United States v. Almanza-Vigil
Opinion
The Immigration and Naturalization Act (INA) defines "aggravated felony" to include
*1312
"illicit trafficking in a controlled substance,"
That helps explain the stakes for Oscar Almanza-Vigil. In 2007, he pleaded guilty in Colorado state court to "selling or distributing" methamphetamine in violation of Colorado Revised Statutes § 18-18-405(1)(a) (2006), for which he received a four-year prison sentence. In 2009, when the state paroled him, Immigration and Customs Enforcement (ICE) initiated expedited removal proceedings against him, declaring that he had committed an aggravated felony. With that designation, he had no right to an administrative hearing before an immigration judge.
Compare
8 U.S.C. § 1229a ("An immigration judge shall conduct proceedings for deciding the inadmissibility or deportability of an alien."),
with
Now reviewing the district court's judgment convicting Almanza-Vigil for illegal reentry, we must return to 2009, when he left state prison, and ask how he could have avoided removal. To prevail here, Almanza-Vigil must show not only that his Colorado felony was not an aggravated felony, but that misclassifying it as one prejudiced him. To show the required prejudice, he must show that the misclassification rendered the entry of the 2009 removal order fundamentally unfair. Absent that, his appeal fails.
See
For the reasons detailed below, we conclude that Almanza-Vigil's Colorado felony does not fit the INA's definition of an aggravated felony. But we also conclude that he failed to demonstrate a reasonable likelihood of avoiding removal but for the erroneous classification of his conviction. The INA therefore parries a collateral attack on Almanza-Vigil's previous removal order.
*1313 BACKGROUND
Born in Chihuahua in 1984, Almanza-Vigil is a Mexican citizen. In 1993, eight-year-old Almanza-Vigil and his family trekked across the Mexico-United States border, without documents and without government inspection, and settled in Colorado. Almanza-Vigil never acquired legal immigration status, but he grew up in this country, learning English, graduating from high school, finding work at a dairy farm, and eventually fathering a son.
In 2006, when Almanza-Vigil was twenty-one years old, the district attorney in Fort Morgan, Colorado, charged him with six violations of the state's controlled-substances act, all felonies. Counts 1, 2, and 3 of the criminal complaint charge three, identical crimes: that "[o]n or [a]bout" September 15, 20, and 27 of that year, Almanza-Vigil "unlawfully, feloniously, and knowingly sold or distributed METHAMPHETAMINE, a schedule II controlled substance, in violation of section 18-18-405(1), (2)(a)(I)(A), [Colorado Revised Statutes ]." Suppl. R. vol. 2 at 3 (bolding removed). Likewise, counts 4, 5, and 6 charge him with possessing methamphetamine "[o]n or [a]bout" the same dates.
At the time, Colorado Revised Statutes § 18-18-405 provided, in pertinent part:
(1)(a) Except as authorized by [other provisions of state law], it is unlawful for any person knowingly to manufacture, dispense, sell, distribute, possess, or to possess with intent to manufacture, dispense, sell, or distribute a controlled substance; or induce, attempt to induce, or conspire with one or more other persons, to manufacture, dispense, sell, distribute, possess, or possess with intent to manufacture, dispense, sell, or distribute a controlled substance; or possess one or more chemicals or supplies or equipment with intent to manufacture a controlled substance.
....
(2)(a) Except as is otherwise provided in subsection (2.3) of this section for possession offenses not including possession with the intent to distribute involving one gram or less of any material, compound, mixture, or preparation that contains any quantity of a schedule I through IV controlled substance, ... any person who violates any of the provisions of subsection (1) of this section:
(I) In the case of a controlled substance listed in schedule I or II of part 2 of this article, commits:
(A) A class 3 felony; except that a person commits a class 4 felony if such violation is based on the possession of a controlled substance listed in schedule II unless otherwise provided in paragraph (a) of subsection (3) of this section[.]
....
(2.3)(a) Any person who commits the offense of possession in violation of the provisions of subsection (1) of this section by possessing any material, compound, mixture, or preparation, weighing one gram or less that contains any quantity of a controlled substance listed in schedules I through IV of part 2 of this article commits:
(I) A class 6 felony[.]
