United States v. Degeare
Opinion
*1244
Under the Armed Career Criminal Act (ACCA) of 1984,
We haven't yet addressed the precise level of certainty this standard requires. We need not do so today. Whatever the term "certainty" might mean,
Background
In 2014, Degeare pleaded guilty to being a felon in possession of a firearm,
see
§ 922(g)(1), and the sentencing court imposed a 15-year prison sentence under the ACCA,
see
§ 924(e)(1) (imposing mandatory minimum prison sentence of 15 years for § 922(g)(1) conviction if offender has at least "three previous convictions ... for a violent felony or a serious drug offense"). In doing so, the sentencing court treated five of Degeare's previous Oklahoma convictions as ACCA predicates: (1) his 1990 conviction for forcible sodomy,
see
Degeare didn't appeal. But in 2015, he sought habeas relief under § 2255. After the district court denied his § 2255 motion, Degeare filed an untimely notice of appeal. We dismissed, and the Supreme Court denied review.
Relying on
Johnson v. United States
, --- U.S. ----,
The government didn't dispute that Degeare's 1990 forcible-sodomy conviction and 1994 lewd-molestation conviction no longer qualify as ACCA predicates after
Johnson
and
Welch
. But it maintained that Degeare nevertheless isn't entitled to relief. In support, it asserted that although Degeare's two 1994 convictions for forcible sodomy no longer trigger the enhancement under the ACCA's now-defunct
residual
clause,
see
§ 924(e)(2)(B)(ii), those convictions are for offenses that nevertheless remain violent felonies under the ACCA's
elements
clause,
see
§ 924(e)(2)(B)(i) (defining violent felony, in relevant part, as an offense that "has as an element the use, attempted use, or threatened use of physical force against the person of another");
Johnson
,
The district court agreed. First, it concluded that Oklahoma's forcible sodomy statute is divisible because it describes three separate offenses. Second, it determined that Degeare specifically pleaded guilty to violating § 888(B)'s third subsection, which prohibits "sodomy accomplished with any person by means of force, violence, or threats of force or violence accompanied by apparent power of execution regardless of the age of the victim or the person committing the crime." § 888(B)(3). Finally, it ruled that this particular subsection of Oklahoma's forcible-sodomy statute constitutes a violent felony under § 924(e)(2)(B)(i)'s elements clause, thus rendering harmless any Johnson error. Accordingly, the district court denied Degeare's § 2255 motion. Degeare appeals.
Analysis
We review de novo the district court's conclusion that Degeare's 1994 convictions for forcible sodomy constitute ACCA predicates.
See
United States v. Ridens
,
The parties disagree on this point. But before we resolve their disagreement, it's worth noting a few areas where the parties' positions overlap. First, neither party disputes that Degeare is only subject to the ACCA's sentencing enhancement if he has at least three prior convictions for violent felonies or serious drug offenses. See § 924(e)(1). Likewise, the parties agree that (1) Degeare's 2003 conviction for possession with intent to distribute constitutes an ACCA predicate and (2) his 1990 forcible-sodomy conviction and his 1994 lewd-molestation conviction do not. Finally, the parties agree that if § 888 isn't divisible, then Degeare's 1994 convictions for forcible sodomy don't constitute ACCA predicates-a conclusion that would require us to reverse the district court's order denying his § 2255 motion. In other words, the parties agree that if we conclude § 888 isn't divisible, that conclusion is dispositive of this appeal.
To understand why the parties agree on this last point, some background information is helpful. As explained above, Degeare is only subject to the ACCA's sentencing enhancement if his 1994 convictions for forcible sodomy constitute violent felonies under the elements clause. And in determining whether an offense constitutes a violent felony under the ACCA's
*1246
elements clause, courts use one of two methods: (1) the pure categorical approach or (2) the modified categorical approach. Under the pure categorical approach, we examine the statute-and only the statute-and ask whether "it can be violated without the 'use, attempted use, or threatened use of physical force.' "
Titties
,
This pure categorical approach applies to statutes that aren't divisible, i.e., those that contain "a single, indivisible set of elements."
