Avdeeva v. Tucker
U.S. Court of Appeals for the First Circuit
Avdeeva v. Tucker, 138 F.4th 641 (1st Cir. 2025)
Avdeeva v. Tucker
Opinion
United States Court of Appeals
For the First Circuit
No. 22-1616
DIANA AVDEEVA,
Plaintiff, Appellant,
v.
SHANITA TUCKER, Field Office Director, U.S. Citizenship and
Immigration Services; PETER SIMONDS, Immigration Services
Officer, U.S. Citizenship and Immigration Services; DENIS C.
RIORDAN, District Director, U.S. Citizenship and Immigration
Services; KIKA SCOTT, Senior Official Performing the Duties of
the Director, U.S. Citizenship and Immigration Services,*
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Indira Talwani, U.S. District Judge]
Before
Barron, Chief Judge,
Howard and Montecalvo, Circuit Judges.
Gregory Romanovsky, Esq., with whom Romanovsky Law Offices
was on brief, for appellant.
Huy M. Le, Trial Attorney, Office of Immigration Litigation,
Civil Division, with whom Brian M. Boynton, Principal Deputy
Assistant Attorney General, Civil Division, William C. Peachey,
* Pursuant to Federal Rule of Appellate Procedure 43(c)(2),
Senior Official Performing the Duties of the Director Kika Scott
is substituted for former Director Ur Mendoza Jaddou.
Director, District Court Section, Office of Immigration
Litigation, and T. Monique Peoples, Senior Litigation Counsel,
were on brief, for appellees.
May 28, 2025
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HOWARD, Circuit Judge. Diana Avdeeva appeals from the
district court's denial of her motion for attorney's fees.
Pursuant to the Equal Access to Justice Act ("EAJA"), 28 U.S.C.
§ 2412, Avdeeva sought to recover the fees that she incurred in
bringing a lawsuit -- which was ultimately settled -- against the
United States Citizenship and Immigration Services ("USCIS") for
its failure to timely adjudicate her application for
naturalization within the statutorily mandated period.1 Concluding
that Avdeeva is not a "prevailing party" and is thus not entitled
to fees under EAJA, we affirm.
I.
In 2013, Avdeeva, a citizen of Russia, married Grigoriy
Rogach, a United States citizen. Shortly thereafter, Avdeeva filed
an application for lawful permanent-resident status with USCIS.
USCIS approved Avdeeva's application but granted her
permanent-resident status on a conditional, two-year basis because
she had been married to Rogach for less than two years. See 8
U.S.C. § 1186a(a)(1).
Avdeeva and Rogach subsequently filed a petition (the
"I-751 petition") to have the conditional nature of her residence
1Avdeeva initiated suit against various USCIS personnel in
their official capacities: Shanita Tucker, Field Office Director;
Peter Simonds, Immigration Services Officer; Denis C. Riordan,
District Director; and Ur Mendoza Jaddou, Director. Taking the
parties' lead, we refer to the defendants-appellees collectively
as "USCIS" for simplicity's sake.
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in the United States removed. USCIS neither scheduled an interview
on the I-751 petition nor waived the interview requirement within
ninety days of Avdeeva's filing of the petition as required. See
8 C.F.R. § 216.4(b)(1) ("The director must either waive the
requirement for an interview and adjudicate the petition or arrange
for an interview within 90 days of the date on which the petition
was properly filed."). USCIS did, however, request additional
evidence from Avdeeva in connection with its review.
Avdeeva and Rogach divorced in 2018. Avdeeva notified
USCIS of the divorce and requested that the I-751 petition (on
which USCIS had still not acted) be converted to a waiver petition.
See 8 C.F.R. § 216.5(a)(1)(ii) (providing for waiver where
applicant can establish that "[t]he marriage upon which his or her
status was based was entered into in good faith by the conditional
resident alien, but the marriage was terminated other than by
death"). In support of that request, she submitted materials
demonstrating that she and Rogach had been in a bona fide marital
relationship. In 2019, still without any action from USCIS on her
I-751 petition, Avdeeva applied for naturalization.
USCIS in turn scheduled a supposed naturalization
interview, but at the interview, the immigration officer instead
focused on Avdeeva's pending I-751 petition. USCIS subsequently
denied that petition on the basis that Avdeeva had failed to
establish that she entered into her marriage in good faith;
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terminated her permanent-resident status; and placed her into
removal proceedings. USCIS then closed Avdeeva's naturalization
case on the ground that it could not adjudicate her naturalization
application because she was subject to removal proceedings.
