United States v. Gieswein
Opinion
*1056 Shawn Gieswein appeals his sentence pursuant to convictions for witness tampering and possession of a firearm as a felon. We agree with Gieswein that the district court erred in applying a circumstance-specific approach to determine that his prior conviction for lewd molestation in Oklahoma state court qualified as a "forcible sex offense" and thus a "crime of violence" under the Sentencing Guidelines. Recent changes to the Guidelines have not abrogated our prior decisions holding that the categorical approach applies in determining whether a conviction qualifies as a "forcible sex offense." Because the Oklahoma statute includes conduct that would not qualify, Gieswein's conviction should not have been treated as a crime of violence.
Although an erroneously calculated Guidelines range generally requires resentencing, this is the rare case in which the error was harmless. At Gieswein's original sentencing hearing, the district court varied upward to 240 months' incarceration based on Gieswein's criminal history. Following the Supreme Court's decision in
Johnson v. United States
, --- U.S. ----,
I
In 2006, law enforcement officers discovered a .22 caliber rifle in Gieswein's home in Woodward County, Oklahoma while executing a search warrant. Because Gieswein had a number of prior felony convictions, he was charged with illegally possessing a firearm in violation of
A Presentence Investigation Report ("PSR") determined that Gieswein had three prior convictions qualifying as violent felonies under the Armed Career Criminal Act ("ACCA"),
The government moved for an upward variance based on Gieswein's lengthy criminal record. It noted that Gieswein was convicted in 1995 of destroying a car with *1057 a pipe bomb. While under a suspended sentence for that crime, Gieswein was convicted of lewd molestation. 1 And while under a suspended sentence for lewd molestation, Gieswein committed first-degree burglary by breaking into his ex-girlfriend's home and stealing several items of property. Gieswein violated a protective order against that ex-girlfriend on two other occasions. Also while under a suspended sentence for lewd molestation, Gieswein embezzled over $3,000 from his employer. At the time of his original sentencing, Gieswein was subject to pending charges for failing to register as a sex offender. Additionally, Gieswein surreptitiously filmed women in intimate situations on numerous occasions. In one instance, he recorded himself molesting his aunt, who was undergoing treatment for cancer, while she slept. Another video included a child.
The district court adopted the recommended Guidelines range. But it concluded that an upward variance was appropriate because the Guidelines did "not give sufficient effect to the depth and the breadth, the persistence and the depravity and the harmfulness of the criminal conduct of this defendant." The court stated that Gieswein had engaged in "a broader range of criminal activity than I have ever seen out of a single defendant," and imposed a sentence of 240 months.
We affirmed Gieswein's convictions on direct appeal.
United States v. Gieswein
,
In 2015, Gieswein sought permission to file a successive
An addendum to Gieswein's original PSR noted Gieswein's prison disciplinary record, which included eight incidents, as well as a pending charge for assault and battery upon a police or other law officer related to an incident that occurred shortly before his original sentence was imposed. The addendum to the PSR recommended a base offense level of 24. Although Gieswein's prior conviction for lewd molestation no longer qualified as a violent felony under ACCA, the PSR stated that it was a "crime of violence" under the definition of "forcible sex offense" provided in U.S.S.G. § 4B1.2(a)(2) and application note 1. Gieswein contended that the offense did not qualify as a crime of violence. The government again moved for an upward variance, arguing that Gieswein should be resentenced to 240 months, the statutory maximum. 2
At resentencing, the district court overruled Gieswein's objections and adopted
*1058
the PSR's findings. With a base offense level of 24, a two-level enhancement for obstruction of justice, and a criminal history category of IV, Gieswein's amended Guidelines range was 92 to 115 months. The court found that the new Guidelines range "falls far short of reflecting the extent to which Mr. Gieswein is a menace to society" and announced its intention to vary upward substantially. It stated that Gieswein's criminal history was "remarkable not only for the seriousness of the defendant's criminal conduct but for, if you will, the diversity of it." After reviewing that history in detail, the court reiterated its comments from the original sentencing hearing that the Guidelines failed to "give sufficient effect to the depth and the breadth and the persistence and the depravity and the harmfulness of this defendant's criminal conduct," concluding that this statement "is even more true now with the additional assault case." Citing incapacitation as its predominant motivating factor under
II
We review the overall reasonableness of a sentence in two steps. First, we "ensure that the district court committed no significant procedural error."
United States v. Sanchez-Leon
,
Whether a prior conviction qualifies as a "crime of violence" under the Guidelines "is a question of statutory construction we review de novo."
