Moya v. Garcia
Opinion
This appeal involves claims of overdetention by Mr. Mariano Moya and Mr. Lonnie Petry. Both men were arrested based on outstanding warrants and detained in a county jail for 30 days or more prior to their arraignments. These arraignment delays violated New Mexico law, which requires arraignment of a defendant within 15 days of arrest.
The arraignment delays led Mr. Moya and Mr. Petry to sue under
• Sheriff Robert Garcia, Warden Mark Caldwell, and former Warden Mark Gallegos in their individual capacities under theories of personal participation and supervisory liability and
• the Board of Commissioners of Santa Fe County under a theory of municipal liability.
The district court granted the defendants' motion to dismiss for failure to state a valid claim. We affirm because Mr. Moya and Mr. Petry failed to plausibly allege a factual basis for liability. 1
I. Standard of Review
We engage in de novo review of the dismissal under Federal Rule of Civil Procedure 12(b)(6).
Albers v. Bd. of Cty. Comm'rs
,
*1163
Bell Atl. Corp. v. Twombly
,
II. Supervisory Liability
The individual defendants served as the sheriff and wardens of the jail where Mr. Moya and Mr. Petry were detained. These defendants could potentially incur liability under § 1983 if they had acted under color of state law.
To avoid qualified immunity at the motion-to-dismiss stage, a plaintiff must show that
• " 'the defendant's [alleged conduct] violated a constitutional or statutory right' " and
• "the right was 'clearly established at the time of the [violation].' "
Thomas v. Kaven
,
1. whether the plaintiff has adequately alleged the violation of a constitutional or statutory right and
2. whether the defendant's alleged conduct deprived the plaintiff of that right.
See
Dodds v. Richardson
,
The first question is whether Mr. Moya and Mr. Petry have adequately alleged a deprivation of due process. We need not decide this question because of our answer to the second question: in our view, the complaint does not plausibly allege facts attributing the potential constitutional violation to the sheriff or wardens. 2
To prevail, Mr. Moya and Mr. Petry must have alleged facts showing that the sheriff and wardens had been personally involved in the underlying violations through their own participation or supervisory control.
Dodds v. Richardson
,
*1164 A plaintiff may succeed on a § 1983 supervisory-liability claim by showing that the defendant
• "promulgated, created, implemented or possessed responsibility for the continued operation of a policy that ... caused the complained of constitutional harm" and
• "acted with the state of mind required to establish the alleged constitutional deprivation."
Dodds
,
Mr. Moya and Mr. Petry disagree, relying on
Wilson v. Montano
,
Wilson
differs from our case on who controlled the situation causing the overdetention. In
Wilson
, the sheriff and the warden were in control because (1) deputy sheriffs had arrested Mr. Wilson and (2) the warden's staff had detained Mr. Wilson without a warrant. These facts proved decisive because (1) New Mexico law requires the sheriff to "diligently file a complaint or information,"
In contrast, the court was firmly in control here. Grand juries indicted Mr. Moya and Mr. Petry, and both individuals were arrested based on outstanding warrants issued by the court. And after these arrests, jail officials notified the court that Mr. Moya and Mr. Petry were in custody.
The arrests triggered New Mexico's Rules of Criminal Procedure, which entitled Mr. Moya and Mr. Petry to arraignments within fifteen days. Rule 5-303(A) NMRA. Compliance with this requirement lay solely with the court, for an arraignment is a court proceeding that takes place only when scheduled by the court.
See
People v. Carter
,
The court failed to comply with this requirement, resulting in overdetention of Mr. Moya and Mr. Petry. These overdetentions were caused by the court's failure to schedule and conduct timely arraignments rather than a lapse by the sheriff or wardens.
