United States v. Leaverton
Opinion
Jesse Leaverton was convicted of three counts of bank robbery. At sentencing, the district court concluded that
I
Leaverton was convicted of three counts of bank robbery in violation of
The sole point of contention was whether Leaverton's prior conviction for Oklahoma Manslaughter I qualified as a serious violent felony. That statute contains three subsections.
See
At sentencing, the district court found that Leaverton had been convicted under subsection two. It held that this conviction qualified as a serious violent felony and thus Leaverton met the requirements of § 3559(c). The court imposed a sentence of life imprisonment. Leaverton timely appealed.
II
We review de novo whether a prior conviction qualifies as a serious violent felony under § 3559(c).
United States v. Cooper
,
A
In determining whether a previous crime meets a statutory definition, there are two potential approaches, "the categorical approach and the circumstance-specific approach."
United States v. White
,
The definition of serious violent felony includes two subsections. The first covers:
a Federal or State offense, by whatever designation and wherever committed, consisting of murder (as described in section 1111); manslaughter other than involuntary manslaughter (as described in section 1112); assault with intent to commit murder (as described in section 113(a) ); assault with intent to commit rape; aggravated sexual abuse and sexual abuse (as described in sections 2241 and 2242); abusive sexual contact (as described in sections 2244 (a)(1) and (a)(2) ); kidnapping; aircraft piracy (as described in section 46502 of Title 49);
*1254 robbery (as described in section 2111, 2113, or 2118 ); carjacking (as described in section 2119); extortion; arson; firearms use; firearms possession (as described in section 924(c) ); or attempt, conspiracy, or solicitation to commit any of the above offenses ....
§ 3559(c)(2)(F)(i). The second applies to:
any other offense punishable by a maximum term of imprisonment of 10 years or more that has as an element the use, attempted use, or threatened use of physical force against the person of another or that, by its nature, involves a substantial risk that physical force against the person of another may be used in the course of committing the offense.
§ 3559(c)(2)(F)(ii).
As we have previously noted, "a reference to a corresponding section of the criminal code strongly suggests a generic intent."
White
,
We must determine whether Leaverton's prior conviction for manslaughter in Oklahoma categorically qualifies as a serious violent felony. The Oklahoma statute at issue provides:
Homicide is manslaughter in the first degree in the following cases:
1. When perpetrated without a design to effect death by a person while engaged in the commission of a misdemeanor.
2. When perpetrated without a design to effect death, and in a heat of passion, but in a cruel and unusual manner, or by means of a dangerous weapon; unless it is committed under such circumstances as constitute excusable or justifiable homicide.
3. When perpetrated unnecessarily either while resisting an attempt by the person killed to commit a crime, or after such attempt shall have failed.
Section 711 contains three alternative subsections under which a defendant could be convicted. We accordingly consider whether the statute is divisible. A divisible statute "sets out one or more elements of the offense in the alternative."
United States v. Titties
,
We conclude that Oklahoma's manslaughter I statute is divisible. Although the text of the statute is not dispositive, Oklahoma's Uniform Jury Instructions indicate that each subsection requires proof of a different set of elements.
Compare
OUJI-CR 4-94 (instructions for subsection 1),
with
OUJI-CR 4-95 (instructions for subsection 2),
and
OUJI-CR 4-102 (instructions for subsection 3). And the Oklahoma Court of Criminal Appeals ("OCCA") has specified the "elements" of the particular subsection of manslaughter in considering the adequacy of evidence.
See
Barnett v. State
,
In employing the modified categorical approach, we "consult record documents from the defendant's prior case for the limited purpose of identifying which of the statute's alternative elements formed the basis of the prior conviction."
Titties
,
At sentencing, the district court relied on a minute entry from the state court's docket sheet that described Leaverton as pleading guilty to "MANSLAUGHTER I, SECTION #2, TITLE 711." Leaverton argues that this minute entry is insufficiently reliable to establish the subsection under which he was convicted. The government concedes that Leaverton's prior conviction would not qualify as a serious violent felony unless the court refers to the docket sheet to identify the particular subsection forming the basis of his conviction.
