Lincoln v. Maketa
Opinion
This appeal grew out of the district court’s denial of qualified, immunity to the former sheriff (Mr. Terry Maketa) .and undersheriff (Ms, Paula Presley) of El Paso County. The. claims were brought by three categories of subordinates: (1) Lieutenant Cheryl Peck; (2) Sergeant Robert Stone; and (3) Commanders Mitchell Lincoln, Rodney Gehrett, and Robert King, In this suit, Lt. Peck, Sgt. Stone, and the three Commanders allege ‘ retaliation for protected speech.
The district court held that the subordinates’ allegations were sufficient to defeat qualified immunity at the motion-to-dismiss stage. We disagree because, the law was not clearly established that (1) Lt. Peck’s speech fell outside of her -.duties as a public employee, (2) the investigations of Sgt. Stone and his children constituted adverse employment actions, arid (3) the investigation of the Commanders, their placement on paid administrative leave, and their alleged humiliation constituted adverse employment actions. . Therefore, Sheriff Maketa and Undersheriff Presley were .entitled. to' qualified immunity and dismissal of the complaint.
*536 I. The Plaintiffs’ Allegations
Lt. Peck and Sgt. Stone base their retaliation claims on a scheme by Sheriff Make-ta and Undersheriff Presley to influence an upcoming election for sheriff by smearing one of the candidates; the Commanders base their claims on retaliation for their prior complaints about improper workplace practices. Because the ruling involves a motion to dismiss for failure to state a valid claim, we start with the plaintiffs’ allegations in the complaint. See Part III, below.
A. Lt. Peck
Lt. Peck’s claim arises out of her statements to the media. In 2013, Sheriff Make-ta and Undersheriff Presley secretly took an Internal Affairs document, planning to use it against a political opponent. At the time, Lt. Peck was in charge of the Internal Affairs Unit of the Sheriffs Office. Lt. Peck knew that the document was missing but did not know who had taken it. The mystery of the missing document generated public interest.
To address the matter, Sheriff Maketa ordered Lt. Peck to speak to the media and deliver a false narrative, saying that the Internal Affairs document had been stolen by supporters of the political opponent. Lt. Peck spoke to the media as requested, but she did not give the story crafted by Sheriff Maketa; she instead “spoke truthfully.” Appellant’s App’x at 277. In response, Sheriff Maketa transferred Lt. Peck to the midnight shift.
B. Sgt. Stone
Sgt. Stone’s claim arises out of his political support for the candidate opposed by Sheriff Maketa and Undersheriff Presley. Upon learning of Sgt. Stone’s support, Sheriff Maketa retaliated by
• subjecting Sgt. Stone to a “criminal investigation” into the missing Internal Affairs document, including interrogations, two lie-detector tests, and accusations that Sgt. Stone had stolen the document and
• ordering a criminal investigation into Sgt. Stone’s two children, both of whom were employees of the Sheriffs Office.
C.The Commanders
The Commanders’ claims arise out of their filing of complaints about Sheriff Maketa and Undersheriff Presley. These complaints were filed with the Equal Employment Opportunity Commission and the El Paso County Board of County Commissioners. In the complaints, the Commanders alleged that Sheriff Maketa and Undersheriff Presley had engaged in improper practices.
The Commanders informed Undersher-iff Presley of the complaints. Three hours later, Sheriff Maketa and Undersheriff Presley
• put the Commanders on paid administrative leave,
• confiscated their telephones, tablets, weapons, badges, and vehicles, and
• had the Commanders escorted out of the building.
The Commanders allege humiliation from the second and third actions. And in the aftermath of the complaints, Sheriff Maketa and Undersheriff Presley filed Internal Affairs complaints against two of the Commanders, subjecting them to internal investigations.
II. Procedural History
Lt. Peck, Sgt. Stone, and the Commanders sued under
III. Standard of Review
We engage in de novo review of the district court’s rulings on a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), and we “accept the facts alleged in the complaint as true and view them in the light most favorable to the plaintiff[s].”
Mayfield v. Bethards,
IY. Qualified Immunity
The doctrine of qualified immunity protects officials from civil liability as long as they do not “ ‘violate clearly established statutory or constitutional rights of which a reasonable person would have known.’ ”
Mullenix v. Luna,
— U.S.-,
• the defendant violated a constitutional or statutory right and
• the violated right was “ ‘clearly established at the time of the alleged unlawful activity.’ ”
Estate of Reat v. Rodriguez,
A right is “clearly established” when every “‘reasonable official would [understand] that what he is doing violates that right.’ ”
Ashcroft v. al-Kidd,
We have discretion to resolve an issue of qualified immunity on either of the two prongs, and we need not decide whether a violation occurred if we conclude that the right was not “clearly established.”
