Farrar v. Raemisch
Opinion
*1129 Mr. Charles Farrar, a Colorado state prisoner, appeals the district court's denial of his petition for habeas relief. In district court, Mr. Farrar claimed
• actual innocence,
• deprivation of due process based on the recantation of a key prosecution witness, and
• deprivation of due process based on a state appellate decision establishing an overly restrictive standard for a new trial. 1
The district court denied relief, and we affirm based on three conclusions:
1. Actual innocence does not supply a freestanding basis for habeas relief.
2. A private citizen's false testimony does not violate the Constitution unless the government knows that the testimony is false.
3. The alleged error in the Colorado Supreme Court's decision does not justify habeas relief.
I. Mr. Farrar is convicted and seeks post-conviction relief.
Mr. Farrar's convictions stemmed from complaints of sexual abuse. The victim was Mr. Farrar's stepdaughter, who complained of the alleged abuse when she was in the eighth grade. Based on the girl's account, state officials charged Mr. Farrar with over twenty counts. Mr. Farrar denied the allegations. At the trial, the girl's testimony supplied the prosecution's only direct evidence of Mr. Farrar's guilt. The jury found Mr. Farrar guilty of numerous counts of sexual assault and one count of child abuse, and the state trial court sentenced Mr. Farrar to prison for a minimum of 145 years and a maximum of life.
Mr. Farrar appealed. While the appeal was pending, the girl recanted her trial testimony. Given the recantation, the Colorado Court of Appeals granted a limited remand to the trial court so that Mr. Farrar could move for a new trial. After Mr. Farrar filed that motion, the trial court conducted evidentiary hearings, where the girl testified that she had fabricated her allegations of sexual abuse. Nonetheless, the trial court denied the motion on the ground that the recantation was not credible. 2 Mr. Farrar appealed again, and the Colorado Court of Appeals affirmed the denial of the motion for a new trial. 3
On certiorari, the Colorado Supreme Court affirmed.
Farrar v. People
,
Rather than merely creating reasonable doubt by demonstrating that the recanting witness has given different and irreconcilable testimony on different occasions, recantation can justify a new trial only if it contains sufficiently significant new evidence, and if it, rather than the *1130 witness's inconsistent trial testimony, will probably be believed.
Mr. Farrar then unsuccessfully sought post-conviction relief in state court, which led to this habeas case.
II. We engage in de novo review without applying
In habeas cases, we engage in de novo review of the district court's legal ruling.
Hooks v. Workman
,
Section 2254(d) does not apply. This section applies only when a state appellate court has adjudicated the merits of a constitutional claim.
Byrd v. Workman
,
III. Habeas relief cannot be based on actual innocence, a private citizen's false testimony, or the Colorado Supreme Court's definition of the state-law test for granting a new trial.
Mr. Farrar argues that
• he is actually innocent,
• the girl's false testimony violated his right to due process, and
• the Colorado Supreme Court committed a due-process violation by establishing an overly restrictive standard for the grant of a new trial.
We reject these arguments.
A. Actual innocence and false testimony by a private citizen do not entitle Mr. Farrar to habeas relief.
Mr. Farrar alleges that he is actually innocent and his conviction was based on false testimony. But even if these allegations are true, they would not entitle Mr. Farrar to habeas relief.
1. Our precedents disallow habeas relief based on freestanding claims of actual innocence.
A distinction exists between claims of actual innocence used as a gateway and as a freestanding basis for habeas relief. As a gateway, a claim of actual innocence "enable[s] habeas petitioners to overcome a procedural bar" in order to assert distinct claims for constitutional violations.
McQuiggin v. Perkins
,
The Supreme Court has repeatedly sanctioned gateway actual innocence claims, but the Court has never recognized freestanding actual innocence claims as a basis for federal habeas relief. To the contrary, the Court has repeatedly rejected such claims, noting instead that "[c]laims of actual innocence based on newly discovered evidence have never been held to state a ground for federal habeas relief absent an independent constitutional violation occurring in the underlying state criminal proceedings."
Herrera v. Collins
,
We have thus held that actual innocence does not constitute a freestanding basis for habeas relief.
See
Vreeland v. Zupan
,
2. The due-process claim (based on the girl's false testimony) fails because Mr. Farrar does not allege that the government knew that the testimony was false.
For habeas relief, Mr. Farrar must show a constitutional violation in his conviction or sentence.
The Fourteenth Amendment's Due Process Clause prevents the government from knowingly using perjured or false testimony at trial.