See
Webb v. Thompson
,
Mr. Moya and Mr. Petry argue that the sheriff and wardens could have mitigated the risk of overdetention by keeping track of whether detainees had been timely arraigned, requesting arraignments for those who had been overdetained, or bringing detainees to court prior to a scheduled arraignment. But the sheriff and wardens did not
cause
the overdetention. At most, the sheriff and wardens failed to remind the court that it was taking too long to arraign Mr. Moya and Mr. Petry. But even with such a reminder, the arraignments could only be scheduled by the court itself.
See
Estate of Brooks ex rel. Brooks v. United States
,
The plaintiffs rely in part on
Armstrong v. Squadrito
,
Mr. Moya and Mr. Petry also rely on
Jauch v. Choctaw County
,
In
Jauch
, the sheriff's office adopted a procedure of holding defendants in jail without any court proceeding until the reconvening of the circuit court that had issued the capias warrants.
Jauch
,
In our view,
Jauch
bears limited applicability.
Jauch
rested on Mississippi law and the jailers' authority to release detainees when they had been detained too long without an opportunity for bail.
Id
. In interpreting Mississippi law, the court pointed to
Sheffield v. Reece
,
Here, however, Mr. Moya and Mr. Petry have not alleged that they could have been released. To the contrary, they expressly disavowed this theory in their opening brief:
[The district court] ... noted that the [county jail] was legally prohibited from releasing detainees without a valid court order.
Yet Mr. Moya and Mr. Petry never argued that Defendants should have unconditionally released them from jail, so the fact that the [county jail] may have been prohibited from releasing them absent a court order is irrelevant.
Appellants' Opening Br. at 29 (citation omitted). In light of this disavowal of an argument that Mr. Moya and Mr. Petry should have been released, Jauch provides little guidance on what the sheriff and wardens could have done to avoid the due process violations other than remind the state trial court of its failure to schedule timely arraignments. 7
Hayes
, too, provides little that is pertinent or persuasive. There an arrestee alleged that (1) he should have been brought before a judge in a timely manner and (2) no one from the jail had told him when his court date was (even though one had been set at the time of arrest).
Hayes v. Faulkner Cty
.,
But
Hayes
sheds no light on what the jailers here could have done to ensure timely court proceedings. In
Hayes
, the Eighth Circuit apparently relied on a state procedural rule: Arkansas Rule of Criminal Procedure 8.1. This rule requires arrestees to be brought before the court " 'without unnecessary delay.' "
Like Arkansas, New Mexico requires "[e]very accused" to be "brought before a court ... without unnecessary delay."
Unlike the Arkansas rule, New Mexico's version of the rule does not impose any duties on the sheriff or warden to bring an arrestee to court in the absence of a scheduled arraignment. In light of this difference between the Arkansas and New Mexico rules, we see nothing in Hayes to tell us what the sheriff or wardens could have done to provide timely arraignments for Mr. Moya and Mr. Petry.
The approach taken in
Hayes
is also inconsistent with our own precedent. The
Hayes
court attributed responsibility to the jailers based solely on federal law, not state law. By contrast, our precedent directs us to focus on
state
law when determining the scope of the defendants' responsibility to ensure prompt hearings.
See
Wilson v. Montano
,
And as we have discussed, New Mexico law did not require the sheriff or wardens to bring Mr. Moya and Mr. Petry to court. Accordingly, once the arresting officers brought Mr. Moya and Mr. Petry to the jail and the court was notified of the arrests, New Mexico law required the court (not the sheriff or wardens) to schedule timely arraignments.
Under New Mexico law, Jauch and Hayes provide little guidance to us in addressing the issue framed by Mr. Moya and Mr. Petry. They allege that the state trial court failed to schedule timely arraignments and that the sheriff and wardens told the court about the arrests early enough for timely arraignments. But Mr. Moya and Mr. Petry did not sue the court; they sued the sheriff and wardens, officials that could not have caused the arraignment delays because of their inability to schedule the arraignments.
