Hobdy v. Raemisch
Opinion
*867
Petitioner Christopher Hobdy, a Colorado state prisoner serving a lengthy sentence for first degree assault and aggravated robbery, filed an application for federal habeas relief pursuant to
I
The underlying facts of Hobdy's case
The Colorado Court of Appeals (CCA), in addressing Hobdy's direct appeal, summarized the underlying facts of Hobdy's case:
The criminal charges against [Hobdy] arose from an assault on the victim[, Jerry Williams,] outside a convenience store [on May 15, 1997]. The victim was a police officer [with the City of Aurora, Colorado,] who had a terminal illness and was living in a hospice at the time of the assault.
The victim had arrived at the store late at night [shortly after 1 a.m.] to purchase a few items. After leaving the store, he used the outside payphone. While the victim was on the phone, [Hobdy], who had made a purchase at the store shortly after the victim had left the store, approached the victim and asked him for a quarter. The victim said he did not have a quarter, and [Hobdy] then went back into the store.
After making his phone call, the victim began walking back to the hospice. He heard footsteps behind him and saw that [Hobdy] was following him. [Hobdy] uttered a racial slur [i.e., "nigger"] and told the victim, "I'm going to get you." He then hit the victim with a shovel.
The victim fell to the ground, and his possessions fell out of his pocket. [Hobdy] then picked up the items and ran away.
The victim then went back into the store and told the clerk to call 911. Believing that his assailant would be depicted on the store's video surveillance tape, the victim asked the clerk to retrieve the tape. He provided police a description of his assailant.
The following day, the police showed [the victim] three still photographs they had made of [Hobdy] from the surveillance video tape. They did not know his identity at that time. From the photos, the victim identified [Hobdy] as his assailant.
State v. Hobdy , No. 98CA1361 at 1-2 (Colo. App. Mar. 30, 2000) ( Hobdy I ), available at Aplt. App., Vol. 2 at 13.
The victim, Williams, gave the police an audiotaped interview the day after the attack.
Hobdy's state trial proceedings
On May 22, 1997, Hobdy was charged by information in Arapahoe County District *868 Court with two counts of attempted first degree murder (one count alleged "after deliberation" and the second count alleged "felony murder"), one count of first degree assault, and one count of aggravated robbery. Aplt. App., Vol. 3 at 24.
On the same day the information was filed, the prosecution filed a motion seeking permission to depose Williams who, the motion noted, was "residing in a hospice and ... dying of cancer."
The case was tried to a jury on March 9-20, 1998. The prosecution's evidence included, among other things, the audiotaped interview that Williams gave to police the day after the attack and the transcript of Williams' deposition, which was read to the jury.
Hobdy's "defense [at trial] was misidentification."
"To rebut this defense, the [State] called two medical doctors," one of whom "treated the victim at the emergency room after the attack, and the other [of whom] was the victim's regular oncologist."
Id.
"Together, they opined that the victim's mental faculties were not affected by the medications the victim was taking at the time of the attack such that they would impair his ability to make a positive identification."
The jury deliberations began later in the day on March 18, 1998, and continued through the next two days, March 19-20, 1998. During those deliberations, the jury sent several notes to the state trial court. To begin with, at approximately 11:35 a.m. on the first full day of deliberations-March 19, 1998-the jury sent a note to the trial court asking for permission to listen to the 911 tape recording and to watch the 7-11 surveillance video. The state trial court granted both of those requests.
Later that same day, at approximately 3:37 p.m., the jury sent a note to the state trial court asking two questions. The first question stated: "May we look at Jerry William's [sic] deposition testimony?"
We are struggling with coming to agreement with the creditability [sic] of Jerry Williams' testimony. We have been debating this issue for most of the day. Since this testimony is key to coming to a concensus [sic] we believe that coming to a verdict will be difficult. Convictions remain firm on both sides. Due to evidence provided and its interpretation by individual jurors we are concerned that a verdict may not be attainable.
The district court responded to the jury's first question with a written answer
*869
stating, "you may request in writing that the entire Jerry Williams' depositions be read to you in Court as was done during the trial."
Later that afternoon, the jury sent a note to the trial court outlining its "[p]lan for" the next day.
At the outset of the following day, Friday, March 20, 1998, the state trial court allowed the jury to first "hear the taped interview of Jerry Williams."
At some point that afternoon, the jury sent out a note asking, "Can we have the large sign that was in the closing arguments re: Reasonable doubt? Elements of each crime?"
The jury then sent out another note stating, "We want the testimony of the person that was on the stand when they interjected the tape of Chris Hobdy & also
WANT
,
NeeD
[sic] to hear the tape of defendant. Thank you."