Descamps v. United States
,
Here, Degeare pleaded guilty to two counts of forcible sodomy, which Oklahoma defined at the relevant time as:
1. sodomy committed by a person over [18] years of age upon a person under [16] years of age; or
2. sodomy committed upon a person incapable through mental illness or any unsoundness of mind of giving legal consent regardless of the age of the person committing the crime; or
3. sodomy accomplished with any person by means of force, violence, or threats of force or violence accompanied by apparent power of execution regardless of the age of the victim or the person committing the crime.
§ 888(B)(1)-(3).
The government concedes that, under the pure categorical approach, § 888(B) doesn't satisfy the elements clause. This is so, the government says, because neither § 888(B)(1) nor § 888 (B)(2)"has as an element the use, attempted use, or threatened use of physical force against the person of another." § 924(e)(2)(B)(i) ;
see also
Titties
,
In light of this concession, we will only affirm the district court's order denying Degeare's § 2255 motion if the government demonstrates that (1) § 888(B) is divisible; (2) Degeare's forcible sodomy convictions arose under § 888(B)(3) ; and (3) § 888(B)(3) satisfies the elements clause.
See
United States v. Garcia
,
I. Divisibility and the Mathis Toolbox
A statute is divisible if it "list[s] elements in the alternative, and thereby define[s] multiple crimes." Mathis , 136 S.Ct. at 2249. Elements, in turn, "are what the jury must find beyond a reasonable doubt to convict the defendant" or "what the defendant necessarily admits when he [or she] pleads guilty." Id. at 2248. Critically, not all statutory alternatives are elements. Instead, some statutes merely "enumerate[ ] various factual means of committing a single element." Id. at 2249. And if a statute's alternatives are merely means, as opposed to elements, then the statute isn't divisible and the modified categorical approach doesn't apply. See id. at 2253, 2256 (holding that lower court erred in applying modified categorical approach to statute that contained only alternative means and therefore wasn't divisible).
Here, neither party disputes that the applicable statute comprises three alternatives. It defines forcible sodomy as:
1. sodomy committed by a person over [18] years of age upon a person under [16] years of age; or
2. sodomy committed upon a person incapable through mental illness or any unsoundness of mind of giving legal consent regardless of the age of the person committing the crime; or
3. sodomy accomplished with any person by means of force, violence, or threats of force or violence accompanied by apparent power of execution regardless of the age of the victim or the person committing the crime.
§ 888(B)(1)-(3). But the parties disagree about whether these alternatives constitute elements-things a "jury must find beyond a reasonable doubt to convict [a] defendant" of forcible sodomy at trial, Mathis , 136 S.Ct. at 2248 -or whether they instead constitute means-"various factual ways of committing some component of" forcible sodomy that "a jury need not find" or, alternatively, that a defendant who pleads need not admit, id. at 2249.
In deciding whether a state statute's alternatives are elements or means, we have several tools at our disposal. First, a state-court decision may "definitively answer[ ] the question."
Id.
at 2256 ;
see also id.
(concluding that statutory alternatives were means rather than elements because state-court decision characterized them as " 'alternative method[s]' of committing one offense, so that a jury need not agree" on which one applies (alteration in original) (quoting
State v. Duncan
,
Second, "the statute on its face may resolve the issue."
*1248
Apprendi v. New Jersey
,
Third, if these sources of state law-the statute itself and any state-court decisions interpreting it-don't "provide clear answers," then we "have another place to look: the record of a prior conviction itself."
According to
Mathis
, employing these tools should make answering the elements-or-means question "easy."
Id. at 2256. Between the record documents and state law,
Mathis
assures us, "indeterminacy should prove more the exception than the rule."
Id. at 2257. But on the off chance that a clear answer to the means-or-elements question remains elusive,
Mathis
makes it clear what we must do-or, more precisely, what we must
not
do: If "state law fails to provide clear answers" and the "record materials [don't] speak plainly," then we won't be "able to satisfy '[
Taylor v. United States
,
A. The State-Court Decision
Degeare argues we need only employ the first of these tools here because a state-court decision "definitively" establishes that § 888(B)'s alternatives are means, rather than elements.
