Pike v. Budd

U.S. Court of Appeals for the First Circuit
Pike v. Budd, 133 F.4th 74 (1st Cir. 2025)

Pike v. Budd

Opinion

          United States Court of Appeals
                     For the First Circuit


No. 23-1593

                         SAMANTHA PIKE,

                     Plaintiff, Appellant,

                        NATASHA IRVING,

                           Plaintiff,

                               v.

       CHARLES F. BUDD, JR., in his individual capacity,

                      Defendant, Appellee.


          APPEAL FROM THE UNITED STATES DISTRICT COURT
                    FOR THE DISTRICT OF MAINE

          [Hon. Lance E. Walker, U.S. District Judge]


                             Before

                  Gelpí, Howard, and Kayatta,
                        Circuit Judges.


     Sean Ouellette, with whom Shelby Leighton, Public Justice,
Laura H. White, and White & Quinlan, LLC were on brief, for
appellant.

     Susan M. Weidner, with whom Melissa A. Hewey and Drummond
Woodsum were on brief, for appellee.
March 28, 2025
             GELPÍ, Circuit Judge.   Plaintiff-Appellant Samantha Pike

("Pike"), a licensed alcohol and drug treatment counselor employed

by   Wellspring,    Inc.   ("Wellspring"),    worked   at   Maine's   Adult

Treatment and Recovery Court (TRC), a voluntary treatment and

recovery program, in Penobscot County.        Defendant-Appellee Charles

Budd, Jr. ("Budd") was the presiding judge who oversaw TRC.             As

the presiding judge, Budd attended an out-of-state, work-related

conference alongside other TRC members, including Pike.           At that

conference, Budd made unwelcome sexual advances towards Pike which

then, upon returning to Maine, continued in his chambers at TRC.

Pike filed a § 1983 action against Budd, which the district court

dismissed, finding that Budd was entitled to qualified immunity

because case law did not clearly establish that Budd would violate

the Equal Protection Clause in this context.                After careful

consideration, we conclude that Pike has plausibly alleged a

violation of the equal protection right to be free from a hostile

work environment and that right is clearly established.          Thus, we

vacate the dismissal and remand for further proceedings.

                              I. Background

                                A. Facts1

             In 2020, Wellspring promoted Pike from counselor to

program director, making her the lead treatment provider for TRC.


      1   The facts are taken from the second amended complaint as it



                                  - 3 -
Although Pike was directly employed by Wellspring, she was a member

of the TRC team.    After Pike was promoted, Budd began to bring

Boston cream doughnuts for the entire TRC team every Wednesday.

          The TRC team consists of trained individuals such as the

presiding judge, prosecutor, defense counsel, probation officers,

case managers, treatment providers, law enforcement officers, and

a coordinator.   See State of Me. Jud. Branch, Adult Treatment and

Recovery Courts, https://www.courts.maine.gov/courts/treatment/a

dult.html [https://perma.cc/T7TM-G2FK] (noting that key components

of TRC include "[i]ntensive judicial oversight" by the presiding

judge and a "[m]ulti-disciplinary treatment team . . . whom have

received specialized training").     As alleged in the second amended

complaint at issue in this appeal, Pike spent most of her time

working   on   TRC-related    matters   and   appeared   before       Budd

approximately sixteen to twenty-five hours each month.         This work

included case work for TRC clients and preparing for court-related

meetings with the TRC team. The program required frequent meetings

with the entire TRC team, including Budd, on a weekly or biweekly

basis.    Budd   supervised    the   TRC   team,   entitling    him    to

decision-making authority over certain aspects related to TRC.

Budd had the ability to remove members from the team, approve


is "the most recent and most complete version of the pleading" and
because each ruling turned on qualified immunity and the
sufficiency of the pleading. See Corban v. Sarepta Therapeutics,
Inc., 
868 F.3d 31, 34
 (1st Cir. 2017).


                                - 4 -
absences from meetings, and decide whether to renew Wellspring's

contract with TRC.      With respect to Pike, Budd had the capacity to

direct her work, remove her from the treatment team, and determine

whether her clients would remain in the program.                The success of

Pike's clients affected her Wellspring performance evaluations.

                                1. Conference

            In   July   2022,    Pike   and   Budd   attended    the   National

Association of Drug Court Professionals Conference in Nashville,

Tennessee, which all members of the TRC team were "effectively

required" to attend.      Prior to the conference, Budd gave Pike his

personal cell phone number so that they could reach each other

during the conference.          Pike and Budd stayed at the same hotel

whereas the other TRC members stayed at another.

            On the evening of the first day of the conference, Budd

and Pike saw each other at a downtown rooftop bar and spoke a few

times.   At the end of the evening, Budd asked Pike if she would

like to share a car back to the hotel.           During the car ride, Budd

asked her what room she was staying in.         After Pike told Budd which

room, he responded that he was staying directly across the hall

from her.    However, Budd's room in fact was on a different floor.

When they arrived at the hotel, Budd walked with Pike to the

elevator.    In the elevator, Budd told Pike she was pretty, which

made her feel uncomfortable.            They got off the elevator, walked

down the hall, and when Pike opened her door, Budd held it open


                                    - 5 -
behind her.   Budd said, "Well, I'm not going to come in unless you

invite me in."    Pike felt unsafe and frightened, did not respond,

and backed out of the room into the hallway.   Budd invited Pike to

have a drink in the lobby.     Pike looked in her purse and stated

that she did not have her phone or wallet, nervously trying to

avoid drinks with Budd.    Budd offered to pay for her drink.   Then

Pike said she did not have her ID on her to which Budd responded

he would go to the bar and order for her.   She agreed in fear that

saying no to Budd would negatively affect her work at TRC.

            When they arrived at the lobby bar, Pike immediately

went to the bathroom to calm herself down.     Budd got the drinks

and sat with Pike.    Budd told her details about his personal life

including his "rocky" marriage, how his wife often accused him of

cheating, and that, as a judge, women often sexually propositioned

him.   Budd told Pike he deletes his text messages, showed her his

phone, asked if she thought the deleted messages were strange, and

stated that his wife did not like the deleted messages.   Budd asked

Pike about her personal life, and Pike said she was married with

children.   Then Budd stated that he thought two of the TRC clients

were attractive and that he hoped no one thought he was favoring

those two clients, which made Pike feel uncomfortable and that she

needed to get away from Budd.      This conversation lasted about

thirty minutes.    Pike told Budd she was tired and would be going




                                - 6 -
up to her room.   She asked Budd if he needed help finding his room

and he responded that he knew "exactly" where his room was.

          The next day, Pike called her husband to tell him

everything that had happened with Budd. Budd texted Pike and asked

to share a car to dinner.     Pike did not want to ride alone with

Budd so she told some of her coworkers what happened and asked

them to go to dinner with her so she could avoid Budd.    Pike then

responded to Budd stating that she was riding with others and that

he could meet everyone else at the other hotel.        Pike and her

coworkers tried to get another judge to go to dinner in the hopes

that Budd would not pursue Pike if another judge was present.

Later, Budd arrived at the other hotel and stood in the hallway

outside a coworker's room and said, in reference to an open

suitcase, "I can see your undergarments from here."     This caused

Pike to feel uncomfortable.