The court reporter who reported Detective Days [sic] testimony while a portion of Chris Hodby [sic] tape was played is not here and that testimony is not available until Monday. The only request that the court can grant today is to play that portion of Chris Hobdy's tape that was played for you during the trial.
According to the record, the jury also, at some unknown point in the deliberations, wrote a note to the court that said:
Deliberations have broken down. We find ourselves attacking each other not allowing the [sic] us to move toward a verdict. We do not know where to go from here. We have examined all the evidence given to us and still are deadlocked. We don't know what else to look at.
At approximately 4:50 p.m. on March 20, 1998, the state trial court spoke to the jurors about recessing for the weekend and reconvening the following Monday.
The state trial court sentenced Hobdy to consecutive terms of imprisonment of twenty-eight years' and thirty years' imprisonment for the two counts of conviction, resulting in an aggregate sentence of fifty-eight years.
Hobdy's direct appeal
Hobdy filed a direct appeal, asserting five general propositions of error. The CCA affirmed Hobdy's convictions in an unpublished opinion issued on March 30, 2000. Hobdy I , No. 98CA1361 at 15. Hobdy filed a petition for writ of certiorari with the Colorado Supreme Court, but that was denied on September 5, 2000. There is no indication in the record that Hobdy filed a petition for writ of certiorari with the United States Supreme Court.
Hobdy's Rule 35(b) motion for reduction of sentence
On December 13, 2000, Hobdy filed a motion for reduction of sentence pursuant to Colo. R. Crim. P. 35(b). The state trial court denied that motion on December 29, 2000. Hobdy did not appeal from that ruling.
Hobdy's Rule 35(c) postconviction proceeding
On August 20, 2001, Hobdy filed a motion for state postconviction relief pursuant to Colo. R. Crim. P. 35(c) alleging that his trial counsel was ineffective in the following respects: (1) failing to adequately investigate whether the victim was competent to testify because of his terminal illness and pain medication; (2) failing to determine whether the victim was competent to make a proper identification at the time of the assault; (3) failing to consult experts skilled in eyewitness identification and medication and pain issues, including an intoxication expert; (4) failing to seek a change of venue due to the fact that the victim worked as a police officer in the same jurisdiction in which Hobdy was tried; (5) failing to pursue a viable alternate suspect theory; (6) failing to adequately investigate alibi witnesses; (7) failing to account for the difficulties inherent in cross-racial identifications; and (8) failing to object when the state trial court, upon being advised by the jury that it was deadlocked, did not make the inquiries required under
People v. Lewis
,
In July of 2005, Hobdy, through counsel, filed an amended motion for postconviction relief pursuant to Colo. R. Crim. P. 35(c). The amended motion included three new claims: (1) "[f]ailure of appellate counsel to advise the [CCA] that the trial court abused its discretion in finding Williams competent to testify,"
id.
at 88; (2) "[f]ailure of appellate counsel ... to advise the [CCA] that there [wa]s no transcript establishing that the trial court ever acknowledged the jury's ['attacking each other'] note" or made "Hobdy and his counsel ... aware of" the note and, relatedly, failure of appellate counsel to argue that "it [wa]s structural error for [the] trial court to fail to make an [sic] preserve a record" regarding that jury note,
id.
at 92-93; and (3) "Hobdy received an enhanced sentence ... in violation of the Sixth Amendment jury trial guarantee," as outlined by the
*871
Supreme Court in
Blakely v. Washington
,
The state district court issued a decision on September 19, 2006, denying Hobdy's amended motion for relief under Colo. R. Crim. P. 35(c). The state district court concluded that the amended motion was successive and that, in addition, Blakely and Apprendi were inapplicable to Hobdy's sentence.
Hobdy appealed to the CCA. On September 25, 2008, the CCA issued an opinion concluding that Hobdy's original Rule 35(c) motion was timely, had never been ruled on by the state district court, and that Hobdy was entitled to an evidentiary hearing on the ineffective assistance of trial counsel claims asserted in the original motion. The CCA also concluded that the claims asserted in Hobdy's amended motion were time-barred unless Hobdy could establish justifiable excuse or excusable neglect.
On remand, the state district court held an evidentiary hearing and heard testimony from three defense witnesses: an expert in psychopharmacology, a legal expert in the field of postconviction relief, and the lawyer who drafted and filed the amended Rule 35(c) motion on Hobdy's behalf.