Avdeeva brought two actions against USCIS in response:
the first suit (the "APA suit") challenged USCIS's actions as
having violated various immigration regulations, the
Administrative Procedure Act, and her right to due process; the
second suit (which forms the basis of this appeal), meanwhile,
alleged that USCIS failed to adjudicate her naturalization
application within the statutorily-mandated period and asked the
district court to take jurisdiction over that application pursuant
to 8 U.S.C. § 1447(b). The government moved to dismiss both
actions.
While the government's motions to dismiss were pending,
the parties entered into a settlement agreement and filed a joint
motion to remand the matters to USCIS pursuant to that agreement.
The parties' settlement agreement obligated USCIS, within sixty
days of remand, to terminate Avdeeva's removal proceedings,
approve her I-751 petition, and conduct a new naturalization
interview. USCIS further agreed that, if Avdeeva met all
requirements for naturalization, her naturalization oath would be
administered within that same sixty-day period. For her part,
Avdeeva agreed to "voluntarily dismiss all pending claims and
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withdraw her claim for damages under the Federal Tort Claims Act"
following USCIS's performance under the agreement.
Pursuant to the agreement, the district court remanded
this case to USCIS and stayed the APA action. Avdeeva was
naturalized in August 2020. She then voluntarily dismissed the
APA suit and received a judgment of dismissal from the district
court "in accordance with the parties' settlement agreement" in
the instant action. Avdeeva in turn moved for attorney's fees in
the instant action pursuant to EAJA. The district court denied
that motion on the basis that special circumstances -- namely, the
terms of the parties' settlement agreement -- would make an award
of attorney's fees to Avdeeva unjust. The district court also
suggested, but did not definitively conclude, that Avdeeva was not
a "prevailing party" under EAJA. Avdeeva appeals from that denial.
II.
Avdeeva challenges the district court's findings that:
(1) she may not be entitled to prevailing-party status, and
(2) even if she were a prevailing party, special circumstances
would make an award of attorney's fees unjust. Because we conclude
that Avdeeva is not a "prevailing party" within the meaning of
EAJA, we agree with the district court that she is not entitled to
attorney's fees and accordingly affirm the dismissal below.2
2 Although the district court did not base its dismissal on
its finding that Avdeeva was likely not a prevailing party, "[w]e
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EAJA dictates that, in a civil action involving the
United States as a party, "a court shall award to a prevailing
party other than the United States fees and other
expenses . . . unless the court finds that the position of the
United States was substantially justified or that special
circumstances make an award unjust." 28 U.S.C. § 2412(d)(1)(A).
As it is used in EAJA, the term "prevailing party" is a
"legal term of art" that refers to "one who has been awarded some
relief by the court." Buckhannon Bd. & Care Home, Inc. v. W.V.
Dep't of Health & Hum. Res., 532 U.S. 598, 603(2001). "We review a determination of 'prevailing party' status de novo." Hutchinson ex rel. Julien v. Patrick,636 F.3d 1, 8
(1st Cir. 2011). "Where, as in this case, the application of [a fee-shifting] statute cuts through the government's traditional sovereign immunity, it 'must be construed strictly in favor of the government.'"Id.
(quoting Aronov v. Napolitano,562 F.3d 84, 88
(1st Cir. 2009) (en banc)).
To qualify as a prevailing party for the purposes of
EAJA, a party must show: (1) a "material alteration of the legal
relationship of the parties" and (2) a "judicial imprimatur on the
change." Aronov, 562 F.3d at 89(quoting Buckhannon, 532 U.S. at are at liberty to affirm a district court's judgment on any ground made manifest by the record." United States v. George,886 F.3d 31, 39
(1st Cir. 2018).
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604-05).3 Avdeeva and USCIS agree that there was a material
alteration of their legal relationship but disagree as to whether
there was a "judicial imprimatur" on that change. Our analysis
thus focuses on that second prong of the test.
The judicial-imprimatur requirement is satisfied where
a plaintiff "receive[s] a judgment on the merits" or, as
potentially applicable here, where a plaintiff "obtain[s] a
court-ordered consent decree." Buckhannon, 532 U.S. at 605. We have clarified "that the formal label of 'consent decree' need not be attached" to a court order for us to find judicial imprimatur and that, instead, we must determine "whether the order contains the sort of judicial involvement and actions inherent in a 'court-ordered consent decree.'" Aronov,562 F.3d at 90
. The Supreme Court has "emphasized three related factors" relevant to this determination: (1) "the change in legal relationship must be 'court-ordered'"; (2) "there must be judicial approval of the relief vis-à-vis the merits of the case"; and (3) "there must be judicial oversight and ability to enforce the obligations imposed on the parties."Id.