          During the dinner, Budd followed Pike around and tried

to converse with her.    Budd asked Pike where she and everyone else

was going and followed them to the bar.   Multiple times throughout

the night, Budd came up behind Pike and tried to talk to her.   Pike

felt uncomfortable and asked the TRC probation officer to stay

beside her.    At one point, Pike stepped outside with the probation

officer to discuss Budd's behavior, but Budd followed them outside

and stood directly behind Pike.    Next, the TRC team went to a line

dancing bar.    Budd sat next to Pike and stated that she was "much


                                - 7 -
prettier" than the bartender.           Budd followed Pike around the bar

and told her not to leave without him, which made her feel

uncomfortable given his authority over her on the TRC team.                 One

of Pike's coworkers commented that Budd was following Pike "with

his eyes" and that he would pop up behind Pike's shoulder every

time she tried to get away from him.             So Pike asked some of her

coworkers to help her leave unnoticed.             Pike pretended to go to

the bathroom with her coworkers and left the bar early.                    Pike

texted Budd to let him know she left.             Budd texted back, "Can't

believe you ditched me."             Pike apologized and said it was not

intentional.       Budd said, "I haven't been ditched in a long time.

But I recognize the rhythms.          No more Boston creams for you."      Pike

did not respond.

               The next day, Pike went to the conference but skipped

the sightseeing tour that the rest of the TRC team did.              Budd and

Pike did not interact during the rest of the conference.                   When

Pike    flew    back   home,   she    called   Sarah   Falvey   ("Falvey"),   a

Wellspring       supervisor,    to     discuss    Budd's   conduct    at    the

conference.      Pike also spoke with Wellspring human resources about

Budd.

                                      2. TRC

               Pike did not go to TRC the week following the conference

and asked some coworkers to go in her place.            Pike returned to TRC

two weeks later accompanied by Falvey at Pike's request.                   When


                                       - 8 -
Pike walked in, Budd walked over and placed a bag with two Boston

cream doughnuts in front of her.          Pike and Falvey attended a team

meeting together and then Falvey left.                Pike remained in the

courtroom with a case manager, Ryan Auffant ("Auffant").                Budd

walked into the courtroom wearing his judicial robe and summoned

Pike to his chambers.         Auffant quietly asked Pike if she was going

to be okay.      Not wanting to cause a scene, Pike went into Budd's

chambers alone. In his chambers and while still wearing his robes,

Budd said he had been "thinking a lot" about the trip and that he

would be "making a lot of changes at home," from which Pike

inferred that he was going to leave his wife.             Pike believed Budd

shared this because he intended to pursue a relationship with her.

Pike did not say much and began to exit his chambers.             As she was

walking out, Budd came up behind her and said, "one more thing.

You are a very good listener."         Once Pike reached the team meeting

area, she broke down in tears.            Another case manager asked what

had happened and when Pike told him, he told her to leave for the

day.

                              B. Procedural History

              On November 16, 2022, Pike and Natasha Irving2 filed a

§ 1983 claim against Budd alleging that he violated the Equal

Protection      Clause   by    engaging   in   sexually   harassing   conduct



       2   Irving is not a party to this appeal.


                                     - 9 -
creating   a   hostile    work    environment.         Pike    v.    Budd,    No.

1:22-cv-00360, 
2023 WL 3997267
, at *1, *3 (D. Me. June 14, 2023).

Budd filed a motion to dismiss raising a qualified immunity

defense, which the district court granted on June 14, 2023.                   Id.

at *12. The district court engaged in a color of state law analysis

and, assuming without deciding that Pike alleged sufficient facts

to state a plausible sexual harassment claim,3 noted that Budd

likely   was   not   acting    under   color   of    state    law    during   the

conference.    Id. at *5-6.      Rather, the district court granted the

motion to dismiss based on its conclusion that Budd was entitled

to qualified immunity because a reasonable official in Budd's

position would not have known that his sexual advances towards a

private employee violated the Equal Protection Clause.                     Id. at

*5-8. Focusing on the "clearly established" prong of the qualified

immunity   analysis,     the   district   court     determined      that   Pike's

private employment did not put Budd on notice that his conduct was

violating a constitutional guarantee.          Id. at *9-11.        The district

court based this on the lack of "circuit authority that employees

of private companies have viable claims under section 1983 against

state actors who participate or share in their work activity."


     3 The district court did note, however, that assuming Budd
had been acting under the color of state law and putting aside the
issue of Pike's employment status, "[f]or purposes of ruling on a
motion to dismiss, . . . Pike's allegations appear to state a
plausible claim of sex-based harassment in the workplace." Pike,
2023 WL 3997267
, at *7 n. 9.


                                   - 10 -
Id. at *10.    Thus, the district court concluded that, at the time

Budd sexually harassed Pike, the law was not clearly established

to put Budd on notice that sexually harassing a private employee

contracted to provide services to the state violates the Equal

Protection Clause.    Id. at *10-12.

          Pike filed a motion for relief from judgment and motion

for leave to amend, both of which the district court denied.     Pike

v. Budd, No. 1:22-cv-00360, 
2023 WL 5431677
, at *2 (D. Me. Aug. 23,

2023).   Upon review, the district court noted that the qualified

immunity analysis hinges on state supervisory authority rather

than private employment status.        Id. at *1.   Yet, the district

court determined that its conclusion remained the same because

Pike's employment status strongly affects whether Budd would have

been on notice that he supervised Pike in their workplace setting.

Id. at *2.    Pike timely appealed.

                            II. Analysis

          In the district court, Budd raised three independent

arguments in support of his motion to dismiss: (1) that Pike had

failed to plausibly allege Budd acted under color of state law;

(2) that Pike had failed to plausibly allege she was subjected to

actionable sexual harassment under the Equal Protection Clause;

and (3) that Budd was entitled to qualified immunity. The district




                               - 11 -
court resolved the case in favor of Budd on qualified immunity

grounds, but the parties contest all three issues on appeal.

                         A. Standard of Review

           We review de novo a district court's dismissal for

failure to state a claim, including when the dismissal is based on

qualified immunity.     Ablordeppey v. Walsh, 
85 F.4th 27
, 32 (1st

Cir. 2023) (citing Douglas v. Hirshon, 
63 F.4th 49
, 54-55 (1st

Cir. 2023)).    Upon review, we accept the well-pleaded facts from

the complaint as true and draw reasonable inferences from those

facts in the plaintiff's favor.      Burt v. Bd. of Trs. of Univ. of

R.I., 
84 F.4th 42
, 50 (1st Cir. 2023) (citing SEC v. Tambone, 
597 F.3d 436, 441
 (1st Cir. 2010) (en banc)).        To survive a motion to

dismiss, the complaint need only state sufficient factual matter

to satisfy facial plausibility.      Ashcroft v. Iqbal, 
556 U.S. 662, 679
 (2009).    "A claim has facial plausibility when the plaintiff

pleads factual content that allows the court to draw the reasonable

inference that the defendant is liable for the misconduct alleged."

Id.
 at 678 (citing Bell Atl. Corp. v. Twombly, 
550 U.S. 544, 556

(2007)).      Even   though   post-judgment   decisions   are   reviewed

deferentially, we review these decisions de novo when they turn on

the same matter of law underlying the motion to dismiss.         Corban,

868 F.3d at 34
.      We begin our discussion with the viability of

Pike's § 1983 claim and end with qualified immunity.




                                 - 12 -
                               B. Section 1983

             To plead a plausible § 1983 claim, the plaintiff must

allege that the defendant acted under color of state law and that

the      defendant's     conduct         violated      a        protected     right.

Barreto-Rivera v. Medina-Vargas, 
168 F.3d 42, 45
 (1st Cir. 1999);

42 U.S.C. § 1983
.

                          1. Color of State Law

             "The traditional definition of acting under color of

state law requires that the defendant in a [§] 1983 action have

exercised power 'possessed by virtue of state law and made possible

only because the wrongdoer is clothed with the authority of state

law.'"      West v. Atkins, 
487 U.S. 42, 49
 (1988) (quoting United

States v. Classic, 
313 U.S. 299, 326
 (1941)).               "[S]tate employment

is generally sufficient to render the defendant a state actor."

