Gino Velez Scott v. United States
Opinion
Prosecutors are "servant[s] of the law" and should "prosecute with earnestness and vigor."
*1243
Berger v. United States
,
More than fifty years ago,
Brady v. Maryland
,
Meanwhile, the Antiterrorism and Effective Death Penalty Act ("AEDPA") imposes limitations on post-conviction relief a prisoner may obtain. This case examines whether under those limitations, a
Brady
claim can ever be cognizable in a second-in-time post-conviction motion under
But that the case involves an issue of first impression does not necessarily mean we are writing on a clean slate. As it turns out, our Circuit has already written all over this slate. Indeed, we decided this issue's fraternal twin-whether a
Brady
claim can ever be cognizable in a second-in-time
Though we have great respect for our colleagues, we think Tompkins got it wrong: Tompkins 's rule eliminates the sole fair opportunity for these petitioners to obtain relief. In our view, Supreme Court precedent, the nature of the right at stake here (the right to a fundamentally fair trial), and the Suspension Clause of the U.S. Constitution, Art. I, § 9, cl. 2, do not allow this. Instead, they require the conclusion that a second-in-time collateral claim based on a newly revealed actionable Brady violation is not second-or-successive for purposes of AEDPA. Consequently, such a claim is cognizable, regardless of whether it meets AEDPA's second-or-successive gatekeeping criteria.
Petitioner-Appellant Gino Scott's Brady claim may or may not be an actionable Brady violation. But we think that the district court in the first instance should have the chance to address that question by determining whether Scott's Brady claim is, in fact, actionable-a question the district court never had reason to reach. Tompkins 's rule precludes this from happening because it prohibits second-in-time collateral petitions based on all types of Brady claims-actionable and inactionable, alike-simply because they are Brady claims.
Establishing the correct rule and framework for determining whether any particular second-in-time collateral motion based on a Brady claim is cognizable is critically important to maintaining the integrity of our judicial system. No conviction resulting from a fundamentally unfair trial *1244 should be permitted to stand. 1 And when a petitioner could not have reasonably been expected to discover an actionable Brady violation before filing his first federal collateral-review motion, precluding the filing of a second-in-time petition addressing the newly discovered violation is doubly wrong. It rewards the government for its unfair prosecution and condemns the petitioner for a crime that a jury in a fair trial may well have acquitted him of. This not only corrodes faith in our system of justice, but it undermines justice itself, and it cannot be allowed. So we urge the Court to rehear this case en banc to establish the rule that our Constitution and Supreme Court precedent require.
I.
In 2003, a grand jury indicted Scott and his codefendant Jose Tamayo for conspiracy to possess with intent to distribute at least five kilograms of cocaine, in violation of
At trial, the government presented evidence that Scott and Tamayo, longtime friends who made occasional drug deals, agreed with each other to buy cocaine from a couple of dealers in Jacksonville, Florida. Under the plan, Scott would give Tamayo cash, and Tamayo would drive from their hometown of Valdosta, Georgia, down to Jacksonville to make the purchase. To ensure the dealers' bona fides, Scott first arranged to meet one of them before any money changed hands. But unbeknownst to Scott and Tamayo, the purported cocaine dealer he met was actually a government informant named Freddy Pena.
Pena did his job well, and Scott was satisfied. So Scott gave Tamayo $54,000 in cash to make the purchase. Tamayo then drove to Jacksonville and met Pena. No sooner did they convene than law enforcement arrived on the scene and arrested Tamayo.
Law enforcement presented Tamayo with an offer to cooperate, and he agreed. At their direction, Tamayo made several recorded phone calls to Scott in which Scott incriminated himself in the deal. Law enforcement then arrested Scott, too, charging him with conspiracy to possess cocaine for distribution.
To prove its case, among other evidence, the government called two DEA agents who showed the jury wads of $100 bills confiscated from Scott upon his arrest.
The government also presented Tamayo. He testified that he and Scott went together to the pre-purchase meetings with Pena, that Scott gave him the $54,000 to purchase the cocaine, and that after getting arrested, Tamayo made a number of recorded phone calls to Scott in which Scott made incriminating statements. The government also played recordings of those phone calls for the jury.