III. The Dissent's Theory
The dissent argues that we have analyzed the wrong right. According to the dissent, the right to an arraignment within fifteen days is " 'an expectation of receiving process,' " which cannot alone be a protected liberty interest. Dissent at 1172 - 74, , 1176 - 77 (quoting
Olim v. Wakinekona
,
We have focused on the plaintiffs' right to timely arraignment because that's what the plaintiffs have alleged. As the dissent admits, Mr. Moya and Mr. Petry are imprecise about their asserted right, conflating the right to an arraignment within fifteen days of arrest and the right to pretrial release (or bail). This conflation is *1168 understandable because the rights are coextensive under their theory of the case.
Mr. Moya and Mr. Petry recognize freedom from detention as an applicable liberty interest. See, e.g. , Joint App'x at 7 (stating in the complaint that the New Mexico Constitution creates a right to pretrial liberty); id. at 83 (asserting in district court briefing that Mr. Moya and Mr. Petry "have a liberty interest in not being unnecessarily detained without the opportunity to post bail"); Appellants' Opening Br. at 16 ("The principal protected liberty interest that may be created by state law is the freedom from detention."). But Mr. Moya and Mr. Petry also allege a right to an arraignment within fifteen days of arrest. See, e.g. , Joint App'x at 14 (alleging in the complaint that "[b]ecause detainees charged in New Mexico district courts ... are guaranteed the right under state law to have their conditions of release set at the least restrictive level to assure their appearance and the safety of ... the community within fifteen days of their indictment or arrest, they have a federally protected liberty interest in this right"); id. at 69 (asserting in district court that "Plaintiffs had a liberty interest in having bail set within fifteen days of their arrest"); Appellants' Opening Br. at 36 ("In summary, under settled procedural due process principles, Defendants deprived Mr. Moya and Mr. Petry of their liberty interest in a prompt pretrial arraignment....").
Under the theory articulated by Mr. Moya and Mr. Petry, the defendants violated the right to freedom from detention by failing to ensure timely arraignments. See, e.g. , Appellants' Opening Br. at 41 ("The Complaint alleged that the failure to implement any policies ensuring that detainees appear before a district court within fifteen days of indictment or arrest caused Mr. Moya and Mr. Petry to be injured."). The rights are coextensive to Mr. Moya and Mr. Petry because to them, a violation of the right to a timely arraignment resulted in violation of their right to freedom from prolonged detention. 9
Yet the dissent disregards the claim of delay in the arraignment because this claim would founder based on the absence of a due-process violation. The dissent may be right about the absence of a due-process violation from a delay in an arraignment. 10 But in our view, we should interpret the claim and appeal based on what the plaintiffs have actually said rather than which possible interpretation could succeed. In district court, the plaintiffs based their claim on the delays in arraignments. And on appeal, the plaintiffs have consistently framed their argument based on the arraignment delays. The dissent's theory is not the theory presented by the plaintiffs. 11
*1169 As discussed above, the defendants were powerless to cause timely arraignments because arraignments are scheduled by the court rather than jail officials. The dissent agrees.
But the dissent theorizes that jail officials could have simply released Mr. Moya and Mr. Petry. This theory is not only new but also contrary to what Mr. Moya and Mr. Petry have told us, for they expressly disavowed this theory: "Mr. Moya and Mr. Petry never argued that Defendants should have unconditionally released them from jail...." Appellants' Opening Br. at 29;
see
pp. 1166, above. Thus, Mr. Moya and Mr. Petry have waived reliance on that theory as a basis for reversal.
See
Modoc Lassen Indian Hous. Auth. v. U.S. Dep't of Hous. & Urban Dev.
,
Even if it were otherwise appropriate to raise the issue sua sponte, the dissent's theory would create a Catch-22 for jailers. Under New Mexico law, jailers commit a misdemeanor and must be removed from office if they deliberately release a prisoner absent a court order.
According to the dissent, jailers can eventually defend themselves based on the Supremacy Clause. But Mr. Moya and Mr. Petry do not challenge the constitutionality of the state law preventing release in the absence of a court order.