Id.
 (alteration in original) (quoting Lugar v. Edmondson Oil Co.,

457 U.S. 922
, 936 n.18 (1982)).           "[T]he primary focus of the color

of    law   analysis   must   be   on    the     conduct   of    the   [official]."

Barreto-Rivera, 
168 F.3d at 47
.            "The distinction between private

conduct and state action turns on substance, not labels."                     Lindke

v. Freed, 
601 U.S. 187
, 197 (2024).                 "It is firmly established

that a defendant in a § 1983 suit acts under color of state law

when he abuses the position given to him by the State."                     West, 
487 U.S. at 49-50
.     The official's conduct must occur "in the course

of performing an actual or apparent duty of his office" or "the


                                        - 13 -
conduct is such that the [official] could not have behaved in that

way but for the authority of his office."         Martinez v. Colon, 
54 F.3d 980, 986
 (1st Cir. 1995); see also Lindke, 601 U.S. at 198-

99.   This inquiry turns on the "nature and circumstances" of the

alleged conduct and the "relationship of that conduct" to the

official's status or duties.      Jakuttis v. Town of Dracut, 
95 F.4th 22
, 29 (1st Cir. 2024) (quoting Martinez, 
54 F.3d at 986
).               We

look to the totality of the circumstances to distinguish private

action   from   state   action.     See    Martinez,   
54 F.3d at 987
;

Zambrana-Marrero v. Suarez-Cruz, 
172 F.3d 122, 125-26
 (1st Cir.

1999).   Private action "outside the line of duty and unaided by

any indicia of actual or ostensible state authority, is not conduct

occurring under color of state law."       Martinez, 
54 F.3d at 986-87
.

            Budd argues that state action is limited by time and

setting and since the alleged sexual harassment at the conference

occurred after the conference programming had ended each night,

there is no state action here.        Whether or not this contention

would succeed if time and setting were dispositive, time and

setting are only factors in our totality of the circumstances

analysis.    See 
id. at 987
.      To the extent that it may be argued

that Budd's alleged misconduct at the conference was a "purely

personal pursuit[]" rather than state action, Parrilla-Burgos, 108

F.3d at 449 (quoting Martinez, 
54 F.3d at 987
), the totality of

the circumstances yields a different conclusion.


                                  - 14 -
            The second amended complaint alleges that Budd was the

presiding   judge   of    TRC,   plausibly    alleging   his     supervisory

relationship to Pike.         As the presiding judge, Budd had the

authority to make decisions concerning management of the TRC

treatment team.     This included removing members from the team,

approving absences from team meetings, directing Pike's work with

TRC, and renewing Wellspring's contract with TRC.          Budd also had

the authority to decide whether Pike's TRC clients would be removed

from the program.        Thus, the complaint plausibly alleges that

Budd's   position   as    a   state   court   judge   provided    him   with

supervisory authority over Pike's work for the TRC.            The complaint

also alleges that TRC treatment members were expected to attend

the conference.     Therefore, Budd attended the conference only

because of his position as presiding judge, and Pike likewise

attended only because it was her duty to do so as a TRC treatment

team member.   Moreover, as noted, there was a moment on the first

night of the conference when Budd commented to Pike that he was

often sexually propositioned because he was a judge.             His obvious

position as a judge, his supervisory authority over Pike because

of his judicial position, and his statement to her connecting his

judicial position to the availability to him of sexual favors

suggest that he was acting under color of state law.

            The Eleventh Circuit's decision in Griffin v. City of

Opa-Locka, 
261 F.3d 1295
 (11th Cir. 2001), is instructive.               The


                                  - 15 -
court there was faced with a case where a city manager raped a

city employee at her apartment following a local Rotary Club

meeting.     Id. at 1298–300.      In considering the state-action issue,

the court noted that city employees were expected to attend Rotary

Club meetings and pointed to the fact that the city manager had

discussed the victim's work for the city on their way to her

apartment and continued to invoke his authority over her to harass

her after the assault.         Id. at 1304.          The court thus held that

there was evidence from which a reasonable jury could conclude

that the city manager was acting under the color of state law when

he committed the assault.          Id. at 1303.

             The circumstances relevant to the state-action analysis

here   are   comparable.       Pike     has   alleged     that   members    of    the

treatment court team "were expected -- and effectively required --"

to attend the Nashville conference.                 Pike has also alleged that

Budd made comments related to their work as they sat in the hotel

bar after he attempted to invite himself into her room.                  And, again

as noted, Budd allegedly told Pike that he was often sexually

propositioned by women due to his role as a judge and that he hoped

the TRC team did not think that he gave favorable treatment towards

two of their female clients that he found particularly attractive.

             But    we   needn't   go    so   far   as   to   conclude    that,   in

isolation, the complaint adequately alleges state action at the

conference.        That is so, because just as it was Pike's and Budd's


                                        - 16 -
work for the TRC that brought them to the conference in Nashville,

it was their work for the TRC that brought them to the courthouse

back in Maine.   Critically, Pike has additionally alleged that

Budd invoked his authority over her to continue his harassment

when they got back to Maine.   Specifically, she reasonably alleges

that he summoned her individually to his chambers and made comments

there that she understood to mean that he planned on leaving his

wife and intended to continue pursuing Pike.

          Taken as a whole, these allegations are sufficient to

plausibly establish that Budd was acting under color of state law

to create a hostile environment for Pike.4     Cf. Zambrana-Marrero

v. Suarez-Cruz, 
172 F.3d 122, 127
 (1st Cir. 1999) (finding "that

a jury reviewing the 'nature and circumstances' of [defendants']

conduct and the 'relationship of that conduct to the performance

of [their] official duties,' could conclude that they acted under




     4  In reaching this conclusion, we do not endorse Pike's
argument that a state official invariably acts under the color of
state law when he sexually harasses someone over whom he exercises
supervisory authority. Pike points to no court that has adopted
such a rule; to the contrary, we have instructed that "[n]o single,
easily determinable factor will control" the state-action inquiry.
Zambrana-Marrero v. Suarez-Cruz, 
172 F.3d 122, 12
 (1st Cir. 1999)
(quoting Barreto-Rivera v. Medina-Vargas, 
168 F.3d 42, 45
 (1st
Cir. 1999)); see also Lindke, 601 U.S. at 196 ("[T]he state-action
doctrine avoids such broad-brush assumptions -- for good
reason.").   Indeed, Pike conceded below that it would be more
difficult to attribute Budd's alleged misconduct to the state if
it occurred after he ran into Pike by chance at the grocery store
or on vacation.


                               - 17 -
color of state law, albeit in clear abuse of their authority"

(third alteration in original) (quoting Martinez, 
54 F.3d at 986
)).

              2. Deprivation of a Federally Secured Right

             a. Hostile Work Environment Claims Under § 1983

             "Although   the    Supreme     Court   has    never     explicitly

considered whether sexual harassment violates the Equal Protection

Clause, it has long recognized that sex-based discrimination by

state actors that does not serve important governmental objectives

and is not substantially related to the achievement of those

objectives is unconstitutional."          Sampson v. Cnty. of L.A., 
974 F.3d 1012
, 1022 (9th Cir. 2020).          Accordingly, in a line of cases

considering     sexual   harassment   claims    under     § 1983,     "we   have

recognized       that    the    analytical      framework      for      proving

discriminatory treatment under Title VII is equally applicable to

constitutional claims."        Lipsett v. Univ. of P.R., 
864 F.2d 881, 896
   (1st    Cir.   1988)   (alterations    omitted)     (quoting    White   v.

Vathally, 
732 F.2d 1037, 1039
 (1st Cir. 1984)); see Pontarelli v.

Stone, 
930 F.2d 104
, 113–14 (1st Cir. 1991), abrogated on other

grounds by Graphic Commc'ns Int'l Union, Loc. 12-N v. Quebecor

Printing Providence, Inc., 
270 F.3d 1, 4
 (1st Cir. 2001); Roy v.