United States v. Williams
,
A
The Guidelines impose an increased offense level for certain firearm offenses if
*1059
the defendant has two prior felony convictions for a "crime of violence," U.S.S.G. § 2K2.1(a)(2), which includes any felony "forcible sex offense," § 4B1.2(a)(2). A crime involving sexual abuse of a minor qualifies as a forcible sex offense if it "would have been an offense under section 2241(c) if the offense had occurred within the special maritime and territorial jurisdiction of the United States." § 4B1.2 app. n.1. Accordingly, we must compare Gieswein's prior Oklahoma conviction for lewd molestation with
In drawing such comparisons, there are two general approaches: "the categorical approach and the circumstance-specific approach."
United States v. White
,
Whether Gieswein's prior lewd molestation conviction qualifies as a forcible sex offense turns on the approach we apply. The Oklahoma statute under which Gieswein was convicted includes all victims below the age of sixteen within its ambit.
See
Under the circumstance-specific approach, however, we would look to the particular conduct underlying Gieswein's conviction. In pleading guilty to the lewd molestation charge, Gieswein admitted to rubbing his penis against the vaginal area of a nine-year-old. This conduct would qualify as a violation of § 2241(c).
We have previously held that the categorical approach applies in determining whether a prior conviction qualifies as a forcible sex offense, and thus crime of violence, under § 4B1.2(a)(2).
See
United States v. Wray
,
In the amended Guidelines, "forcible sex offense" is defined to include
sexual abuse of a minor and statutory rape ... only if the sexual abuse of a minor or statutory rape was ... an offense under state law that would have been an offense under section 2241(c) if the offense had occurred within the special maritime and territorial jurisdiction of the United States.
U.S.S.G. § 4B1.2(a)(2) app. n.1. In explaining the reason for this amendment, the Sentencing Commission elaborated that:
As amended, "forcible sex offense" includes offenses with an element that consent to the conduct is not given or is not legally valid, such as where consent to the conduct is involuntary, incompetent, or coerced. ... [T]his addition reflects the Commission's determination that certain forcible sex offenses which do not expressly include as an element the use, attempted use, or threatened use of physical force against the person of another nevertheless constitute "crimes of violence" under § 4B1.2.... This addition makes clear that the term "forcible sex offense" in § 4B1.2 includes sexual abuse of a minor and statutory rape where certain specified elements are present.
U.S.S.G. app. C., amend. 798, at 131 (2016).
The Sentencing Commission's repeated use of the word "elements" in this explanation demonstrates that it did not intend to depart from our holding that the categorical approach applies. "[B]ecause the guidelines are the equivalent of legislative rules adopted by federal agencies," commentary from the Sentencing Commission "should be treated as an agency's interpretation of its own legislative rule."
United States v. Morris
,
We accordingly reject the government's argument that the Sentencing Commission has undermined our prior holdings, and apply the categorical approach to the definition of forcible sex offense. And because Oklahoma's lewd molestation statute sweeps more broadly than § 2241(c), we hold that the district court procedurally erred in concluding that Gieswein's lewd molestation conviction was a "forcible sex offense" as defined in § 4B1.2(a)(2) app. n.1.
*1061 B
"If we find a procedural error, resentencing is required only if the error was not harmless."
Sanchez-Leon
,
"When a defendant is sentenced under an incorrect Guidelines range ... the error itself can, and most often will, be sufficient to show a reasonable probability of a different outcome absent the error."
Molina-Martinez v. United States
, --- U.S. ----,
Nevertheless, "[t]here may be instances when, despite application of an erroneous Guidelines range, a reasonable probability of prejudice does not exist."
Molina-Martinez
,
We conclude that this is one of those exceptional instances in which procedural error was harmless in light of the unique posture of the case. At Gieswein's original sentencing, the district court varied upward from his advisory Guidelines range of 188 to 235 months' imprisonment. The court acknowledged that its upward variance required justification.
See
United States v. Peña-Hermosillo
,
*1062 After the Supreme Court's decision in Johnson , Gieswein's Guidelines calculation changed radically. On resentencing, the district court determined his revised range was 92 to 115 months, but elected to impose the same sentence of 240 months' imprisonment. It explained this decision in great detail:
I am aware of nothing persuasive that steers me in a different direction than that which I had at the original sentencing when I said, in substance, that the guidelines simply do not give sufficient effect to the depth and the breadth and the persistence and the depravity and the harmfulness of this defendant's conduct. It was true then and is even more true now with the additional assault case that this defendant's criminal history covered a broader range of criminal activity than I have ever seen out of a single defendant and, if you will, the diversity or the broad range of criminal conduct that I've already outlined speaks for itself and does not require elaboration.
But this does require careful thought from this Court, certainly, as to how this fits into the Section 3553 factors that I'm required to consider in every sentencing. In my view, far and away the predominant Section 3553 factor that is involved here and has a bearing on my sentencing decision is incapacitation. That's incapacitation pure and simple.
