United States v. Walker
Opinion
This case comes before us for a second time. Defendant-Appellee John Walker, who pleaded guilty to two counts of bank robbery under
The government appeals again, and we are now asked (1) whether the district court, on remand, violated the mandate we issued in
United States v. Walker
("
Walker I
"),
I
We start by surveying (A) Mr. Walker's offense conduct, (B) the district court's original sentencing proceeding, (C) our opinion in Walker I , (D) the district court's resentencing proceeding, and (E) the district court's resentencing order.
A
In May 2013, Mr. Walker walked into a bank in Salt Lake City, Utah, while wearing a wig and fake mustache and yelled at
*1138
the teller to give him money.
1
The teller gave him over two thousand dollars, and Mr. Walker left without further incident. Later that same month, Mr. Walker entered a second bank, this time in Sandy, Utah, while dressed in women's clothing. Again, he yelled at the teller, took over fifteen hundred dollars, and left. Police subsequently arrested Mr. Walker, who admitted to robbing both banks. Mr. Walker was indicted on two counts of bank robbery in violation of
B
Shortly before Mr. Walker's sentencing hearing, he violated the conditions of his release when he was cited for driving under the influence and with an open container. After receiving these charges, Mr. Walker requested that the court defer his sentencing for thirteen months so that he could attend a faith-based residential treatment program. The district court granted the deferral, and Mr. Walker successfully completed the program.
At Mr. Walker's subsequent sentencing hearing, the court accepted the PSR's findings and calculated Mr. Walker's United States Sentencing Guidelines ("Guidelines" or "U.S.S.G.") range to be 151 to 188 months' imprisonment. 2 This range reflected Mr. Walker's extensive criminal history, which, as Mr. Walker conceded, included involvement in at least ten previous bank robberies. The government argued for a below-Guidelines-range sentence of 120 months' imprisonment, whereas Mr. Walker-emphasizing his rehabilitation through the residential treatment program-argued for a five-year term of probation.
The district court discussed the
C
The government appealed from the district court's sentence, claiming that it was substantively unreasonable. We reversed and remanded for resentencing, acknowledging that "the sentencing court sincerely tried to craft a just sentence" but concluding that "the court placed inadequate weight on the factors required by Congress."
Walker I
,
We concluded that only one-the nature and circumstances of the crime and Mr. Walker's history and characteristics,
see
§ 3553(a)(1) -provided even partial support for a time-served sentence. As to that factor, we noted that "[t]he nature of the offense weighs strongly against a time-served sentence" but that "the offender's characteristics could reasonably support leniency."
Walker I
,
We also determined that the sentencing range established by the Guidelines and the need to avoid unwarranted disparities,
see
§ 3553(a)(4), (6), both "weigh[ed] against a time-served sentence."
Walker I
,
In sum, we concluded that, "[o]f the seven sentencing factors, three factors weigh[ed] against a time-served sentence, one point[ed] both ways, and three [were] inapplicable."
We ended the opinion as follows:
We conclude that 33 days in pretrial detention constitutes an unreasonably short sentence. For admittedly robbing two banks as an armed career offender, 3 Mr. Walker would avoid any punishment and the sentence would give little or no weight to the congressional values of punishment, general deterrence, incapacitation, respect for the law, and avoidance of unwarranted sentence disparities. In these circumstances, we regard the sentence as substantively unreasonable.
Reversed and remanded for resentencing consistent with this opinion.
Id . at 1259-60.
Judge Hartz wrote a brief concurrence wherein he disagreed with the majority's
*1140
analysis of the nature and circumstances of the crime and Mr. Walker's history and characteristics,
see
§ 3553(a)(1).
Walker I
,
D
On remand, the district court ordered the Probation Office to provide an update to the PSR that detailed Mr. Walker's lifestyle and conduct since the original sentencing. The court also ordered the parties to file supplemental briefing responding to Walker I , and it allowed the parties to submit supplemental evidence.