*1314 In August 2007, Almanza-Vigil pleaded guilty to count 1, "selling or distributing" methamphetamine. In exchange, the state dismissed the remaining five charges. The state court's "sentence order" reflects this bargain. Suppl. R. vol. 2 at 5. The order shows Almanza-Vigil's "Plea of Guilty" to count 1, "18-18-405(1), (2)(a)(I)(A) - Controlled subst-Distribute s," a class 3 felony, and lists counts 2, 3, 4, 5, and 6-two more distribution charges (also class 3 felonies) and three possession charges (two class 4 felonies and one class 6 felony)-as "Dism by DA." Suppl. R. vol. 2 at 5. The court sentenced Almanza-Vigil to serve four years in state prison.
Two years passed. Then, prison officials informed Almanza-Vigil (whose parole was approaching) that the federal government had issued an immigration hold. "[Y]ou're going to be going to Mexico," he remembers being told. R. vol. 1 at 154:25. And from that point on, he claims, he "never thought" that he would be able to challenge his removal. R. vol. 1 at 155:1.
In April 2009, the state released Almanza-Vigil to ICE agents, who detained him pending his removal. The Department of Homeland Security had decided that Almanza-Vigil's Colorado conviction met
The record on appeal contains the two forms that the government claims to have given Almanza-Vigil during these proceedings: a two-page Notice of Intent (exhibit 4) and a one-page Certificate of Service (exhibit 5). These forms are, in the district court's words, "a mess." R. vol. 1 at 354 ¶ 10.
Exhibit 4 is titled, "Notice of Intent to Issue a Final Administrative Removal Order." Suppl. R. vol. 2 at 6. Below that title, the Notice is addressed to "Oscar ALAMANZA-VIGIL" (a misspelling repeated on the next page).
Exhibit 5, the Certificate of Service, begins with an ICE agent's signed statement: "I served this Notice of Intent. I have determined that the person served with this document is the individual named on the other side of the form."
In the government's view, Almanza-Vigil knowingly waived his right to contest his removal by signing the Certificate. So, on April 6 (the same day that he signed it), the Department of Homeland Security issued a final administrative removal order declaring (1) that Almanza-Vigil is not a U.S. citizen, (2) that he has never been lawfully admitted for permanent residence to the United States, and (3) that he has been convicted of an aggravated felony defined in
Six years later, in April 2015, a set of footprints in the New Mexico desert led border-patrol agents to Almanza-Vigil, who was hiding in a mesquite bush near the border fence. The agents arrested him, suspecting that he'd entered illegally. After his processing revealed the 2009 removal order, prosecutors filed a criminal complaint in the U.S. District Court for the District of New Mexico, alleging that Almanza-Vigil had reentered the country in violation of an outstanding removal order that had followed an aggravated-felony conviction. Three months later, a grand jury returned an indictment charging him with illegal reentry in violation of
Almanza-Vigil moved to dismiss the indictment by attacking his 2009 removal order-the government's proof that he had reentered illegally (a felony under
On December 14, 2015, after denying Almanza-Vigil's first motion to reconsider, the court held a bench trial. "[B]ased upon the undisputed testimony" that he had returned to the United States without permission after being deported, the court found Almanza-Vigil guilty of violating
*1316
DISCUSSION
Almanza-Vigil challenges the district court's refusal to dismiss the illegal-reentry indictment. On appeal, as in the district court, he disputes the validity of his 2009 removal order by arguing that it was entered without due process. When a noncitizen attacks the constitutionality of a previous removal proceeding in this way, he presents a mixed question of law and fact that we review de novo.
United States v.Aguirre-Tello
,
A. How Can a Noncitizen Prosecuted for Illegal Reentry Collaterally Attack the Underlying Removal Order?
When the government prosecutes a noncitizen for illegal reentry, it typically must prove two things: (1) that the noncitizen left the United States with an outstanding order of removal against him and (2) that afterward, the noncitizen entered, tried to enter, or was found in the United States.
When the government offers a previous removal order as evidence of the first element, the Fifth Amendment protects the noncitizen's right to challenge that order, even years after the time for appeal has passed and the order has become final.