Mathis
, 136 S.Ct. at 2256. In support, Degeare cites
*1249
Bruner v. State
,
In
Bruner
, the defendant was charged with rape "under conjunctive theories: (1) that the [victim] was under the age of sixteen and (2) that the act occurred by means of force, overcoming her resistance and (3) [that the act occurred] by means of threats of immediate injury and great bodily harm, accompanied by apparent power of execution."
On appeal, the defendant challenged his conviction, asserting that "he was denied due process of law and may have been convicted under a nonunanimous verdict."
Bruner
,
The Oklahoma Court of Criminal Appeals (OCCA) rejected the defendant's jury-unanimity argument, as well as his due-process argument. In doing so, it reasoned that although rape can "be accomplished in
different ways
," it is nevertheless "only a
single crime
" under Oklahoma law.
Bruner
,
In short,
Bruner
holds that (1) these statutory alternatives are merely "different ways" of committing "a single crime" and (2) a jury need not unanimously agree on any particular one of these statutory alternatives to convict.
Citing the similarities between § 888(B) and the statutes at issue in Bruner , Degeare argues that § 888(B)'s statutory alternatives *1250 must therefore be means as well. The government disagrees, insisting that Bruner isn't the silver bullet Degeare makes it out to be. In support, the government advances three arguments.
The government first points out the obvious: Degeare was convicted of forcible sodomy, not rape. And because Bruner addresses only Oklahoma's rape statutes, the government asserts, it doesn't control here.
In light of this distinction, we agree that
Bruner
doesn't "definitively answer[ ]" the means-or-elements question in this case.
2
Mathis
, 136 S.Ct. at 2256. But this hardly dooms
Bruner
to irrelevancy. After all, the OCCA "has long recognized the analogy between sodomy and rape."
Hopper v. State
,
In short, under the relevant versions of the Oklahoma statutes at issue, a defendant can commit either rape or forcible sodomy by engaging in a particular sex act (1) with a victim under a certain age; (2) with a victim whose mental illness or unsoundness of mind renders the victim incapable of giving legal consent; (3) by force; or (4) by credible threat of force. And the government makes no effort to explain why the OCCA would treat these similar statutory alternatives as means in one context and elements in another. Accordingly, we see no reason to think the OCCA wouldn't extend
Bruner
's analysis of § 1111 and § 1114 to § 888(B).
See
Hill
,
Second, even assuming that Bruner 's holding extends to § 888(B), the government insists that this holding is nevertheless *1251 of limited value here. That's because, according to the government, Bruner doesn't actually establish that "the alternative methods of commiting [sic] rape [are] means as opposed to elements." Aplee. Br. 23. In support, the government advances a two-part argument. First, it insists that the OCCA resolved the defendant's argument in Bruner based solely on due-process principles. Second, it asserts that to the extent Bruner says anything about jury unanimity, that discussion isn't dispositive of the means-or-elements question.
We disagree with the government's cramped reading of
Bruner
. True, the OCCA focused primarily on the defendant's due-process argument. But it unambiguously acknowledged (1) that the defendant was also raising a jury-unanimity argument,
see
Bruner
,
Moreover, the OCCA rejected the defendant's entire "fifth assignment of error," which included both the defendant's due-process argument
and
his jury-unanimity argument.
Finally, we also reject the government's third challenge to Degeare's Bruner argument-that to the extent Bruner contains a jury-unanimity analysis, that analysis isn't dispositive of the means-or-elements question. On the contrary, Mathis makes jury unanimity the touchstone of the means-or-elements inquiry.
First, in illustrating the distinction between these two concepts,
Mathis
describes a hypothetical statute that requires using a deadly weapon but "spells out various factual ways of committing [that] component of the offense," e.g., using a knife, gun, or bat. 136 S.Ct. at 2249. Because "[a] jury could convict" a defendant under this hypothetical statute "even if some jurors 'conclude[d] that the defendant used a knife' while others 'conclude[d] he used a gun,' so long as all agreed that the defendant used a 'deadly weapon,' "
Mathis
explains, these alternatives constitute "legally extraneous circumstances"-i.e., means.
Id.
(alterations in original) (first quoting
Richardson v. United States
,
Taking our cue from
Mathis
, we have likewise adopted a unanimity-focused approach to the means-or-elements question.
See, e.g.
