United States v. Giannukos
Opinion
Defendant Jay Giannukos appeals two convictions involving the illegal possession of firearms. While conducting a parole search of Giannukos's home, officers found two firearms, methamphetamine, and counterfeiting equipment. A grand jury indicted Giannukos on four counts: (1) possession with intent to distribute methamphetamine, in violation of
I
On January 15, 2015, officers searched Giannukos's home in response to an anonymous tip that Giannukos was involved in illegal drug and counterfeiting activities. ROA Vol. II at 265-66. At that time, Giannukos was on parole following a prior state felony conviction and his status as a parolee was the legal basis for the search. ROA Vol. I at 19. Two other people lived with Giannukos in the three bedroom house. ROA Vol. II at 154-57, 337. One bedroom was used as a home office. Another was shared by Giannukos and his girlfriend Ashley Humerickhouse. The third belonged to Giannukos's friend Johnny Chipps. Giannukos, Chipps, and Humerickhouse were at the house during the search, as was James Lutz, a friend whom Giannukos had hired to do work on the house.
In the living room of the house, which was accessible to all occupants of the house, the officers found a .22-caliber revolver inside a drawer of a blue hutch.
A grand jury returned a four-count indictment, which included the two firearms charges at issue in this appeal: possession of a firearm in furtherance of a drug trafficking crime, in violation of
First, Lutz testified about the work he had been hired to do at the house and the firearm found in the bedroom that Giannukos shared with Humerickhouse. Lutz explained that Giannukos had hired him to make various repairs around the house, including the installation of a lock on the front door. ROA Vol. II at 266-67. According to Lutz, Giannukos "wanted to make sure that the house was a little bit more secure" because he was upset about a recent incident when someone broke into the house and shot his dog.
Lutz also testified that, on the evening of January 14th, Humerickhouse gave him a tour of the house and showed him some work that she wanted done in the bedroom she shared with Giannukos.
The government later called Special Agent R.J. Cook to impeach Lutz's testimony about Giannukos's whereabouts when Lutz was in the bedroom. Special Agent Cook testified that, during a previous interview, Lutz said that Giannukos was in the bedroom-not the shower-when Lutz handled the firearm.
Next, Humerickhouse testified about the recent break-in and the firearm found in the bedroom she shared with Giannukos. Humerickhouse recounted that she was in her bedroom on the evening of January 1st when an unknown man entered the house, shot open the bedroom door, shot and killed Giannukos's dog, demanded drugs and money from Humerickhouse, attempted to remove a safe from the bedroom, and then left the house.
When the questioning turned to the subject of the firearm found in the bedroom, Humerickhouse's testimony was less coherent. Humerickhouse acknowledged her ownership of the pink bag containing a firearm holster and a Smith & Wesson magazine, but denied putting either the holster or the magazine in the bag.
In an effort to refresh Humerickhouse's memory, the prosecutor asked her whether she remembered having a conversation with Detective Dylan Passinese on January 15th in which she told him that Giannukos
*653
acquired a black and silver .40-caliber firearm after the January 1st break-in.
Humerickhouse said that she had trouble remembering her conversation with Detective Passinese because she "was under the influence of drugs and ... hadn't slept in days" when she spoke with him on January 15th.
Finally, expert witness Ross Capps testified about his analysis of the DNA on the two firearms found during the search of Giannukos's home. Capps explained that DNA testing of the revolver from the living room found "at least three individuals with male contribution." ROA Vol. II at 533. While Capps could not exclude Giannukos as a contributor, "almost 99 percent of the population would not be excluded."
After the close of evidence, the district court instructed the jury, including on the definition of possession (Instruction No. 14):
The law recognizes two kinds of possession: actual possession and constructive possession. A person who knowingly has direct physical control over an object or thing, at a given time, is then in actual possession of it.
A person who, although not in actual possession, knowingly has the power at a given time to exercise dominion or control over an object, either directly or through another person or persons, is then in constructive possession of it.
ROA Vol. I at 246.
The jury found Giannukos guilty on all four counts. The district court sentenced Giannukos to 322 months' total imprisonment: 240 months' imprisonment on Count 1; 60 months' imprisonment on Count 2, to be served consecutively to Count 1; 22 months' imprisonment on Count 3, to be served consecutively to Count 2; and 240 months on Count 4, to be served concurrently with Count 1. Giannukos was also sentenced to 3 years' supervised release on each count, to be served concurrently with each other. Giannukos timely appealed his convictions on the firearms counts, Counts 2 and 3.