Following the hearing, the state district court issued a written order denying Hobdy's Rule 35(c) motion. At the outset of its order, the state district court noted that Hobdy effectively abandoned four of the ineffective assistance of trial counsel claims asserted in his original Rule 35(c) motion-failure to challenge "venue, failure to raise alternate suspect theories, inadequate alibi witness investigation, and failure to account for cross-racial identification"-by failing to address those issues in subsequent briefing or at the evidentiary hearing. Id. at 166. The state district court in turn concluded that the three new claims asserted by Hobdy in his amended Rule 35(c) motion did not "meet the justifiable excuse or excusable neglect exception" and were therefore time-barred. Id. at 169. In reaching this conclusion, the state district court found that "[t]he 'attacking each other' note [from the jury] appeared in the file and the record before the [CCA]," the CCA thus "had the benefit of the jury notes, including the 'attacking each other' note" when it resolved Hobdy's direct appeal, and that the CCA "addressed all of the notes in question." Id. at 170-71. The state district court further concluded "that there [wa]s no justifiable excuse or excusable neglect for" the "untimely filing [of] the supplement to the original Rule 35(c)" motion, and that, consequently, "all additional issues contained in the [amended Rule 35(c) motion], including any issues surrounding the ['attacking each other'] jury note, [we]re time-barred ... and w[ould] not be further considered." Id. at 171-72.
As for the claim asserted by Hobdy in his original Rule 35(c) motion that trial counsel was ineffective for failing to retain and present an expert in psychopharmacology, the state district court concluded "that failing to retain" such an "expert fell below the performance of reasonably effective assistance," but that this "error on the part of trial counsel" did not "create[ ] any real probability that the jury would not have convicted" Hobdy or otherwise "undermine[d] th[e] Court's confidence in the jury's verdict." Id. at 174. The court explained "that because the type and extent of medications taken by the victim were made known to the jury, the lack of additional expert testimony from" the defense "d[id] not create a reasonable probability of a different result in the original trial." Id. at 172.
*872 Hobdy appealed to the CCA. On August 14, 2014, the CCA issued an unpublished opinion affirming the state district court's order. The CCA "conclude[d] that the record support[ed] the postconviction court's determination that defendant did not prove that, had [trial] counsel retained an expert [in psychopharmacology] ... to testify at trial, there was a reasonable probability that the result of the proceeding would have been different." Id. at 234. The CCA explained that it "reach[ed] this conclusion because [Hobdy's] first attorney, through cross-examination, submitted to the jury a great deal of the information about which the psychopharmacologist testified at the remand hearing" on the Rule 35(c) motion. Id. The CCA also noted that the jury was able to watch the surveillance tape from the convenience store and listen to the recording of the 911 call and, in turn, "evaluat[e] the victim's mental acuity at that time" based on this evidence. Id. at 237. In addition, the CCA noted that "[t]he jury was aware of the medications that the victim was taking; it heard about their side effects; it learned of their effect on the victim; and, although it 'strugg[led]' to 'agree[ ]' about the victim's credibility, it obviously overcame that struggle and reached an agreement." Id. at 238. "Under these circumstances," the CCA "conclude[d] that there [wa]s not a reasonable probability, meaning a probability sufficient to undermine [its] confidence in the outcome, that had the additional information from an expert [psychopharmacologist] ... been presented to the jury, the result would have been different." Id. at 238-39. The CCA further stated: "Defendant did not establish that there was a reasonable probability that such testimony would have been the 'ounce that makes the pound' that would have led the jury to acquit instead of to convict." Id. at 239. The CCA thus concluded that Hobdy's "ineffective assistance claim as to his first attorney fail[ed]." Id. at 240.
The CCA also rejected Hobdy's challenge to the state district court's conclusion that "there was no justifiable excuse or excusable neglect for the untimely filing of his [amended] postconviction motion." Id. The CCA noted that the amended postconviction motion was "presumptively time barred" under Colorado law. Id. at 243. And the CCA agreed with the state district court that there were no facts or circumstances that provided a justifiable excuse or excusable neglect to overcome that presumptive time bar. In particular, the CCA rejected Hobdy's argument that his fourth attorney, i.e., the one who prepared and filed the amended postconviction motion, was ineffective. The CCA noted that "[t]he fourth attorney did not start working on the case until 2004, which was after the three-year period for filing postconviction motions had lapsed." Id. at 244-45. The CCA concluded that "the fourth attorney could not have been ineffective" for the reason that "[t]he fourth attorney could not ... have filed a timely second postconviction motion." Id. at 245.
Hobdy filed a petition for writ of certiorari with the Colorado Supreme Court. That petition was denied on March 2, 2015.
