Williams v. Utah Department of Corrections
Opinion
Reginald Williams, an inmate at the Utah Department of Corrections (UDOC), appeals the judgment entered in favor of UDOC and numerous prison officials on his claim that UDOC failed to pay interest on prison accounts in violation of the Takings Clause of the Fifth Amendment, and that prison officials retaliated against him for raising this claim. We exercise jurisdiction under
I. BACKGROUND
Believing that Utah state law requires UDOC to pay interest on prison accounts, Mr. Williams investigated the relationship between UDOC and Zions First National Bank (Zions Bank). Based on his investigation, he concluded that Zions Bank had a contract with UDOC to hold prisoner funds in an account administered by UDOC, and that the interest earned on the funds was illegally retained by the bank, when it should have been paid to the prisoners who owned the funds. Mr. Williams believed that, in response to this investigation, UDOC retaliated against him by, among other things, seizing his legal papers and giving him a negative parole report, which resulted in the denial of parole. He claimed that he was a model prisoner who was similarly situated to other prisoners who had been granted parole.
Mr. Williams, then proceeding pro se, filed suit pursuant to
In their motion to dismiss, UDOC and the prison-official defendants (collectively, the UDOC Defendants) asserted Eleventh Amendment immunity, claiming that as an arm of the State of Utah, UDOC was immune from suit, and that the prison personnel were similarly immune from suit for claims against them in their official capacities. Mr. Williams presented no argument regarding the Eleventh Amendment, and the district court did not address Eleventh Amendment immunity in any of its rulings. On appeal, the UDOC Defendants renew their argument that they are immune from suit under the Eleventh Amendment.
II. DISCUSSION
A. Eleventh Amendment Immunity
The Eleventh Amendment states, "The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State." U.S. Const. amend XI. The Eleventh Amendment bars suits in federal court against a nonconsenting state brought by the state's own citizens.
See
Edelman v. Jordan
,
As noted above, the district court did not rule on the UDOC Defendants' motion to dismiss based on Eleventh Amendment immunity. In general, "the better practice on issues raised below but not ruled on by the district court is to leave the matter to the district court in the first instance."
Rife v. Okla. Dep't of Pub. Safety
,
On appeal, the UDOC Defendants again invoke Eleventh Amendment immunity and seek dismissal of the complaint. Mr. Williams does not challenge UDOC's position that it is an arm of the State of Utah. Rather, he argues that Eleventh Amendment immunity does not bar his claims.
Mr. Williams also does not pursue claims against the prison-official defendants in their personal capacities. His opening brief consistently refers to "the Department,"
see, e.g.
, Aplt. Opening Br. at 15, and in his reply brief, he confirms the term "UDOC" was "shorthand that included all those defendants acting on UDOC's behalf," Aplt. Reply Br. at 2 n.1. To the extent he argues that his collective characterization of the defendants is sufficient to sustain any personal-capacity claims,
see
id.
at 10, his argument is insufficient. He has not explained which of the prison-official defendants are liable for what improper conduct.
Cf.
Robbins v. Oklahoma
,
Mr. Williams argues that the Eleventh Amendment does not apply to Fifth Amendment takings claims. He relies on
Lucas v. South Carolina Coastal Council
,
Some of the circuits that have considered whether a claim under the Fifth Amendment Takings Clause is barred by Eleventh Amendment immunity have held that it is barred, as long as a remedy is available in state court.
See
Hutto v. S.C. Ret. Sys.
,
Because neither the parties nor the district court addressed whether Utah state courts would be available to adjudicate Mr. Williams' federal takings claim, we directed the parties to brief the issue. The parties agree, and our independent research confirms, that Mr. Williams' takings claim may be brought in Utah state court.
See, e.g.
,
Bingham v. Roosevelt City Corp.
,
We recognize the Supreme Court's recent holding that a property owner may bring a federal suit claiming a Fifth Amendment taking without first bringing suit in state court.
See
Knick v. Twp. of Scott
, --- U.S. ----,
B. Prospective Injunctive Relief Against UDOC Executive Director
Mr. Williams asserts that Eleventh Amendment immunity does not apply to his claim against defendant Haddon, Executive Director of UDOC, in his official capacity, because an exception exists for prospective injunctive relief. "[U]nder
Ex parte Young,
Mr. Williams' complaint sought the following relief, which it characterized as "injunctive relief":
(1) Require Zions [Bank] to pay Plaintiffs interest and investment income from ITFA [Inmate Trust Fund Account] funds;
(2) Require an audit be performed on the ITFA to ensure integrity and rectify any irregularities;
(3) Extinguish Zions' monopoly of the ITFA and;
(4) Remove retaliatory report from Williams' file;
(5) Require [UDOC] to place the ITFA out for bid; [and]
(6) Require [UDOC] to insure ITFA funds under [FDIC].
Aplt. App. at 45.
The request for the prospective injunctive relief to pay interest on inmate funds was directed to Zions Bank, which is no longer a party to this case.
See
Williams' Stipulation to Dismissal of Zions Bank, No. 18-4058 (10th Cir. Aug. 24, 2018). The remaining requests for injunctive relief appear to seek relief from UDOC. The
Ex parte Young
exception, however, applies only to individual defendants.
See
P.R. Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc.
,
Mr. Williams contends he brought a claim against Mr. Haddon for injunctive relief, independent of his claims against the UDOC. 2 But the complaint alleges only that Mr. Haddon was a member of a civil conspiracy that provided Mr. Williams with false and misleading information. See Aplt. App. at 33, 34, 35. Therefore, the record does not support a claim for injunctive relief against Mr. Haddon.
C. Retaliation
Finally, we address Mr. Williams' retaliation claim, which is the only remaining claim he raised on appeal. To the extent he seeks monetary damages, this claim is barred by Eleventh Amendment immunity.
See
Colby
,
III. CONCLUSION
We affirm the judgment, but remand with instructions to the district court to dismiss Mr. Williams' claims against the UDOC Defendants without prejudice.
Mr. Williams also alleged various conspiracies to commit antitrust violations, to conceal wrongdoing, and to retaliate, but he has abandoned the conspiracy claims.
Mr. Williams also argues that defendant Haddon is not entitled to qualified immunity. "The defense of qualified immunity is available only in suits against officials sued in their personal capacities, not in suits against officials sued in their official capacities."
Cox v. Glanz,
Reference
- Full Case Name
- Reginald WILLIAMS, Plaintiff - Appellant, v. UTAH DEPARTMENT OF CORRECTIONS; Brian Allgaier, Utah Dept of Corrections; Matthew B. Anderson, Utah Dept of Corrections; Craig Balls, Utah Dept of Corrections; Alfred C. Bigelow, Utah Dept of Corrections; Larry Bussio, Utah Dept of Corrections; John Capell, Dept of Corrections; Billie Casper, Dept of Corrections; Richard K. Ellis, Treasurer's Office; Paul Gardner, Dept of Corrections; Mike Haddon, Dept of Corrections; Raymond Knight, Dept of Corrections; Doug Richins; Roselle Miller, Div of Purchasing; Gary Sessions, Dept of Corrections; Helen Shreve, Dept of Corrections; Pamela Sorensen, Dept of Corrections; Robert Strong, Dept of Corrections; Steven Turley, Dept of Corrections, Defendants - Appellees, and Zions First National Bank; Zions Bancorporation; A. Scott Anderson; Derek Loutensock; Jack May; Virginia Smith, Zions Bank, Defendants.
- Cited By
- 104 cases
- Status
- Published