,
United States v. Burtons
,
Accordingly,
Bruner
's conclusion that a jury need not unanimously agree on the statutory "way[ ]" or "ways" in which a particular defendant "accomplished" the "single crime" of rape,
*1253 B. The Statute Itself
Mathis
lists three ways in which a "statute on its face may resolve" the means-or-elements question. 136 S.Ct. at 2256. None of them resolve that question here. First, § 888(B)'s alternatives don't "carry different punishments," such that they must be elements under
Apprendi
.
Mathis
, 136 S.Ct. at 2256. On the contrary, § 888's penalty provision-which is tethered solely to § 888(A) -states that "[a]ny person who forces another person to engage in the detestable and abominable crime against nature ... is guilty of a felony punishable by ... not more than [20] years" in prison." § 888(A). Nor is § 888(B) necessarily "drafted to offer 'illustrative examples,' " which would indicate that its alternatives are means.
5
Mathis
, 136 S.Ct. at 2256 (quoting
Howard
,
Going beyond the statutory characteristics that
Mathis
treats as relevant, the government asserts that because § 888(B)'s alternatives appear in three separate subsections, they must be elements. In support, it cites
United States v. Maldonado-Palma
,
The government mischaracterizes
Maldonado-Palma
. There, we didn't rely on the fact that the statutory alternatives appeared in
separate subsections
to conclude that they were
elements
. Instead, we relied on the fact that those statutory alternatives were
elements
-as established by a state-court decision indicating as much-to conclude that the statute was
divisible
.
See id.
(citing
State v. Armijo
,
In any event, as
Bruner
makes clear, the fact that § 888(B)'s alternatives appear in different subsections doesn't demonstrate that they're elements. One of the rape statutes at issue in
Bruner
set forth its alternatives in separate subsections, and yet the OCCA held that those alternatives were means.
See
§ 1111 (listing alternative definitions of rape in separate subsections);
Bruner
,
Because nothing on the statute's "face" answers the means-or-elements question,
Mathis
, 136 S.Ct. at 2256, we turn to the documents underlying Degeare's convictions.
See
id. at 2257 ("And if state law fails to provide clear answers, federal judges have another place to look: the record of a prior conviction itself."). But before we do, we pause to recap. First, we will only treat § 888(B) as divisible if we are at least more certain than not that its alternatives are elements.
See supra
note 1. Second,
Bruner
strongly suggests that § 888(B)'s alternatives are means. Third, nothing "on [the] face" of § 888(B) suggests otherwise.
Mathis
, 136 S.Ct. at 2256. Thus, in light of
Bruner
, we will only treat § 888(B) as divisible if the record documents "plainly" indicate that its alternatives are elements.
Id.
at 2257 (explaining that when "record materials" don't "speak plainly," we will be unable "to satisfy '
Taylor
's demand for certainty' " (quoting
Shepard
,
C. The Record Documents
Mathis
lists three ways in which record documents can "speak plainly" as to whether statutory alternatives constitute means or elements.
1. The Jury Instructions
The current version of Oklahoma's Uniform Jury Instructions provides, in relevant part, the following instruction for forcible sodomy:
No person may be convicted of forcible oral sodomy unless the State has proved beyond a reasonable doubt each element of the crime. These elements are:
First , penetration;
Second , of the mouth/vagina of the defendant/victim ;
Third , by the mouth/penis of the defendant/victim ;
[ Fourth , which is accomplished by means of force or violence, or threats of force or violence that are accompanied by the apparent power of execution.]
*1255 You are further instructed that any sexual penetration, however slight, is sufficient to complete the crime.
OR
[ Fourth , by a person over the age of eighteen on a child under the age of sixteen.]
You are further instructed that any sexual penetration, however slight, is sufficient to complete the crime.
OR
[ Fourth , committed upon a person incapable through mental illness or any unsoundness of mind of giving legal consent].
You are further instructed that any sexual penetration, however slight, is sufficient to complete the crime.
Okla. Unif. Jury Instr. CR 4-128. 7
In arguing that this instruction indicates § 888(B)'s alternatives are elements, the government first points to the "Notes on Use" following the instruction; those notes expressly state that a "trial court should select the Fourth
Element
that is supported by the evidence." Okla. Unif. Jury Instr. CR 4-128 notes on use (emphasis added). But simply calling a statutory alternative an element doesn't make it so.