The update to the PSR explained that Mr. Walker had complied with all conditions of his supervision, maintained employment, and was living a modest life. Mr. Walker's Probation Officer also testified at a subsequent evidentiary hearing, stating that he did not "think a custody sentence would be beneficial in Mr. Walker's case" because of the "positive changes" that Mr. Walker had made in his life, namely his sobriety, employment, and familial ties. R. at 540-41 (Tr. of Evidentiary Hr'g on Resentencing, dated Apr. 24, 2017).
Mr. Walker submitted additional evidence of his rehabilitation. His wife testified about the positive effect that Mr. Walker had on her relationships with her daughter and granddaughter. Mr. Walker's other family members and drug-treatment-program classmates sent the district court "a small flood of letters" that the court characterized as "uniformly praising his character, work ethic, and the progress he [had] made in the past years." Id. at 361. Mr. Walker's counselor submitted a written statement that indicated Mr. Walker had been "rehabilitated," no longer craved alcohol and drugs, and now "turn[ed] to God, his faith community and mentors" during stressful periods. Id. at 360-61. This counselor also testified at the evidentiary hearing, where she opined that removing Mr. Walker from his support system would "absolutely have a negative effect on him." Id. at 553.
At the end of the evidentiary hearing, Mr. Walker addressed the court. He testified that it was his "drinking that le[d] to other things," and that it was only when he was using drugs that he would "think about a bank." Id. at 620. He added that he "would never do a bank robbery if [he] wasn't under the influence." Id . at 617. He claimed that this problematic path from drug abuse to crime was "not going to happen" again because he had "been transformed," was "not the old Johnny," and did not "even think about drinking" anymore. Id. at 620.
The government, on the other hand, submitted its own additional evidence. Victims, including a teller at one of the robbed banks, indicated that Mr. Walker had shaken their personal senses of security, and one victim specifically testified that he believed Mr. Walker needed to be incarcerated for some period of time. Two law enforcement officers both testified about conversations that they had with Mr. Walker wherein he had admitted that he had robbed the banks due to financial difficulties.
In addition to this evidence, the parties offered oral arguments for the sentences that they thought would be appropriate. The government again argued that Mr. Walker should be sentenced to 120 months' imprisonment, while Mr. Walker asserted that "five years of probation, a substantial period of home confinement, and community service" would be sufficient to satisfy the aims of sentencing. Id. at 374-75. At the conclusion of the evidentiary *1141 hearing, the court decided to continue the hearing "[i]n order to adequately address the issues raised by the United States, as discussed in the [ Walker I ] decision, the factors raised by the defense and the ... testimony of the witnesses and of Mr. Walker." Id. at 621.
E
Almost one month later, at the recommencement of the hearing, the district court provided the parties with a tentative sixty-one-page opinion, gave them about seventy-five minutes to digest it, and then again heard arguments from the parties. The tentative opinion indicated that the court would sentence "Mr. Walker to ten years of probation, with a mandatory review in five years, plus two years of home confinement, with case-appropriate monitoring and the standard exceptions, and 500 hours of community service." Id. at 377 (Mem. Decision and Order on Resentencing, dated May 18, 2017). After both parties completed their arguments, the court overruled the government's oral objections and made its tentative sentence final for the reasons stated in the opinion.
This opinion started by concluding that, in
Walker I
, the Tenth Circuit had issued "a general remand for resentencing consistent with the opinion [in
WalkerI
]."
Id.
at 355. This conclusion was based on the district court's reading of the remand language at the end of the
Walker I
opinion, which did "not require imposition of a specific sentence or limit [the district] court to considering sentences only within the Guideline range."
Id.
Thus, the district court engaged in a de novo resentencing, aiming to "appropriately weigh the specific congressional values the Tenth Circuit identified, as well as all the
After reciting the procedural background and evidence before it, the court engaged in a lengthy analysis of the § 3553(a) factors. With respect to § 3553(a)(1), the nature and circumstances of the crime and Mr. Walker's history and characteristics, the district court concluded that Mr. Walker was a different individual post-rehabilitation and that this had been demonstrated by his success while on probation.
See, e.g.