II
Giannukos argues that his convictions on Counts 2 and 3 should be reversed, and this case remanded for a new trial, because the district court improperly instructed the jury on the definition of constructive possession. The government agrees that the jury instruction was erroneous, but argues that the error does not warrant reversal.
We review for plain error because Giannukos did not object to the jury instruction in the district court.
*654
United States v. Benford
,
First, there must be an error that has not been intentionally relinquished or abandoned. Second, the error must be plain-that is to say, clear or obvious. Third, the error must have affected the defendant's substantial rights, which in the ordinary case means he or she must show a reasonable probability that, but for the error, the outcome of the proceeding would have been different. Once these three conditions have been met, [we] should exercise [our] discretion to correct the forfeited error if the error seriously affects the fairness, integrity or public reputation of judicial proceedings.
Molina-Martinez v. United States
, --- U.S. ----,
A
The parties agree that the district court erred and that the error was plain. The district court instructed the jury that "[a] person who, although not in actual possession, knowingly has the power at a given time to exercise dominion or control over an object, either directly or through another person or persons, is then in constructive possession of it." ROA Vol. I at 246. This instruction was erroneous because "constructive possession also requires
intent
to exercise control."
Benford
,
B
To satisfy the third prong of the plain error test, Giannukos "has the burden to 'show a reasonable probability that, but for the error, the outcome of the proceeding would have been different.' "
1
We have twice analyzed whether a similarly erroneous constructive possession instruction affected a defendant's substantial rights when the firearms at issue were recovered from a jointly occupied space.
Benford
,
In
Benford
, the defendant lived in an apartment with his girlfriend.
Id. at 1010-11. Pursuant to a search warrant, police searched the defendant's apartment and found a Lorcin pistol with a pink grip in an
*655
open computer bag located in the master bedroom.
Id. at 1011. When the police confronted the defendant about the handgun, the defendant responded, "I guess I'll have to take the charge."
Id.
The police also learned that, nineteen days before his arrest, the defendant had a confrontation with his neighbor.
Id.
In the confrontation, the defendant told his girlfriend to "go get a gun," and when she returned, the defendant pointed a black handgun in his neighbor's face.
Id. at 1011-12. Based on the presence of the Lorcin pistol, the jury convicted the defendant of being a felon in possession of a firearm in violation of
We "conclude[d] a reasonable probability exist[ed] that a properly instructed jury would not convict [the defendant] of constructively possessing the Lorcin pistol, and thus, the jury instruction error affected [the defendant]'s substantial rights."
Take, for example, another item officers found plainly visible in the bedroom: [the girlfriend]'s purse, which officers found on top of the bed. Given the fact that the purse was plainly visible on the bed in a bedroom [the defendant] shared with [his girlfriend], one could easily conclude [the defendant] knew of and had access to it, but it is harder to say that [the defendant] also intended to exercise control over it.
Similarly, in
Simpson
, the defendant jointly occupied a house with his wife.
We reached different conclusions as to the shotgun offenses and the handgun offenses. Regarding the two shotgun counts, we relied on uncontradicted testimony that the defendant "had admittedly held the shotgun and tried to sell it about a month prior to his arrest."
Here, Giannukos lived in a house with Humerickhouse (his girlfriend) and Chipps (his friend). ROA Vol. II at 333-39. Police found two firearms in Giannukos's house: (1) a .22-caliber revolver inside a hutch in the shared living room; and (2) a .40-caliber pistol next to a pink bag in the bedroom shared by Giannukos and Humerickhouse.
Id.
at 175-81, 190-92. As in
Benford
and
Simpson
, the lack of evidence relating to Giannukos's specific intent to exercise control of either firearm "undermine[s] confidence in the outcome,"
Benford
,
To prove Giannukos intended to exercise control of the firearms, the government argues (1) the guns were in plain view and easily accessible to Giannukos, and (2) he was motivated to exercise control of a gun after someone robbed his house. This blurs the distinction between the facts pertaining to each firearm and fails to link Giannukos to either firearm.