See
Estate of Brooks ex rel. Brooks v. United States
,
Even if Mr. Moya and Mr. Petry had challenged the constitutionality of the state law, the Supremacy Clause would supply cold comfort to a jailer facing this dilemma, particularly in light of the dissent's acknowledgment that there is no bright-line rule for when a delayed arraignment becomes a due-process violation. See Dissent at 1172 - 76. We need not decide whether the Constitution would subject jailers to this Catch-22.
* * *
The state trial court's alleged failure to schedule timely arraignments cannot be attributed to the sheriff or wardens. Thus, the complaint does not plausibly allege a basis for supervisory liability of the sheriff or wardens.
IV. Municipal Liability
Mr. Moya and Mr. Petry also assert § 1983 claims against the county, alleging that it failed to adopt a policy to ensure arraignments within fifteen days. These claims are based on the alleged inaction by the sheriff and wardens. But, as discussed above, the sheriff and wardens did not cause the arraignment delays. Thus, the county could not incur liability under § 1983 on the basis of the alleged inaction.
See
Schneider v. City of Grand Junction Police Dep't
,
V. Leave to Amend
In opposing dismissal, Mr. Moya and Mr. Petry stated generically that amendment would not be futile and that they should have the opportunity to amend if an element were deemed missing from the complaint. The district court dismissed the complaint without granting leave to *1170 amend. Mr. Moya and Mr. Petry argue that the district court erred by refusing to allow amendment of the complaint.
Generally, leave to amend should be freely granted when justice requires, but amendment may be denied when it would be futile.
Full LifeHospice, LLC v. Sebelius
,
We ordinarily apply the abuse-of-discretion standard when reviewing a denial of leave to amend.
Fields v. City of Tulsa
,
The complaint fails to allege a factual basis for supervisory or municipal liability. To cure the pleading defect, the plaintiffs needed to add factual allegations tying the arraignment delays to a lapse by the sheriff or wardens. The plaintiffs did not say how they could cure this pleading defect. Instead, they stated only that amendment would not be futile if the complaint had omitted an element. They did not tell the district court what they could have added to attribute the arraignment delays to the sheriff or wardens.
Mr. Moya and Mr. Petry have failed to say even now how they could have cured this defect in the complaint. As a result, the district court did not abuse its discretion in denying leave to amend the complaint.
See
Hall v. Witteman
,
VI. Conclusion
Mr. Moya and Mr. Petry allege a deprivation of due process when they were detained for more than fifteen days without arraignments. We can assume, without deciding, that this allegation involved a constitutional violation. But Mr. Moya and Mr. Petry sued the sheriff, wardens, and county, and these parties did not cause the arraignment delays. Thus, the district court did not err in dismissing the complaint or in denying leave to amend.
McHugh, Circuit Judge, concurring in the result in part and dissenting in part.
Mariano Moya was arrested pursuant to a valid bench warrant and booked into a Santa Fe County jail. The warrant, issued by New Mexico's First Judicial District Court, commanded any authorized officer to (1) arrest Mr. Moya and (2) bring him "forthwith" before said court. New Mexico's law enforcement officers complied with the first directive, but not the second. As a result, Mr. Moya sat in jail for more than two months. 1 When finally brought before a judge-sixty-three days after he was first detained-the judge set bond at $5,000 and directed the state to release Mr. Moya from custody immediately. The same thing happened to Lonnie Petry, except that his jail stay was only about half as long.
*1171 Believing their prolonged detentions to be systematic of a policy and practice affecting dozens, if not hundreds, of similarly situated arrestees, Mr. Moya and Mr. Petry brought this § 1983 action against the Board of Commissioners of Santa Fe County ("the County") and three County officials who were responsible for implementing policy at the jail. The majority affirms the dismissal of Plaintiffs' claims for failure to allege plausibly that any of these defendants violated their constitutional rights. Respectfully, I disagree. I would reverse the district court's order dismissing Plaintiffs' claims against the County. But because the Defendants did not violate clearly established law, I would hold that the individual defendants are entitled to qualified immunity and, on that basis alone, partially affirm the district court's order.