, R. at 381-83 ("The most striking theme discernable from all of the evidence on resentencing is that there are two John Walkers: the old and the new."). This conclusion was supported by the testimony of Mr. Walker's counselor, who testified that Mr. Walker had been "rehabilitated,"
Section 3553(a)(2)(A) required the court to consider the need for the sentence to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense. The district court determined that the seriousness of the offense and need for just punishment weighed in favor of incarceration, although "less so than in other cases because Mr. Walker's lifelong addiction mitigates the underlying purpose of retribution." R. at 410. But the court ultimately found that incarceration would not "promote respect for the law in light of Mr. Walker's significant recovery efforts."
*1142
With respect to § 3553(a)(2)(B) -i.e., the need to provide adequate deterrence-the court concluded that Mr. Walker's rehabilitation made imprisonment unnecessary to specifically deter Mr. Walker, as he was unlikely to reoffend. With respect to general deterrence, the court cited social science studies indicating that probation was just as effective as imprisonment in providing deterrence. The court also reasoned that general deterrence may be more important with respect to certain crimes-identifying white-collar crimes in particular-than the type of crime at issue here, i.e., bank robbery. While the court did "not doubt that incarceration has some general deterrent effect,"
With respect to § 3553(a)(2)(C), the need to protect the public, and § 3553(a)(2)(D), the need for rehabilitation, the court concluded that further incarceration would likely harm Mr. Walker's recovery and increase the likelihood of him reoffending. Specifically, the court found it more likely than not that Mr. Walker would relapse into substance abuse and subsequently be led back into crime if he was removed from his support systems. This conclusion was again supported by the testimony of Mr. Walker's Probation Officer, who testified that he did not "think a custody sentence would be beneficial in Mr. Walker's case" because of the "positive changes" that Mr. Walker had made in his life. R. at 540-41. Likewise, Mr. Walker's counselor testified that removing Mr. Walker from his support system would "absolutely have a negative effect on him."
Finally, with respect to the sentencing range established by the Guidelines and the need to avoid unwarranted sentencing disparities,
see
§ 3553(a)(4), (6), the court recognized that its proposed sentence continued to create a disparity with other offenders sentenced for like crimes under the Guidelines but went to great lengths to explicate why that disparity was warranted in light of Mr. Walker's rehabilitation. In particular, the court noted that
Friedman
, which we had discussed extensively in
Walker I
, had "expressed concern at the lack of any explanation by the district court" for why it had imposed such a significant variance from the Guidelines range. R. at 407. The district court concluded, however, that "Mr. Walker's case departs from
Friedman
based on the extensive record created here," including "Mr. Walker's exceptional recovery and conduct on four years of supervised release."
"Overall," the district court concluded, "the balance of sentencing factors weighs toward a substantial variance from the Guideline range and toward a non-custody sentence in this case."
The government appealed.
*1143 II
The government raises two arguments against the district court's revised sentence. It argues (1) that the district court violated Walker I 's mandate when it declined to sentence Mr. Walker to a prison term; 4 and (2) that, even if the district court's sentence did not run afoul of our mandate in Walker I , the sentence is nevertheless substantively unreasonable. We reject the government's first argument on the merits and find the second waived due to the government's inadequate briefing. Accordingly, we affirm the district court's sentencing order.
A
We first address the government's primary contention: that the district court violated Walker I 's mandate when it declined to sentence Mr. Walker to a prison term. We reject this argument, agreeing with Mr. Walker that Walker I 's mandate was general and did not require the district court to impose a sentence of imprisonment. In the following discussion, we (1) lay out how the mandate rule applies in this circuit, and (2) examine the scope of Walker I 's mandate and analyze whether the district court violated that mandate by declining to sentence Mr. Walker to a prison term.
1
When we vacate and remand for resentencing, "the mandate rule controls."
United States v. West
("
West II
"),
"Not surprisingly, '[t]o decide whether the district court violated [our] mandate, it is necessary to examine the mandate and then look at what the district court did.' "
Procter & Gamble Co. v. Haugen
,
In interpreting the scope of a previous mandate, we look for specific limitations on the district court's discretion. "[T]he scope of the mandate on remand in the Tenth Circuit is carved out by exclusion: unless the district court's discretion is specifically cabined, it may exercise discretion on what may be heard."