Correct Care Sols., LLC, 
914 F.3d 52
, 61–62 (1st Cir. 2019).

Relevant here, Title VII has long been understood to prohibit the




                                   - 18 -
creation of a hostile work environment.5        See Vance v. Ball State

Univ., 
570 U.S. 421
, 426–27 (2013).

          "A   hostile   work   environment    is   one    'permeated      with

discriminatory   intimidation,     ridicule,    and       insult,   that    is

sufficiently severe or pervasive to alter the conditions of the

victim's employment.'"     Roy, 
914 F.3d at 61
 (quoting Harris v.

Forklift Sys. Inc., 
510 U.S. 17, 21
 (1993)).          We have set out six

elements that a plaintiff must establish in order to succeed on

this type of claim:

          (1) that she (or he) is a member of a protected
          class; (2) that she was subjected to unwelcome
          sexual harassment; (3) that the harassment was
          based upon sex; (4) that the harassment was
          sufficiently severe or pervasive so as to alter
          the conditions of plaintiff's employment and
          create an abusive work environment; (5) that
          sexually   objectionable   conduct   was   both
          objectively and subjectively offensive, such
          that a reasonable person would find it hostile
          or abusive and the victim in fact did perceive
          it to be so; and (6) that some basis for
          employer liability has been established.

Id.
 at 62 (quoting O'Rourke v. City of Providence, 
235 F.3d 713, 728
 (1st Cir. 2001)).    Our analysis starts with the last of these

six elements before turning to the fourth -- the only other one

that Budd appears to contest.


     5 Budd gestures at arguing that the standard to allege a
hostile work environment under the Equal Protection Clause is more
demanding than the standard to allege one under Title VII. While
we find nothing in our prior decisions to support this proposition,
we deem Budd's argument to be waived for lack of development. See
United States v. Zannino, 
895 F.2d 1, 17
 (1st Cir. 1990).


                                 - 19 -
                         b. Individual Liability

              "This case demonstrates how hostile work environment

claims . . . under Title VII do not always fit easily within the

context   of    individual    liability     under   § 1983."         Raspardo    v.

Carlone, 
770 F.3d 97, 114
 (2d Cir. 2014).              Most notably, Title VII

enables only "employees" to sue their "employers."                  See DeLia v.

Verizon Commc'ns Inc., 
656 F.3d 1, 4
 (1st Cir. 2011).                    Here, as

Budd repeatedly calls attention to in his brief, Pike was an

employee of Wellspring, not the State of Maine. Does that preclude

her ability to bring a § 1983 action alleging that Budd violated

her   equal    protection     right   to   be   free    from    a   hostile    work

environment?

              We think not.     The employer-employee relationship is a

crucial part of a Title VII claim because Title VII imposes

liability only on "employers."             See 42 U.S.C. § 2000e-2(a) ("It

shall be an unlawful employment practice for an employer . . . to

discriminate      against     any     individual    with       respect    to    his

compensation, terms, conditions, or privileges of employment,

because   of      such   individual's . . . sex . . . . "                (emphasis

added)); Fantini v. Salem State Coll., 
557 F.3d 22, 30
 (1st Cir.

2009) ("[T]here is no individual employee liability under Title

VII.").       That is why our Title VII hostile work environment

framework requires that the plaintiff establish "some basis for

employer liability."        Roy, 
914 F.3d at 62
 (quoting O'Rourke, 235


                                      - 20 -
F.3d at 728).    By contrast, "Congress enacted § 1983 'to enforce

provisions of the Fourteenth Amendment against those [individuals]

who carry a badge of authority of a State.'"         Hafer v. Melo, 
502 U.S. 21, 28
 (1991) (quoting Scheuer v. Rhodes, 
416 U.S. 232, 243

(1974)).   It would be a strange result then to bar Pike from

bringing her § 1983 claim against Budd solely because she was

employed by a non-state entity while leaving the door open for a

§ 1983 claim by a similarly situated member of the TRC team who

happened to be a state employee, such as a prosecutor or probation

officer.

           We accordingly hold that, when considering a § 1983

hostile work environment claim, the sixth element of our Title VII

framework should be replaced with the requirement that a person

responsible for the hostile environment acted under color of law:

a plaintiff must show, among other things, that some basis for

individual liability has been established.

           Our   decision   in   Roy   supports   this   approach.   The

plaintiff in that case worked as a nurse at a Maine state prison

while employed by an outside company.      
914 F.3d at 56
.   She alleged

that she had been subject to a months-long campaign of sexual

harassment by the prison's corrections officers, 
id.
 at 57–61, and

accordingly sued: (1) her employer under Title VII; (2) the Maine

Department of Corrections under the Maine Human Rights Act; and

(3) two individuals -- the prison's warden and deputy warden -


                                 - 21 -
- under § 1983, id. at 56.   The plaintiff did not claim that either

of the two individual defendants had participated directly in the

sexual harassment, but rather that they "failed to stop prison

staff from sexually harassing her in violation of the Equal

Protection Clause."     Id. at 72.   The case came to us after the

district court granted summary judgment to all defendants on all

claims.   Id. at 56.

          We structured our analysis in an intentional fashion.

Noting that the plaintiff's "allegation[] that she was subjected

to a hostile work environment . . . [was] an essential ingredient

of [her] sexual harassment claims against all defendants," we first

considered   whether    "a   reasonable   jury   could   find    that

[plaintiff]'s work environment was hostile."     Id. at 61.     After

concluding that it could, we "proceed[ed] to evaluate the liability

of each defendant."    Id. at 65.

          When we subsequently came to the warden and deputy

warden,6 we did not say that they could not be liable to the

plaintiff because they were not her "employer" or because she was

not a state employee.    Instead, we explained that "[s]upervisors

like [the warden and deputy warden] are liable under the Equal

Protection Clause for a hostile work environment created by their


     6 We first found that bases existed for a jury to find liable
the plaintiff's employer and the Department of Corrections. 
914 F.3d at 65, 68
.    Accordingly, we reversed the district court's
decision to grant summary judgment to those defendants. 
Id.


                               - 22 -
subordinates in state government only if their 'link' to the

unlawful     harassment   was    one   of   'supervisory     encouragement,

condonation, or acquiescence,' or 'gross negligence amounting to

deliberate indifference.'"        
Id.
 at 72 (quoting Lipsett, 
864 F.2d at 902
).    We went on to hold that, given the steps that the warden

and deputy warden had taken to address some of the plaintiff's

complaints    about   sexual    harassment,    the   two   individuals   were

entitled to qualified immunity because "reasonable officials could

have believed 'on the[se] facts' that no equal protection . . .

violation    occurred."    
Id.
    at   72–73   (alteration    in   original)

(quoting Dirrane v. Brookline Police Dep't, 
315 F.3d 65, 69
 (1st

Cir. 2002)).

            In the instant case, Pike's theory is that Budd is

individually liable to her because he personally created a hostile

work environment through his persistent advances that she had

repeatedly made clear were unwelcome.            Unlike the plaintiff in

Roy, she is not pursuing a theory of supervisory liability and

therefore need not establish any additional "link" between Budd

and the unlawful harassment.       Furthermore, as we explain below in

Part II.C., Budd is not entitled to qualified immunity on this

claim.7


     7 We discuss Lipsett more in our qualified immunity analysis
below but note here that it too supports our conclusion that Pike
should not automatically be barred from bringing a § 1983 hostile



                                   - 23 -
              Having established that, notwithstanding the fact Pike

and Budd did not share an employer, an individual basis exists for

Budd's liability under § 1983, we proceed to consider the remainder

of Pike's hostile work environment claim.

       c. "Severe or Pervasive so as to Alter the Conditions of
                        Plaintiff's Employment"

              Budd also contends that the alleged conduct was not

severe or pervasive because it was verbal rather than physical.