I. PLAINTIFFS' THEORIES OF HARM
To begin, it is important to be clear about the nature of the alleged constitutional violations. Plaintiffs' claims fall "into a category of claims which unfortunately have become so common that they have acquired their own term of art: 'overdetention,'
i.e.
, when the plaintiff has been imprisoned by the defendant for longer than legally authorized, whether because the plaintiff's incarcerative sentence has expired or otherwise."
Dodds v. Richardson
,
A. Procedural Due Process
"Procedural due process imposes constraints on governmental decisions which deprive individuals of liberty or property interests within the meaning of the Due Process Clause of the ... Fourteenth Amendment."
Mathews v. Eldridge
,
Starting with the first prong, "[p]rotected liberty interests may arise from two sources-the Due Process Clause itself and the laws of the States."
Kentucky Dep't of Corr. v. Thompson
,
*1172
Meechaicum v. Fountain
,
In this case, however, Plaintiffs assert that the protected liberty interest grounding their procedural due process claims arises not from the Due Process Clause itself, but rather from New Mexico law. This is fine.
See
Sandin v. Conner
,
To the extent Plaintiffs argue that New Mexico's fifteen-day rule "creates a liberty interest protected by constitutional procedural due process," their position "reflects a confusion between what is a liberty interest and what procedures the government must follow before it can restrict or deny that interest."
See
Elliott v. Martinez
,
I would, accordingly, begin the procedural due process analysis by clarifying that Plaintiffs' only relevant protected liberty interest is in their right to "freedom pending trial."
Dodds
,
The sufficiency of the process afforded Plaintiffs-the adequacy and timeliness of their bail determinations-implicates the second prong of the procedural due process test, not the first. As to this latter question, we ask whether Plaintiffs were afforded all the process that was their due.
See
Thompson
,
B. Substantive Due Process
"Substantive due process bars 'certain government actions regardless of the fairness of the procedures used to implement them.' "
Brown v. Montoya
,
Substantive due process limits what the government may do in both its legislative and executive capacities. And the Supreme Court has said that the doctrinal strand to be applied "differ[s] depending on whether it is legislation or a specific act of a governmental officer that is at issue."
Lewis
,
More recent opinions from this court have called the
Seegmiller
framework into doubt.
See
Browder v. City of Albuquerque
,
Notwithstanding our normal rule about favoring earlier panel decisions, it is an open question in my mind whether
Seegmiller
is binding on this point. First, our published decision in
Browder
characterizes
Seegmiller
's analysis as dicta.
Browder
,
Following
Lewis
, the district court in this case applied only the "shocks the conscience" test.
See
Moya v. Garcia
, No. 1:16-CV-01022-WJ-KBM,
I need not and, writing only for myself, cannot resolve the crosswinds in our case law. I have already explained that Plaintiffs have plausibly pleaded a deprivation of their procedural due process rights. That is grist enough for me to engage with the majority's causation analysis. 4
*1176 II. CAUSATION
Properly understood, Plaintiffs' alleged injury is the unconstitutional deprivation of their liberty through overdetention. As to causation, Plaintiffs' argument is straightforward: they allege the sheriff and wardens jointly held the keys to their jail cells. By keeping Plaintiffs behind bars-day after day after day-the sheriff and wardens were deliberately indifferent to their constitutional right to freedom pending trial.
In finding causation lacking, the majority focuses on the state court's conduct, rather than the Defendants' conduct. As portrayed by the majority, Mr. Moya and Mr. Petry "blame the sheriff and wardens for the delays in the arraignments." Maj. Op. at 1163. Because the sheriff and wardens had no power to schedule the arraignments, the majority's thinking goes, the sheriff and wardens had no power to prevent or cure the alleged constitutional violations.
