Provencio v. Intel Corporation
Provencio v. Intel Corporation
Opinion
Jollene Provencio appeals from the district court's grant of summary judgment in favor of Intel Corporation on her complaint asserting retaliation in violation of the New Mexico Human Rights Act,
I. Background
Provencio worked for Intel for nearly 20 years. In March 2015, she participated as a witness in an internal investigation of another employee's age-discrimination complaint. Although Provencio did not tell the investigator she had witnessed age discrimination, she did complain that some of her supervisors had created a hostile work environment. She described a female supervisor, Janice Lee, as a bully who seemed to have issues with women, and she stated that a male supervisor, Randie Dorrance, would not write up any managers.
A few months later, Provencio's direct supervisor, Keith Baumgardner, told her that three other managers-Lee, Dorrance (who was Baumgardner's supervisor), and Jeff Kiehne-had complained that she was unapproachable and difficult to work with. Baumgardner had not received complaints about Provencio's job performance before she participated in the internal investigation. Although Baumgardner was pressured by Dorrance to coach Provencio pursuant to Defendant's progressive discipline policy, he disagreed with the other managers' criticisms and he told her not to worry about them. Baumgardner did not tell Provencio that he was giving her official coaching. She told Baumgardner that she believed the other managers were retaliating against her for participating in the internal investigation.
At about the same time, Dorrance reduced Provencio's job duties by 20-30% by placing Lee in a lead role on a team that Provencio had previously held. Lee initially told Baumgardner that Provencio should not attend team meetings because she would be argumentative. Provencio eventually attended a few meetings, serving only as a minute-taker.
Colleagues began ignoring Provencio's emails, which interfered with her job duties. When she appealed to Lee for help, Lee also ignored her emails. Her peers began isolating her, she became nervous and scared, and her health was affected. Kiehne also reneged on a promise to allow Provencio to use a spare work room, which he instead reserved for himself.
In June 2015, Provencio complained about retaliation to Intel's human resources department (HR). HR investigated but concluded it could not substantiate her claim that Kiehne or Lee had retaliated against her for acting as a witness in the internal investigation. The investigator found no evidence that employees in Provencio's organization knew that she had participated in that investigation. HR did find that Kiehne should be formally coached for stating that employees should shut their mouths if they wanted to keep their jobs, and that Dorrance should be formally coached for instilling fear in his staff, modeling inappropriate behavior, and being a poor manager. Dorrance pressured the investigator to reveal who had submitted a complaint to HR.
Baumgardner advised Provencio to seek a new position with Intel in a different department. Frustrated by the ongoing hostility at work, she attempted to do so in November and December 2015. Intel could have, but did not transfer Provencio to a new department. Around that time, Dorrance again pressured Baumgardner to coach Provencio about her approachability. Baumgardner continued to believe that coaching was not warranted. When he met with Dorrance and Kiehne to discuss their issues with Provencio, Baumgardner confirmed to Dorrance that she had been involved in several HR issues. HR subsequently coached Baumgardner for making this disclosure.
Before Provencio participated in the internal investigation, she had been rated as a "Regularly High Performer" whose performance "Exceeded Expectations." But Intel downgraded her job performance rating to "Successful" in her annual review for 2015. The lower rating affected her compensation.
In January 2016, Provencio complained again to HR about ongoing retaliation by Kiehne and Dorrance. In early March 2016, she filed an internal report alleging that a co-worker who reported to Kiehne had made statements in the workplace about gun violence that made her fearful. In her complaint, Provencio noted she had previously reported Kiehne for insinuating gun violence against an employee.
Provencio took a leave from her job at Intel from March 22 to April 28, 2016, to deal with the stress and anxiety caused by her work environment. During that period, she received a job offer from another employer. She gave written notice that she was resigning when she returned to work at Intel. She privately told Baumgardner that she was leaving Intel due to the hostile work environment. She felt that, after her two complaints about retaliation for her participation in the internal investigation, her only option was to quit. Before her resignation, Intel had not threatened her with being laid-off, demoted, or disciplined. Provencio unsuccessfully attempted to rescind her resignation notice after Intel subsequently announced a voluntary separation program.