West II
,
If there are no specific limitations, therefore, the district court may review "any relevant evidence the court could have heard at the first sentencing hearing."
Moore
,
We review the district court's interpretation of our mandate de novo,
Shipp II
,
2
The parties dispute the scope of Walker I 's remand, and specifically whether Walker I required the district court to sentence Mr. Walker to a term of imprisonment. We look first at the "remand language" found at the conclusion of Walker I before considering the opinion as a whole. We conclude that, while Walker I 's language certainly could be reasonably understood as sending a message to the district court that it would be appropriate to impose a harsher sentence on Mr. Walker on remand, this language did not sufficiently restrict the district court's discretion such *1145 that it was obliged to sentence him to a term of imprisonment.
a
In our examination of the mandate, we start with the "remand language" found in
Walker I
's concluding paragraphs.
Dish Network
,
We conclude that 33 days in pretrial detention constitutes an unreasonably short sentence. For admittedly robbing two banks as an armed career offender, Mr. Walker would avoid any punishment and the sentence would give little or no weight to the congressional values of punishment, general deterrence, incapacitation, respect for the law, and avoidance of unwarranted sentence disparities. In these circumstances, we regard the sentence as substantively unreasonable.
Reversed and remanded for resentencing consistent with this opinion.
Walker I
,
A plain reading of this language establishes that we did not specifically require the district court to sentence Mr. Walker to a prison term on remand. To be sure, we did hold that "33 days in pretrial detention constitutes an unreasonably short sentence"-that is, a time-served sentence of no more than thirty-three days (followed by supervised release).
In
United States v. West
("
West I
"),
For these reasons, we are compelled to REMAND this case, directing the district court to resolve the factual disputes West raised or explain why it is unnecessary for sentencing purposes to do so. If the district court determines that the Government did not prove the disputed facts by a preponderance of the evidence, the district court should then conduct a new sentencing proceeding, excluding those disputed and unproven factual allegations.
...
We REMAND for the district court to conduct proceedings consistent with this decision.
*1146
Id.
at 975 (footnote omitted). On remand, the district court heard arguments concerning the factual disputes referenced in
West I
but concluded that the mandate prevented it from considering a newly raised argument about restitution imposed at the original sentencing.
See
West II
,
We reached a similar conclusion regarding our remand language in
United States v. Lang
("
Lang I
"),
Based on the foregoing, we REVERSE the district court's downward departures for both Langs, remanding both cases for resentencing pursuant to18 U.S.C. § 3742 (f)(2)(B), and AFFIRM the decision of the district court on the remaining issues.
However, we reached a contrary conclusion regarding the remand language in
United States v. Webb
("
Webb I
"),
For the aforementioned reasons, we find the justifications cited by the district court insufficient to set this case outside the "heartland" contemplated by the Sentencing Guidelines. The decision of the district court to depart from the applicable guideline range is therefore REVERSED. The case is REMANDED for resentencing within the prescribed range of twenty-seven to thirty-three months imprisonment .
Unlike
Webb I
,
Walker I
's remand language did not require that the district court reach a particular sentencing outcome. It did not, for example, specify that the court should impose a sentence within a particular Guidelines range, nor-more importantly, for present purposes-did it expressly require the district court to sentence Mr. Walker to a prison term.
See
Webb I
,
b
We acknowledge, however, that the remand language "is read in light of our opinion that preceded" it,
Shipp II
,
In support of its assertion that the mandate required a prison sentence on remand, the government points to three sets of statements in
Walker I
. First, the government points to our statement that "[t]he value of incapacitating Mr. Walker further supports incarceration of Mr. Walker."