Besides this evidence, the government put on Pena to testify about his pre-purchase meeting with Scott. In its direct examination of Pena, the government prompted him to disclose four items of information that prosecutors had previously revealed to Scott through pretrial disclosures of evidence tending to impeach Pena, disclosures required under
Giglio v. United States
,
To offset any negative effect of Pena's answers to these questions, the government also asked Pena whether he had ever given testimony or information to the DEA that was "false or misleading," to which Pena replied, "No, sir." Then the government inquired as to whether Pena had told the truth in his past testimony as an informant. Pena answered, "Always."
As it turns out, Pena's answers to these questions were false. But as we explain later, many years passed before the prosecuting U.S. Attorney's Office realized that the government was in possession of information demonstrating the falsity of Pena's answers and therefore before the prosecuting U.S. Attorney's Office disclosed this information to Scott.
In the meantime, and without any knowledge of this information during the trial, on cross-examination, Scott's attorney reiterated the details of Pena's heroin-trafficking conviction and emphasized how Pena benefited from working as an informant. Pena acknowledged that he stood to receive more than $10,000 from the drug money seized from Scott. He also agreed that for him, the alternative to working as an informant would be to make ends meet through strenuous manual labor. At no point did Scott's attorney confront Pena about his past truthfulness in other cases.
In its closing argument, the prosecution acknowledged Pena's monetary motive for testifying against Scott. But the prosecution emphasized that Pena "had performed successfully for DEA in the past and they continued to use him." Scott's attorney addressed Pena only briefly, noting that Pena needed the money he received working as a government informant because the job was one of only a few career options he had as a convicted felon. The jury convicted Scott, and the district court sentenced him to life in prison.
II.
Soon after his conviction, Scott filed a direct appeal.
United States v. Scott
,
In 2006, Scott filed his first motion to vacate under
Roughly five years later, in the spring of 2011, Scott's prosecutors notified the district court of impeachment information about Pena purportedly unknown to them at the time of Scott's trial. Federal prosecutors in another jurisdiction had recently *1246 advised them of the following: (1) Pena lied to law enforcement in 1996 when he was arrested for conspiracy to distribute heroin; (2) Pena admitted to Tampa DEA agents in 2002 that he had stolen cocaine from a drug dealer the year before; and (3) as a result of his admission in 2002, though no charges were brought against him, a prosecutor at the time said he would be hesitant to use Pena in future cases, and the Tampa DEA moved Pena to "restricted use." Scott's prosecutors described their failure to include this among their required pre-trial disclosures as "inadvertent," maintaining that they were "unaware of this information until almost 7 years after the trial."
Based on this information, on November 17, 2011, Scott filed another motion under § 2255 to vacate his conviction and sentence ("2011 Motion"). In his 2011 Motion, Scott asserted for the first time that the Government had obtained his conviction by violating
Brady
,
In explaining how the government's failure to disclose the information affected his trial, Scott pointed to Pena's statement that he had never given "false or misleading" testimony during his time as an informant. He complained that in its closing remarks at trial, the government argued "that although Pena had been convicted of conspiracy to distribute heroin in the 1990s, he had paid his debt to society, accepted responsibility, and then moved on into this line of work that involved essentially working with DEA in 2001." Indeed, Scott emphasized, the government represented there was "no question that Pena had performed successfully for DEA in the past and they continued to use him." But based on the evidence the government disclosed in 2011, Scott argued that Pena's testimony and the government's statements at trial were false, and the government knew or should have known this at the time. Finally, Scott urged that the testimony and statements were not harmless beyond a reasonable doubt.
To explain his failure to raise these issues on direct appeal, Scott explained that he was not aware of the information at the time. And because the information was "known only to the government" as of the time of trial, and the government had assured Scott and the trial court that it had turned over all Brady material, Scott reasoned, he could not have discovered the recently disclosed information earlier through the exercise of due diligence.
