Hansbury v. Regents of University
Hansbury v. Regents of University
Opinion of the Court
The University of California operates the Los Alamos Scientific Laboratory (LASL), a large research facility in New Mexico, under contract with the Energy Research and Development Administration. In June of 1970, plaintiff Elizabeth Hansbury was laid off by LASL as part of a reduction in force. At that time Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e to 2000e-17, contained a specific exemption for state agencies, including LASL, as well as for the United States.
I was 7aid off from my job on March 18, 1970, males with less seniority and qualification have been retained. I have not*946 been recalled, yet males with less qualifications have been hired. I believe that lay offs of females and hiring of males is a continuing violation because of my sex (female). I believe females as a group are discriminated against in lay offs and hiring because of their sex. Further, I believe that females are discriminated against as a class in promotions, opportunities for training and in other terms and conditions of employment because of sex. I believe the above allegations are of a continuing nature and discriminated [sic] against me and other females as a group because of sex (Female).
Record, vol. 1, at 18 (emphasis added).
The EEOC made a determination that LASL was guilty of sex discrimination against the class comprised of its women employees. The EEOC further found that Hansbury had not been rehired in retaliation for having filed her initial EEOC complaint in 1970.
17. Defendants intentionally have engaged and continue to intentionally engage in unlawful employment practices and policies at LASL. Such practices and policies include, but are not limited to, the following:
B. Failing to recruit and hire females because of their sex;
H. Establishing a hiring, promotional and seniority system which has the effect of continuing and preserving the Defendants’ policies, practices, customs and usages of limiting the employment and promotional opportunities of female employees because of their sex; and
I. Failing and refusing to take such affirmative action as will correct the effects of the discriminatory policies and practices complained of herein.
Record, vol. 1, at 11 — 12 (emphasis added).
In the course of the proceedings below, the trial court permitted discovery with reference to the question of certifying the class but apparently confined discovery to that issue. The court did not determine, pursuant to Rule 23(c)(1), Fed.R.Civ.P., whether the action could be maintained as a class action. On March 3, 1977, the trial court granted the defendants’ motion to dismiss.
Since the acts of LASL prior to March 1972, however discriminatory they may have been, could not have constituted violations of Title VII,
While it is clear from the record in this case that Hansbury’s principal theory from the beginning, and at least until the filing of this appeal, was that LASL was covered under Title VII at the time of her layoff,
Although the trial court did not deal with the continuing violation claim in its order granting defendants’ motion to dismiss, the defendants nonetheless argue that dismissal of that claim was also proper since Hansbury’s complaint did not adequately allege a violation occurring after March 1972. We have decided otherwise. In any event, defendants argue, the motion became one for summary judgment under Rule 56, Fed.R.Civ.P., when the court accepted matters outside the pleadings. See Fed.R.Civ.P. 12(b). The defendants contend that the moving papers revealed no factual dispute concerning the absence of post-layoff continuing violations since their affidavits asserting that LASL had no rehire provisions went unanswered. Defendants believe summary judgment was therefore properly awarded them.
The assertion that the motion became one for summary judgment is problematic. There is no question that if, on a motion to dismiss for failure to state a claim, “matters outside the pleading are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56.” Fed.R.Civ.P. 12(b). However, it does not appear that the steps necessary to convert the motion into one for summary judgment were taken, nor even that the trial court intended to grant summary judgment rather than a motion to dismiss. First, defendants’ motion, to which defendants’ affidavits
We have recently reaffirmed our rule that a trial court commits error if it treats a 12(b) motion as a motion for summary judgment without some indication to the parties that it is doing so. Franklin v. Oklahoma City Abstract & Title Co., 584 F.2d at 967. Since accepting the defendants’ theory that the trial court decided the motion as one for summary judgment would require us to conclude that the court proceeded in contravention of this rule, we reject that characterization of the proceeding below. Given the long-standing judicial hesitation to grant summary judgment in all but the clearest cases, it should come as no surprise that we would conclude that a motion for summary judgment had not been made or ruled on, where neither the parties’ nor the trial court’s conduct comports with that conclusion.