Walker I
,
Moreover, even with respect to the incapacitation factor, our value assessment in
Walker I
obviously was based on the then-existing record. And, notably, the language of that opinion did not specifically preclude the district court from considering new evidence on remand in determining (among other things) whether that value assessment regarding incapacitation continued to support a sentence of incarceration. In other words, in making its incapacitation value assessment on remand, the district court, under the express language of
Walker I
, was free to consider the comparatively more fulsome body of evidence available in the resentencing proceeding.
See
Moore
,
Second, the government points to the following statement about
Friedman
: "If the 57 months of incarceration in
Friedman
was an unreasonably light sentence, Mr. Walker's 33 days in pretrial detention was also unreasonably light."
Walker I
,
Third, as the government notes, the
Walker I
panel stated that "by declining to impose any prison time, the district court effectively failed to give any weight to the congressional values of punishment, general deterrence, incapacitation, respect for the law, and avoidance of unwarranted sentencing disparities."
Walker I
,
Our conclusion that these statements-focusing on them individually-do not amount to sufficiently specific directives to the district court to impose a prison term on Mr. Walker on remand is only reinforced by viewing the statements in the context of other language that the
Walker I
panel used. In particular, in
Walker I
, we repeatedly restated our narrow holding that the specific time-served sentence that the district court imposed on Mr. Walker was substantively unreasonable, without expressly indicating what sentence or sentencing range would be reasonable; particularly, we did not say that only a sentence of imprisonment would be reasonable.
See
Walker I
,
Likewise, we elsewhere focused on the district court's failure to accord proper weight to relevant sentencing factors without opining on what sentencing outcomes would necessarily be the fruit of the court's proper weighing of these factors.
See
Thus, especially when viewed in the broader context of other language in the
Walker I
opinion, we cannot conclude that the statements that the government points us to specifically limited or cabined the district court's discretion by requiring it to impose a sentence of incarceration on Mr. Walker.
Dish Network
,
As noted, we do not doubt that a reasonable reading of our
Walker I
opinion indicates that the panel believed that the district court's original sentence was unreasonably short and that, therefore, a harsher sentence should be imposed on Mr. Walker on remand. However, the message that a harsher sentence would be appropriate on remand could be implemented in many different ways, and the district court did in fact impose a comparatively harsher sentence on Mr. Walker. Recall that the district court increased Mr. Walker's probationary period from three years to ten years, added two years of home confinement, and five hundred hours of community service.
Compare
R. at 352 (detailing original sentence),
with
id
. at 377 (detailing sentence after remand). In particular, the imposition of the two years of home confinement certainly increased the severity of Mr. Walker's punishment; home confinement itself functions as an alternative to a period of incarceration in prison.
See
U.S.S.G. § 5C1.1(e)(3) (providing, under its "Schedule of Substitute Punishments," that "[o]ne day of home detention [is substituted] for one day of imprisonment");
accord
United States v. Thomas
,
Furthermore, we and the Supreme Court have consistently held that probation is not insignificant punishment.
See
Gall
,
Thus, it is clear to us that, insofar as
Walker I
's language did in fact send a message to the district court that it would be appropriate to impose a harsher sentence on Mr. Walker on remand, the court did in fact abide by that message.
5
But, for reasons explicated above, we believe that
Walker I
's mandate did not-in the fashion of
Webb I
-sufficiently restrict the district court's discretion such that it was obliged to sentence Mr. Walker to a prison term.
Cf
.
Dish Network
,
B
We now turn to the government's purported second challenge on appeal, i.e., whether the district court's sentence after remand is substantively reasonable under the rubric of the § 3553(a) factors. The government, in a cursory manner, asserts that we should vacate and remand Mr. Walker's sentence because it remains unreasonable independent of the scope-of-the-mandate issue. Mr. Walker, however, asserts that the government waived this secondary argument based on its inadequate briefing. For the reasons stated below, we agree with Mr. Walker; the government's backup argument is waived. We thus decline to reach its merits.
1
Our preservation rules are part of the "winnowing process" of litigation that permits a court to "narrow what remains to be decided."
Exxon Shipping Co. v. Baker
,
2
Under the foregoing principles, we conclude that the government has waived its challenge to the substantive reasonableness of the district court's sentence through inadequate briefing.