(discussing Buckhannon,532 U.S. at 604
&
3"Although the issue in Buckhannon was the fee-shifting
provisions of the Fair Housing Amendments Act of 1988 and the
American With Disabilities Act of 1990, . . . the Supreme Court's
reasoning in 'Buckhannon is presumed to apply generally to all
fee-shifting statutes that use the "prevailing party"
terminology . . . .'" Smith v. Fitchburg Pub. Schs., 401 F.3d 16, 22 n.8 (1st Cir. 2005) (citations omitted) (quoting Doe v. Bos. Pub. Schs.,358 F.3d 20, 25
(1st Cir. 2004)).
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n.7). Avdeeva fails to demonstrate that any of these three factors
are present.
i.
First, Avdeeva cannot demonstrate that the change in the
legal relationship between her and USCIS was achieved via court
order.
When determining whether a change in the parties' legal
relationship was "court-ordered," we distinguish between "a
situation in which the court order triggers the change in the
relationship between the parties" and "one in which 'the court
merely recognizes what the government has voluntarily agreed to do
and only requires the government to follow through.'" Hutchinson,
636 F.3d at 9(cleaned up) (emphasis added) (quoting Aronov,562 F.3d at 93
). Where a case falls into the latter category, the change in legal relationship cannot fairly be characterized as "court-ordered." See Buckhannon,532 U.S. at 605-06
("A
defendant's voluntary change in conduct, although perhaps
accomplishing what the plaintiff sought to achieve by the lawsuit,
lacks the necessary judicial imprimatur on the change. . . . [T]he
term 'prevailing party' [does not] authorize[] federal courts to
award attorney's fees to a plaintiff who, by simply filing a
nonfrivolous but nonetheless potentially meritless lawsuit (it
will never be determined), has reached the 'sought-after
destination' without obtaining any judicial relief."); see also
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Smith v. Fitchburg Pub. Schs., 401 F.3d 16, 22-23 (1st Cir. 2005)
("The Court expressly rejected the '"catalyst theory," which
posits that a plaintiff is a "prevailing party" if it achieves the
desired result because the lawsuit brought about a voluntary change
in the defendant's conduct.'" (quoting Buckhannon, 532 U.S. at
601)).
The change in the legal relationship between Avdeeva and
the government was achieved through the parties' settlement and,
ultimately, USCIS's grant of Avdeeva's application for
naturalization, not the district court's remand order.4 Instead,
the district court's order simply stated that it was remanding the
matter pursuant to the parties' settlement, and the settlement
agreement placed a conditional obligation on USCIS to grant
Avdeeva's naturalization application "[i]f [she] me[t] all
requirements for naturalization." The change in the legal
relationship was thus not "court-ordered." Indeed, the Fourth
Circuit explained as much in Ge v. USCIS, 20 F.4th 147, 157 (4th
Cir. 2021), where it held that an order of remand did not confer
4 Theparties' settlement agreement did place an unconditional
obligation on USCIS to grant Avdeeva's I-751 petition. However,
Avdeeva voluntarily dismissed, and does not seek attorney's fees
in, her lawsuit concerning USCIS's adjudication of that petition;
instead, Avdeeva seeks attorney's fees only for her challenge to
USCIS's handling of her application for naturalization, and thus
it is the legal change between the parties with respect to that
application that is relevant here.
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prevailing-party status in a § 1447(b) action (albeit one that did
not involve a settlement between the parties):
Upon commencing this action, the legal
relationship between [the plaintiff] and USCIS
was that [the plaintiff] was an applicant for
naturalization; USCIS was the agency that
could grant or deny that application; and no
determination on the merits of the application
had been made. . . . After the district court
entered its remand order, [the plaintiff] was
still the applicant; USCIS was still the
agency that could grant or deny the
application; and no determination had been
made on the merits of the
application. . . . Simply put, the legal
relationship with respect to the underlying
dispute had not changed as a result of the
remand order, and therefore the order did not
make [the plaintiff] the prevailing party.
Avdeeva argues that, regardless of the parties'
settlement and the effect of USCIS's actions, the change was
necessarily "court-ordered" because the filing of her § 1447(b)
action deprived USCIS of jurisdiction to adjudicate her
application for citizenship until there was district court action
in the form of a remand. We rejected this exact argument in Aronov
and do the same here. See 562 F.3d at 93-94 ("We need not resolve
the question of whether the agency could have acted without the
remand, as it does not matter to our resolution of the judicial
imprimatur issue. The order remanding to the agency is alone not
enough to establish the needed imprimatur." (footnote omitted)).
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ii.
Second, there was not "judicial approval of the relief
vis-à-vis the merits of [Avdeeva's] case." Id. at 90.