Plaintiff’s claim of post-layoff continuing discrimination, as mentioned earlier, is two-pronged. She alleged LASL applied its recall or rehire policy in a discriminatory manner. If this were true, and if such discrimination occurred within 180 days of the filing of her second EEOC complaint, plaintiff would be entitled to Title VII relief. She also argues that even if there was no such policy she was discriminatorily refused new employment after the effective date of the 1972 amendment making Title VII applicable to LASL. The difficulty with this second theory lies in the fact that plaintiff’s last formal application for employment was filed in 1970 and that her last inquiry of any sort, made indirectly through a new employer, was made in 1971. These events occurred before the 1972 amendment made Title VII applicable to LASL and well before the 180-day period preceding the filing of the second EEOC complaint. Her theory is apparently based on the doctrine of “futility,” for she makes much of indications by LASL personnel that she simply would not be considered again for employment at LASL. Under this doctrine, plaintiff need not file applications in order to have standing to assert a Title VII claim, if doing so would be futile. See Macklin v. Spector Freight Systems, Inc., 156 U.S.App.D.C. 69, 78, 478 F.2d 979, 988 (1973); Boudreaux v. Baton Rouge Marine Contracting Co., 437 F.2d 1011, 1014-16 (5th Cir. 1971). See also Jones v. Lee Way Motor Freight, 431 F.2d 245, 247 (10th Cir. 1970), cert. denied, 401 U.S. 954, 91 S.Ct. 972, 28 L.Ed.2d 237 (1971). Such a claim would be timely filed, the argument runs, even if no employment application had been filed in the preceding 180 days, so long as during that period it would have been futile to make such an application. Plaintiff’s theory is not without difficulty, for none of the cases just cited involves application of the
Damages, if any, arising under either of these theories of post-layoff discrimination would of course be limited to the post-March 24, 1972 period.
SECTION 1983
Plaintiff’s claims under 42 U.S.C. § 1983 (1976) are directed to the defendant Agnew.
As with the Title Vil claims against LASL, however, plaintiff’s complaint, properly construed, alleges that Agnew discriminatorily denied plaintiff recall rights and discriminatorily refused to rehire or hire her following the layoff. It follows that if plaintiff is able to show there was a recall system at LASL and that defendant Agnew refused to implement the system in favor of plaintiff because of her sex, she will have established a claim under Section 1983 if Agnew so acted within the four-year period preceding the filing of her complaint in the district court.
In view of the complexity of the law applicable to this case, and the consequent intricacy of much of the analysis in our opinion, a concise summary of our disposition may prove useful.
The trial court properly dismissed the complaint, as against both LASL and Agnew, insofar as it is based on plaintiff’s layoff. Title VII was not then applicable to LASL; the Section 1983 action was not timely filed as to that claim.
The claims of post-layoff “continuing” discrimination under Title VII were properly dismissed insofar as they involved conduct occurring prior to March 24, 1972, or prior to the 180 day period preceding the filing of the second EEOC complaint. The claims of post-layoff “continuing” discrimination under Section 1983 were properly dismissed insofar as they involved acts occurring prior to the four year period preceding the filing of the complaint in the district court.
On the other hand, for the reasons previously outlined, it was error to dismiss the claims of post-layoff “continuing” discrimination insofar as they involved acts occurring within 180 days of the filing of the second EEOC complaint, in the case of the Title VII claim against LASL, and within four years of the filing of the district court complaint, in the case of the Section 1983 claim against Agnew.
We will not speculate on whether plaintiff, after proper discovery, can resist a motion for summary judgment based on the theories left available to her by this opinion. If she can, the question of class certification is still open for consideration by the trial court.
The case is affirmed in part, reversed in part, and remanded for such further proceedings as are consistent with the views expressed in this opinion.
. Section 701(b) of the Civil Rights Act of 1964, 42 U.S.C. § 2000e(b) was amended by Pub.L. No. 92-261, § 2(2), 86 Stat. 103 (1972), to include state and local governments within the definition of “employer.” As originally enacted, the section excluded these entities from coverage. Pub.L. No. 88-352, tit. VII, § 701(b), 78 Stat. 253 (1964).
. See note 1, supra.
. In 1972 Congress extended the time for filing with the EEOC in such cases from 90 to 180 days after the occurrence of the alleged unlawful employment practice, and from 210 to 300 days where the aggrieved party first instituted proceedings with a state or local agency. 42 U.S.C. § 2000e-5(e) (1976), as amended by Pub.L. No. 92-261, § 4(a), 86 Stat. 104 (1972).
. This determination was not made a part of the record. Our characterization of its findings is based on discussion in appellant’s brief, which is not refuted by LASL.
. 42 U.S.C. § 2000e-5(f)(l) (1976).
. Agnew was appointed to this post some two months after Hansbury’s layoff.
. The court’s order, in its entirety, reads:
The Motion of the defendants to dismiss the complaint of plaintiff Elizabeth Hansbury in Cause No. 76-368-B, Hansbury v. Regents of the University of California, et al. having come on for consideration, and it having been concluded that 42 U.S.C.A. § 2000e did not apply to the defendants at the time plaintiff’s claim arose; that her attempt to sue pursu-
ant to 42 U.S.C.A. § 1983 must fail on the bases that the Regents of the University of California is not a person within Section 1983, that the defendant Agnew was not the director of the Los Alamos Scientific Laboratory at the time the plaintiffs claim arose, and on the further ground that the applicable state statute of limitations, N.M.Stat.Ann. § 23 — 1—4 (1953), has run; and no other jurisdictional bases being stated in the complaint; Now, Therefore,
IT IS BY THE COURT ORDERED that the Motion of the defendants to dismiss as against plaintiff Elizabeth Hansbury be, and it hereby is, granted, and Cause No. 76-368-B is dismissed.