The government moved to dismiss Scott's 2011 Motion, asserting it was barred as "second or successive" under
Though the district court dismissed Scott's 2011 Motion, it granted Scott's alternative motion to reopen his original 2006 Motion pursuant to Federal Rule of Civil Procedure 60(b)(3), which permits a court to reopen a final judgment on various grounds, including "fraud ..., misrepresentation, or misconduct by an opposing party." The court then reevaluated Scott's 2006 Motion in light of the new information about Pena and once again denied it. In reconsidering Scott's Strickland claim *1247 in light of the newly revealed evidence, the district court concluded that Scott's trial counsel did not exhibit constitutionally deficient performance in violation of Strickland by failing to conduct further investigation of Pena. The court did not address Strickland 's prejudice prong. Scott then appealed.
III.
"In an appeal challenging a § 2255 ruling, we review legal issues
de novo
and factual findings for clear error."
Murphy v. United States
,
IV.
We first address whether the district court correctly concluded that
Neither of those exceptions applies here. So we must consider whether Scott's 2011 Motion qualifies as "second or successive." If so, we must dismiss it.
We do not get much help from AEDPA in discerning the meaning of the phrase "second or successive." In fact, AEDPA does not define the phrase. Nor is the phrase itself "self-defining."
Panetti v. Quarterman
,
But the Supreme Court has explained that "second or successive" does not capture all collateral petitions "filed second or successively in time, even when the later filings address a ... judgment already challenged in a prior ... application."
2
As the Supreme Court has construed the phrase, "second or successive" "takes its full meaning from [the Supreme Court's] case law, including decisions predating the enactment of [AEDPA]."
Panetti
,
A. Panetti v. Quarterman set forth the factors for determining whether a second-in-time petition is "second or successive."
Our starting point is the Supreme Court's decision in
Panetti
. In
Panetti
, the
*1248
petitioner (named Panetti) was convicted of capital murder and sentenced to death.
The state set an execution date, and Panetti filed another state habeas claim, this time asserting for the first time that he was not mentally competent to be executed.
The Supreme Court granted certiorari.
Id
. at 942,
The Court concluded that it enjoyed jurisdiction over Panetti's case because Panetti's second-in-time § 2254 petition was not "second or successive" as that phrase is used in § 2244(b)(2) 's gatekeeping mechanism.
Beginning with the implications for habeas practice, the Court first discussed the nature of a
Ford
claim.
See
id
. at 943,
On top of burdening federal habeas practice in this way, the Court concluded that treating second-in-time
Ford
claims as "second or successive" would also conflict with AEDPA's purposes. AEDPA was designed to "further the principles of comity, finality, and federalism."
Finally, the Court accounted for the abuse-of-the-writ doctrine,
ibr.US_Case_Law.Schema.Case_Body:v1">4
So ultimately, the Supreme Court held that AEDPA's "second or successive" bar did not preclude Panetti's second-in-time petition raising a
Ford
claim.
B. Applying the Panetti factors to an actionable Brady violation that the petitioner in exercising due diligence could not reasonably have been expected to discover in the absence of the government's disclosure yields the conclusion that such a claim is not "second or successive."
In Panetti 's light, we must consider whether second-in-time petitions raising newly disclosed actionable Brady 5 violations-where *1250 the newly disclosed evidence creates a reasonable probability that it would change the outcome of the proceeding-are "second or successive" within the meaning of § 2255(h) 's gatekeeping provision. We find that they are not. The Panetti factors and their sub-considerations uniformly require this conclusion.
1. Precluding claims based on Brady violations that a prisoner could not have discovered through due diligence would adversely affect habeas practice.
First, as the Panetti Court observed is true of Ford claims, precluding Brady claims that a prisoner could not have discovered through due diligence would adversely affect habeas practice. This is so because of the nature of a Brady claim.
Brady
and its progeny stand for the proposition that the prosecution's suppression of evidence favorable to the defendant "violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution."
Strickler v. Greene
,
Because of the nature of a
Brady
violation, the petitioner often cannot learn of such a violation at all, even when acting diligently, unless and until the government discloses it. As with second-in-time
Ford
claims, then, "conscientious defense attorneys would be obliged to file unripe (and, in many cases, meritless) [
Brady
] claims in each and every [first § 2255 ] application [ (and direct appeal) ],"
Panetti
,
2. Precluding Brady claims that a petitioner could not have discovered through due diligence impedes finality interests.
Second, precluding Brady claims that a petitioner could not have discovered through due diligence actually impedes finality interests. We start from the proposition that at the very least, the second-in-time filing of a Brady claim that a prisoner could not have discovered earlier through the reasonable exercise of due diligence does not negatively implicate AEDPA's finality concerns any more than does the second-in-time filing of a Ford claim, 7 though for different reasons. To explain why, we return to the nature of a Brady violation.