However, whether the conduct is physical or verbal is not the

linchpin of our inquiry.           Sexual harassment may be "physical

gestures or verbal expressions."            Lipsett, 
864 F.2d at 898
.           The

hostility of a work environment "does not depend on any particular

kind     of    conduct[,] . . . [though]         behavior     like        fondling,

come-ons,      and   lewd   remarks    is   often   the     stuff    of    hostile

environment claims."        Billings v. Town of Grafton, 
515 F.3d 39, 48

(1st Cir. 2008) (collecting cases).            Rather, "[t]he point at which

a   work      environment    becomes    hostile     or    abusive"    turns     on

consideration of the surrounding circumstances, including (but not

limited to) "the frequency of the discriminatory conduct; its


work environment claim against Budd solely because she does not
share his employer. Briefly put, the plaintiff in Lipsett was a
resident physician at the University of Puerto Rico School of
Medicine who brought, inter alia, a Title VII-like sexual
harassment Bivens claim against a doctor at the San Juan Veterans
Administration Hospital.    
864 F.2d at 884
.     We reversed the
district court's decision to grant summary judgment to the
defendant on the claim, even though the plaintiff and defendant
did not share an employer. See 
id.
 at 912–14.


                                      - 24 -
severity; whether it is physically threatening or humiliating, or

a mere offensive utterance; and whether it unreasonably interferes

with an employee's work performance."    
Id.
 (quoting Harris, 
510 U.S. at 23
).

          In   reviewing   Budd's   alleged   conduct   "from   the

perspective of a reasonable person in [Pike's] position," we

conclude that Pike's complaint plausibly alleges a hostile work

environment claim for the purposes of a motion to dismiss.      
Id.

(quoting Oncale v. Sundowner Offshore Servs., Inc., 
523 U.S. 75, 81
 (1998)).    We start by emphasizing that Budd's position of

authority over Pike can be a contributing factor in a jury's

determination of severity.   See, e.g., Craig v. M & O Agencies,

Inc., 
496 F.3d 1047, 1056
 (9th Cir. 2007) (explaining that while

the supervisor's conduct was "physically less threatening" then

conduct alleged in other sexual harassment cases, the supervisor's

"position as [the plaintiff's] immediate boss made his actions

emotionally and psychologically threatening"); Quantock v. Shared

Mktg. Serv., Inc., 
312 F.3d 899, 904
 (7th Cir. 2002) (per curiam)

(concluding that a reasonable jury could find conduct sufficiently

severe given the harasser's "significant position of authority at

the company," the "close working quarters" between him and the

plaintiff, and that he had made requests for sex directly to the

plaintiff); see also Burlington Indus., Inc. v. Ellerth, 
524 U.S. 742, 763
 (1998) ("[A] supervisor's power and authority invests his


                              - 25 -
or   her   harassing     conduct    with    a   particular    threatening

character . . . . ").

           With   this   in    mind,   we   cannot   agree   with   Budd's

characterization of the alleged conduct as being "exclusively

verbal."   Of course, allegations of inappropriate comments do form

part of the basis for Pike's claim.         She alleges that Budd asked

her to invite him into her hotel room; shared (unprompted) with

her personal issues in his marital life and his receipt of sexual

propositions due to his position as a judge; and questioned Pike

about her personal life.       Budd is alleged to have commented on

Pike's physical appearance -- both in private to Pike and in front

of her colleagues -- and that of several female TRC clients; and

even, while in Pike's presence, said to another female coworker "I

can see your undergarments from here."8

           However, these comments were not made in isolation but

could be viewed by a jury as part of a mosaic of physically

intimidating behavior.        Significantly, Pike claims that Budd's

untoward behavior began with him lying about the location of his

hotel room in an endeavor to follow Pike to her room.           When Pike



     8 "Evidence of the harassment of third parties can help to
prove a legally cognizable claim of a hostile environment."
Hernandez-Loring v. Universidad Metropolitana, 
233 F.3d 49
, 55 n.4
(1st Cir. 2000). It is therefore relevant here, in reviewing a
motion to dismiss, that Pike alleges "Budd has a reputation for
flirting with clerks," and "show[ing] favoritism toward[s] young,
attractive, female drug court clients."


                                   - 26 -
opened the door to her room, Budd allegedly stood close enough

behind her to reach around and hold the door into her room open

before he suggested he be invited in.              Not wanting to invite him

in, Pike backed into the hallway whereupon, she claims, Budd

repeatedly asked her to join him for a drink.                       Given Budd's

presence outside her hotel room door, his attempt to enter her

room, and his refusal to accept her objections to going downstairs

with him, at this stage we cannot say that no jury could find it

reasonable for Pike to feel "cornered and like she needed to get

out of the hallway with Judge Budd and get him away from her room."

           This interaction is relevant to the analysis for several

reasons. First, we think that the intimidating nature of the event

colors   how   a    reasonable       person    could   perceive     the   alleged

inappropriate       comments     made         by   Budd    described      above.

Additionally,      it   tends   to    establish    a   trend   of    potentially

intimidating and, frankly, creepy behavior.               At the next night of

the conference, Budd allegedly followed Pike around at dinner and

then to bars. Pike claims that Budd came up behind her "on multiple

occasions," and when she went outside with a male coworker to

discuss the judge's behavior, Budd followed her outside and again

stood right behind her.          His alleged pursuit was so persistent

that a coworker stated that Budd was watching Pike throughout the

night and "he would pop up behind Mrs. Pike's shoulder every time

she tried to get away from him."


                                      - 27 -
           Further, a jury could find that the sexual advances and

physically intimidating behavior did not end at the conference.

Pike alleges that the next time she saw Budd, two weeks later, he

used his position of authority to get Pike alone his chambers,

alluded again to a pursing a sexually relationship with her, and

came up behind her when Pike attempted to leave.                 Taking these

asserted   claims   as    true,   we    cannot   say    that   Budd's   alleged

physically intimating behavior combined with his repeated sexual

advances is insufficiently severe to state a claim for sexual

harassment.    See Cruz v. Coach Stores, Inc., 
202 F.3d 560, 571-72

(2d Cir. 2000) (finding that the "physically threatening nature of

[the harasser's] behavior," which consisted of standing very close

to women, looking them up and down in an uncomfortable way, and

"repeatedly ended with him backing [the plaintiff] into the wall

until she had to 'cut the conversation short' in order to extricate

herself, brings this case over the line separating merely offensive

or boorish conduct from actionable sexual harassment") superseded

on other grounds by N.Y.C. Local L. No. 85.

           To be sure, Budd's alleged conduct here was not as long-

lasting or openly antagonistic as some cases where we have allowed

hostile work environment claims to proceed.               See, e.g., Xiaoyan

Tang v. Citizens Bank, N.A., 
821 F.3d 206
, 211–13, 217–18 (1st

Cir.   2016)   (over     the   course    of   several    months,   supervisor

repeatedly made inappropriate remarks about Asian women to Chinese


                                   - 28 -
plaintiff, made sexual advance during performance review, and

eventually became angry and aggressive after it became clear that

plaintiff   was    not   interested).      Importantly,    Budd's   alleged

cornering of Pike at the entrance to her room, in a hotel far from

home, followed by his persistent and repeated tailing of Pike was

more disconcerting than the conduct we have found to create a

triable hostile work environment claim in the past.             See 
id.
 at

41–42, 50 (supervisor would routinely stare at plaintiff's chest

while speaking with her over the course of multiple years and once

told another employee that plaintiff was "under [his] desk" when

asked where she was); Vera v. McHugh, 
622 F.3d 17
, 21–22, 29 (1st

Cir. 2010) (supervisor and plaintiff shared a small office for

approximately three months where he would sit staring at her and

move his chair close so that their legs would touch); Hernandez-

Loring v. Universidad Metropolitana, 
233 F.3d 49, 55
 (1st Cir.