Hobdy's filing of his federal habeas petition
On August 12, 2015, Hobdy, through counsel, initiated these federal habeas proceedings by filing an application for writ of habeas corpus pursuant to
On November 30, 2017, the district court issued a memorandum opinion and order granting federal habeas relief in favor of Hobdy. The opinion and order began by addressing Hobdy's ineffective assistance of trial counsel claim. In analyzing this claim, the district court noted that the state district court had concluded that Hobdy's trial counsel's performance on this issue amounted to incompetence under prevailing standards, and that the CCA had silently affirmed that conclusion. Consequently, the district court concluded that it was "obliged to accept" what it described as this "final determination" under
Continuing, the district court concluded "there [wa]s a reasonable probability there would have been a different result absent [trial] counsel's ineffective assistance."
The district court concluded that "[t]his haphazard handling of jury questions, failure to inform counsel of a jury communication, and failure to make a proper record of exchanges between the judge and jury [wa]s structural error which require[d] vacation of the conviction."
The district court entered judgment in the case on November 30, 2017.
On December 22, 2017, respondents filed three motions with the district court. The first was a motion for clarification.
The second motion filed by respondents was a motion for ruling on outstanding claims. Respondents argued therein that, "[w]ithout a ruling on [Hobdy's] remaining claims," the district court's "order m[ight] not be a final, appealable order, meaning that the court of appeals would lack jurisdiction to hear an appeal."
The third and final motion filed by respondents was a motion to alter the order and judgment. Respondents argued that the district court "was not required to adopt the state court's ruling on counsel's performance" under the first prong of
Strickland v. Washington
,
On January 5, 2018, the district court issued a two-page written order addressing respondents' three post-judgment motions. The order first stated that "the Applicant was denied the assistance of trial counsel in responding to the jury's questions in violation of the Sixth Amendment as alleged in Claim Two." Id. at 228. The order in turn stated: "this Court agrees with the [state] district court's determination that the failure of the defense attorney to retain and present testimony from a medical expert as to the effects of the victim's intake of prescription medications on his ability to perceive, recall and relate was below the standard of care in violation of the first prong of Strickland ." Id. Lastly, the order stated "that the Third Claim for Relief," which asserted ineffective assistance of appellate counsel, "[wa]s denied." 2 Id.
The district court issued an amended judgment that same day, January 5, 2018.
On January 10, 2018, respondents filed a motion seeking additional clarification prior to appeal. Id. at 232. The motion "request[ed] that the [district court] clarify whether it granted relief on Claim Two" in Hobdy's application. Id. at 234.
On January 11, 2018, the district court issued an order denying respondents' motion for additional clarification. The order contained one sentence: "it should be apparent to anyone reading the Order on Post-Judgment Motions (Doc. 70) that this Court has ruled on the merits of Claim Two, that this violation of the Sixth Amendment is an additional ground for granting the Writ of Habeas Corpus and that the claim was not procedurally defaulted." Id. at 236.
Respondents filed a notice of appeal on February 2, 2018.
II
Respondents argue on appeal that the district court erred in granting federal habeas relief to Hobdy on his "claims of ineffective assistance of counsel and denial of the right to presence." Aplt. Br. at 1. For the reasons outlined below, we agree. 3
Standard of review
"The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA) requires a state prisoner seeking federal habeas relief first to 'exhaus[t] the remedies available in the courts of the State.' "
Kernan v. Hinojosa
, --- U.S. ----,
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceedings.
" 'Clearly established Federal Law' refers to the Supreme Court's holdings, not its dicta."
Wood v. Carpenter
,
"A state court's decision unreasonably applies federal law if it 'identifies the correct governing legal principle' from the relevant Supreme Court decisions but applies those principles in an objectively unreasonable manner."
"Finally, a state-court decision unreasonably determines the facts if the state court 'plainly misapprehend[ed] or misstate[d] the record in making [its] findings, and the misapprehension goes to a material factual issue that is central to petitioner's claim.' "
Ineffective assistance of trial counsel
Respondents first argue that the district court erred in granting relief on the basis of Claim One of Hobdy's federal habeas application, which alleged that Hobdy's trial counsel was ineffective for failing to retain and present testimony from an expert in psychopharmacology. More specifically, respondents argue that the district court erred in concluding that the CCA unreasonably applied Strickland when it rejected this claim on the merits. We agree with respondents.
a) Clearly established federal law applicable to the claim
The clearly established federal law applicable to this claim is the familiar two-part test outlined by the Supreme Court in
Strickland
.
Under the second part of the test, a "defendant must show that the deficient performance prejudiced the defense."
Strickland
,
"The governing legal standard [thus] plays a critical role in defining the question to be asked in assessing the prejudice from counsel's errors."