After briefing was complete in this case, we concluded that docket sheets do not qualify as
Shepard
documents.
See
United States v. Abeyta
,
The issue in this case differs somewhat from that presented in
Abeyta
. Rather than using a docket sheet to show that a statute is divisible, the government urges us to consider the docket sheet to show which subsection of a divisible statute formed the basis of Leaverton's prior conviction. We need not definitively determine whether
Abeyta
's holding regarding docket sheets is controlling as to the issue in this case. Even if we could determine that Leaverton committed a homicide "without a design to effect death, and in a heat of passion, but in a cruel and unusual manner, or by means of a dangerous weapon" but not "under such circumstances as constitute excusable or justifiable homicide,"
Manslaughter is the unlawful killing of a human being without malice. It is of two kinds:
Voluntary-Upon a sudden quarrel or heat of passion.
Involuntary-In the commission of an unlawful act not amounting to a felony, or in the commission in an unlawful manner, or without due caution or circumspection, of a lawful act which might produce death.
Leaverton argues that § 3559(c)(2)(F)(i) requires that the crime of conviction be equivalent to voluntary federal manslaughter. That is, the statute's parenthetical "(as described in section 1112 )" modifies both nouns that appear before it: "manslaughter" and "involuntary manslaughter." The government argues that the parenthetical refers only to "involuntary manslaughter," such that "manslaughter" is not limited to the federal definition set out in § 1112. We agree with the government's interpretation. That reading is consistent with "the grammatical rule of the last antecedent, according to which a limiting clause or phrase should ordinarily be read as modifying only the noun or phrase that it immediately follows."
Jama v. Immigration & Customs Enf't
,
We read the statute as including within the definition of "serious violent felonies" the crime of "manslaughter" except involuntary manslaughter as described in § 1112. But this reading does not end our analysis. Congress has adopted the "general approach, in designating predicate offenses, of using uniform, categorical definitions."
Taylor v. United States
,
As the Fourth Circuit has explained, states vary considerably in defining manslaughter.
See
United States v. Peterson
,
*1257
United States v. Gomez-Leon
,
Although § 711(2) bears some similarity to the second definition provided in the MPC, the § 711(2) heat of passion element differs markedly from that applicable to generic manslaughter. As we have previously explained, the majority view holds that "heat of passion" does not "eliminate[ ] the requirement of an intentional or reckless killing."
United States v. Serawop
,
Oklahoma has adopted the "minority view which requires that the homicide be perpetrated 'without a design to effect death' to constitute first degree or voluntary manslaughter."
Brown
,
Further, § 711(2) bears no resemblance to the reckless homicide theory of manslaughter set forth in the MPC. Oklahoma courts have held that second degree manslaughter, which applies when an individual kills through "culpable negligence,"
Based on the foregoing analysis, we cannot say that a conviction under § 711(2)"necessarily involved facts equating to" generic manslaughter. 2
*1258
Moncrieffe
,
III
For the reasons set forth above, we REVERSE and REMAND to the district court for resentencing.
We have previously held that the categorical approach does not apply in determining whether a defendant has satisfied § 3559(c)(3)(A).
United States v. Mackovich
,
Our conclusion differs from that of the Eighth Circuit, which recently held that § 711(2) qualifies as a crime of violence under the residual clause of the United States Sentencing Guidelines § 4B.1, because it "is almost identical to the federal crime of 'voluntary manslaughter.' "
United States v. Steward
,
For the first time on appeal, the government argues that Leaverton's prior conviction qualifies under § 3559(c)(2)(F)(ii) as an offense "that has as an element the use, attempted use, or threatened use of physical force against the person of another."
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff-Appellee, v. Jesse Bud LEAVERTON, Defendant-Appellant.
- Cited By
- 10 cases
- Status
- Published