2000) (supervisor repeatedly asked plaintiff to go on a date and

used suggestive language towards her and others in workplace).

            Also important is the degree to which Pike alleges that

Budd   could      have -- and   did -- impact    her      employment   with

Wellspring.    To wit, she alleges that Budd had the authority to

remove members from the TRC team and that, if he had decided to

remove her from the team, it would have eliminated approximately

seventy-five percent of her job responsibilities for Wellspring.

Pike also alleges that Budd had the authority to decide whether


                                  - 29 -
TRC would renew Wellspring's contract.            Set against this backdrop,

it is logical that harassment from Budd would have had a greater

impact   on    Pike's     work   than   harassment    coming     from   a    less

influential member of the TRC team.               Indeed, Pike alleges that

Budd's misconduct caused Pike to avoid TRC after the conference,

ask Falvey to attend TRC alongside her when she would normally

attend alone, prompted her to skip a court appearance, and led a

coworker to suggest that she leave early one day.

              The    strongest   counter   that   Budd   can   muster   is    our

decision in Ponte v. Steelcase Inc., 
741 F.3d 310
 (1st Cir. 2014).

There, the plaintiff brought a Title VII claim against her former

employer alleging, among other things, that her direct supervisor

had sexually harassed her to the point of creating a hostile work

environment.         
Id. at 313
.    Specifically, the plaintiff alleged

that, while attending an out-of-state corporate training, her

supervisor twice insisted on giving her a ride back to her hotel

room after dinner with other employees.            
Id. at 314
.    On the first

ride, the supervisor put his arm around the plaintiff for about a

minute, and "emphasized to [the plaintiff] that he had done a lot

to get her this job, and that she owed him to do 'the right thing

by him.'"      
Id.
    On the second ride, the supervisor again put his

arm around the plaintiff, this time for the majority of the

fifteen-to-twenty-minute drive.            
Id.
     The plaintiff had been

employed at the company for approximately a month when these events


                                     - 30 -
occurred and was terminated approximately eleven months later.

Id. at 313, 319
.   She did not allege that harassment took place on

any other occasion.   
Id. at 314
.   We affirmed summary judgment for

the former employer, reasoning in relevant part that "no reasonable

juror could conclude that the two incidents [in the car] were

severe or pervasive enough to create a hostile work environment."

Id.
 at 319–21.

          But Ponte can be distinguished.    For starters, Ponte was

decided on summary judgment, not a motion to dismiss.     Moreover,

the Supreme Court has emphasized the importance of the subjective

impact on the plaintiff of a defendant's alleged harassment.    See

Faragher v. City of Boca Raton, 
524 U.S. 775, 777
 (1998) (noting

the requirement that "a sexually objectionable environment must be

both objectively and subjectively offensive); Harris v. Forklift

Sys., Inc., 
510 U.S. 17
, 22–23 (1993) (holding that "the victim

[must] subjectively perceive the environment to be abusive" but

need not actually suffer "concrete psychological harm"). In Ponte,

the plaintiff made no allegation that the supervisor's conduct

created anything more than momentary "discomfort"; importantly,

she also made no claim that the challenged conduct affected her

ability to pursue her job or maintain her work performance.     
741 F.3d at 320
.   Here, by contrast, Pike alleges in detail how Budd's

allege conduct negatively and directly impacted her performance.

Ponte thus does not persuade us that Pike has failed to allege


                               - 31 -
that she was subjected to actionable sexual harassment under the

Equal Protection Clause.

          Therefore,   considering     Budd    and   Pike's   shared   work

setting and his authority over her as TRC's presiding judge,9 in

combination with his alleged misconduct, we conclude that Pike's

complaint sufficiently portrays a state-empowered supervisor who

crossed   the   line   from   merely       making    uncomfortable      and

inappropriate comments to one who engaged in sexual harassment.

See Vera, 
622 F.3d at 27-28
 (noting that the shared workspace

coupled with the defendant's inappropriate practices of staring

and drawing close to the plaintiff amounted to an actionable

hostile work environment claim).10

                       C. Qualified Immunity

          Qualified    immunity     protects    reasonable     government

officials from civil liability when their conduct does not violate

clearly established constitutional or statutory rights.           Pearson

v. Callahan, 
555 U.S. 223, 231
 (2009).          But qualified immunity



     9 This is not to say that a presiding judge, such as Budd,
could be considered to alter the conditions of employment of all
who appeared before him, such as a lawyer who occasionally appeared
before Budd or a security officer who briefly interacted with Budd.
     10In reaching this outcome, we rely -- as we must -- on the
fact that this issue arises on a Rule 12(b)(6) motion. Under that
rule, we address only the "plausibility" of plaintiffs'
allegations. Ashcroft, 
556 U.S. at 679
. Moreover, we draw all
reasonable inferences in favor of the plaintiff.     See Burt, 84
F.4th at 50.


                                  - 32 -
does not protect "the plainly incompetent or those who knowingly

violate the law."         District of Columbia v. Wesby, 
583 U.S. 48
, 63

(2018) (quoting Malley v. Briggs, 
475 U.S. 335, 341
 (1986)).

Rather, qualified immunity strikes a balance between individual

constitutional rights and officials' duties.                  Souza v. Pina, 
53 F.3d 423, 425
 (1st Cir. 1995).

            To     determine      whether   the    applicable     law    is    well

established, we inquire into (1) the clarity of the law at the

time   of   the       alleged   violation   and    (2) whether    a     reasonable

official, under the facts presented, would have understood that

his conduct violated a constitutional right.                  Glik v. Cunniffe,

655 F.3d 78, 81
 (1st Cir. 2011).               While we do not need a case

directly         on      point,      "precedent       must       have         placed

the . . . constitutional question beyond debate."                     Ashcroft v.

al-Kidd, 
563 U.S. 731
, 741 (2011); Ablordeppey, 85 F.4th at 33

(noting     that      "controlling    precedent      or   a    consensus      among

persuasive authority" will suffice).              "[A] general constitutional

rule already identified in the decisional law may apply with

obvious clarity to the specific conduct in question, even though

'the very [conduct] in question has not previously been held

unlawful.'"        United States v. Lanier, 
520 U.S. 259, 271
 (1997)

(second alteration in original) (quoting Anderson v. Creighton,

483 U.S. 635, 640
 (1987)); Hope v. Pelzer, 
536 U.S. 730, 741
 (2002)

("[O]fficials can still be on notice that their conduct violates


                                      - 33 -
established law even in novel factual circumstances.").   All that

is needed for a constitutional right to be clearly established is

that it "be sufficiently clear that a reasonable official would

understand that what he is doing violates that right."    Anderson,

483 U.S. at 640
; Harlow v. Fitzgerald, 
457 U.S. 800, 819
 (1982)

(clarifying that if "an official could be expected to know that

certain conduct would violate statutory or constitutional rights,

he should be made to hesitate").   That being said, the particular

conduct's violative nature must be clearly established in light of

the specific facts alleged.   Brosseau v. Haugen, 
543 U.S. 194, 198

(2004) (per curiam); Anderson, 
483 U.S. at 641
 (explaining that

violations within a specific context should "follow immediately"

from clearly established principles).

                    1. Clearly Established Right

            Budd argues that there is no controlling case law from

the Supreme Court nor within our circuit that clearly establishes

that an official in Budd's position who engages in his particular

conduct in a shared work setting violates the Equal Protection

Clause. Budd also asserts that there is no consensus of persuasive

out-of-circuit authority that clearly establishes the same.     We

disagree.