Pearson v. Callahan,
Y. The Retaliation Claims
The plaintiffs assert retaliation under the First Amendment. We evaluate these claims under the framework derived from
Garcetti v. Ceballos,
1. The protected speech was not made pursuant to . an employee’s official duties.
2. The protected speech addressed a matter of public concern.
3. The government’s interests as an employer did not outweigh the employee’s free-speech interests. '
4. The protected speech was a motivating factor in the adverse employment action.
5. The defendant would not have made the same employment decision in the absence of the protected speech.
Dixon v. Kirkpatrick,
A. Lt. Peck’s Retaliation Claim
Lt. Peck invokes the First Amendment, alleging punishment by Sheriff Maketa for truthfully speaking to the media. On this allegation, the first element is murky. It. required Lt. Peck to show that she was speaking outside of her official duties.
See
“[W]hen public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline.”
Garcetti v. Ceballos,
No bright-line .rule governs when employees are speaking as part of their official duties. Thus, we conduct a practical inquiry on a case-by-case basis; asking whether the speech “‘stemmed from and [was of] the type ... that [the. employee] was paid to do.’ ”
Rohrbough v. Univ. of Colo. Hosp. Auth.,
The law was not clearly established on whether Lt. Peck’s duties included her discussion with the media. As head of Internal Affairs, Lt. Peck spoke to the media about an Internal Affairs matter at the explicit direction of her supervisor. The speech therefore seems to havé been “ ‘commissioned’ ” by her employer.
See Foley v. Town of Randolph,
Lt. Peck contends that her speech was not made in the course of her official duties because
• her job duties did not require her 'to speak to the media and
• she disobeyed Sheriff Maketa’s instructions on what to say.
We reject both contentions.
First, Lt. Peck notes that speaking to the media was not part of her job duties. But an employee’s formal job duties are not dispositive; speech can be considered “official” even when it “concerns an unusual aspect of an employee’s job that is not part of his everyday functions.”
Brammer-Hoelter v. Twin Peaks Charter Acad.,
Second, Lt. Peck spoke to the media because of a directive, but she disobeyed the order to lie.' In some circuits, Lt. Peck’s disobedience might affect whether she was speaking as part of her official duties.
See Dahlia v. Rodriguez,
B. Sgt. Stone’s Retaliation Claim
According to Sgt. Stone, Sheriff Maketa conducted pretextual criminal investigations into Sgt. Stone and his children for theft of the Internal Affairs document. But with the gloss of qualified immunity, Sgt. Stone cannot satisfy the fourth element of the Garcetti/Pickering test. because the alleged investigations did not clearly constitute adverse employment actions. See pp. 6-8, above.
The fourth element of the
Garcetti/Pick-ering
test requires that “the protected speech [be] a motivating factor in the adverse employment action.”
Dixon v. Kirkpatrick,
For a retaliation claim under Title VII, an adverse employment action is something that would have “dissuaded a reasonable worker from making or supporting a charge of discrimination.”
Burlington N. & Santa Fe Ry. v. White,
1. The Criminal Investigation into Sgt. Stone
The first alleged action is an investigation into Sgt. Stone regarding the missing Internal Affairs document. A workplace investigation generally does not constitute an adverse employment action.
Couch,
The Supreme Court has declined to consider whether a retaliatory criminal investigation entails a constitutional violation.
Hartman v. Moore,
Our court has not settled the question. We did' address a particular form of criminal investigation in
Berry v. Stevinson Chevrolet,
First, Sgt. Stone alleges only a “criminal investigation,” and an investigation is a far cry from formally filing charges and bringing someone to trial.
Cf. Belcher v. City of McAlester,
Second, this case does not implicate the •concerns that drove our decision in
Berry.
In
Berry,
we emphasized that the employ
*541
ment action was adverse because “[a] criminal trial ... is necessarily public and therefore carries a significant risk of humiliation, damage to reputation, and a concomitant harm to future employment prospects.”
Berry,
In short,
Berry
is distinguishable and was driven by concerns that are inapplicable here.
See Estate of Reat v. Rodriguez,
Sgt. Stone and the district court relied only on general standards, noting that an adverse employment action is one that would deter reasonable persons from exercising their First Amendment rights. But the analysis of qualified immunity is based on specific facts, not abstract principles.
White v. Pauly,
— U.S.-,
2. The Criminal Investigation into Sgt. Stone’s Children
The second set of alleged actions involves a criminal investigation into Sgt. Stone’s children. It is true that taking an adverse employment action against an employee’s child would likely constitute an adverse employment action against the employee himself.
See Thompson v. N. Am. Stainless, LP,
C. The Commanders’ Retaliation Claims
The Commanders allege that Sheriff Maketa and Undersheriff Presley retaliated in three ways:
1. placing the Commanders on paid administrative leave,
2. humiliating them by having them escorted out of the building and taking their work equipment, and
3. conducting investigations through Internal Affairs.
The Commanders’ allegations do not clearly show the existence of an adverse employment action.
1. Paid Administrative Leave
There was no clearly established authority treating the paid administrative leave as an adverse employment action.
*542
In determining whether paid administrative leave constitutes an adverse employment action, courts must closely scrutinize the facts and draw lines that are not always self-evident. To date, our own court has not issued a precedential opinion on whether paid administrative leave constitutes an adverse employment action. In one non-precedential opinion, we upheld the district court’s conclusion that placement on paid administrative leave for eighteen dayg, pending the outcome of an investigation, was not an adverse employment action.