When a
Brady
violation occurs, a defendant is entitled to a new trial.
Brady
,
Yet the Constitution guarantees criminal defendants a fair trial.
Delaware v. Van Arsdall
,
And even if precluding a remedy for a
Brady
violation that a petitioner could not reasonably have been expected to discover through due diligence does not suspend the writ, it certainly clashes with finality concerns. The Supreme Court has noted that finality is important to endow criminal law with "much of its deterrent effect."
McCleskey
,
*1252
Procedural fairness is necessary to the perceived legitimacy of the law. Kevin Burke & Steve Leben,
Procedural Fairness: A Key Ingredient in Public Satisfaction
, 44 Ct. Rev. 4, 7 (2007-2008) (citing Tom. R. Tyler,
Psychological Perspectives on Legitimacy and Legitimation
, 57 Ann. Rev. Psychol. 375 (2006) ). And legitimacy affects compliance.
Cf.
But that is not the only reason that precluding second-in-time
Brady
claims is at odds with finality concerns. Finality is also important because giving a habeas petitioner a new trial can prejudice the government through "erosion of memory and dispersion of witnesses that occur with the passage of time."
McCleskey
,
Finality interests then are not served by saying a prisoner has not timely brought his
Brady
claim where the government's failures affirmatively and entirely prevented him from doing so.
Cf.
Williams v. Taylor
,
3. Precluding Brady claims that a prisoner could not have discovered through due diligence is not consistent with the abuse-of-the-writ doctrine .
Finally, allowing a second-in-time
Brady
claim that a prisoner could not have discovered earlier through the reasonable exercise of due diligence does not offend the abuse-of-the-writ doctrine. As we have noted, the abuse-of-the-writ doctrine calls for courts to consider whether a habeas petitioner has previously had "a full and fair opportunity to raise the claim in the prior application."
Magwood
,
To demonstrate that a petitioner has been deprived of a "full and fair opportunity," the doctrine requires him to make two showings: (1) he has "cause," or a "legitimate excuse," for failing to raise the claim earlier,
McCleskey
,
*1253
"Cause" explains why the petitioner could not have filed his claim earlier even "in the exercise of reasonable care and diligence."
McCleskey
,
As for prejudice, as we have noted, when a
Brady
violation is at issue, a petitioner must demonstrate a reasonable probability that had the government disclosed the evidence at issue, the outcome of the proceeding would have differed.
Strickler
,
That means a petitioner can demonstrate both cause and prejudice by establishing a Brady violation that he could not reasonably have discovered through due diligence. And where a petitioner shows both cause and prejudice, he has enjoyed no "full and fair opportunity" to bring the claim earlier. To remedy this problem, the abuse-of-the-writ doctrine favors allowing such a second-in-time claim.
In short, all the Panetti factors-the implications for habeas practice, the purposes of AEDPA, and the abuse-of-the-writ doctrine-compel the conclusion that second-in-time Brady claims cannot be "second or successive" for purposes of § 2255(h). 10 And nothing Panetti teaches us to consider so much as hints otherwise.
C. Tompkins nonetheless requires us to conclude that second-in-time Brady claims are always "second or successive."
The district court, however, concluded that our decision in Tompkins v. Secretary, Department of Corrections precluded it from ruling that second-in-time Brady claims that could not have been discovered earlier through the exercise of reasonable diligence are not "second or successive." We now take a look at Tompkins to decide whether that is correct.
In
Tompkins
, this Court considered whether a second-in-time § 2254 petition that raised
Brady
and
Giglio
claims,
*1254
among others, qualified as "second or successive" for purposes of § 2244(b)(3)(A). The
Tompkins
panel determined it did.
To reach this conclusion, the panel first determined that the Supreme Court in
Panetti
"limit[ed] its holding to
Ford
claims."