            In our circuit, it is clearly established that a state

actor violates the Equal Protection Clause upon creating a hostile

work environment.    Clearly established law instructs that sexual


                               - 34 -
discrimination violates the Equal Protection Clause, see Reed v.

Reed, 
404 U.S. 71, 76-77
 (1971); that discriminatory treatment

standards under Title VII are equally applicable to an equal

protection claim, see White v. Vathally, 
732 F.2d 1037, 1039
 (1st

Cir. 1984); that on-the-job sexual harassment "is actionable under

[Section] 1983 as a violation of the equal protection clause," see

Pontarelli v. Stone, 
930 F.2d 104, 113
 (1st Cir. 1991); that the

"accumulated    effect"    of   repeated   verbal   harassment   in    the

workplace may reasonably constitute sexual harassment, see Rosario

v. Dep't of Army, 
607 F.3d 241, 247
 (1st Cir. 2010) (quoting

O'Rourke, 
235 F.3d at 729
); and that if a "state official directly

engage[s] in sexual harassment or sexual discrimination, he would,

of course, be subject to section 1983 liability," Lipsett, 
864 F.2d at 901
.

           Budd then argues that Lipsett fails to provide notice to

him because in that case: (1) the § 1983 equal protection claim

was   brought   against   supervisors   responsible   for   managing   the

medical residency program, (2) it was not determined whether the

only defendant who directly harassed the plaintiff could be sued

under § 1983, and (3) only a quid pro quo theory was addressed.

Each of these aspects, which Budd believes did not provide him

with fair warning that sexually harassing Pike would violate her

equal protection right to be free from a hostile work environment,

misses the mark.


                                  - 35 -
             In Lipsett, a student-employee in a medical residency

program brought a sexual discrimination claim against supervisors

for the sexually harassing conduct of subordinates and against an

individual doctor for his direct sexual harassment under the Equal

Protection Clause and Title VII.     Id. at 896.    There, the court's

decision to not thoroughly address whether the individual doctor

could be sued under § 1983 was due to uncertainty as to whether

the defendant could be considered a state actor for the purposes

of § 1983.    Id. at 912 n.32.   No such issue exists here.    And the

fact that supervisor liability was at issue under § 1983 does not

fail to put Budd on notice that an official who directly sexually

harasses another in a workplace setting would be subject to a §

1983 suit.    Id. at 881, 901.   Lipsett unambiguously states that an

official who sexually harasses an employee within the workplace is

on notice that they may be sued under § 1983.       Id.

             Furthermore, the technicality that quid pro quo rather

than hostile work environment was at issue in Lipsett likewise

does not fail to put Budd on notice.      For the "clearly established"

analysis, we look to whether clearly established principles would

provide notice that the particular conduct in the specific context

before us would put a reasonable official on notice that such would

amount to a violation of a constitutional right.             While the

particular conduct and specific context of the case are necessary

to the "clearly established" analysis, such aspects will not limit


                                 - 36 -
the    applicability            of   a    clearly       established    principle      if   it

logically follows with obvious clarity that the official's conduct

would violate that principle.                    Where we explained in Lipsett that

"the disparate treatment standard of Title VII applies as well to

claims arising under the equal protection clause" and explained

that sexual harassment under Title VII was actionable under a quid

pro quo or hostile environment theory of liability, it clearly

follows that a state actor would be on notice that he may be sued

under § 1983 for creating a hostile work environment.                           See id. at

898-97.

                  Budd     relatedly           argues       that    Lipsett,     alongside

Pontarelli, only provides notice that employers may be liable,

pointing          to     the     lack     of     a    traditional     employer-employee

relationship between him and Pike.                      But as we have explained, due

to the unique shared work setting, Pike's role as a TRC counselor,

and Budd's role as the presiding judge over TRC, the context of

Pike        and        Budd's     working        relationship        is   akin     to      an

employee-employer               relationship         such    that   clearly    established

principles would put Budd on notice that his sexually harassing

conduct      would       amount      to   a    constitutional       violation    of   equal

protection rights.11              See also Shepherd v. Robbins, 
55 F.4th 810
,



        Due to this supervisor-like relationship, we decline to
       11

discuss the employee-private contractor distinction in City of
Richmond v. J.A. Croson Co., 
488 U.S. 469
 (1989), and O'Hare Truck



                                               - 37 -
818 (10th Cir. 2022) (emphasizing that "the nature and degree of

authority a defendant has over a plaintiff informs whether the law

is clearly established").        In any event, we reject Budd's argument

that he was not on notice that he could be held liable where he

was not Pike's employer, for several reasons.

           First, the fact that the defendant in cases asserting

statutory liability for employers are usually employers offers no

reason to suppose in the first instance that a defendant must be

an employer in a case alleging a Fourteenth Amendment claim.

           Second, it is certainly well established that a state

actor who creates a hostile environment in the workplace, on the

basis of sex, violates the law.         See Starnes v. Butler Cnty. Ct.

of Common Pleas, 
971 F.3d 416
, 428 (3d Cir. 2020) ("[A] robust

consensus of persuasive authority exists to clearly establish that

creating   a    hostile   work    environment   constitutes   a   §   1983

violation.").     And as we have explained, given the occasion on

which Budd mistreated Pike, his reference to a connection between

his status as a judge and sex, and his use of his authority in the

courtroom and chambers, any regular judge would have easily known

that using his authority to harass on the basis of sex someone




Serv., Inc. v. City of Northlake, 
518 U.S. 712
 (1996), which
involved discrimination based on race and political affiliation,
respectively.


                                   - 38 -
whose employment he controlled violated his status under the

Fourteenth Amendment.

            The   parties    also    debate     whether   it   was     clearly

established that Budd was reasonably viewed as Judge Budd, who

presided over the TRC, rather than private citizen Charles Budd,

when he repeatedly demonstrated his interest in Pike.                 But Pike

convincingly establishes that, in general, § 1983 liability turns

on the state power wielded by defendant, not, as we have already

discussed, on whether the defendant is plaintiff's employer or

formal supervisor.     See, e.g., Johnson v. Martin, 
195 F.3d 1208, 1218
 (10th Cir. 1999) (holding that it was clearly established

that "to abuse any one of a number of kinds of [state] authority,"

including    a    building   permitter        sexually    harassing     permit

applicants, would constitute state action); Dan Vang v. Vang Xiong

X. Toyed, 
944 F.2d 476, 780
 (9th Cir. 1991) (finding that a state

official who worked for a job placement agency engaged in state

action when he sexually harassed job seekers who came to him for

assistance); Hayut, 352 F.3d at 744 (holding that a professor at

a state university acts under color of state law when he "misuses

[his] authority [over students] in the course of performing his

duties," such as grading and teaching).

            To locate the necessary state power in an employment

context, courts have, as a shorthand, looked to "the substance of

the individual defendant's job functions, rather than the form, to


                                    - 39 -
determine    whether   an   employee   was   acting   in   a   supervisory

capacity."    Zelinski v. Pa. State Police, 
108 F. App'x 700, 703

(3d Cir. 2004); see also Bonenberger v. Plymouth Tp., 
132 F.3d 20, 23
 (3d Cir. 1997) ("There is simply no plausible justification for

distinguishing between abuse of state authority by one who holds

the formal title of supervisor, on the one hand, and abuse of state

authority by one who bears no such title but whose regular duties

nonetheless include a virtually identical supervisory role, on the

other."); Markham v. White, 
172 F.3d 486
, 491–92 (7th Cir. 1999)

(assuming that training seminar instructors employed by the Drug

Enforcement Agency exercised state authority when they sexually

harassed female police officers while training them and finding

that the instructors violated equal protection as a matter of

clearly established law, though the police officers worked for a

different employer); David v. City and Cnty. of Denver, 
101 F.3d 1344, 1354
 (10th Cir. 1996) (acknowledging that co-employees would

be liable for sexual harassment under § 1983 to the extent they

"in some . . . way exercised state authority over [plaintiff]").

