United States v. Randy Wilcher
Dissenting Opinion
dissenting:
The errors made in this case were consequential both in number and in substance to such an extent that, even construing the evidence in favor of the government, I have no assurance that Mr. Wilcher would have been convicted without them. For that reason, I respectfully dissent.
I. Expert Testimony Disguised as Lay Testimony
The error that strikes me hardest is that the government was allowed to elicit expert testimony from a lay witness at trial. The government did not identify ATF
When we heard oral argument for this appeal, one of the Assistant United States Attorneys who tried the case for the government told us that the government did not qualify Agent Arrugueta as an expert for strategic reasons.
A review of the testimony makes it clear that Agent Arrugueta gave expert testimony.
The government’s use of Agent Arrugueta as a lay witness — particularly when done for strategic reasons — flies in the face of our precedent. We have approved use of law enforcement agents as expert witnesses in criminal prosecutions. See, e.g., United States v. Garcia, 447 F.3d 1327, 1334-35 (11th Cir. 2006). We have also permitted the use of a law enforcement agent to testify as a lay witness where he does not rely upon his expertise or express any expert opinion. United States v. Hamaker, 455 F.3d 1316, 1331-32 (11th Cir. 2006) (“To prepare for his testimony, [FBI Agent] Odom simply added and subtracted numbers from a long cata-logue of MCC records, and then compared those numbers in a straightforward fashion.... Therefore, Odom’s testimony was permissible lay testimony under Rule 701 of the Federal Rules of Evidence.”). While we have allowed a police officer to testify as a lay witness based on his experience, we have explained his testimony must not be based on specialized knowledge. Tampa Bay Shipbuilding & Repair Co. v. Cedar Shipping Co., Ltd., 320 F.3d 1213, 1223 (11th Cir. 2003). In fact, we have called it “error to admit opinion testimony of lay witnesses based on specialized knowledge.” United States v. Dulcio, 441 F.3d 1269, 1275 (11th Cir. 2006). Thus, what happened with Agent Arrugueta in Mr. Wilcher’s case should not have happened.
The majority does not decide whether admission of Agent Arrugueta’s testimony was error, because they say even if it was
I simply do not read the exchange surrounding defense counsel’s objection to Agent Arrugueta as inviting error. To begin, Agent Arrugueta testified well beyond the issue of packaging.
II. Rule 16 Violation and Hearsay
Before Mr. Wilcher’s trial, the Assistant United States Attorney in charge of the prosecution told defense counsel that the government would not be introducing any statements made by Mr. Wilcher. That the government made this promise is little short of bewildering to me, insofar as Mr. Wilcher is purported to have told officers that he had placed a handgun underneath the mattress, and this was the gun that was the subject of the criminal charges against him. Nevertheless, neither party
The government advises us that its lawyers were surprised the first time one of their witnesses mentioned a statement made by Mr. Wilcher during the search. Trials involve human beings, and this type of thing certainly happens. However, after this unexpected testimony came into evidence, the government went on to ask questions that caused it to be repeated as many as three more times and then highlighted this testimony during its closing argument. I do not perceive the subsequent solicitations of these statements as any less of a violation of Rule 16 simply because the first one happened inadvertently.
It is our obligation to enforce the rules of evidence and criminal procedure. Federal prosecutors are, based upon my many years of observing them, talented and capable lawyers. They do not require our leniency if they fail to play by the rules. By extending such leniency, we invite them to relax from being the careful lawyers they are capable of being. I believe there should be a cost to the government for the Rule 16 violations they acknowledge they committed here. This is particularly true when combined with the government’s strategic decision not to qualify Agent Arrugueta as an expert witness. As I have made clear, I view this as another Rule 16 violation.
I also part ways with the majority on some of their conclusions regarding the question of whether hearsay was erroneously admitted into evidence. For example, the majority says there was no error in admitting Mr. Wilcher’s statement that he slept in a specific bedroom where the gun was found, because it was admitted only “to explain why officers searched the bedroom of Wilcher’s house rather than to prove that Wilcher possessed the firearm,” and therefore the testimony was not hearsay. Maj. Op. at 921-22. This simply contradicts my reading of the record.
The jury heard first from the government’s witness, Officer Rieken, that Mr. Wilcher told officers he lived in a certain bedroom. Officer Rieken gave this testimony in response to the prosecutor’s questions. Officer Rieken was first asked: “how were you able to make the determination of which rooms to search on the morning of November 24th, 2009?” The next question to Officer Rieken was: “Did any of the occupants direct your attention to the bedroom where the Defendant stayed?” The third question to Offi
III. Conclusion
The errors made during Mr. Wilcher’s trial may each independently have been harmless. However, there is a point at which harmless errors accumulate to such an extent they do harm.