Provencio filed this lawsuit alleging a single state-law claim: retaliation in violation of the NMHRA, which provides: "It is an unlawful discriminatory practice for ... any person or employer to ... engage in any form of threats, reprisal or discrimination against any person who has opposed any unlawful discriminatory practice or has filed a complaint, testified or participated in any proceeding under the Human Rights Act[.]"
II. Discussion
"We review a district court's grant of summary judgment de novo, applying the same legal standard as the district court."
Hiatt v. Colo. Seminary,
"[I]t is appropriate to rely upon federal civil rights adjudication for guidance in analyzing a claim under the [NMHRA]."
Gonzales v. N.M. Dep't of Health,
In her opening brief, Provencio argues that the district court applied the wrong standard for determining whether
the evidence supported a finding that she suffered an adverse employment action.
3
The court held that a constructive discharge "occurs when the employer by its illegal discriminatory acts has made working conditions so difficult that a reasonable person in the employee's position would feel compelled to resign." Aplt. App., Vol. 2 at 301 (internal quotation marks omitted). For this proposition, the district court relied on
Garrett v. Hewlett-Packard Co.,
Provencio argues that the correct standard for adverse action applicable to her NMHRA retaliation claim is set forth in the Supreme Court's decision in
Burlington Northern & Santa Fe Railway Co. v. White,
There is a problem with Provencio's asserted legal theory: she did not present it in the district court. Intel states that Provencio has changed her position on the applicable standard on appeal: "She changes from arguing that the constructive discharge standard applies to arguing that a lesser adverse action standard applies." Aplee. Br. at 12. In this court, an appellant is required to cite in her opening brief the precise references in the record where an appeal issue was raised and ruled on in the district court. 10th Cir. R. 28.1(A). Provencio has not satisfied this briefing requirement with respect to her Burlington Northern argument.
Our independent review of the record indicates that Intel contended in its summary judgment motion that Provencio's retaliation claim failed because the evidence did not support a finding that she was constructively discharged. Aplt. App., Vol. 1 at 78-82. Citing
Gormley
and other cases in accord, Intel argued that the applicable standard was whether Provencio had no other choice but to quit.
"It is the general rule, of course, that a federal appellate court does not consider an issue not passed upon below."
Singleton v. Wulff,
[o]ur adversarial system endows the parties with the opportunity-and duty-to craft their own legal theories for relief in the district court. It is the significant but limited job of our appellate system to correct errors made by the district court in assessing the legal theories presented to it, not to serve as a second-shot forum where secondary, back-up theories may be mounted for the first time.
Provencio does not argue in her opening brief that her evidence nonetheless satisfies the standard for an adverse employment action that the district court applied. An appellant's opening brief must identify "appellant's contentions and the reasons for them, with citations to the authorities and parts of the record on which the appellant relies." Fed. R. App. P. 28(a)(8)(A). "Consistent with this requirement, we routinely have declined to consider arguments that are not raised, or are inadequately presented, in an appellant's opening brief."
Bronson v. Swensen,
Provencio does address in her reply brief the standard applied by the district court in granting summary judgment, but that too is insufficient to preserve the issue for appellate review.
See Stump v. Gates,
III. Conclusion
The judgment of the district court is affirmed.
The district court had diversity jurisdiction under
Provencio also alleged that the hostile work environment constituted an adverse employment action. The district court did not examine that allegation because she "made no legal arguments about a hostile work environment, even though that type of adverse action carries with it a specific legal standard." Aplt. App., Vol. 2 at 301. Provencio does not challenge that ruling on appeal.
Provencio also argues in her opening brief that the district court erred in holding that her participation in the internal investigation did not amount to protected activity under the first element of her prima facie retaliation claim under the NMHRA. We need not address this issue to resolve her appeal.
We have sometimes considered arguments raised for the first time in a reply brief because the appellant was responding to a contention raised in the appellee's brief. See, e.g., Sadeghi v. I.N.S., , 1143 (10th Cir. 1994). The circumstances in this case are distinguishable.
Reference
- Full Case Name
- Jollene PROVENCIO, Plaintiff - Appellant, v. INTEL CORPORATION, Defendant - Appellee.
- Status
- Unpublished