Hunter v. Wade
Opinion of the Court
Frederick W. Wade, hereinafter referred to as petitioner, was a Private First Class in the 76th Infantry Division of the Army, engaged in the prosecution of the war in the European theater. He was charged under the ninety-second Article of War, 41 Stat. 805, 10 U.S.C.A. § 1564, with the rape of a German woman. A duly constituted general court-martial began the hearing of the charge. The prosecution and the defense each introduced testimony, rested and submitted oral argument; and the court closed. Thereafter on the same day, the court reopened, announced its desire to hear the evidence of three certain persons, and further announced that the court would be continued until a later date to be set by the trial judge advocate. About seven days later, the Commanding General of the 76th Infantry Division withdrew the charge from the court-martial and transmitted it to the 'Commanding General of the Third Army with a recommendation of trial by court-martial. About two weeks later, the Commanding General of the Third Army transmitted the charge to the Commanding General of the Fifteenth Army with the request that the Fifteenth Army assume court-martial jurisdiction. The charge was then referred for trial to a general court-martial of the Fifteenth Army. Petitioner seasonably presented to that court-martial a plea of double jeopardy in bar of trial. The plea was denied; petitioner was found guilty; and he was sentenced to dishonorable discharge, total forfeitures, and imprisonment for life. The period of confinement was later reduced to twenty years. As thus modified, the sentence was approved and confirmed; and petitioner was confined in the federal penitentiary at Leavenworth, Kansas, for its service. He instituted this proceeding in habeas corpus against the warden of the penitentiary to secure his discharge from further confinement on the ground that the sentence was void for the reason that he was twice placed in jeopardy for the same offense. The warden answered; petitioner was produced ill court; evidence was submitted; and the court entered judgment ordering the discharge of petitioner, D.C., 72 F.Supp. 755. Thereafter, the court entered an order denying the motion of the warden for a reconsideration. The warden appealed from the final judgment of discharge and also from the order denying the motion for reconsideration.
Article 1 § 8, cl. 14, of the Constitution of the United States empowers Congress to make rules for the government and regulation of the land and naval forces; and in the exercise of that power, Congress enacted Articles of War, effective June 4, 1920, 41 Stat. 787, 10 U.S.C.A. § 1471 et seq. Article 3 provides that courts-martial shall be of three kinds, general, special, and summary. Article 4 provides that all officers in the military service, and officers of the Marine Corps when detached for service with the Army, shall be competent to serve on courts-martial for the trial of persons lawfully brought before such courts for trial. Article 5 provides that general courts-martial may consist of any number of officers not less than five. Article 8 provides for the appointment of members of general courts-martial; Article 12 provides that general courts-martial shall have power to try any persons subject to military law for any crime or offense made punishable by the articles; and Article 92 provides that any person subject to military law who commits murder or rape shall suffer death or imprisonment for life, as the court-martial may direct, but that no person shall be tried by court-martial for such offenses committed within the States or the District of Columbia in time of peace. General courts-mar
It is the general rule that an accused is in jeopardy within the meaning of the guaranty against double jeopardy contained in the Fifth Amendment to the Constitution of the United States when he is put on trial in a court of competent jurisdiction upon an indictment or information sufficient in form and substance to sustain a conviction, and a jury has been empaneled and sworn; and where the case is tried to the court without the intervention of a jury, j eopardy attaches when the court begins the hearing of evidence. McCarthy v. Zerbst, 10 Cir., 85 F.2d 640, certiorari denied, 299 U.S. 610, 57 S.Ct. 313, 81 L.Ed. 450; Clawans v. Rives, supra.