United States v. Mendoza-Lopez
,
Here, the district court concluded that, although Almanza-Vigil could satisfy the first two conditions (administrative exhaustion and denial of judicial review) he could not demonstrate the third condition, that the entry of the 2009 removal order was fundamentally unfair. That conclusion rested on two, alternate grounds: first, that the government had correctly classified Almanza-Vigil's conviction as an aggravated felony; and second, that the government's decision to classify his conviction as an aggravated felony had not prejudiced him. And because a collateral attack can't survive the failure to meet any of § 1326(d) 's three conditions, the district court rejected Almanza-Vigil's challenge to the 2009 order's validity.
So the appeal begins with one question: Does Almanza-Vigil's conviction fit the INA's definition of an aggravated felony? Because we answer no, the appeal presents a second question: Did misclassifying the conviction so prejudice Almanza-Vigil that the entry of his previous removal order was fundamentally unfair? Because we again answer no, our inquiry ends there-we can uphold the dismissal of his collateral attack without reaching § 1326(d) 's other conditions.
*1317 B. Is "Selling or Distributing" Methamphetamine an Aggravated Felony?
The parties dispute whether Almanza-Vigil's conviction for "selling or distributing" methamphetamine,
see
1. The Categorical and Modified Categorical Approaches to Classifying Offenses
"When the government alleges that a state conviction qualifies as an 'aggravated felony' under the INA, we generally employ a 'categorical approach' to determine whether the state offense is comparable to an offense listed in the INA."
Moncrieffe v. Holder
,
"Whether the noncitizen's actual conduct involved such facts 'is quite irrelevant.' "
Id.
at 190,
When a state statute defines a single crime with a single-that is, indivisible-set of elements, the categorical approach is (relatively) "straightforward": just "line[ ] up that crime's elements alongside those of the generic offense and see[ ] if they match."
When a statute lists alternative elements, the modified categorical approach allows us to glimpse "a limited class of documents" from the previous conviction-the indictment, the jury instructions, the plea agreement or colloquy-so that we can figure out which alternative "was integral to the defendant's conviction (that is, which was necessarily found or admitted)."
Id.
(citing
Shepard
,
So, when we encounter a statute that lists alternatives, we face a threshold question: does the list enumerate alternative elements, which would allow us to use the modified categorical approach, or alternative means, which would not?
In
Mathis
, a state-court decision "definitively answer[ed]" the question whether
In other cases, the statute itself might resolve the means-or-elements question.
*1319
(citing
In still other cases, though, state law might fail "to provide clear answers."
Next, we consider what this means for Almanza-Vigil.
2. Does Almanza-Vigil's Colorado Felony Categorically Match an Aggravated Felony Under the INA?
Almanza-Vigil argues that Colorado Revised Statutes § 18-18-405(1)(a) (2006) sweeps too broadly to fit the generic federal offense at issue here-the aggravated felony of "illicit trafficking in a controlled substance (as defined in [
The generic offense encompasses any offense (state or federal) that "proscribes conduct punishable as a felony" under the Controlled Substances Act (CSA), Pub. L. No. 91-513,
But the government contends that the Colorado statute is divisible and that, under the modified categorical approach, Almanza-Vigil pleaded guilty to a crime the government terms "distribution of methamphetamine," which it claims "clearly constitutes" the generic federal crime of illicit drug trafficking. Appellee's Answer Br. at 26. We disagree.
Last year, two Tenth Circuit cases considered the scope of a "controlled substance offense," one of two categories of previous convictions that enhance the sentence of a "career offender" under the federal sentencing guidelines.
*1320
United States v. McKibbon
,
Both decisions then compared that definition to the defendants' previous convictions: Madkins's convictions for the Kansas crimes of "possession with intent to sell, deliver, or distribute" cocaine and marijuana, and McKibbon's conviction for the Colorado crime at issue here (albeit a newer iteration, which had dropped simple possession from its list of proscribed acts).
Madkins
,
That was so,
Madkins
and
McKibbon
concluded, even though a "controlled substance offense" includes an attempt to distribute the controlled substance.
See
U.S.S.G. § 4B1.2 cmt. n.1. As
Madkins
explained, "an attempt to commit a crime requires the
intent
to commit the crime and
overt acts
in furtherance of that intent."
Madkins
and (four months later)
McKibbon
thus both concluded that the
*1321
guidelines' definition of a "controlled substance offense" excludes convictions under state statutes that proscribe "offers" to sell a controlled substance.
