee parking lot. Rios then
entered the area where he would be working through the exit because
he had previously seen other employees doing the same thing.
Sergeant Ramos confronted and scolded Rios about this. Rios also
explained in the letter that he overheard Sergeant Ramos calling
Rios "problematic" to another employee. The letter requested that
"S[ergeant] Ramos should learn to confront situations more
6 Throughout this opinion we have noted Rios's complaints about his supervisors "spying" on him. We must note the logical and etymological connections between supervision and oversight. Supervisors supervise by overseeing, that is, "looking over" subordinates. While "spying" comes with connotations of impropriety, the routine actions of Rios's supervisors in observing his behavior at work are not "spying" in the pejorative sense Rios has invoked.
- 30 - professionally and respectfully." Because Rios's letter did not
concern his diabetes or any other ADA-related topic, it was not
protected conduct under the ADA.
Fourth, on December 22, 2018, Rios submitted a second
written grievance. He repeated his complaint about overhearing
Sergeant Ramos telling another employee that he was a "problematic
person." Rios also explained that during his shift on December
20th, Sergeant Ramos followed him around very closely, admonished
him for running late, and told him to work more quickly. Rios
also accused Sergeant Ramos of failing to answer radio calls for
assistance in a timely manner. Finally, the letter explains that
on December 20th, Sergeant Ramos offered Rios a doughnut to eat.
During the letter's discussion of the doughnut incident, Rios
mentioned his diabetes. Because the letter mentioned Rios's
diabetes and varying blood sugar levels, that aspect of the
grievance might be deemed a protected activity.
Finally, Rios points to the meeting he held with Captain
Caraballo and a Centerra human resources official in which they
discussed his diabetes. This meeting was protected conduct, given
that the discussion largely focused on Rios's diabetes and the
information Centerra would need to determine if Rios qualified for
any reasonable accommodations under the ADA.
- 31 - B. ADVERSE EMPLOYMENT ACTION AND CAUSATION
Based on the timing of the two incidents of protected
activity above, Rios has raised two alleged adverse employment
actions. The first is the letter of reprimand received on December
27, 2018, and the second was his February 2019 termination. The
first incident was not an adverse employment action because Rios
suffered no employment consequences as a result of the reprimand
letter. See Bhatti v. Trustees of Boston Univ.,
659 F.3d 64, 73(1st Cir. 2011) (explaining that reprimands that carry no "tangible
consequences," even if undeserved, are not adverse employment
actions for purposes of retaliation claims).
Rios's termination was of course an adverse employment
action. But to establish a prima facie retaliation claim, Rios
must present evidence that would allow a reasonable jury to infer
that his termination was caused by his protected activity—either
the December 22nd complaint letter or his meeting with Captain
Caraballo and human resources.
Rios has provided very little evidence that any
protected activity caused or even contributed to his termination.
First, he asserts without any citation to the record that "the
relevant decision makers . . . uttered disability based comments
against him." Rios himself explained, however, that when he met
with Captain Caraballo and the human resources officer, they
readily started a process to determine if Rios needed any
- 32 - reasonable accommodations. Further, Rios did not testify that
either individual made any comments in that meeting that could
lead a reasonable jury to infer that his supervisors at Centerra
had any discriminatory animus towards him due to his disability.7
The only argument with record support that Rios makes to
show causation is the temporal proximity between the meeting with
Captain Caraballo and human resources and his eventual
termination. It is true that less than two months passed between
the meeting that constituted protected activity and Rios's
termination. However, "[t]he cases that accept mere temporal
proximity between an employer's knowledge of protected activity
and an adverse employment action as sufficient evidence of
causality to establish a prima facie case uniformly hold that the
temporal proximity must be very close." Cherkaoui v. City of
Quincy,
877 F.3d 14, 28–29 (1st Cir. 2017) (quoting Clark County
School Dist. v. Breeden,
532 U.S. 268, 273(2001) (per curiam)).
Previously, this Court has noted that other circuits had found
three months too long a gap to permit by itself an inference of
causation, see Calero-Cerezo v. U.S. Dep't of Justice,
355 F.3d 6,
7Rios also mentions in passing that comparator evidence can be used to support an inference of causation for a prima facie retaliation claim. But as explained, Rios has not provided any admissible evidence of similarly situated employees who were treated more favorably than he was. See supra at 17–19.
- 33 - 25 (1st Cir. 2004), but we found one month was sufficiently close
to establish a prima facie case, id. at 26.
Given the dearth of causation evidence other than an
almost two-month temporal gap, it may be a close question whether
Rios has made out a prima facie claim of retaliation. See Wright
v. CompUSA, Inc.,
352 F.3d 472, 478(1st Cir. 2003) (explaining
that "chronological proximity does not by itself establish
causality, particularly if '[t]he larger picture undercuts any
claim of causation'" (alteration in original) (quoting Soileau,
105 F.3d at 16)). But here, even if we assume he has done so, his
retaliation claim fails at the pretext stage of the analysis.
C. PRETEXT
As discussed above, Centerra has provided a legitimate,
non-discriminatory reason for Rios's termination—falling asleep on
duty in violation of company policy. Rios argues this reason is
pretextual in the context of his retaliation claim. The same
evidence that Rios used to establish causation for his prima facie
retaliation claim is what Rios argues would allow a reasonable
jury to infer pretext.