"Unless a defendant makes both showings, it cannot be said that the conviction or death sentence resulted from a breakdown in the adversary process that renders the result unreliable."
b) The state district court's analysis
The state district court concluded, in addressing Hobdy's Rule 35(c) motion for postconviction relief, "that failing to retain a medical expert" to testify about the victim's medications and their effect on his ability to perceive, recall and relate "fell below the performance of reasonably effective assistance." Aplt. App., Vol. 2 at 174. The state district court explained that "[t]he People's medical expert testimony should not have been allowed to stand alone, especially given that the crux of [Hobdy's] defense [at trial] was attacking the victim's credibility."
c) The CCA's analysis
The CCA, for its part, focused on the second prong of the Strickland test and rejected Hobdy's argument "that, had his first attorney offered [an expert in psychopharmacology] to testify at trial, there [wa]s a reasonable possibility that the trial's result would have been different." Id. at 232. In doing so, the CCA discussed in detail the testimony of the expert in psychopharmacology that Hobdy presented "during the remand hearing" on his Rule 35(c) motion. Id. The CCA noted:
The psychopharmacologist testified about the combination of medications that the victim had been taking. He stated that this combination affects the central nervous system, and that it can cause "abnormal thinking." He stated that the potential side effects of these medications include, among other things, hallucinations, confusion, fragmented memory, and blurred vision.
The psychopharmacologist added that the victim was taking large doses of some of the medications. In a patient with an underperforming liver, like the victim, there was a higher potential to suffer side effects. He stated that he believed that the victim's oncologist had minimized the potential side effects of the medications when testifying at trial, and that the oncologist did not address the issue in the context of whether the combination would affect someone's ability to "accurately report information."
The psychopharmacologist noted that he had identified ninety-four instances in the record and in the transcripts of the victim's depositions where the victim had suffered from the medications' side effects or appeared to be intoxicated by the medications. He explained that these reactions "would ... affect [the victim's] ability to make judgment decisions and attend to what's going on."
The psychopharmacologist testified that, on the night of the assault, the victim was "probably having side effects at the time of the [assault]" and that he did not believe the victim would be able to recall it reliably. He stated that, at the time of the assault, the victim "was operating in a continued and almost perpetual altered mental state that could be ... described as a state of abnormal thinking."
Id. at 232-33.
The CCA then stated: "We conclude that the record supports the [state district] court's determination that [Hobdy] did not prove that, had [trial] counsel retained an expert like the psychopharmacologist to testify at trial, there was a reasonable probability that the result of the proceeding would have been different." Id. at 234. The CCA explained that it "reach[ed] this conclusion because" Hobdy's trial counsel, "through cross-examination, submitted to the jury a great deal of the information about which the psychopharmacologist testified at the remand hearing." Id. More specifically, the CCA stated:
We have compared the testimony presented at trial and the testimony offered at the remand hearing. The trial testimony from doctors, hospice nurses, and friends included statements about the medications the victim was taking at the time of the assault and their possible *879 side effects, including confusion and hallucinations. Witnesses described specific instances when the victim had suffered these side effects. The first attorney elicited admissions from some of these witnesses that the high dosage of medications, combined with the victim's physical condition, could have increased the likelihood and severity of those side effects.
And these witnesses provided testimony from a perspective that a witness such as the psychopharmacologist could not have duplicated. They examined, treated, and interacted with the victim. They saw him; they spoke with him; some of them saw him and spoke with him over a significant period during which he was taking the medications; and some of them saw him and spoke with him a short time after the assault.
Indeed, the psychopharmacologist testified that "[he] wasn't there so [he couldn't] absolutely say" whether the victim was having adverse side effects at the time of the assault. Instead, he was "asked to review the records and determine what is the likelihood of something occurring [sic]." Also, he stated that "it's hard to know whether someone's having some of the[ ] symptoms [caused by abnormal thinking] without assessing [the person] directly," and that an evaluation of the extent to which a person was suffering from a medication's side effects should include a physical examination of the individual. The expert conceded that he did not physically examine the victim.
He also admitted that he had not watched a surveillance videotape or listened to a 911 recording, from which he could have observed and listened to the victim on the night of the assault. He stated that these recordings would have been significant in evaluating the victim's mental acuity at that time. And the jury watched the videotape and listened to the 911 recording.
* * *
The evidence that was presented at trial was sufficient to cause the jury to question the victim's credibility. During the examination of one of the hospice nurses, a juror asked the nurse to repeat how many times the victim had taken morphine on the night of the assault. During deliberations, the jury submitted a note to the trial court, which stated, "We are struggling with coming to agreement with the credibility of [the victim's] testimony."