See
The majority explains that it focused on the right to a timely bail hearing "because that's what the plaintiffs have alleged," Maj. Op. at 1167, all the while conceding that Plaintiffs have
also
alleged a violation of their "right to freedom from detention,"
By focusing on the arraignment rather than the detention, the majority naturally finds that the causal force lies with the state court's conduct, rather than with the jailers' conduct. And by focusing on the state court's conduct, rather than the jailers' conduct, the majority reaches a result heretofore unseen in an overdetention case. As best I can tell, our decision today puts us at odds with every circuit to consider the apportionment of blame between state courts and state jailers where a § 1983 plaintiff alleges that he or she was overdetained.
See
Jauch
,
In
Jauch
, the plaintiff, Jessica Jauch, was indicted by a grand jury, arrested, and put in jail, where she waited for ninety-six days before she was brought before a judge.
The majority distinguishes
Jauch
on the ground that its causation analysis "rested on Mississippi law," which "recognize[s] the responsibility of the sheriff to release an arrestee who has been detained too long without bail." Maj. Op. at 1166 (citing
Jauch
,
Next, the majority finds
Jauch
of limited guidance because Mr. Moya and Mr. Petry expressly disavowed any argument that the sheriff and wardens could have or should have released them from custody without a valid court order. Maj. Op. at 1165 - 66. Respectfully, I am not persuaded. Mr. Moya and Mr. Petry argue there was "plenty Defendants could, and should, have done short of releasing Mr. Moya and Mr. Petry to ensure that they received prompt bail determinations." Aplt. Br. at 29. For instance, they suggest, the sheriff and wardens could have reviewed court dockets to determine whether arraignments were being timely scheduled, and if not, they could have requested immediate arraignments. Or they could have physically brought Mr. Moya or Mr. Petry before a judicial officer at any time. But alas "we cannot know what ... could have [been] done to allow bail, because [the jailers] did nothing at all."
Jauch
,
Nor does the majority meaningfully distinguish the Eighth Circuit's opinion in
Hayes
. In that case, the plaintiff, James M. Hayes, was ticketed for not having automobile tags and vehicle insurance.
Hayes
,
Nothing in
Wilson
requires us to adopt the majority's analytical approach. Nor does
Wilson
preclude us from following our sister circuits' persuasive reasoning in comparable cases. In
Wilson
, the plaintiff, Michael Wilson Sr., was arrested without a warrant and booked into a New Mexico county jail.
Wilson
is not in tension with
Jauch
or
Hayes
. The New Mexico sheriff and warden in
Wilson
could no more force the state court to make a probable cause determination than the sheriffs in Mississippi (
Jauch
) or Arkansas (
Hayes
) could force their state courts to make a bail determination. Any reference in
Wilson
to a duty to "ensure" a state court proceeding must simply mean that state officials have a duty to seek the state court's cooperation. And should the state court fail to cooperate, it will be left to the sheriff and warden to desist from holding detainees when they lack continued constitutional authority to do so.
See
Wilson
,
The majority's chosen approach, moreover, comes with troubling implications. By (a) looking to state law to determine the scope of state officials' responsibility to ensure prompt bail hearings, and (b) conceptualizing Plaintiffs' liberty interest as an interest in a state court proceeding, rather than in liberty itself, the majority sanctions a system by which states could regularly violate detainees' constitutional rights by holding them indefinitely on account of untimely state courts, without any fear of their collaborating municipalities or state officials ever incurring monetary penalties under § 1983. Such an outcome is not farfetched. We know from Jauch that, in at least one part of Mississippi, the only court empowered to set bail would sometimes go months between sessions. And, accepting Plaintiffs' allegations as true, as we must, we can infer that courts in Santa Fe County-New Mexico's third-most populous-routinely fail to schedule arraignments with any earnest.