Tompkins
,
1. Tompkins was incorrectly decided.
We respectfully disagree with the Tompkins panel's analysis and conclusion. As we read Panetti , the Supreme Court did not limit its analysis to petitions involving Ford claims. And when we apply the Panetti factors to Brady claims, as we must, Brady claims cannot be factually distinguished from Ford claims for purposes of determining whether they are "second or successive."
a. Panetti did not limit its analysis to petitions involving Ford claims.
Beginning with the breadth of Panetti 's holding, we cannot agree that the Supreme Court restricted its analysis to second-in-time petitions involving only Ford claims. Neither Panetti 's language nor its analysis supports such a conclusion.
First,
Panetti
's language rules out such a narrow holding. In fact, the Supreme Court summarized its own jurisdictional holding as recognizing "exceptions"-plural-to the rule that a second-in-time petition fails AEDPA's "second or successive" bar: "In the usual case, a petition filed second in time and not otherwise permitted by the terms of § 2244 will not survive AEDPA's 'second or successive' bar. There are, however,
exceptions
."
Panetti
,
Of course, that alone does not specify what exactly the Court had in mind. But the Court then immediately followed up this statement with what we understand as a partial test for determining whether a second-in-time petition that includes a particular type of claim qualifies as "second or successive": "We are hesitant to construe [AEDPA], implemented to further the principles of comity, finality, and federalism, in a manner that would require unripe (and, often, factually unsupported) claims to be raised as a mere formality, to the benefit of no party."
Second, the analysis in
Panetti
itself demonstrates that the Supreme Court did not limit
Panetti
's holding to
Ford
claims. As we have noted, the
Panetti
Court arrived at its conclusion solely by evaluating three different generally applicable factors: the "implications for habeas practice," AEDPA's purposes, and the abuse-of-the-writ doctrine.
See
Significantly, the Supreme Court also emphasized the importance of accounting for AEDPA's purposes and the implications for habeas practice not just when considering whether
Ford
claims are "second or successive" but whenever "petitioners run the risk under the proposed interpretation [of AEDPA] of forever losing their opportunity for any federal review of their ... claims."
Id
. at 945-46,
For example, the
Panetti
Court pointed to
Castro v. United States
,
In
Panetti
, the Court described its holding in
Castro
as having "resisted an interpretation of [AEDPA] that would produce troublesome results, create procedural anomalies, and close our doors to a class of habeas petitioners seeking review without any clear indication that such was Congress' intent."
Panetti
,
These cases involve a variety of claims and portions of AEDPA's language. But they all share one thing: to resolve each case, the Supreme Court relied on the implications for habeas practice and the purposes of AEDPA. That the Supreme Court found these considerations applicable in these different cases demonstrates definitively that Ford claims are not a one-off; rather, they are but one type of claim among several where, in construing the *1256 meaning of AEDPA's language, we must consult the implications for habeas practice and the purposes of AEDPA.
b. Brady claims are not factually distinguishable from Ford claims for the purposes of determining whether they are "second or successive."
With
Panetti
and its factors out of the way,
Tompkins
then factually distinguished
Brady
claims from
Ford
claims without applying the
Panetti
factors, instead creating a new test not found in
Panetti
. Specifically,
Tompkins
homed in on the
Panetti
Court's pronouncement that "
Ford
-based incompetency claims, as a general matter, are not ripe until after the time has run to file a first federal habeas petition."
See
Tompkins
,
We see two problems with this reasoning. First, the Supreme Court in Panetti did not purport to define the word "ripe." Nor does Tompkins cite anything to support its definition of the term. See id. at 1259-61. In fact, Tompkins 's definition of the word conflicts with how the term is generally understood in the law. "Ripeness" refers to "[t]he state of a dispute that has reached, but has not passed, the point when the facts have developed sufficiently to permit an intelligent and useful decision to be made." Ripeness , Black's Law Dictionary (10th ed. 2014). But when, through no fault of the petitioner, a Brady violation goes undiscovered through trial and sentencing, the facts concerning a claim based on that violation have not been developed sufficiently to permit an intelligent and useful decision to be made. Indeed, they have not been developed at all until such time as the Brady violation is discovered.