Looking at the trial as a whole, Mr. Wilcher was never given the chance to scrutinize the qualifications and testimony of a key witness presenting expert testimony in violation of the Federal Rules of Evidence and Criminal Procedure. He was blindsided by the introduction of his own statements to law enforcement in violation of the Federal Rules of Criminal Procedure, and then repeatedly incriminated through the repetition of those statements. He was linked to a gun through the repeated, improper introduction of hearsay statements. Considering all of this, I cannot say that Mr. Wilcher had a fundamentally fair trial. See United States v. Calderon, 127 F.3d 1314, 1333 (11th Cir. 1997) (“In addressing a claim of cumulative error, we must examine the trial as a whole to determine whether the appellant was afforded a fundamentally fair trial.”). Neither am I without doubt about whether these errors affected the outcome of Mr. Wilcher’s case. See United States v. Frazier, 387 F.3d 1244, 1266 n. 20 (11th Cir. 2004) (en banc) (“Errors do affect a substantial right of a party if they have a ‘substantial influence’ on the outcome of a case or leave ‘grave doubt’ as to whether they affected the outcome of a case.”).
Mr. Wilcher may very well be guilty of the crimes for which he was convicted. However, he is entitled to be convicted according to the Rules of Evidence and Criminal Procedure. It is our job to enforce those rules. I would reverse Mr. Wilcher’s convictions because they were not followed here.
. The U.S. Bureau of Alcohol, Tobacco, Firearms and Explosives is commonly referred to as ATF.
. The government’s pretrial witness list appears on the District Court docket at 75. Agent Arrugueta’s name is not on it.
. Rule 16(a)(1)(G) provides in part: "At the defendant’s request, the government must give to the defendant a written summary of any testimony that the government intends to use under Rules 702, 703, or 705 of the Federal Rules of Evidence during its case-in-chief at trial.” Fed.R.Crim.P. 16(a)(1)(G). Thus by tendering Agent Arrugueta’s testimony as a lay witness, pursuant to Rule 701, the government was able to bypass the requirement for a written summary of his testimony before trial.
The parties have not presented us with any dispute about whether Mr. Wilcher had requested a summary of any expert testimony which the government intended to present at trial. The Pretrial Order entered by U.S. Magistrate Judge Linda Walker set out that ”[u]pon request of the defendant, the government is required to provide the names of all expert witnesses, along with other information and materials required by Fed.R.Crim.P. 16(a)(1)(F) and (G) and Fed. Rs. Evid. 702, 703, and 705.” Judge Walker’s Order also directed counsel not to file motions seeking discovery materials, because the government "ordinarily has no basis upon which to object” to complying with Rule 16.
.At 26 minutes and 59 seconds of the oral argument tape, the government’s trial counsel was asked "why didn’t you qualify him as an expert?” and answered "It was simply a strategic ... it was strategy.” Counsel also stat
. To be clear, I do not question Agent Arrugueta’s expertise. I merely say that if he was going to testify as an expert, he should have been tendered as an expert and a summary of his testimony provided in accordance with Federal Rule of Criminal Procedure 16.
. In fact, the previous government witness twice testified that the heroin was "packaged for sale.”
. She said "[s]ounds like it’s going further than maybe a whispered conversation can cover”; "[n]ow we are going even further than we ever talked about going”; and ”[w]e need to go beyond a side bar at this point.”
. During the trial, the government first told the court and defense counsel that Agent Arrugueta would testify regarding his familiarity with the items used in drug trafficking. Next, the government said Agent Arrugueta would describe the packaging of the drugs and the items seized from a particular box, and also "testify about firearms and how firearms are a common thread with narcotics.” Finally, the government told the court and defense counsel that Agent Arrugueta would testify to "the entirety of the physical evidence.”
.In addition to testifying that the heroin was packaged for distribution, Agent Arrugueta testified about the need for scales in a narcotics distribution operation; identified Mannitol and described its use as a cutting agent for heroin; the need for a mask to protect against inhaling the heroin powder and Mannitol; the use for a razor blade in handling heroin; the use for a "fingernail tool” in handling heroin: that the money found in the house was drug proceeds; and that he regularly encounters firearms in his drug investigations, because drug distributors keep firearms for their safety and the preservation of their business.