It is my view that this defendant continues to be very much a menace to society fully as much as he was when he appeared before me originally for sentencing. Deterrence, specific deterrence I don't think is much of a factor. Perhaps general deterrence is a bit more of a factor. The need to provide just punishment is a factor. But the need to protect the public from further crimes of the defendant, what I have called incapacitation, is far and away the most predominant sentencing factor that is in play in this case.
The district court's Guidelines calculation on resentencing rested in part on the erroneous conclusion that Gieswein's prior lewd molestation conviction was a forcible sex offense. Absent that error, Gieswein's advisory Guidelines range would have been 63 to 78 months 5 rather than 92 to 115. However, in light of the entire record, it is clear to us that the district court would have nevertheless imposed the statutory maximum had it properly calculated Gieswein's advisory Guidelines range.
The district court elected to impose the same sentence even though Gieswein's new range was less than half of his prior range. That decision suggests that the court might again impose the same sentence under an even lower advisory range. But standing alone, this factor would not be enough to demonstrate harmlessness.
See
Sanchez-Leon
,
We give little weight to the district court's statement that its conclusion would be the same "even if all of the defendant's objections to the presentence report had been successful." Our court has rejected the notion that district courts can insulate sentencing decisions from review by making
*1063
such statements.
See
Peña-Hermosillo
,
However, in this case, in addition to the district court's re-imposition of the same sentence, two important factors tip the scales toward harmlessness. First, the district court explicitly stated that it chose to impose a sentence of 240 months' imprisonment because this figure was the statutory maximum, and indicated it would impose a higher sentence if possible. The court stated: "I frankly don't know what statutory maximum would be so high that I would not go there, but 240 months is not it." This comment indicates that the statutory maximum, rather than the Guidelines range, was the driving force behind the selected sentence.
Cf.
United States v. Zunie
,
Further, the district court's thorough explanation for its sentencing determination provides a reasoned basis for its decision to hew to the statutory maximum. In both
Peña-Hermosillo
and
Black
, the district court made cursory statements regarding its intentions under hypothetical circumstances.
See
In this case, the district court offered a cogent explanation. It described Gieswein's criminal history as extraordinarily underrepresented by his Guidelines range. That factor compelled the district court to vary upwards at Gieswein's original sentencing. And as the court noted, Gieswein's record had worsened by the time of resentencing. Given the district court's detailed explication of its reasons for applying the statutory maximum, the record is clear that "the judge based the sentence he or she selected on factors independent of the Guidelines."
Molina-Martinez
,
C
Gieswein also contends that his sentence is substantively unreasonable in light of his correct Guidelines range. "We review the substantive reasonableness of all sentences-whether inside, just outside, or significantly outside the Guidelines range-under a deferential abuse-of-discretion standard."
United States v. Lente
,
Gieswein argues that the district court gave too little weight to the Guidelines.
See
United States v. Walker
,
The district court elected to vary in large part because of the particular facts of Gieswein's history, explaining that his criminal-history category dramatically underrepresented the degree of his misconduct.
See
Kimbrough v. United States
,
III
AFFIRMED .
Gieswein rubbed his genitals against those of a nine-year-old child and attempted to engage in intercourse with her.
Each count of conviction carried a ten-year statutory maximum, which could be imposed consecutively for a total sentence of 240 months.
See
§ 1512(b) (2007) ; § 924(a)(2). After Gieswein was convicted, the statutory maximum for an offense under § 1512(b)(1) was increased by amendment to twenty years.
See
Court Security Improvement Act of 2007, Pub. L. No. 110-177,
After his notice of appeal was filed, Gieswein filed pro se motions in district court seeking reconsideration of his sentence, change of venue, recusal, and bond. In a single order, the district court dismissed in part and denied in part. Gieswein filed a separate notice of appeal from that order. We consolidated the appeals. Because Gieswein does not advance any argument as to the issues raised in his post-judgment motions, those issues are waived.
See
Anderson v. U.S. Dep't of Labor
,
The government concedes that Gieswein's conviction does not qualify under the modified categorical approach because the alternative methods of violating the statute are means, not elements, and thus the statute is not divisible.
See
Mathis v. United States
, --- U.S. ----,
Without counting the lewd molestation offense as a crime of violence, Gieswein's offense level would have been four levels lower. Compare U.S.S.G. § 2K2.1(a)(4)(A) (establishing a base offense level of twenty if the defendant has one prior felony conviction for a crime of violence), with § 2K2(a)(2) (base offense level of 24 for a defendant with two prior convictions for a crime of violence).
Gieswein also contends that § 922(g)(1) violates the Second Amendment, but acknowledges that our precedent forecloses this argument.
See
United States v. McCane
,
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff-Appellee, v. Shawn J. GIESWEIN, Defendant-Appellant.
- Cited By
- 36 cases
- Status
- Published