McKibbon
,
In reaching this conclusion,
McKibbon
addressed but rejected the government's contention (which it raises again here) that Colorado Revised Statutes § 18-18-405(1)(a) is divisible, "setting forth multiple elements of multiple criminal offenses, including manufacturing, dispensing, distributing, selling, or offering to sell a controlled substance."
In Abiodun , the Colorado Supreme Court held that Colorado Revised Statutes § 18-18-405 8 defines a single offense for double-jeopardy purposes:
Nothing in the specific language of the statute or the history of its enactment suggests an intent to create a separate offense for each proscribed act. On the contrary, the scope and structure of the proscriptive provision, combined with sentencing provisions differentiating punishments on the basis of the quantum of drugs (rather than the act) involved, strongly points to the creation of a single crime, the gravamen of which is preventing the unauthorized delivery of a "particular quantity of a particular contraband substance." .... Rather than completely separate offenses, the statute strongly suggests an intent to "criminalize successive stages of a single undertaking," ... "encompass[ing] every act and activity which could lead to the proliferation of drug traffic."
Yet even if
Abiodun
's message on divisibility were uncertain,
Mathis
's final suggestion-"if
*1322
state law fails to provide clear answers"-allowed the
McKibbon
court to "peek" at the record of the previous conviction.
Id.
at 976 (quoting
Mathis
,
Madkins
and
McKibbon
thus crafted a general rule: if state law criminalizes fraudulent offers to sell a controlled substance, then a conviction under that state law is a categorical mismatch for the guidelines' generic "controlled substance offense." Here, we take their logic another step, into the immigration context. Like the generic "controlled substance offense" under the guidelines, the generic offense of "illicit trafficking in a controlled substance" under the INA encompasses all state offenses that are felonies under the CSA.
Compare
Lopez
, 549 U.S. at 60,
As for the state statute at issue here,
McKibbon
further tells us that Colorado Revised Statutes § 18-18-405(1)(a) is indivisible-at least to the extent that "selling or distributing" a controlled substance are alternative means of committing a single offense.
McKibbon
,
And like in McKibbon , even if we do use the modified categorical approach to "peek" at the record of Almanza-Vigil's previous conviction, we see that he was convicted of "selling or distributing" methamphetamine. Of the six counts in the complaint, he pleaded guilty to the first:
COUNT 1 - DISTRIBUTION OF A CONTROLLED SUBSTANCE - SCHEDULE II (F-3)
On or About September 15, 2006, OSCAR ALMANZA-VIGIL unlawfully, feloniously, and knowingly sold or distributed METHAMPHETAMINE, a schedule II controlled substance; in violation of section 18-18-405(1), (2)(a)(I)(A), C.R.S.
Suppl. R. vol. 2 at 3 (bolding removed). And according to
Mathis
, when an indictment reiterates the statute's alternatives (here: "sold or distributed"), it's "as clear
*1323
an indication as any that each alternative is only a possible means of commission, not an element that the prosecutor must prove to a jury beyond a reasonable doubt."
Accordingly, it doesn't matter whether we apply the categorical approach or the modified categorical approach. Either way, Almanza-Vigil's crime of conviction is "selling or distributing" a controlled substance in violation of Colorado Revised Statutes § 18-18-405(1)(a). And because that crime comprises fraudulent offers to sell a controlled substance, it does not categorically match the aggravated felony of "illicit trafficking in a controlled substance ..., including a drug trafficking crime."
That leaves a final question: Even though the government misclassified Almanza-Vigil's Colorado conviction as an aggravated felony, which resulted in expedited removal proceedings and the denial of any opportunity for discretionary relief, can he additionally show that the entry of his previous removal order was "fundamentally unfair"?
C. Did Misclassifying Almanza-Vigil's Colorado Conviction Render the Entry of his 2009 Removal Order Fundamentally Unfair?
Almanza-Vigil argues that the government's misclassification of his Colorado conviction as an aggravated felony prejudiced him because, outside expedited removal proceedings, he could have applied for and received relief from removal, such as voluntary departure or cancellation of removal. 10
In
Aguirre-Tello
, we required a noncitizen alleging that the entry of a previous removal order was fundamentally unfair to meet a reasonable-likelihood standard.