First, we deem it significant that the government's own framing of its argument reveals that, in effect, its sole appellate challenge relates to the scope-of-the-mandate issue. Specifically, when given an opportunity in its reply brief to clarify the essential scope of its appellate argument, the government spoke only of the scope-of-the-mandate issue-
viz.
, its argument that the district court's erred in disregarding our mandate in
Walker I
. In this regard, after noting that Mr. Walker "fault[ed] the government for offering no analysis of the Court's mandate
or
the district court's decision on resentencing," the government
*1152
tellingly replied that its opening brief "clearly set forth its argument on appeal: the district court abused its discretion by 'ignor[ing] this Court's holding that a no-prison sentence for Walker was substantively unreasonable.' " Aplt.'s Reply Br. at 3 n.1 (emphasis added) (quoting Aplt.'s Opening Br. at 17). The government further maintained in reply that "its brief makes absolutely clear the substance of its argument: the district court exceeded the bounds of 'permissible choice' set by this Court in
Walker I
."
Thus, when given a chance in its reply brief to frame the essence of its appellate argument, the government spoke only of the scope-of-the-mandate issue. The government clearly indicates in its reply brief that it made the strategic decision to elide any detailed discussion of the court's de novo sentencing analysis because such an analysis allegedly was not authorized by the Walker I mandate. Put another way, the government viewed its appellate challenge as turning on its scope-of-the-mandate argument to such an extent that the government deemed it "unnecessary ... to address in detail" the district court's post-remand sentencing analysis under the substantive-reasonableness rubric. Id . Through its own words, therefore, we see that the government effectively disclaimed the need to address in any meaningful way the substance of the district court's analysis of the § 3553(a) factors.
And the government's skeletal briefing regarding the district court's sentencing analysis indicates that it acted on its declared framing of the case. As a consequence, the government has effectively waived any challenge to the substantive reasonableness of the district court's sentence (i.e., its weighing of the § 3553(a) factors).
More specifically, a review of the government's briefing demonstrates a lack of meaningful interaction with the district court's § 3553(a) analysis. The district court authored a sixty-one-page opinion in support of its findings, spending multiple pages on numerous factors to establish the purported reasonableness of its sentence. See, e.g. , R. at 380-83 (discussing the offense and Mr. Walker's characteristics); id . at 383-98 (reviewing § 3553(a)(2) factors); id . at 402-09 (discussing the need to avoid unwarranted sentencing disparities). In particular, the district court conducted an in-depth analysis of the various sentencing factors and made factual and legal findings with respect to each. Yet, despite the district court's comprehensive analysis, the government has provided comparatively little in response. In its opening brief, the government's analysis of the substantive reasonableness of the district court's sentence runs approximately four pages. See Aplt.'s Opening Br. at 19-23. To be sure, whether a legal argument has been adequately presented cannot be determined solely by looking at the number of words devoted to it, but it would be illogical to say that this metric is meaningless. Yet, even more importantly here, the few words that the government expended on this topic consist of little more than generalized and conclusory statements, along with reiterations of its primary contention that the new sentence violates our mandate in Walker I . See, e.g. , id. at 21 (noting, with regard to the need for just punishment, that "[t]his factor remained unchanged for resentencing, and the district court again abused its discretion by not giving it appropriate *1153 weight and imposing prison time"); id. at 23 (noting, with regard to consideration of the Guidelines, simply that "the court disregarded this heavy weight in favor of incarceration when it fashioned another no-prison sentence").