First, as to the .22-caliber revolver, it was found in a hutch in the living room-a common area accessible to Giannukos, Humerickhouse, and Chipps. ROA Vol. II at 175-81. The revolver had male DNA on it,
id.
at 537, but both Giannukos and Chipps are male and both had access to the living room hutch. Nothing else connected Giannukos to the revolver. This is even less evidence than was presented in
Simpson
, where the defendant admitted to handling the relevant handguns,
Second, as to the .40-caliber pistol, the police found it next to a pink bag, and the pistol's holster and ammunition were inside the pink bag. ROA Vol. II at 190-92. The firearm had primarily female DNA on it. Id. at 539. The government's DNA expert testified that "Giannukos is excluded as that major source." Id. Although Giannukos's house was robbed two weeks prior to the police search, Giannukos was not home-Humerickhouse was. Id. at 346. The intruder pointed a gun at Humerickhouse, took Humerickhouse's money, and shot a dog in front of Humerickhouse. Id. at 346-48. Whatever theoretical motivation Giannukos had to possess a gun after the robbery, Humerickhouse had the same motivation, if not more.
As we said in Benford :
The jury could reasonably conclude from this evidence that [the defendant] knew of and had access to the firearm[s]-and in fact the jury made just that conclusion when it convicted [the defendant] under our pre- Little standards-but a *657 properly instructed jury would not be compelled to also conclude [the defendant] intended to exercise control over the firearm[s] based on this evidence.
2
The government argues that this case is distinguishable from
Benford
and
Simpson
, where the defendants challenged their convictions for violating
We are not persuaded. Even assuming Instruction No. 10's "in furtherance of" language requires intent, it would require "intent to further the drug trafficking crime," not "intent to exercise dominion or control over the firearms." As we explained in
Little
, the intent required to convict must be more precise. In
Little
, the district court instructed the jury that "constructive possession exists when a person not in actual possession 'knowingly has the power at a given time to exercise dominion or control.' "
[R]eading these instructions together, the jury was informed that constructive possession requires that a defendant voluntarily and intentionally have the power to exercise dominion or control over an object. Intentionally having the power to exercise dominion is not the same as intending to exercise dominion. For example, a felon who knows his neighbor keeps a gun in his bedroom and who is given a key to watch his neighbor's house would intentionally have the power to exercise control over the weapon, but would not be guilty of constructive possession without the intent to actually exercise control.
Little
,
When Little 's rationale is applied here, we observe a similarly inadequate instruction. If we assume that Instruction No. 10's "in furtherance of" language requires intent, and read that instruction together with the constructive possession instruction, the district court informed the jury that § 924(c) requires the defendant to knowingly have the power to exercise dominion or control over the firearms, with the intent to further his drug trafficking crime. Intending to further a drug trafficking crime, however, is not the same as *658 intending to exercise control over a firearm. For example, Giannukos could know Humerickhouse and Chipps kept firearms in the house, and intend that the presence of those firearms would protect and promote his drug trafficking crimes, but yet never intend to exercise control over the firearms. In such a scenario, Giannukos would expect the guns to help deter future burglaries, even though he never personally intended to control the firearms himself. Given the lack of evidence that Giannukos intended to exercise control over the firearms, this potential scenario undermines confidence in the outcome here.
C
Having concluded that the erroneous jury instruction affected Giannukos's substantial rights, we turn to the fourth prong of the plain error test. We exercise our "discretion to correct the forfeited error,"
Molina-Martinez
,
A district court's failure to instruct the jury on an essential element of the crime charged "may have allowed the jury to convict without requiring the government to prove all elements of the crime beyond a reasonable doubt."
Benford
,
In both
Benford
and
Simpson
we concluded that the erroneous constructive possession instruction warranted the exercise of our discretion, satisfying the fourth prong of the plain error test.
See
Benford
,
Because we conclude that the erroneous jury instruction merits remand, we do not reach Giannukos's second issue regarding improper statements by the prosecutor during closing argument.
III
Because the district court plainly erred when instructing the jury, we REVERSE Giannukos's convictions on Counts 2 and 3 of the superseding indictment, and REMAND for a new trial.
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Jay N. GIANNUKOS, Defendant - Appellant.
- Cited By
- 4 cases
- Status
- Published