The majority's causation analysis also lacks a logical endpoint. What if the state court had scheduled Mr. Moya's arraignment a month later than it did? What about a year later? As I read the majority opinion, even then Mr. Moya would have no actionable § 1983 claim. See supra , n.9. To be sure, I agree with the majority that New Mexico sheriffs and wardens are powerless to force New Mexico courts to schedule bail hearings in a timely fashion.
*1181 Only New Mexico courts can do that. But the solution is not to grant jailers refuge behind judges cloaked with absolute immunity, enabling the jailers to violate the Constitution with impunity. 11 The better solution is to hold state officials and municipalities responsible for the constitutional violations they themselves commit. True, the effect could be that New Mexico sheriffs and wardens respond by releasing pre-trial detainees, some of whom may have been arrested for alleged violent acts or pose a risk of flight, without the deterrence of bail. But it is our role to assure that New Mexico runs its criminal-justice system with the timeliness that the Fourteenth Amendment commands. If it does not, there should be consequences: either pre-trial detainees go free pending trial, or they will be entitled to civil damages against the state's officials and municipalities so that they may be compensated for the violations of their civil rights.
III. QUALIFIED IMMUNITY
As the Supreme Court recently reiterated, state officials "are entitled to qualified immunity under § 1983 unless (1) they violated a federal statutory or constitutional right, and (2) the unlawfulness of their conduct was 'clearly established at the time.' "
District of Columbia v. Wesby
, --- U.S. ----,
In my view, the complaint plausibly alleges that Sheriff Garcia, Warden Caldwell, and Warden Gallegos violated Plaintiffs' constitutional rights. But I recognize that conclusion is not foretold. No opinion from this court or the Supreme Court has ever clearly established that a jailer violates the Constitution by detaining an individual lawfully arrested in anticipation of an untimely scheduled arraignment. That principle of law, to be sure, is clearly established in at least two of our sister circuits, but that is not enough for the law to be clearly established here. I would thus affirm the district court's order insofar as it dismissed Plaintiffs' claims against the sheriff and wardens on the basis of qualified immunity, and so I partially concur in the majority's result. But because municipalities are not entitled to qualified immunity, I would reverse and remand to the district court for further proceedings against the County.
Thus, as to the County, I respectfully dissent.
The complaint contains claims based on both substantive and procedural due process. Based on our disposition, we need not distinguish between the claims involving procedural and substantive due process.
Even if the defendants had not asserted qualified immunity, Mr. Moya and Mr. Petry would have needed to adequately allege facts showing causation.
See
The dissent disagrees with our causation analysis. In our view, however, the dissent stretches both the plaintiffs' theory of liability and the standard of causation applicable to § 1983 claims.
The dissent points out that (1)
Estate of Brooks
involved a federal detainee's claim against a county and (2) our case involves a state detainee. Dissent at 1177 n.7. This difference shrouds the underlying rationale in
Estate of Brooks
. There the court reasoned that the county's policies did not cause the overdetention because the county lacked authority to release the detainee or bring him before a federal magistrate judge.
Estate of Brooks
,
Although the circumstances differed in Estate of Brooks , the court reasoned that the jailers' limited powers prevented causation. That rationale is applicable and persuasive.
Oviatt arguably implies that jailers can cause an arraignment delay by failing to remind a court to schedule the arraignment. To the extent that Oviatt draws this implication, we disagree.
On the basis of the sheriff's policy, the county also incurred liability.
Jauch
,
In
Jauch
, the Fifth Circuit Court of Appeals recently denied a petition for rehearing en banc.
See
Jauch v. Choctaw Cty.
,
• under Mississippi law, the state district court had the sole responsibility to schedule an arraignment and
• no federal law clearly established that the sheriff would violate the U.S. Constitution by following state law.
This statute did not apply here, for the plaintiffs do not allege that they were arrested by officers subject to the defendants' supervisory authority. We thus have no occasion to decide whether a cause of action could have been asserted against the arresting officers or their supervisors.