An alien's actual chances of receiving such discretionary relief [suspension of *1324 deportation] 11 are too speculative, and too far beyond the capability of judicial review, to conclude that the alien has actually suffered prejudice from being ineligible for suspension of deportation .... Just as a court cannot review the inherently 'subjective' judgments made by the executive in deciding whether to commute a life sentence, this Court cannot predict the subjective and fact-intensive judgments that the Attorney General would make in deciding whether to grant extraordinary relief, such as the suspension of deportation .... The alien cannot demonstrate prejudice, much less substantial prejudice, arising from the ineligibility for such an 'act of grace' because no standards exist for a court to determine whether the executive would have granted the extraordinary relief anyway.
At the threshold, we disagree with the district court that Almanza-Vigil's odds of receiving "an 'act of grace' in the form of discretionary relief" present an inquiry "too speculative" for judicial examination. R. vol. 1 at 470 (quoting
Aguirre-Tello
,
We turn to whether, absent the government's misclassification of his Colorado conviction as an aggravated felony, Almanza-Vigil had a reasonable likelihood of receiving either cancellation of removal or voluntary departure.
1. Cancellation of Removal
The INA gives the Attorney General discretion to cancel the removal of an otherwise-removable, non-permanent-resident "alien" who:
(A) has been physically present in the United States for a continuous period of not less than 10 years immediately preceding the date of [his] application [for cancellation of removal];
(B) has been a person of good moral character during such period;
(C) has not been convicted of an offense under [ 8 U.S.C. §§ ]1182(a)(2) [including "any law or regulation of a State ... relating to a controlled substance (as defined in section 802 of Title 21 )"], 1227(a)(2) [including an aggravated felony or "any law or regulation of a State ... relating to a controlled substance"], or 1227(a)(3) [failure to register and falsification of documents] ...; and
(D) establishes that removal would result in exceptional and extremely *1325 unusual hardship to the alien's spouse, parent, or child, who is a citizen of the United States or an alien lawfully admitted for permanent residence.
8 U.S.C. § 1229b(b)(1).
Almanza-Vigil claims that, "had the relevant officials realized his conviction was not an aggravated felony," he would have had a reasonable likelihood of receiving cancellation of removal. Appellant's Brief-in-Chief at 37. He submits the testimony of his immigration-law expert, Mr. Olsi Vrapi, a "Criminal immigration" law professor at the University of New Mexico School of Law and a practicing attorney who has represented hundreds of noncitizens in immigration proceedings. R. vol. 1 at 186:20. At the motion-to-dismiss hearing, Vrapi said that Almanza-Vigil was "eligible for this form of relief" despite having pleaded guilty to "selling or distributing" methamphetamine. R. vol. 1 at 206:25-207:1.
We disagree. Though "selling or distributing" methamphetamine is not an aggravated felony under the INA, it does violate "a[ ] law or regulation of a State ... relating to a controlled substance," namely, Colorado Revised Statutes § 18-18-405(1)(a).
2. Voluntary Departure
Compared to cancellation of removal, voluntary departure is available to a broader class of noncitizens. The INA excludes only aggravated felons,
(A) ... [have] been physically present in the United States for a period of at least one year immediately preceding the date the notice to appear was served ...;
(B) ... [be, and have] been, a person of good moral character for at least 5 years immediately preceding the alien's application for voluntary departure;
(C) ... not [be] deportable under section 1227(a)(2)(A)(iii) [aggravated-felony convictions] or section 1227(a)(4) [security-related grounds, including terrorist activities] ...; and
(D) ... establish[ ] by clear and convincing evidence that the alien has the means to depart the United States and intends to do so.
Almanza-Vigil's Colorado conviction was not an aggravated felony, and nothing in the record suggests that he poses a national-security risk. So, we agree with Almanza-Vigil that even with his criminal record, he was eligible to receive voluntary departure in 2009, at least before the completion of removal proceedings.
13
But we
*1326
disagree that he was reasonably likely to receive it.
See
Aguirre-Tello
,
In exercising their discretion to grant or deny a voluntary-departure application, immigration judges balance the applicant's positive equities, like lengthy residence in the United States and close ties to family here, against negative factors, like an unfavorable immigration history or a criminal record, and then decide whether the applicant is worthy of an exercise of discretion.