Cf.
Mathis
, 136 S.Ct. at 2251 ("The label a State assigns to a crime-whether 'burglary,' 'breaking and entering,' or something else entirely-has no relevance to whether that offense is an ACCA predicate."). This much is clear from the fact that the "Notes on Use" following Oklahoma's first-degree-rape instruction likewise refer to § 1111's alternatives-alternatives that
Bruner
establishes are actually means,
Next, the government argues that by setting forth § 888(B)'s alternatives in separate subsections of the instruction, rather than "bunch[ing them] together," the instruction indicates that Oklahoma treats § 888(B)'s statutory alternatives as elements.
See
Titties
,
But Oklahoma's first-degree-rape instruction likewise doesn't "bunch[ ] together" § 1111's statutory alternatives.
*1256
CR 4-128,
with
Okla. Unif. Jury Instr. CR 4-120. Nevertheless, the OCCA has held that those alternative ways of committing rape are means rather than elements.
Bruner
,
Finally, the "Notes on Use" following Oklahoma's forcible-sodomy instruction do indicate that a trial court should select the § 888(B) alternative "that is supported by the evidence" in a particular case. Okla. Unif. Jury Instr. CR 4-128 notes on use. And this could arguably suggest that those alternatives are elements.
See
Mathis
, 136 S.Ct. at 2257 ("[J]ury instructions could indicate, by referencing one alternative term to the exclusion of all others, that the statute contains a list of elements, each one of which goes toward a separate crime."). But the "Notes on Use" don't expressly preclude a trial court from instructing the jury on more than one (or even all) of § 888(B)'s alternatives if the evidence warrants such an instruction. Okla. Unif. Jury Instr. CR 4-128 notes on use. Nor do they prohibit the trial court, in that scenario, from "bunch[ing] together" those statutory alternatives "into a single element."
Titties
,
2. The Charging Documents
Mathis leaves us with one final avenue for determining whether statutory alternatives constitute means or elements: examination of the charging document. 136 S.Ct. at 2257. If the charging document reiterates all the statutory alternatives, that indicates those alternatives are means. But if it instead "referenc[es] one alternative term to the exclusion of all others, that [indicates] the statute contains a list of elements, each one of which goes toward a separate crime." Id.
Here, the government points out, the charging document alleges that Degeare "forcibly put[ ] his penis inside [one of the victim's] mouths" and "forc[ed]" the other victim "to place his penis inside [her] mouth." R. vol. 1, 123. Thus, the government concludes, the charging document references only a single § 888(B) alternative "to the exclusion of all others," Mathis , 136 S.Ct. at 2257 : "sodomy accomplished with any person by means of force," § 888(B)(3). 9
*1257 We agree this is one plausible interpretation of the charging document. But it's not the only one. As Degeare points out, the term "force" (and its variations) don't appear solely in § 888(B)(3). Instead, (1) the title of § 888 itself refers to "[f]orcible sodomy"; (2) § 888(A) states that "[a]ny person who forces another person to engage in the detestable and abominable crime against nature, ... upon conviction, is guilty of a felony punishable by imprisonment in the penitentiary for a period of not more than [20] years"; (3) § 888(B) states that "[t]he crime of forcible sodomy shall include" certain acts; and (4) § 888(B)(3) refers to "sodomy accomplished ... by means of force ." § 888 (emphases added).