But where it appears during the trial of a criminal case that a juror made false statements in the course of his voir dire examination respecting his relation to the defendant, where it appears that a member of the jury has been guilty of improper conduct in relation to the trial, where it appears that a juror was a member of the grand jury that returned the indictment, where it appears that a juror is too ill to proceed with the trial, where it appears that the jury is unable to agree upon a verdict, or where it appears that some other fairly like uncontrollable circumstance has arisen, and the court in the exercise of its sound judicial discretion discharges the jury, the constitutional guaranty against double jeopardy does not bar a subsequent trial before a different jury. United States v. Perez, 9 Wheat. 579, 6 L.Ed. 165; Simmons v. United States, 142 U.S. 148, 12 S.Ct. 171, 35 L.Ed. 968; Logan v. United States, 144 U.S. 263, 12 S.Ct. 617, 36 L.Ed. 429; Thompson v. United States, 155 U.S. 271, 15 S.Ct. 73, 36 L.Ed. 146; Dreyer v. Illinois, 187 U.S. 71, 23 S.Ct. 28, 47 L.Ed. 79; Keerl v. Montana, 213 U.S. 135, 29 S.Ct. 469, 53 L.Ed. 734; Pratt v. United States, 70 App.D.C. 7, 102 F.2d 275. However, the constitutional guaranty protects an accused against a second trial where the jury in the first trial was discharged solely on the ground that witnesses for the government were absent and therefore their testimony could not be adduced. Cornero v. United States, 9 Cir., 48 F.2d 69, 74 A.L.R. 797; United States v. Shoemaker, 27 Fed.Cas. 1067, No. 16, 279; State v. Richardson, 47 S.C. 166, 25 S.E. 220, 35 L.R.A. 238; Allen v. State, 52 Fla. 1, 41 So. 593, 120 Am.St.Rep. 188, 10 Ann. Cas. 1085; People v. Barrett, 2 Caines, N.Y., 304, 2 Am.Dec. 239; Pizano v. State, 20 Tex.App. 139, 54 Am.Rep. 511.
A valid charge was pending before the first court-martial. The court had jurisdiction of the subject matter and of the person of petitioner, and evidence was introduced. Petitioner concedes that the Commanding General of the 76th Infantry Division was vested with authority to discharge the court or to withdraw the charge from it before completion of the trial, but
The judgment of discharge is reversed, and the cause is remanded with directions to enter judgment denying the petition for the writ of hábeas corpus and to remand petitioner to the custody of respondent.
Dissenting Opinion
(dissenting).
Wade, hereinafter called petitioner, and one Cooper were charged with rape in violation of the 92nd-Article of War.
Thus, it will he seen that the sole reason for reopening and continuing the case was the-absence of witnesses.
Thereafter, on April 3, 1945, the Commanding General of the 76th Infantry Division dissolved the Court-Martial and transmitted the charges and allied papers in the case to the Commanding General of the Third United States Army with the recommendation that the charges be tried by General Court-Martial. In the letter of transmittal set forth below,
No further action was taken until April 18, 1945, when the Commanding General of the Third United States Army transferred the charge to the Commanding General of the 15th United States Army. On April 26, 1945, the Commanding General of the 15th United States Army constituted a General Court-Martial at Bad Neuenalir, Germany, a town approximately 40 miles from Krov, on June 30, 1945. Petitioner interposed a plea of double jeopardy. It was overruled. The trial proceeded, resulting in the conviction of petitioner and the acquittal of Cooper.
The record in petitioner’s case was submitted for review to the Staff Judge Advocate, 15th Army, pursuant to Article of War 46.
In further compliance with Article of War 50-i/¿, the record was forwarded to the Staff Judge Advocate General of the Branch Office, who dissented from the holding of the Board of Review on the ground that the decision of the Commanding General of the 76th Infantry Division that “a tactical situation made the attainment of the witnesses impractical and precluded prompt disposition of the case,” was a determination which fell within the doctrine of imperious necessity. The case then passed to the Commanding General, United States Army, European Theater, under the provisions of Article of War 50-i^. He upheld the conviction.
Petitioner, being confined under the sentence in the United States Penitentiary at Leavenworth, Kansas, filed his application for a writ of habeas corpus. The trial court granted the writ and discharged petitioner from custody.
Where a case is tried to a court, jeopardy attaches when the accused has been ■ indicted and arraigned, has pleaded, and the court has begun to hear evidence.
Jeopardy undoubtedly attached unless the discontinuance of the trial, the withdrawal of the charges from, and the dissolution of, the first 'Court-Martial were justified under the “imperious necessity” rule.
To justify the discharge of a jury or other fact-finding body before verdict under the doctrine of imperious necessity, the reasons therefor must be emergent, urgent, and manifestly compelling.
The causes for which a. jury may be discharged before verdict are stated in Wharton’s Criminal Law, 12th Ed., Vol. 1, § 395, as follows: “ * * * The only causes for which a jury impaneled and sworn to try an accused on a criminal charge can be discharged by the court without a verdict are: (1) Consent of the prisoner; (2) illness of (a) one of the jurors, (b) the prisoner, or (c) the court; (3) absence of a juryman; (4) impossibility of the jurors agreeing on a verdict; (5) some untoward accident that renders a verdict impossible; and (6) extreme and overwhelming physical or legal necessity. * * * ”
Under the weight of authority, the absence of a witness or witnesses for the prosecution does not constitute grounds for the discharge of the jury under the doctrine of imperious necessity.