The jury was aware of the medications that the victim was taking; it heard about their side effects; it learned of their effect on the victim; and, although it "struggl[ed" to "agree[ ]" about the victim's credibility, it obviously overcame that struggle and reached an agreement. Under these circumstances, and based on the record before us, we conclude that there is not a reasonable probability, meaning a probability sufficient to undermine our confidence in the outcome, that had the additional information from an expert such as the psychopharmacologist been presented to the jury, the result would have been different. Defendant did not establish that there was a reasonable probability that such testimony would have been the "ounce that makes the pound" that would have led the jury to acquit instead of to convict.
Id. at 236-39.
Thus, in sum, the CCA rejected Hobdy's ineffective assistance of trial counsel claim due to Hobdy's "fail[ure] to establish prejudice," and without directly addressing the first prong of Strickland . Id. at 240.
*880 d) The federal district court's analysis
As we have previously noted, the district court concluded that, under
In explaining the reasons for its conclusion, the district court briefly noted that "[t]here was no evidence to corroborate [Williams'] story" and "[t]he jury obviously had great difficulty in making that determination as revealed in the notes to the judge."
*881 e) The flaws in the district court's analysis
We conclude that the district court's analysis was erroneous in at least two respects. To begin with, the district court erred in concluding that § 2254(e)(1) required it "to accept" the state district court's "final determination" regarding the first prong of the
Strickland
test. Aplt. App., Vol. 1 at 198. Section 2254(e)(1) provides only that "a determination of a factual issue made by a State court shall be presumed to be correct" and that "[t]he applicant shall have the burden of rebutting the presumption of correctness by clear and convincing evidence."
Second, even assuming that Hobdy did satisfy the first prong of the
Strickland
test, the district court erred in concluding that the CCA unreasonably applied the second prong of the
Strickland
test when the CCA focused on the possibility or probability of acquittal, rather than the possibility of a hung jury and a resulting mistrial.
6
Nothing in
Strickland
suggests that the prejudice standard can be satisfied by something less than an acquittal. To the contrary, the Court in
Strickland
stated "[i]t is not enough for the defendant to show that the errors had some conceivable effect on the outcome of the proceeding." 466 U.S. at 693,
f) The CCA's decision was reasonable
Setting aside the district court's analysis, we conclude that the CCA's analysis and resolution of Hobdy's ineffective assistance of counsel claim was neither contrary to, nor an unreasonable application of,
Strickland
and its prejudice prong.
See
Nothing about this analysis was contrary to or an unreasonable application of clearly established Supreme Court precedent. In terms of the "contrary to" prong of § 2254(d), the Supreme Court has never addressed a case involving materially indistinguishable facts, and thus the CCA did not decide Hobdy's case differently than the Supreme Court.
Williams
,
For these reasons, we reverse the district court's order granting federal habeas relief on the basis of Hobdy's claim that his trial counsel was ineffective for failing to consult with and offer evidence from an expert in psychopharmacology.
Denial of the right to counsel, presence, and a fair trial
In their second issue on appeal, respondents argue that the district court also erred in granting federal habeas relief on Claim Two of Hobdy's federal habeas application. Claim Two alleged that the state trial court denied Hobdy "his right to counsel, to be present, and to a fair trial by [its] failure to disclose the 'attacking each other' 'still ... deadlocked' note from the jury." Aplt. App., Vol. 1 at 31. The district court, in its initial memorandum opinion and order, concluded that the "haphazard handling of jury questions, failure to inform counsel of a jury communication, and failure to make a proper record of exchanges between the judge and jury [wa]s structural error which require[d] vacation of [Hobdy's] conviction." Id. at 200. Subsequently, in its January 5, 2018 order addressing respondents' post-judgment motions, the district court "ORDERED" that Hobdy "was denied the assistance of trial counsel in responding to the jury's questions in violation of the Sixth Amendment as alleged in Claim Two." Id. at 228.
a) Claim Two is procedurally barred
Respondents argue that Claim Two of Hobdy's federal habeas application-as actually framed in the application-is procedurally barred due to Hobdy's failure to fairly present the claim to the CCA "in any of his three appeals in that court." Aplt. Br. at 43. According to
*883
respondents, "[t]he first and only time [Hobdy] presented the claim that his right to presence was violated by the trial court's alleged failure to disclose the 'attacking each other' jury note was in a post-hearing brief on the remand from his postconviction appeal."
Id.
at 44. Respondents assert that the state district court "did not address this new claim, and [Hobdy] did not present it to the CCA in the remand appeal."