Along these lines, the government repeatedly juxtaposes the district court's conclusions regarding the § 3553(a) factors-which were based on extensive factual findings made following an evidentiary hearing and a fresh round of arguments by the parties on remand-with Walker I 's assessment of the legal import of these sentencing factors. The government then asserts conclusorily that the court erred by straying from Walker I . See, e.g. , id. at 20 ("[T]he court erred by focusing almost exclusively on these recent developments [i.e., those following the initial sentencing]. The court also erred by over-valuing its theories about the role that addictions played in Walker's psychological make-up and criminal culpability. This Court's observations in Walker I apply with equal force to the district court's resentencing ...."); id. 21-22 ("The district court was not free simply to disregard this Court's decision in Walker I and discount the sentencing goals of general deterrence and incapacitation."). However, critically, the government essentially elides the fact that the district court's § 3553(a) findings and legal conclusions were based on a different, more expansive, sentencing record than the one considered by the Walker I panel. And, more specifically, the government makes no attempt to engage with the district court's reasoning and to explain why Walker I 's assessments of the § 3553(a) factors still should be deemed controlling notwithstanding the more developed sentencing record made following remand.
Furthermore, arguments advanced for the first time in a litigant's reply brief will ordinarily not forestall a conclusion of waiver.
See
United States v. Harrell
,
To be clear, whether issues should be deemed waived is a matter of discretion.
See, e.g.
,
Abernathy v. Wandes
,
Viewed through the lens of this precedent, we are especially disinclined to consider reversing a district court's sentence on substantive-reasonableness grounds unless the litigant provides us with meaningful arguments that challenge the district court's reasoning.
See, e.g.
,
United States v. Brooks
,
III
Because our mandate in Walker I did not specifically limit the district court's discretion by requiring it to impose a sentence of imprisonment, we reject the government's contention that the district court violated our mandate. Further, we do not express a view on the merits of whether the district court's sentencing was substantively reasonable, as the government waived its argument on that point by failing to adequately address the district court's analysis. Thus, we affirm the district court's sentencing order and deny as *1155 moot the government's request for reassignment on remand.
Our recitation of the offense conduct comes from Mr. Walker's Presentence Report. See R. at 644-45, ¶¶ 5-8 (Presentence Report, dated Sept. 18, 2015) [hereinafter, "PSR"].
The Probation Office used the 2013 edition of the Guidelines in calculating Mr. Walker's Guidelines range. Neither party questions this choice on appeal; therefore, we also rely on the 2013 edition, to the extent that it is relevant to the resolution of the issues on appeal.
While we referred to Mr. Walker as an "armed career offender" in
Walker I
, the district court correctly noted on remand that "Mr. Walker was not armed during the two bank robberies in this case," and that, while the PSR classified Mr. Walker as a career offender, he was neither charged nor sentenced under the Armed Career Criminal Act,
The government frames the first issue on appeal as:
Whether a sentence of no additional incarceration was substantively unreasonable for a serial bank robber whose career offender Guidelines range was 151-188 months, where this Court held in an earlier appeal that a sentence of no incarceration beyond 33 days of time served was unreasonable because it was too short.
Aplt.'s Opening Br. at 1-2. The two arguments explicated in the above text are distinct aspects of the government's appellate challenge. First, as the government made clear in its reply brief, it contends that the district court's sentence was substantively unreasonable because it failed to adhere to our mandate . See Aplt.'s Reply Br. at 3 n.1 ("[T]he district court abused its discretion by 'ignor[ing] this Court's holding that a no-prison sentence for Walker was substantively unreasonable.' While the government may not have used the word 'mandate,' its brief makes absolutely clear the substance of its argument: the district court exceeded the bounds of 'permissible choice' set by this Court in Walker I ." (quoting Aplt.'s Opening Br. at 17)). We view this first argument as distinct from its second argument, that the district court's sentence was substantively unreasonable on its own terms . See Aplt.'s Reply Br. at 10 n.2 ("[E]ven if the mandate were not so limited, the district court abused its discretion because a sentence with no additional term of imprisonment was substantively unreasonable. As the government argues in its opening brief, the sentencing factors in § 3553(a) render a sentence with no term of imprisonment substantively unreasonable.").
We pause to underscore that we are not reaching the question here of whether the district court's harsher sentence was harsh enough in light of the § 3553(a) factors. That is a question of substantive reasonableness. And, for the reasons explained infra , the government has waived our consideration of that question.
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellant, v. John Eugene WALKER, Defendant - Appellee.
- Cited By
- 67 cases
- Status
- Published