Record, vol. 1, at 314-15.
. See note 1 and accompanying text, supra.
. Hansbury’s chief argument in this regard was that LASL was outside the scope of the exemption for state governments that existed prior to the 1972 amendment, see note 1, supra, and was therefore not exempt from Title VII requirements applicable at the time of her 1970 layoff. Hansbury has not pressed this argument on appeal. She alleges as error only the dismissal of her claim of continuing discrimination occurring after adoption of the 1972 amendment, which made LASL clearly subject to Title VII.
. See note 7, supra.
. The two affidavits to which defendants would have us attach controlling significance are conclusory in nature, and the text of each does not exceed a single page.
. Indeed, the trial court’s dismissal appears to have been based only on jurisdictional grounds rather than for failure to state a claim. See note 7, supra. A reasonable inference is that the trial court was considering only the motion to dismiss for lack of jurisdiction and not defendants’ alternate motion to dismiss for failure to state a claim. A motion to dismiss for lack of jurisdiction, unlike a motion to dismiss for failure to state a claim, is not subject to Rule 12(b)’s provision that acceptance of “matters outside the pleading” means the motion shall be treated as one for summary judgment. See Fed.R.Civ.P. 12(b).
. We note that a motion for summary judgment on the merits would have been premature and if made, prematurely considered, until such time as plaintiff had had ample opportunity to conduct meaningful discovery relating to her substantive claim. See Perry v. Sindermann, 408 U.S. 593, 598, 92 S.Ct. 2694, 33 L.Ed.2d 570 (1972). The reason for this is clear. As in any discrimination case, evidence bearing on discriminatory employment practices committed by defendants is largely in the hands of the defendants themselves. Only through adequate discovery will this evidence become available to plaintiff.
. Hansbury admits that the Regents of the University of California are not a “person” subject to suit under Section 1983. Appellant’s Brief at 22.
. Congress has not specified a limitations period applicable to actions brought under Section 1983. The most nearly analogous state period of limitations is applied. United Auto., Aerospace & Agricultural Implement Workers v. Hoosier Cardinal Corp., 383 U.S. 696, 86 S.Ct. 1107, 16 L.Ed.2d 192 (1966); O’Sullivan v. Felix, 233 U.S. 318, 34 S.Ct. 596, 58 L.Ed. 980 (1914). That statute here is N.M.Stat.Ann. § 23-1-4 (1953), presently codified as N.M.Stat. Ann. § 37-1-4 (1978). It provides that actions
founded upon accounts and unwritten contracts; those brought for injuries to property or for the conversion of personal property or for relief upon the ground of fraud, and all other actions not herein otherwise provided for and specified [must be brought] within four years.
. Agnew, of course, may have some defense available to him, such as the “good faith” defense recognized as a part of the qualified immunity from damages liability enjoyed by state officials in civil rights actions. See Imbler v. Pachtman, 424 U.S. 409, 418-19, 96 S.Ct. 984, 47 L.Ed.2d 128 (1976); Wood v. Strickland, 420 U.S. 308, 95 S.Ct. 992, 43 L.Ed.2d 214 (1975); Scheuer v. Rhodes, 416 U.S. 232, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974). Of course, the demonstration of “good faith” does not foreclose in-junctive relief.
Similarly, the Eleventh Amendment bars imposition of a liability which must be paid from public funds in the state treasury. Quern v. Jordan,-U.S.-,-, 99 S.Ct. 1139, 59 L.Ed.2d 358 (1979); Edelman v. Jordan, 415 U.S. 651, 663, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974). On the other hand, the Eleventh Amendment is no bar to imposition of prospective injunctive relief, “even though such an injunction has an ancillary effect on the state treasury.” Quern v. Jordan,-U.S. at-, 99 S.Ct. at 1143. See Edelman v. Jordan, 415 U.S. at 667-68, 94 S.Ct. 1347; Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908).
. Plaintiff argues that the filing of her EEOC complaints in 1970 and 1972 should be considered as tolling the statute of limitations applicable to her Section 1983 action, the result being that discriminatory acts perpetrated by Agnew earlier than the four years immediately preceding the filing of the district court complaint would also be actionable in the instant
Reference
- Full Case Name
- Elizabeth HANSBURY v. The REGENTS OF the UNIVERSITY OF CALIFORNIA, Los Alamos Scientific Laboratory, and Harold Agnew, Individually
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