The district court's remand order expressly stated that
the parties' settlement agreement, not the district court's
resolution of the merits of Avdeeva's § 1447(b) claim, provided
the basis for the remand. See Order of Remand 1, ECF No. 29 ("This
matter is remanded to [USCIS] in accordance with the parties'
settlement agreement . . . ." (emphasis added)). Avdeeva argues
that the district court nonetheless necessarily considered the
merits of its claim given that "this case involved two fully
briefed motions to dismiss, as well as a scheduling conference
during which both sides presented their legal arguments." However,
the fact that the merits were argued before the court does not
compel the conclusion that the court's relief was based on its
consideration of those merits. Indeed, the court explicitly noted
that it did not do so here. See Mem. & Order 9, ECF No. 57 ("Here,
although the parties fully briefed the government's Motion to
Dismiss [Doc. No. 14], as in Aronov, prior to dismissal, '[t]he
court made no evaluation at all of the merits of the
controversy -- indeed the court was never asked to do so; it was
only asked to dismiss the case.'" (quoting 562 F.3d at 92
(alteration in original))).
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iii.
Finally, both "judicial oversight and [the] ability to
enforce the obligations imposed on the parties" are absent here.
Aronov, 562 F.3d at 90.
A consent decree "'includes an injunction, or some other
form of specific relief,' which may ultimately be enforceable by
contempt," whereas a private settlement, which may be enforceable
through an action for breach of contract, "does not require the
same level of judicial oversight" and "is insufficient to meet the
standards for a consent decree." Id. at 91 (quoting Charles A.
Wright & Mary Kay Kane, Law of Federal Courts § 98, at 702 n.2
(6th ed. 2002)). Here, the district court's order merely noted
that the matter was "remanded to [USCIS] in accordance with the
parties' settlement agreement." Critically, the order "did not
contain provisions for future enforcement typical of consent
decrees" and "did not resolve a dispute between the parties[;] it
merely returned jurisdiction to the agency to allow the parties to
carry out their agreement." Id. at 92.
Avdeeva, however, argues that the district court did
retain jurisdiction to enforce the settlement agreement because
the remand order incorporated its terms. This argument is
unconvincing.
"[A] federal court does not have inherent jurisdiction
to enforce a settlement merely because it presided over the law
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suit that led to the settlement." F.A.C., Inc. v. Cooperativa de
Seguros de Vida de P.R., 449 F.3d 185, 189 (1st Cir. 2006) (citing Kokkonen v. Guardian Life Ins. Co. of Am.,511 U.S. 375, 379-80
(1994)). A federal court can exercise ancillary jurisdiction to
enforce that agreement only where the terms of the agreement are
incorporated into the order of dismissal. Id. at 189-90.
There was no such incorporation here, however, as the
district court's order merely noted the existence of the parties'
agreement. See Kokkonen, 511 U.S. at 381 ("The judge's mere
awareness and approval of the terms of the settlement agreement do
not suffice to make them part of [her] order."). We have explained
that, even where a district court's order explicitly notes that it
is made "pursuant to" the parties' settlement agreement, this "is
not enough to 'incorporate the terms'" of that agreement into the
order. F.A.C., Inc., 449 F.3d at 190; see also Aronov, 562 F.3d
at 92 n.13 ("[I]t is . . . firmly the law that there must be a
clear basis within the [district court's order] for both the
court's continuing jurisdiction and its power to enforce an
agreement between the parties. . . . [The] court's order must
expressly retain jurisdiction or expressly incorporate the terms
of a settlement agreement . . . ." (emphasis added)); Smyth ex
rel. Smyth v. Rivero, 282 F.3d 268, 283 (4th Cir. 2002) ("Where a
court merely recognizes the fact of the parties' agreement and
dismisses the case because there is no longer a dispute before it,
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the terms of the agreement are not made part of the order and
consequently will not serve as a basis of jurisdiction.").
The only other support that Avdeeva advances in favor of
this argument is the district court's statement, made in its
subsequent order on the motion for attorney's fees, that it had
"retain[ed] jurisdiction over the matter." See Mem. & Order 10,
ECF No. 57. However, in Aronov we explained that we do not credit
a district court's later characterization of its remand order as
having retained jurisdiction where that order unambiguously
"lacked any provision mandating the USCIS to act or expressly
retaining jurisdiction to force the government to act." 562 F.3d
at 92 n.13. The district court's comment thus does not bear the
weight that Avdeeva ascribes to it.
III.
For the reasons stated, Avdeeva cannot establish that
she is a "prevailing party" under EAJA, and the district court's
dismissal of her petition for attorney's fees is accordingly
affirmed.5
5Because we conclude that Avdeeva is not a "prevailing party"
under EAJA, we need not address whether the parties' settlement
agreement would make an award of attorney's fees unjust.
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