Thus, it's not at all clear to us that in alleging Degeare committed "forcible oral sodomy" against one of his victims "by forcing her to place his penis inside [her] mouth" and against his other victim by "by forcibly putting his penis inside [her] mouth," the charging document necessarily and specifically invokes § 888(B)(3). R. vol. 1, 123 (emphases added). Instead, it's possible that each charge's first use of the term is merely a nod to the name of the offense charged, while its second reference is-as Degeare argues-an effort to rope in the language of § 888(A). And in that case, Degeare points out, the language of the charging document arguably indicates (by failing to charge a specific § 888(B) alternative) that § 888(B)'s alternatives are simply "diverse means of satisfying [ § 888(A)'s] single [force] element." Mathis , 136 S.Ct. at 2249 ; see also id. (explaining that when statute's alternatives are merely "various factual ways of committing some component of the offense," those "ways" constitute means, not elements); id. at 2256 (distinguishing between elements, "which ... must be charged" and means, "which need not be"). 10
The government also points out that the charging document for Degeare's 1990 forcible-sodomy conviction specifically alleges only the age of the victim, rather than using the term "force." 11 And according to the government, this demonstrates that § 888(B)'s alternatives are elements. Again, we agree this is one plausible interpretation. See Mathis , 136 S.Ct. at 2257 (explaining that if charging document "referenc[es] one alternative term to the exclusion of all others," that indicates "the statute contains a list of elements, each one of which goes toward a separate crime"); § 888(B)(1) (defining forcible sodomy, in *1258 relevant part, as "sodomy committed by a person over [18] years of age upon a person under [16] years of age"). But again, it's not the only plausible one. As Degeare points out, the government's argument overlooks the fact that Degeare's 1990 forcible-sodomy conviction is based on conduct that occurred in 1989. And at that time, Oklahoma's forcible-sodomy statute (1) wasn't divided into subsections and (2) didn't reference the victim's age. Instead, it only generally prohibited "forc[ing] another person to engage in the detestable and abominable crime against nature." § 888 (1989).
Thus, by referencing the victim's age-instead of expressly alleging that Degeare "force[d]" the victim to engage in sodomy,
id.
-the charging document for Degeare's 1990 forcible-sodomy conviction arguably indicates that engaging in sodomy with a victim who was too young to consent was merely one of any number of "factual ways of committing [the force] component of the [1989] offense."
Mathis
, 136 S.Ct. at 2249 ;
see also
Kimbro
,
In any event, we need not decide which of the parties' competing interpretations of the charging documents is correct. We hold only that, whatever the charging documents might have to say about the means-or-elements question in this case, they don't say it "plainly." Mathis , 136 S.Ct. at 2257. And for the reasons discussed above, nothing else the government points to "clear[ly]" indicates that § 888(B)'s alternatives are elements, either. Id. at 2256. Accordingly, in light of Bruner , we can't be more certain than not that § 888(B) is divisible. And that means the district court erred in applying the modified categorical approach; in treating Degeare's 1994 forcible-sodomy convictions as ACCA predicates under the elements clause; and in denying his § 2255 motion.
Conclusion
In
Bruner
, the OCCA held that the alternative ways in which a defendant can violate the Oklahoma rape statutes at issue in that case were means, not elements.
In light of this conclusion, we hold that the district court erred in relying on the modified categorical approach to determine that forcible sodomy is a violent felony.
We haven't yet resolved what quantum of certainty
Taylor
requires. At some point, we may well be presented with a close case in which the answer to that question will prove determinative. But this isn't such a case. Thus, in the absence of any briefing by either party, we decline to answer this question here. Instead, we hold only that
Taylor
requires us to be
at least
more certain than not that a statute's alternatives constitute elements before we will treat that statute as divisible. In other words, if the evidence is merely in equipoise, the modified categorical approach won't apply. Requiring anything less would be inconsistent with the Court's language in
Mathis
.
See
136 S.Ct. at 2256-57 (allowing court to treat state statute as divisible only if state law or record documents "definitively," "clear[ly]," and "plainly" establish that statute's alternatives are elements; indicating that where answer to means-or-elements question is instead "indetermin[ate]," courts cannot "satisfy '
Taylor
's demand for certainty' " (quoting
Shepard
,
For this reason, we need not address Degeare's suggestion that when a state-court decision does appear to "definitively answer[ ]" the means-or-elements question, Mathis , 136 S.Ct. at 2256, "the analysis ends" and we can't employ the other Mathis tools, Rep. Br. 5.
The government also suggests that
Mathis
' jury-unanimity test doesn't apply when the statutory alternatives "are separately listed as elements in jury instructions." Aplee. Br. 26. But this reasoning is circular: whether the statutory alternatives are "listed
as elements
,"
id.