See
Matter of Gamboa
,
Almanza-Vigil, bolstered by Vrapi's testimony, asserts that an immigration judge considering the equities of his case would have found him worthy of voluntary departure. He had grown up in the United States since age eight; he had learned English, graduated from high school, and worked a steady job; and he had many citizen and lawful-permanent-resident family members, including a son born here. His "only negative equity" was his conviction for "selling or distributing" methamphetamine. Appellant's Brief-in-Chief at 35. And Vrapi told the court that with the counterweight of his positive factors, Almanza-Vigil "had a reasonable likelihood of receiving" voluntary departure despite this conviction. R. vol. 1 at 212:17-18. Voluntary departure, Vrapi explained, was "fairly easy" to get and "fairly typical to be granted," absent "some egregious circumstance" (like "[p]rior violations of other voluntary returns," "disregard of border laws," or "criminal acts").
In further support, Almanza-Vigil cites cases in which noncitizens with criminal records worse than his have won this form of relief. In his best example,
In re: Luis Alonzo Gonzales-Figueroa
, the Board of Immigration Appeals upheld an immigration judge's decision to grant voluntary departure to an applicant with "numerous arrests," four assault convictions (the last of which sent him to prison for six months), and one resisting-arrest conviction.
But as the Ninth Circuit observed in
Valdez-Novoa
, "a single case that is arguably on point means only that it is 'possible' or 'conceivable' that a similarly situated alien would be afforded voluntary departure."
*1327
likely overall and would have been "reasonably" likely in Almanza-Vigil's case cannot substitute for such empirical or anecdotal evidence. (Tellingly, Vrapi was unfamiliar with the
Aguirre-Tello
decision.) Our reasoning parallels the analysis in
United States v. Reyes-Alvares
, which involved the same expert witness and a similar fact pattern. No. CR 15-4121 KG,
Almanza-Vigil has close ties to this country, including a U.S.-citizen son, but in 2009, when the government issued his removal order, he had just been released from prison for "selling or distributing" methamphetamine-a serious crime in the colloquial sense, if not technically an aggravated felony under the INA.
See
We agree with the district court that Almanza-Vigil failed to satisfy the fundamental-unfairness prong of
CONCLUSION
For these reasons, we affirm the district court's judgment.
The INA curbs our jurisdiction to review the removal order itself. Though the Act grants federal appellate courts exclusive authority to review final orders of removal, it also carves from that authority our jurisdiction to review "any final order of removal entered against an alien who is removable by reason of having committed a criminal offense" covered by the statute, including an aggravated felony.
Since 2006, the Colorado legislature has revised § 18-18-405 several times.
See, e.g.
, H.B. 10-1352, 67th Gen. Assemb., 2d Reg. Sess, ch. 259,
In expedited removal proceedings, a noncitizen with an aggravated-felony conviction is "conclusively presumed to be deportable,"
After his release, he returned to Mexico.
Mathis
gives the example of a California law against " 'the lawful or the unlawful entry' of a premises with intent to steal."
Compared to generic burglary, which protects any "building or other structure," Iowa burglary reached more places, like vehicles.
Mathis
,
To explain this conclusion,
Moncrieffe
noted that
Abiodun
reviewed convictions that occurred sometime between 2001 and 2003, when the drug laws were the same as in 2006 (Almanza-Vigil's day)-and when § 18-18-405(1)(a) proscribed simple possession.
See
People v. Abiodun
,
Madkins
also addressed divisibility, but it deemed the Kansas statutes divisible.
We agree with Almanza-Vigil that
S.E.C. v. Chenery Corp.
.
would bar us from upholding his removal order on grounds different from those stated in that order.
See
Under the current statutory scheme, "suspension of removal" corresponds to cancellation of removal under 8 U.S.C. § 1229b.
See
Immigration and Naturalization Act § 244, Pub. L. No. 82-414,
Before Congress enacted the Antiterrorism and Effective Death Penalty Act (AEDPA), section 212(c) of the INA, codified at
Had Almanza-Vigil received voluntary departure either before the end, or at the end, of the removal proceedings, the immigration judge would have entered an "alternate order of removal."
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee, v. Oscar ALMANZA-VIGIL, Defendant - Appellant.
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