. In addition to the part of the Rule addressing expert testimony, Federal Rule of Criminal Procedure 16 also requires that once a defendant asks (as I understand Mr. Wilcher did here), the government "must” disclose the substance of any oral statement made by the defendant, either before or after his arrest, when that statement was made in response to the questions from a person who the defendant knew was a government agent. Fed. R.Crim.P. 16(a)(1)(A). To be clear about the violation acknowledged by the government, it had disclosed Mr. Wilcher's statement to law enforcement officers about putting the gun under the mattress. As I mentioned, the government had advised Mr. Wilcher they would not introduce that statement at trial. The government had not, however, disclosed that Mr. Wilcher made any statements during the search of the house about where the gun and drugs were found, about which room he lived in, or anything else.
Opinion of the Court
Appellant Randy Wilcher appeals his convictions and sentence for possession with the intent to distribute heroin, in violation of 21 U.S.C. § 841(a)(1), (b)(1)(C), and possession of a firearm as a convicted felon, in violation of 18 U.S.C. §§ 922(g)(1), 924(e)(1). After a jury convicted Wilcher,
I
Wilcher first contends the district court erred in admitting statements made to officers — one by Wilcher and one by his ex-girlfriend, Laquandra Kilpatrick — that Wilcher slept in a bedroom where parole officers recovered a handgun during a search of Wilcher’s residence. As to the first statement, Wilcher argues the district court erred in admitting his statement because the prosecution failed to disclose its intent to use the statement at trial, in violation of Rule 16 of the Federal Rules of Criminal Procedure. See Fed R.Crim. P. 16(a)(1)(A).
Here, when the parole officer testified to Wilcher’s statement, Wilcher did not contemporaneously object and instead raised his Rule 16 objection after the next court recess. Consequently, we reverse only if the district court’s admission of this statement was plainly erroneous.
Wilcher next argues the district court erred by admitting Kilpatrick’s statement to officers that Wilcher slept in the bedroom where officers discovered the handgun. Wilcher argues the statement is inadmissible hearsay. We disagree.
We review a district court’s ruling on the admissibility of evidence for abuse of discretion, and evidentiary rulings will be overturned only if the moving party establishes that the ruling resulted in a “substantial prejudicial effect.” Judd v. Rod-man, 105 F.3d 1339, 1341 (11th Cir. 1997).
According to Rule 801 of the Federal Rules of Evidence, hearsay “is a statement, other than one made by the declar-ant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.” Fed.R.Evid. 801(c). Out-of-court statements offered for a reason other than their truth are not hearsay, however, and their admission consequently is not barred by Rule 802 of the Federal Rules of Evidence.
Although Kilpatrick’s statement was made by an out-of-court declarant, the district court admitted the statement to explain why officers searched the bedroom of Wilcher’s house rather than to prove that Wilcher possessed the firearm. See United States v. Jiminez, 564 F.3d 1280, 1287 (11th Cir. 2009) (allowing an out-of-court statement to explain an officer’s conduct). To avoid the danger of unfair prejudice, the district court instructed the jury that the statement was not admissible for the truth of the matter asserted (that Wil-
Finally, even assuming arguendo that the court did err in admitting Kilpa-trick’s statement, the error was harmless. To be harmless, an error must not have affected the defendant’s substantial rights. See Olano, 507 U.S. at 734-35, 113 S.Ct. 1770. Here, the record reveals additional unchallenged and properly admitted evidence that demonstrated that Wilcher possessed the firearm. The record shows that Wilcher lived in the house where the handgun was found. Further, the Government offered testimony and presented photographic evidence that a box containing Wilcher’s documents was recovered from the bedroom and that Wilcher’s clothing was in the closet of the same bedroom. An officer also testified that while he was transporting Wilcher, Wil-cher said he saw the handgun on the morning of the search and placed it “underneath his mattress.” This evidence, taken together, constituted sufficient evidence that Wilcher had constructive, if not actual, possession of the gun. See United States v. Molina, 443 F.3d 824, 829-30 (11th Cir. 2006) (holding a jury may infer that a defendant had constructive possession over objects found in his or her residence); United States v. Perez, 661 F.3d 568, 576 (11th Cir. 2011) (holding a defendant has constructive possession over an object when he knows of the object’s presence and has the ability and intent to exercise dominion and control over the object).
II
Wilcher next argues that the Government improperly elicited expert testimony from Officer Daniel Arrugueta, who was not qualified as an expert under Rule 702 of the Federal Rules of Evidence. We need not reach the issue of whether the district court erred in allowing Officer Arrugueta to testify as a lay witness because admission of his testimony was invited by defense counsel’s statement to the court that Officer Arrugueta could testify as a lay witness regarding “whether the packaging is consistent with his experience as being for the purpose of sale.”