(emphasis added), is the question-not the divining rod we use to answer it. Moreover, we know of no authority that treats alternatives as elements (regardless of how they appear in a particular jury instruction) in the face of a binding state-court decision holding that a jury need not unanimously agree on one or more of them to convict.
See
Sylvia v. Wisler
,
Again, we need not resolve whether, when a state-court decision does appear to "definitively" establish that statutory alternatives are means, Mathis , 136 S.Ct. at 2256, we may nevertheless look to the face of the statute itself or the record documents to answer the means-or-elements question. But we note that the Mathis Court didn't take this approach: its inquiry started and stopped with a state-court decision that held the relevant alternatives were means. See id.
One could plausibly argue that, by stating "forcible sodomy ...
include
[
s
]" the statutory alternatives at issue here, § 888(B) (emphasis added), § 888 provides a "non-exhaustive list" of "illustrative examples [that] are not alternative elements."
Howard
,
Because Degeare didn't go to trial, there was no jury and hence there were no jury instructions. Nevertheless, "the state's uniform jury instructions can provide insight into the means/elements question."
Titties
,
In
Titties
, we indicated that "Oklahoma's Uniform Jury Instructions provide[d] an additional source of
state law guidance
."
As Degeare points out, it doesn't appear that Oklahoma had a uniform sodomy instruction at the time of his conviction. And we question whether the current version of the instruction-whatever it might have to say about the current status of the law-could possibly "speak plainly" as to whether Oklahoma treated § 888(B)'s alternatives as means or elements at the time of Degeare's conviction.
See
United States v. Starks
,
Consistent with the government's reliance on the current version of Okla. Unif. Jury Instr. CR 4-128, we cite the current version of Okla. Unif. Jury Instr. CR 4-120 as well.
We reproduce the language of Count 1 and Count 2 below:
COUNT 1: ON OR ABOUT THE 15TH DAY OF OCTOBER, 1993, A.D., THE CRIME OF FORCIBLE ORAL SODOMY WAS FELONIOUSLY COMMITTED IN OKLAHOMA COUNTY, OKLAHOMA, BY JOSEPH RICHARD DEGEARE III WHO WILFULLY, UNLAWFULLY AND FELONIOUSLY COMMITTED THE DETESTIBLE AND ABOMINABLE CRIME AGAINST NATURE WITH ONE [redacted] BY HAVING UNNATURAL CARNAL COPULATION BY MOUTH WITH [redacted] BY FORCING HER TO PLACE HIS PENIS INSIDE [redacted]'S MOUTH, CONTRARY TO THE PROVISIONS OF SECTION 886 AND 888 OF TITLE 21 OF THE OKLAHOMA STATUTES, AND AGAINST THE PEACE AND DIGNITY OF THE STATE OF OKLAHOMA;
COUNT 2: ON OR ABOUT THE 15TH DAY OF OCTOBER, 1993, A.D., THE CRIME OF FORCIBLE ORAL SODOMY WAS FELONIOUSLY COMMITTED IN OKLAHOMA COUNTY, OKLAHOMA, BY JOSEPH RICHARD DEGEARE III WHO WILFULLY, UNLAWFULLY AND FELONIOUSLY COMMITTED THE DETESTIBLE AND ABOMINABLE CRIME AGAINST NATURE WITH ONE [redacted] BY HAVING UNNATURAL CARNAL COPULATION BY MOUTH WITH [redacted] BY FORCIBLY PUTTING HIS PENIS INSIDE [redacted]'S MOUTH, CONTRARY TO THE PROVISIONS OF SECTION 886 AND 888 OF TITLE 21 OF THE OKLAHOMA STATUTES, AND AGAINST THE PEACE AND DIGNITY OF THE STATE OF OKLAHOMA;
True, the charging document uses the phrases " by forcing her" and " by forcibly." R. vol. 1, 123 (emphasis added). And the phrase " by ... force" appears only in § 888(B)(3). But this hardly seems dispositive, especially when the charging document only generally references § 888, rather than specifically citing § 888(B)(3).
We note that the charging document alleges Degeare "require[d]" his victim to engage in sodomy. R. vol. 1, 121.
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff-Appellee, v. Joseph R. DEGEARE, Defendant-Appellant.
- Cited By
- 32 cases
- Status
- Published