This link is illustrated by the plaintiffs' definition of the class. In the complaint, Mr. Moya and Mr. Petry identified the class to include everyone detained at the same facility as the named plaintiffs within the previous three years "who [had not been] brought before a district court within fifteen days of their indictment or arrest to have their conditions of release set or reviewed." Joint App'x at 12-13. Timely arraignment is so fundamental to Mr. Moya and Mr. Petry's claims that the fifteen-day demarcation defines class membership.
As noted above, we have assumed for the sake of argument that the arraignment delays would result in a deprivation of due process. See p. 4, above.
For this reason, we need not decide whether Mr. Moya and Mr. Petry would have stated a valid claim if they had alleged a broader right to freedom from pretrial detention (unrelated to Rule 5-303(A)'s fifteen-day requirement). We are deciding only the validity of the theory advanced by Mr. Moya and Mr. Petry.
Because the district court dismissed Plaintiffs' claims on a Rule 12(b)(6) motion, we presume Plaintiffs' factual allegations are true.
See
Dahn v. Amedei
,
In
Jauch v. Choctaw Cty.
,
There is no serious question that Plaintiffs have a protected liberty interest arising from the Due Process Clause itself. "[T]o determine whether due process requirements apply in the first place, we must look not to the 'weight' but to the nature of the interest at stake."
Bd. of Regents of State Colls. v. Roth
,
Defendants argue that Plaintiffs should be permitted to litigate their claims only under the rubric of procedural due process. We have previously said that "[w]here a plaintiff has recourse to an 'explicit textual source of constitutional protection,' a more general claim of substantive due process is not available."
Shrum v. City of Coweta
,
Recall the Complaint alleges that the bench warrants authorizing Plaintiffs' arrests "commanded any authorized officer to 'arrest [Plaintiff], and bring him forthwith before this court.' " Joint App'x 10-11, Compl. ¶¶ 26, 33; see Forthwith , Black's Law Dictionary (10th ed. 2014) ("1. Immediately; without delay. 2. Directly; promptly; within a reasonable time under the circumstances; with all convenient dispatch.").
According to the majority, the interchangeability of the liberty interests is illustrated by Plaintiffs' definition of the putative class, which would include only those detainees held for longer than the fifteen days allowed under New Mexico law. Maj. Op. at 1168 n.9. This is a non sequitur. Plaintiffs' proposed class definition tells us nothing about whether their complaint plausibly alleges individual due process claims on any theory fairly presented.
Estate of Brooks ex rel. Brooks v. United States
,
The Fifth Circuit recently decided against rehearing
Jauch
en banc.
See
Jauch v. Choctaw Cty.
,
I agree with the majority that
Hayes
"attributed responsibility to the jailers based solely on federal law, not state law." Maj. Op. at 1167. And for that reason, the majority's comparative analysis of Arkansas and New Mexico criminal procedure rules is but a distraction.
See
I recognize that Plaintiffs have expressly disavowed that argument, see Maj. Op. at 1165 - 66 (citing Aplt. Br. at 29), but I comment on it anyway to acknowledge the reach of my reasoning. In any case, Plaintiffs identified tactics short of outright release that the defendants in this case could have adopted. See supra . In my view they have sufficiently alleged causation at this stage of the proceedings.
It is no answer to say that Plaintiffs' complaint was deficient for not alleging that they were arrested by officers subject to the defendants' supervisory authority, as the majority opinion could be read to suggest. See Maj. Op. at 1167 n.8. The arresting officer can no more force the court to act than can the sheriff or warden.
Reference
- Full Case Name
- Mariano MOYA, Lonnie Petry, on Behalf of Themselves and All Others Similarly Situated, Plaintiffs-Appellants, v. Robert GARCIA, Santa Fe County Sheriff; Mark Caldwell, Warden of Santa Fe County Adult Correctional Facility; Mark Gallegos, Former Warden of Santa Fe County Adult Correctional Facility, in Their Individual Capacities; Board of Commissioners of Santa Fe County, Defendants-Appellees.
- Cited By
- 2 cases
- Status
- Published