Id.
at 44-45. Respondents also argue that Hobdy "may not now present the claim as an independent constitutional ground for relief because it would be barred as untimely under
We agree. In his original Rule 35(c) motion, Hobdy made no mention of the "attacking each other" jury note and raised no claims related to that note. In his amended Rule 35(c) motion, Hobdy argued that his appellate counsel was ineffective for failing to argue to the CCA that (a) "there [wa]s no transcript establishing that the trial court ever acknowledged the jury's ['attacking each other'] note," (b) the trial court never made "Hobdy and his [trial] counsel ... aware of" this note, or (c) "it [wa]s structural error for [the] trial court to fail to make an [sic] preserve a record' regarding this note.
7
Aplt. App., Vol. 2 at 92-93. But he did not otherwise assert any of the claims that he now alleges in Claim Two of his federal habeas application, i.e., that the state trial court denied him "his right to counsel, to be present, and to a fair trial by [its] failure to disclose the 'attacking each other' 'still ... deadlocked' note from the jury." Aplt. App., Vol. 1 at 31. Thus, the allegations asserted in Claim Two of Hobdy's federal habeas application were never addressed by the state district court or the CCA and are unexhausted.
See generally
Kimmelman v. Morrison
,
Further, the allegations in Claims Two are subject to an anticipatory procedural bar. " 'Anticipatory procedural bar' occurs when the federal courts apply procedural bar to an unexhausted claim that would be procedurally barred under state law if the petitioner returned to state court to exhaust it."
Moore v. Schoeman
,
Although it is not entirely clear from the record, it appears that the district court-obviously troubled by the state trial court's apparent failure to notify the parties about the jury's "attacking each other" note-
sua sponte
raised the issue of structural error. Doing so, however, was clearly inconsistent with the dictates of § 2254(d), which places strict limitations on a state prisoner's ability to obtain federal habeas relief.
See
Ellis v. Raemisch
,
Thus, in sum, Claim Two of Hobdy's federal habeas application is procedurally barred and cannot serve as the basis for the grant of federal habeas relief.
Hobdy's request for relief on "contingent claims"
Hobdy, in his appellate response brief, argues that even if we disagree with the district court's resolution of Claims One and Two of his federal habeas application, he is nevertheless entitled to federal habeas relief on the basis of Claims Three (ineffective assistance of appellate counsel) and Four (cumulative error). Aple. Br. at 19, 47-58. We are not, however, persuaded that Hobdy is entitled to affirmance of the district court's judgment-federal habeas relief in the form of a new trial-on the basis of either of those claims.
8
See generally
Jennings v. Stephens
, 574 U.S. ----,
In Claim Three, Hobdy asserts that his appellate counsel "failed to adequately review the record on appeal and mishandled the appellate issues related to the jury's deadlock notes." Aple. Br. at 19. Hobdy concedes, as he must, that the CCA denied that same claim "on procedural default grounds, finding (1) the amended motion was untimely under [Colo. Rev. Stat.] § 16-5-402... and (2) the 'justifiable excuse or excusable neglect' exception to this statutory limitations period did not apply." Id. at 48. In particular, the CCA rejected Hobdy's argument that the attorney who prepared his amended Rule 35(c) motion "was ineffective because she did not timely raise the issue of" ineffective assistance of appellate counsel. Aplt. App., Vol. 2 at 240-41.
Hobdy argues, however, that the CCA's "ruling unreasonably ignored the fact that" the attorney who prepared the amended *885 Rule 35(c) motion "was never counsel of record" and instead "was working under [the] supervision" of the attorney who "was counsel of record." Aple. Br. at 51. Hobdy further argues that "[c]ounsel of record" in the Rule 35(c) proceeding "was responsible for preserving Hobdy's right to raise his claim of [ineffective assistance of appellate counsel] by adhering to any applicable statute of limitations." Id.
We reject Hobdy's arguments. The CCA emphasized in its decision that Hobdy's "written argument[s] after the remand hearing ... focused solely on the ... attorney" who prepared the amended Rule 35(c) motion, and not on his counsel of record in the Rule 35(c) proceeding. Aplt. App., Vol. 2 at 244. The CCA "also note[d] that" Hobdy's counsel of record in the Rule 35(c) proceeding "did not testify at the remand hearing," and that Hobdy "did not contend during the remand proceedings," or in the appeal from the remand proceedings, that his counsel of record in the Rule 35(c) proceeding "was ineffective."
Id.
Lastly, "[b]ecause a prisoner does not have a constitutional right to counsel in state postconviction proceedings, ineffective assistance in those proceedings does not qualify as cause to excuse a procedural default."