            But, at bottom, we think it clearly established that

§ 1983 liability requires a state actor to hold some power over

the plaintiff whose rights he violates.       And the fact that no case

involves a judge sexually harassing a subordinate who reports to

a separate, private employer does not excuse a reasonable official

in Budd's place from realizing that his conduct would not pass


                                 - 40 -
muster    under   the   Constitution.      See   Hope,   
536 U.S. at 741

("[O]fficials can still be on notice that their conduct violates

established law even in novel factual circumstances.").                 Here,

Budd clearly acted as Judge Budd, who had significant power over

Pike as a counselor working in his courtroom, when he committed

the alleged conduct.

            As a final note, on appeal Budd argues only that his

conduct was not sufficiently severe or pervasive for Pike's claim

to survive a Rule 12(b)(6) motion.         Budd nowhere argues it is not

clearly established that his conduct was not severe or pervasive.

In any event, our prior decision in Vera certainly put Budd on

notice    that    repeatedly   "drawing   inappropriately      close"   to   a

subordinate in such a way as to "violate [the subordinate's]

privacy and the integrity of her personal space" can provide the

basis for a triable claim of sexual harassment.12          
622 F.3d at 27
.


     12 Notably, we are not the only circuit to recognize that
invading an individual's physical space can create a hostile
environment in certain circumstances.     In vacating a grant of
summary judgement in favor of an employer, the Second Circuit in
Cruz found that the plaintiff had shown a triable issue of sexual
harassment due to a hostile work environment under Title VII.
Cruz, 
202 F.3d at 570
. The supervisor in question allegedly stated
"that woman should be barefoot and pregnant," stood very close to
women when talking to them, “look[ed] at [them] up and down in a
way that's very uncomfortable,” and on some occasions, backed the
plaintiff almost into a wall "until she had to 'cut the
conversation short' in order to extricate herself." 
Id. at 571
.
The Second Circuit described this behavior as "physically
threatening" so as to "bring[] this case over the line separating
merely offensive or boorish conduct from actionable sexual
harassment." 
Id.


                                  - 41 -
In Vera, the plaintiff alleged that the supervisor with whom she

shared her office space "stared at her in a sexual way, came so

close to her that she could feel his breath, pulled his chair next

to her so that their legs touched, laughed at her discomfort,

blocked her escape from the cramped office with a closed door, and

on one occasion called her 'Babe.'"        
Id.
    We explained that even

though the parties had only shared an office for a "relatively

short   duration,"   a   jury   could   find   that   "the   intensity   and

frequency" of the conduct at issue could alter the conditions of

the plaintiff's employment.      Id. at 29.

           As explained above, Budd is alleged to have repeatedly

made unwelcome and intimidating sexual advances towards Pike at

the work conference and in chambers, including by repeatedly

standing uncomfortably close behind her, watching her, cornering

her at the threshold of her hotel room, and commenting on her and

other females' appearances.       It naturally follows from Vera that

a jury could conclude Budd's conduct was "so objectively offensive

that a reasonable person would find it to be hostile or abusive."

Id. at 29.   That the conduct at Vera occurred over the course of

three months does not negate its application to this case.           As we

noted there, "[a]lthough [the supervisor] did not overtly threaten

[the plaintiff], the allegation that he blocked her from leaving

the office [by closing a door] on at least one occasion suggests

a physically threatening environment." Id. at 28 (emphasis added).


                                  - 42 -
Budd, therefore, was on notice that cornering Pike outside her

hotel room where her only way to leave the situation would be to

join him for a drink could reasonably be viewed by a jury as

creating a threatening environment -- one that is even more severe

than that alleged in Vera given the proximity of the alleged sexual

advance to a hotel room.

          Moreover, we are convinced by the consensus of binding

and persuasive authority referenced above that Budd was on notice

that his position of authority over Pike could further contribute

to the coerciveness of his actions, see Burlington Indus., 
524 U.S. at 763
; Craig, 
496 F.3d at 1056
, even when the alleged hostile

conduct is limited in number, see Quantock, 
312 F.3d at 904
.    In

summary, being that Budd was a state judge who repeatedly made

unwelcome and intimidating sexual advances towards Pike, he would

have reasonably known that such conduct falls within the realm of

our clearly established principles.    Accordingly, Budd would be

hard pressed to assert that he was unaware that his unwelcome

sexual advances towards Pike would violate her equal protection

right to be free from a hostile work environment.13


     13 While we disagree with Budd's characterization that the
alleged conduct was "entirely verbal," we do note that unwelcome
verbal sexual advances can present a trial-worthy claim of sexual
harassment if they are persistent.     For example, in Hernandez-
Loring, we vacated the dismissal of a hostile environment claim at
summary judgement where a professor had alleged, "[w]ithout being
specific as to dates," that the head of her promotion committee



                              - 43 -
            Qualified immunity is a "good faith" immunity involving

the presumptive knowledge and respect for "basic, unquestioned

constitutional rights."        Harlow, 
457 U.S. at 815
 (quoting Wood v.

Strickland,     
420 U.S. 308, 322
     (1975)).         If     intentional

discrimination    has   occurred,       then    "good     faith"      immunity   is

logically excluded.     Goodwin v. Cir. Ct. of St. Louis Cnty., 
729 F.2d 541, 546
 (8th Cir. 1984).                 Therefore, at the time Budd

allegedly made his unwelcome sexual advances to Pike, a reasonable

official in his position would have known that such conduct would

violate the equal protection right to be free from a hostile work

environment.

                               III. Conclusion

            In summary, it is clear that the Fourteenth Amendment

prohibits     state   actors    from     employing      their        authority   to

discriminate on the basis of sex.            See Sampson, 974 F.3d at 1022-

23 (listing cases).     It is equally clear that creating a hostile

environment in the workplace on the basis of sex is one form of

sex discrimination.     See, e.g., Meritor Sav. Bank, FSB v. Vinson,


"repeatedly asked her for dates and used suggestive language toward
her" and was "known to have used suggestive and offensive language
to students in class." 
233 F.3d at 55-56
. Where here Budd is
alleged (together with the intimidating conduct discussed at
length above) to have a "reputation for flirting with clerks,"
"show[ing] favoritism toward[s] young, attractive, female drug
court clients," making several unwelcome advances towards Pike in
a short amount of time, and commenting on a female co-worker's
underwear, we cannot say Budd was without notice that his actions
may have violated Pike's equal protection rights.


                                      - 44 -

477 U.S. 57
 (1986).        Thus, as we have previously spelled out, a

state actor who employs his or her state authority to create a

hostile work environment in the workplace violates the Fourteenth

Amendment. See Lipsett, 864 F.2d at 896–98, 901 ("If . . . a state

official      directly    engaged    in     sexual        harassment    or    sexual

discrimination,     he    would,    of    course,    be     subject    to    [§] 1983

liability.").     As we have explained, Budd is alleged to have done

just that.     As a result, even though we do not have a prior case

on all fours with this one, cases that clearly establish each of

the   above    elements    suffice.         See     Hope,     
536 U.S. at 741

("[O]fficials can still be on notice that their conduct violates

established law even in novel factual circumstances.").

           For    the    foregoing       reasons,    we    vacate     the    district

court's grant of dismissal for Budd based on qualified immunity

and remand for further proceedings in light of this opinion. Costs

are taxed in favor of the appellant.




                                     - 45 -


Reference

Cited By
6 cases
Status
Published