As already recounted, undisputed facts in the record
show that: (1) Rios was fired for falling asleep while at work;
and (2) neither Captain Caraballo nor the human resources officer
demonstrated any discriminatory animus towards Rios during the
meeting in which they discussed his medical conditions. Indeed,
- 34 - the evidence overwhelmingly supports that Centerra fired Rios for
falling asleep on the job. "The ADA is not a license for
insubordination at the workplace." Reed v. LePage Bakeries, Inc.,
244 F.3d 254, 262(1st Cir. 2001). The mere fact that Rios was
terminated less than two months after engaging in protected conduct
would not, in the light of all the other evidence in the record to
the contrary, allow a reasonable jury to infer that Centerra's
reason for firing Rios was pretextual. See Echevarría,
856 F.3d at 138(affirming summary judgment on retaliation claim; while
one-day time gap between protected conduct and adverse employment
action was temporally close, that alone was insufficient to
establish pretext and overcome defendant's non-retaliatory
explanation); Alvarado v. Donahoe,
687 F.3d 453, 463–64 (1st Cir.
2012) (affirming grant of summary judgment for defendant on
retaliation claim; one week between protected conduct and
suspension was sufficiently close to warrant prima facie inference
of a causal connection between two events, but insufficient to
establish pretext and overcome defendant's asserted
non-retaliatory reason for the suspension); Carreras,
596 F.3d at 38(summary judgment for defendant on ADA retaliation claim was
proper when only evidence of pretext in record was temporal
proximity of four days between plaintiff's protected activity and
adverse employment action). We affirm the district court's grant
of summary judgment to Centerra on Rios's retaliation claim.
- 35 - VII. DENIAL OF RULE 56(D) MOTION
We review for an abuse of discretion a district court's
denial of a Federal Rule of Civil Procedure 56(d) motion for
additional time to obtain evidence to oppose summary judgment.
Emigrant Residential LLC v. Pinti,
37 F.4th 717, 724(1st Cir.
2022). To succeed, a party's Rule 56(d) motion typically must:
"1) be timely; 2) be authoritative; 3) show good cause for failure
to discover the relevant facts earlier; 4) establish a plausible
basis for believing that the specified facts probably exist, and
5) indicate how those facts will influence the outcome of summary
judgment." Pina v. Children's Place,
740 F.3d 785, 794(1st Cir.
2014).8
"As we have often observed, however, Rule 56(d) 'is
designed to minister to the vigilant, not to those who slumber
upon perceptible rights.'"
Id.at 794 (quoting Massachusetts
School of Law at Andover, Inc. v. American Bar Ass'n,
142 F.3d 26, 45(1st Cir. 1998)). To that end, a party must show an exercise
of due diligence in pursuing discovery before a motion for summary
judgment is filed, as well as moving for an extension of time for
additional discovery after the summary judgment motion is filed.
8 Prior to 2010, Rule 56(d) was denominated Rule 56(f). See Fed. R. Civ. P. 56 advisory committee's note to 2010 amendment; Emigrant Residential LLC,
37 F.4th at 724.
- 36 - See Guzmán-Ruíz v. Hernández-Colón,
406 F.3d 31, 35(1st Cir.
2005).
Rios's Rule 56(d) motion was filed (1) after he had twice
assured the district court, through joint motions, that there were
no pending discovery disputes between the parties, Dkt. 19, 21,
and (2) after requesting an extension of time to oppose the motion
for summary judgment without mentioning any outstanding discovery
requests, Dkt. 25. In fact, Rios filed his Rule 56(d) motion on
the same day his Opposition to the Motion for Summary Judgment was
due after the court granted his initial extension request. Dkt.
27.
Further, the additional discovery Rios said he was
seeking through his Rule 56(d) motion was comparator evidence from
Centerra. He was hoping to discover similarly situated employees
who were treated more favorably than he was. Dkt. 27. The possible
need for such evidence could not have come as a surprise. Any
attorney representing a plaintiff in an employment discrimination
case should understand even before filing a complaint that
comparator evidence may be critical. The district court did not
abuse its discretion by treating this belated request as an
insufficient reason for further delay and prolonged discovery.
Rios has failed to show good cause for his failure to discover
these facts earlier.
- 37 - Centerra supplemented its interrogatory responses and
document production on August 14, 2020, about four months before
the discovery deadline in the case. See Dkt. 31-1. That left
Rios with plenty of time to move to compel under Federal Rule of
Civil Procedure 37 if he did not think Centerra's responses were
sufficient, particularly with regard to his requests related to
comparator evidence. Cf. Rivera-Almodóvar v. Instituto
Socioeconómico Comunitario, Inc.,
730 F.3d 23, 27(1st Cir. 2013)
37 ("The plaintiff's situation did not call for heroic measures
but, rather, for a routine motion to compel. A motion to compel
is a standard tool, well within the capability of any reasonably
diligent litigant." (internal citations omitted) (emphasis
added)). "[T]he plaintiff slumbered through discovery and never
seasonably availed [him]self of the discovery-enforcement tools
that were at h[is] disposal. This sort of circumstance has
considerable force in our review of the denial of a Rule 56(d)
motion."
Id. at 29. The district court did not abuse its
discretion in denying Rios's Rule 56(d) motion given his failure
to show good cause or due diligence in pursuing discovery for
information regarding similarly situated employees.
VIII. Conclusion
The judgment of the district court is AFFIRMED.
- 38 -
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