See
Giglio v. United States
,
But we have rejected that approach. In our circuit, federal habeas relief cannot be based on perjured testimony unless the government knew that the testimony was false. 7 For example, when a witness testified that the defendant had participated in a murder but the witness later recanted, we rejected the viability of a constitutional claim, reasoning that the defendant had "failed to assert any evidence indicating prosecutors knew [the witness's] testimony was false." 8
Our circuit's approach precludes habeas relief based on Mr. Farrar's allegations. He alleges that the girl's testimony was false, but he doesn't allege that the government knew of the falsity. This omission is fatal because the government's knowledge is required for a constitutional violation. We thus reject Mr. Farrar's due-process claim based on the use of false testimony at his trial.
B. Mr. Farrar's challenge to the Colorado Supreme Court's decision does not justify habeas relief.
Mr. Farrar also contends that the Colorado Supreme Court erred in defining the burden for obtaining a new trial based on recanted testimony. Given that the Colorado Supreme Court relied on state law, 9 our first task is to interpret Mr. *1133 Farrar's contention. An error in interpreting state law cannot support habeas relief, 10 but federal constitutional violations can ordinarily support habeas relief. 11 We thus assume for the sake of argument that Mr. Farrar is alleging a federal constitutional infirmity in the Colorado Supreme Court's decision. If so, however, this allegation is insufficient because shortcomings in the Colorado Supreme Court's application of state law would not entail a distinct constitutional violation.
The Constitution does not require states to provide direct appeals.
See
Abney v. United States
,
The Constitution does not refer to new trials.
See
Despite the historical availability of new trials, restrictions existed under the common law. For example, courts have long placed time constraints on new-trial motions.
Herrera
,
Given the Constitution's silence on new trials and the historical practice under the common law, we conclude that the Constitution did not require Colorado to provide any mechanism for a new trial.
See
Lester Orfield,
New Trial in Federal Criminal Cases
,
Of course, once Colorado authorized procedures for appeals and new trials, the state had to comport with the Fourteenth Amendment's rights to due process and equal protection.
Evitts v. Lucey
,
We have addressed a similar issue with respect to applications for post-conviction relief. Like many circuits, we have held that irregularities in a state appellate court's handling of post-conviction proceedings do not support habeas relief because there is no constitutional right to post-conviction proceedings.
Sellers v. Ward
,
Nor is there a constitutional right to appeal the denial of a new trial.
See
p. 1133-34, above;
see also
Allen v. Nix
,
* * *
Mr. Farrar's habeas claims are invalid: Actual innocence and false testimony by a private citizen do not entail constitutional violations triggering habeas relief. Nor can habeas relief be based on the Colorado Supreme Court's definition of the state's test for granting a new trial. We thus affirm the denial of Mr. Farrar's petition for habeas relief.
In district court, Mr. Farrar also presented other habeas claims that are not relevant to this appeal.
For example, the court discounted some of the girl's new version of events because it included other "unbelievable" and "far more heinous allegation[s]," including coercion by prosecutors, law enforcement officers, and social workers during the trial. Appellant's App'x, vol. I at 518. The trial court ultimately concluded: "Nothing that the Court heard or saw during this post-conviction proceeding persuades it that the newly discovered evidence would produce a complete acquittal at a new trial. In all probability, another jury would accept some of [the girl's] contentions and reject others."
Mr. Farrar also appealed his convictions and sentence. But those parts of the appeal in state court are immaterial here.
In its appeal brief, the State asserted a defense of procedural default. In oral argument, however, the State expressly waived this defense.
For example, a showing of gateway actual innocence can allow an applicant to file an otherwise-barred successive or abusive petition, to avoid a statute of limitations, to overcome a failure to develop facts or observe filing deadlines, or to assert a claim otherwise subject to procedural default.
McQuiggin
,
The Supreme Court has hypothesized about the possibility of an exception.
See, e.g.
,
Herrera
,
See
Graham v. Wilson
,
Romano v. Gibson
,
In his direct appeal, Mr. Farrar relied solely on Colorado law. Thus, the court purported to rely only on Colorado law. In discussing the state's limits on the right to a new trial, the court observed that the United States Supreme Court "ha[d] never suggested that newly discovered evidence impeaching a guilty verdict implicates due process of law."
Farrar v. People
,
Estelle v. McGuire
,
See
In
Herrera v. Collins
,
Reference
- Full Case Name
- Charles FARRAR, Petitioner - Appellant, v. Rick RAEMISCH, Executive Director, Colorado Department of Corrections; Cynthia Coffman, Attorney General, State of Colorado ; James Falk, Warden, Sterling Correctional Facility, Respondents - Appellees. Scholars of Federal Habeas Corpus, Amicus Curiae.
- Cited By
- 49 cases
- Status
- Published