When a prosecutor enters upon a trial, knowing that material witnesses for the prosecution cannot be produced, he takes the chance that his proof may fail, and he is not entitled to have the jury discharged in order to afford him an opportunity to produce the witnesses at a second trial; and the court may not of its own motion discharge the jury because of the absence of witnesses for the prosecution.
It follows that when petitioner was subjected to the trial before the second Court-Martial, he was placed in jeopardy twice for the same offense in contravention of his rights under the Fifth Amendment to the Constitution of the United States.
The denial of his plea of former jeopardy may be raised in a proceeding on habeas corpus.
For the reasons indicated, I respectfully dissent.
10 U.S.C.A. § 1564.
“Law Member: The Court desires that further witnesses be called into the case, and to allow time to secure these witnesses, this case will be continued. We would like to have as witnesses brought before the Court, the parents of this person making the accusation, Rosa Glowsky, and also the sister-in-law that was in the room who could further assist in the identification or identity of the accused. The Court will be continued until a later date set by the T. [rial] J. [udge] A. [dvocate].
The Court then, at 1700 o’clock, p. m., 27 March, 1045, adjourned to meet at the call of the President.”
“1. The charges and allied papers in the case of Pfc. Frederick W. Wade, 39208980, Co. K, 385th Inf., are transmitted Ixerewitb with a recommendation of trial by general court-max-tial. The case was previously referred for trial by general court-martial and trial was commenced. Two witnesses, the mother and father of the victim of the alleged rape, were unable to be present due to sickness, and the Court continued the case so that their testimony could be obtained. Due to the tactical situation the distance to the residence of such witnesses has become so great that the case cannot be completed within a reasonable time.”
10 U.S.C.A. § 1517, and Par. 87(b), Manual for Courts-Martial.
10 U.S.C.A. § 1522.
McCarthy v. Zerbst, 10 Cir., 85 F.2d 640, 642, and cases there cited; Clawans v. Rives, 70 App.D.C. 107, 104 F.2d 240, 242, 122 A.L.R. 1436; Daniels v. State, 55 Okl.Cr. 298, 29 P.2d 997, 998.
United States v. Perez, 9 Wheat. 579, 22 U.S. 579, 6 L.Ed. 165; Simmons v. United States, 142 U.S. 148, 153, 12 S.Ct. 171, 35 L.Ed. 968 ; Klock v. People, 2 Parker Cr.R., N.Y., 676, 683, 684; People v. Barrett, 2 Caines, N.Y., 304, 308, 2 Am. Dec. 239; United States v. Watson, D.C.N.Y., Fed.Cas.No.16,651; Commonwealth v. Fitzpatrick, 121 Pa. 109,15 A. 466, 467, 1 L.R.A. 451, 6 Am.St.Rep. 757; Allen v. State, 52 Fla. 1, 41 So. 593, 120 Am.St. Rep. 188, 10 Ann.Cas. 1085; Baker v. Commonwealth, 280 Ky. 165, 132 S.W.2d 766, 767, 125 A.L.R. 691; State ex rel. Alcala v. Grayson, 156 Fla. 435, 23 So. 2d 484.
In United States v. Perez, 9 Wheat. 579, 22 U.S. 579, 6 L.Ed. 165, the court said: “ * * the power ought to be used with the greatest caution, under urgent circumstances, and for very plain and obvious causes; and in capital cases especially, courts should be extremely careful how they interfere with any of the chances of life, in favor of the prisoner.”
Cornero v. United States, 9 Cir., 48 F.2d 69, 73, 74 A.L.R. 797; Pizano v. State, 20 Tex.App. 139, 54 Am.Rep. 511; Allen v. State, 52 Fla. 1, 41 So. 593, 120 Am.St.Rep. 188, 10 Ann.Cas. 1085; United States v. Watson, D.C., Fed.Cas.No. 16,651; State v. Richardson, 47 S.C. 166, 25 S.E. 220, 35 L.R.A. 238; State ex rel. Meador v. Williams, 117 Mo.App. 564, 92 S.W. 151, 152; Note, 74 A.L.R. 803.
State ex rel. Manning v. Himes, 153 Fla. 711, 15 So.2d 613, 615; People ex
Clawans v. Rives, 70 App.D.C. 107, 104 F.2d 240, 244, 122 A.L.R. 1436; Bens v. United States, 2 Cir., 266 P. 152, 157.
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