Ill
Next, Wicher claims the district court erred by not giving his requested mere presence and mere association instructions to the jury. We disagree.
A district court’s refusal to give an instruction that is supported by the evidence is reversible only if the proposed instruction was not substantially covered by other instructions given by the district court. See United States v. Paradles, 98 F.3d 1266, 1286 (11th Cir. 1996) (holding that failure to give an instruction “is reversible error if (1) the requested instruction was a correct statement of the law, (2) its subject matter was not substantially covered by other instructions, and (3) its subject matter dealt with an issue in the trial court that was so important that failure to give it seriously impaired the defendant’s ability to defend himself’). The district court did not abuse its discretion in rejecting Wilcher’s proposed theory of defense instruction, which read, in relevant part:
The Defense contends that Mr. Wilcher had no knowledge of the heroin and the firearm.... Knowledge is an essential element of each of the three counts in the indictment.... Simply being present at the scene of the event, ... or merely associating with certain people, ... does not establish that Mr. Wilcher*923 knowingly possessed the heroin or the firearm.
The district court instructed the jury that “possession of a thing occurs if a person knowingly has direct physical control of it” or “if a person doesn’t have possession of it but has the power and the intention to take control of it later.” The district court’s instruction substantially covered the proposed defense instruction that a defendant’s knowledge of the existence of contraband items could not be inferred from physical proximity alone. See United States v. Rojas, 537 F.2d 216, 219-20 (5th Cir. 1976) (holding that a virtually identical instruction to the one given by the district court here covered a proposed defense instruction regarding mere presence). The district court did not abuse its discretion in denying the requested defense instructions.
IV
Finally, Wilcher contends that the district court erred in imposing an enhanced sentence pursuant to 18 U.S.C. § 924(e)(1), the Armed Career Criminals Act (“ACCA”), which mandates a sentencing enhancement where a person is convicted of possession of a firearm by a convicted felon and “has three previous convictions by any court ... for a violent felony or serious drug offense, or both,” committed on separate occasions. See 18 U.S.C. § 924(e)(1). We review de novo whether a conviction is a qualifying one under the ACCA. See United States v. Day, 465 F.3d 1262, 1264 (11th Cir. 2006).
Under the ACCA, a “serious drug offense” includes “an offense under State law, involving ... possessing with intent to manufacture or distribute, a controlled substance ... for which a maximum term of imprisonment of ten years or more is prescribed by law.” 18 U.S.C. § 924(e)(2)(A)(ii). Wilcher admits that two of his previous convictions qualify as “serious drug offenses” under the ACCA, but argues the district court erroneously classified a third conviction as a serious drug offense. Wilcher contends the third conviction was for mere possession. Although Wilcher was charged in the indictment with possession of cocaine and marijuana with intent to distribute, the judgment does not unambiguously indicate that the convictions were serious drug offenses because they do not state which provision of the Georgia statute Wilcher violated.
Nevertheless, the district court did not err in imposing an enhanced sentence pursuant to the ACCA because Wilcher’s third conviction was for a serious drug offense. See Shepard v. United States, 544 U.S. 13, 16, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005) (holding a district court generally may consider only the “statutory definition, charging document, written plea agreement, transcript of plea colloquy, and any explicit factual finding by the trial judge to which the defendant assented.”). Here, the district court relied on the judgment and the indictment,
AFFIRMED.
. The jury convicted Wilcher on two of the three counts the Government brought against him. The jury acquitted Wilcher of possession of a firearm in furtherance of a drug trafficking crime under 18 U.S.C. § 924(c).
. Rule 16 requires the government to disclose in advance the substance of any statements made by the defendant to a known government agent that the government intends to introduce at trial. See Fed.R.Crim.P. 16(a)(1)(A); United States v. Perez-Oliveros, 479 F.3d 779, 782 (11th Cir. 2007).
. Where a defendant contemporaneously objects to violation for Rule 16, evidentiary rulings based on that violation are reviewed for an abuse of discretion. See United States v. Perez, 960 F.2d 1569, 1572 (11th Cir. 1992).
. Rule 802 provides that hearsay is inadmissible unless it falls under a statutory or rule-based exception.
. Wilcher contends the plea colloquy indicates he pleaded guilty to mere possession, not to possession with intent to distribute. Though somewhat unclear, the plea colloquy does not indicate unambiguously that Wilcher pleaded guilty to mere possession.
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff-Appellee, v. Randy WILCHER, Defendant-Appellant
- Cited By
- 3 cases
- Status
- Unpublished