See Juarez v. Utah,
These context-driven opinions do not establish any clear demarcation of when paid administrative leave is or is not an adverse employment action. Indeed, some of these opinions may even be in tension with each other.
Compare Nichols,
In short, neither we nor' other circuits have established any clear guidance on where to draw the line between adverse and non-adverse .paid administrative leave.
4
Without any guidance, we do not regard placement on paid administrative, leave as a clearly established adverse employment action.
See Lowe v. Raemisch,
2. Humiliation
The Commanders add that they were escorted out- of the building and stripped of their work equipment. Again, neither the Commanders nor the district court identified any precedents characterizing these actions as adverse employment actions. Cf
. McCoy v. City of Shreveport,
Rather' than focusing on these actions, the Commanders treat the humiliation itself as the adverse employment action. For this proposition, the Commanders rely on a passage from
Annett v. University of Kansas,
First, the complaint does not allege that the Commanders suffered “damage to reputation” or “harm to future employment prospects.”
Second, nothing in
Annett
requires us to consider any humiliating action as an adverse employment action. Our opinion simply noted that humiliation, along with damage to reputation and harm to future employment prospects, bears on whether an action was adverse.
See
Third, general principles are insufficient for a clearly established right. Instead, the Commanders must point to precedent establishing that the particular conduct at issue here is unlawful, See Part IV, above. And as noted, the Commanders do not identify any such precedents, relying only on Annett’s general standard. Thus, the Commanders have not demonstrated that their alleged humiliation would clearly constitute an adverse employment action,
3. Internal Investigations
The third set of alleged actions involved internal investigations. We generally do not consider standard workplace investigations to be adverse employment actions.
See Couch v. Bd. of Trs. of Mem’l Hosp. of Carbon Cty.,
4.. Actions in Combination
Even if each action did not individually constitute an adverse employment action, the combination of actions may have beeri adverse. The district court considered the actions in combination and concluded that the Commanders had suffered' an adverse employment action. But the Commanders have not cited any similar opinidns- treating the combination of these actions as adverse. •
. The district court instead relied "on general principles. For example, the court discussed
Baca v. Sklar,
The Commanders also fail to support their characterization of the alleged actions as clearly adverse. The Commanders rely on
Annett
and
Rutan v. Republican Party of Illinois,
Sheriff Maketa and Undersheriff Presley lacked clear guidance on whether the alleged conduct created an adverse employment action. Thus, Sheriff Maketa and Undersheriff Presley are entitled to qualified immunity on the Commanders’ claims. 5
VI. Conclusion
The assertion of qualified immunity imposes a heavy burden on the plaintiffs, requiring them to point to existing precedent or the clear weight of authority establishing the existence of a constitutional violation. None of the plaintiffs has met that burden. Lt. Peck has not demonstrated that her statement to the media was clearly made as a private citizen rather than as a public employee. Nor has Sgt. Stone or the Commanders shown that the defendants’ alleged conduct would clearly constitute adverse employment actions. Accordingly, Sheriff Maketa and Under-sheriff Presley were entitled to qualified immunity on all of the claims.
Reversed.
. Though Sheriff Maketa and Undersheriff Presley urged qualified immunity through a motion filed under Rule 12(b)(6), the district court cited twice to materials outside of the complaint. Generally, a district court can consider outside materials only by converting the motion to dismiss to a motion for summary judgment.
Utah Gospel Mission v. Salt Lake City
Corp.,
. Lt. Peck also alleges that she was subject to a "criminal investigation” into the missing Internal Affairs document. The alleged investigation does not clearly qualify as an “adverse employment action” under the fourth element of the Garcetti/Pickering test. See Part V(B), below. In addition, the complaint does not tie the investigation to Lt. Peck’s protected speech. Therefore, this allegation would not satisfy the fourth element (that the protected speech was a motivating factor for the retaliation).
. Sgt. Stone also argues that a death threat constituted an adverse employment action. This argument is not plausibly supported by the complaint. There Sgt. Stone alleged that Undersheriff Presley had said that she was "going to kill” Sgt. Stone. Appellant’s App’x at 275. But the complaint does not plausibly allege a threat or even that Undersheriff Presley had commupicated the statement to. Sgt. Stone.
. At oral argument, the Commanders admitted that they were unaware of an opinion in -any circuit that treated paid administrative leave as an adverse employment action.
. Two of the Commanders (Commander King and Commander Lincoln) also allege a “criminal investigation” into the missing Internal Affairs document. Appellant’s App’x at 274. We reject this allegation because characterization of the investigation as an "adverse employment action” would not have been clearly established. See Part V(B)(1), above.
Reference
- Full Case Name
- Mitchell LINCOLN; Rodney Gehrett; Robert King; Cheryl Peck; Robert Stone, Plaintiffs-Appellees, v. Terry MAKETA, in His Individual Capacity and in His Official Capacity as Sheriff of El Paso County; Paula Presley, in Her Individual Capacity and in Her Official Capacity as Undersheriff of El Paso County, Defendants-Appellants, and the Board of County Commissioners of the County of El Paso; El Paso County Sheriffs Office; Bill Elder; Joe Breister, Defendants
- Cited By
- 72 cases
- Status
- Published