Davila v. Davis
, --- U.S. ----,
In Claim Four, Hobdy asserts that his "right to due process of law was violated by the cumulative effect of error." Aple. Br. at 57. We reject Claim Four, however, because "we have discerned through the lens of AEDPA only one" assumed error, i.e., trial counsel's failure to retain and present testimony from an expert in psychopharmacology, and it is well-established that "there must be more than one error to conduct cumulative-error analysis."
Ellis
,
III
The judgment of the district court is REVERSED and the case REMANDED to the district court with directions to enter judgment in favor of respondents on Hobdy's application for federal habeas relief.
The application included three additional claims, but Hobdy withdrew those claims before the district court could rule on them. Dist. Ct. Docket No. 41 at 9. Thus, those claims are not at issue in this appeal.
The district court's order did not expressly mention the cumulative error claim that was alleged in Hobdy's application for federal habeas relief. But, because the order expressly purported to address each of the three pending motions, we construe the order as implicitly denying relief on the cumulative error claim.
Respondents also argue that the district court abused its discretion when, in the course of granting federal habeas relief to Hobdy, it barred the state from conducting any retrial after a period of ninety days. Because we conclude that the district court erred in granting federal habeas relief to Hobdy, it is unnecessary for us to address this issue.
These witnesses included the victim's oncologist, the emergency room doctor who treated the victim after the assault, two hospice nurses, the victim's girlfriend, and a friend of the victim.
This statement was apparently intended by the district court to address Claim Two of Hobdy's federal habeas application, since that claim concerned the state trial court's handling of the "attacking each other" jury note. But that was not clear from the face of the district court's decision because the district court made no express reference to Claim Two, and it ultimately emphasized that it was granting federal habeas relief in favor of Hobdy because he "received ineffective assistance of counsel, in violation of the Sixth Amendment." Aplt. App., Vol. 1 at 200-01. This is presumably what led to respondents seeking clarification of the district court's order. The district court subsequently stated, in addressing respondents' motion for clarification, that it was granting federal habeas relief on two grounds: Hobdy's ineffective assistance of counsel claim for failing to present testimony from a psychopharmacologist, and what the district court stated was its conclusion that Hobdy "was denied the assistance of trial counsel in responding to the jury's questions in violation of the Sixth Amendment as alleged in Claim Two." Id. at 228. Consequently, for purposes of this opinion, we treat the district court's references to the "attacking each other" jury note, and its structural error conclusion, as related to Claim Two of Hobdy's federal habeas application.
Notably, Hobdy never argued the theory that was relied on by the district court. In his brief to the CCA, Hobdy argued that "if [his] trial counsel had used a medical expert ..., a reasonable probability exist[ed] that the jury would have found [him] not guilty." Aplt. App., Vol. 2 at 218. Nowhere did Hobdy argue the possibility of a hung jury and resulting mistrial. Likewise, in his application for federal habeas relief, Hobdy did not argue that the CCA erred in failing to consider the possibility of a hung jury and mistrial.
That claim of ineffective assistance of direct appeal counsel was rejected by the state district court as untimely. The state district court found that "[t]he 'attacking each other' note appeared in the file and the record before the [CCA]" on direct appeal. Aplt. App., Vol. 2 at 170. "Therefore," the court concluded, "a failure to explicitly raise this on appeal, necessitating the application of the justifiable excuse or excusable neglect standard in allowing the untimely supplement which raise[d] th[e] argument, [wa]s not persuasive" and the court "lack[ed] the province to address the matter ... under Crim. P. 35(c)(3)(VI)." Id. at 171. Hobdy did not appeal this ruling to the CCA. Indeed, the CCA subsequently noted that Hobdy argued "justifiable excuse or excusable neglect" in the remand proceedings, but "d[id] not reassert those grounds" in his appeal from the remand proceedings, and thus "ha[d] abandoned any argument concerning them." Id. at 241. Consequently, at no point did the CCA address any issues related to or arising out of the "attacking each other" jury note.
The district court denied relief on Claims Three and Four and Hobdy did not obtain a COA or file a cross-appeal regarding those claims. Under Jennings , however, it was unnecessary for him to do so in order to urge those claims as an alternative basis for affirmance of the district court's judgment.
Reference
- Full Case Name
- Christopher HOBDY, Petitioner-Appellee, v. Rick RAEMISCH, Executive Director, Colorado Department of Corrections; Phil Weiser, Attorney General for State of Colorado, Respondents-Appellants.
- Cited By
- 9 cases
- Status
- Published