Second, and even more significantly, to the extent that
Panetti
referred to ripeness as a consideration within its framework for evaluating whether a second-in-time claim is "second or successive,"
Tompkins
's discussion of "ripeness" cannot be harmonized with
Panetti
's.
Panetti
accounted for what it referred to as ripeness only for the purpose of evaluating the implications on habeas practice of holding an unripe claim to be "second or successive."
Panetti
,
2. The prior-panel-precedent rule requires us to apply Tompkins, though we are "convinced it is wrong."
Though we disagree with Tompkins and its reasoning, we recognize that it is nonetheless our precedent. Because Tompkins addresses whether Brady claims in § 2254 petitions can ever avoid being "second or successive," we must consider whether *1257 Tompkins controls the outcome when § 2255 petitions are involved. We conclude that it does.
The prior-panel-precedent rule requires subsequent panels of the court to follow the precedent of the first panel to address the relevant issue, "unless and until the first panel's holding is overruled by the Court sitting en banc or by the Supreme Court."
Smith v. GTE Corp.
,
Important differences between § 2254 and § 2255 do exist. Among others, § 2254 vindicates the concerns of comity and federalism by restricting when federal courts can reopen state criminal convictions, while § 2255, which deals with federal criminal convictions, does not.
Nor is the interest of finality exactly the same for § 2254 and § 2255 claims. "Finality has special importance in the context of a federal attack on a state conviction."
McCleskey
,
And separation-of-powers considerations drive § 2255 claims.
See
Bousley v. United States
,
Plus, the federal government has a distinctive concern for ensuring that federal prosecutors have acted appropriately when it reviews § 2255 claims: "the United States Attorney is the representative not of an ordinary party to a controversy, but of a sovereignty whose obligation to govern impartially is as compelling as its obligation to govern at all; and whose interest, therefore, in a criminal prosecution is not that it shall win a case, but that justice shall be done."
Strickler
,
Even the language of the two statutes' respective gatekeeping provisions differs.
Compare
All of these differences provide good reason to treat § 2254 and § 2255 claims differently under appropriate circumstances. But none of them allows us to sufficiently distinguish Tompkins 's reasoning in analyzing Brady claims under § 2254 from how we must analyze Brady claims in this Circuit under § 2255.
*1258 As we have noted, Tompkins based its determination that all Brady claims are necessarily "second or successive" on its conclusion that all Brady claims ripen during trial or, at the latest, sentencing. We have already explained why, were we starting our analysis from scratch, we would conclude that is not correct.
But we see no basis that allows us to distinguish between state and federal proceedings in this regard; Brady claims in state proceedings do not "ripen" any sooner than do Brady claims in federal proceedings under Tompkins 's definition of the word. And while federal courts have a special interest in ensuring the integrity of federal proceedings, we do not think that that fact alone explains why Brady claims in state proceedings should be treated any differently than Brady claims in federal proceedings.
For these reasons, we must conclude that Tompkins 's reasoning governs all second-in-time Brady claims, regardless of whether they are brought under § 2254 or § 2255. Despite Tompkins 's failure to adhere to-or even to attempt to apply-the Panetti factors, we must nonetheless hew to Tompkins 's command and deem Scott's 2011 Motion "second or successive" under § 2255(h). Because Tompkins is fatally flawed, however, we respectfully urge the Court to take this case en banc so we can reconsider Tompkins 's reasoning.
V.
Having concluded we must dismiss Scott's § 2255 motion as "second or successive," we now turn to Scott's alternative motion to reopen his original 2006 Motion under Rule 60(b)(3). As we noted at the outset, the district court ultimately granted Scott's alternative motion to reopen but declined to grant him relief on the merits. On appeal, neither party disputes that the district court was within its power to reopen the 2006 Motion. Scott argues, however, that the district court incorrectly concluded that he failed to adequately allege ineffective assistance of his trial counsel in light of the government's previously undisclosed evidence about Pena.
The Sixth Amendment right to counsel "is the right to effective assistance of counsel."
Strickland
,
An attorney's performance fails to meet the constitutional minimum when it falls "below an objective standard of reasonableness ..., which means that it is outside the wide range of professionally competent assistance."
Payne v. Allen
,
The district court acknowledged that Scott's counsel took the government at its word that it had produced all Brady and Giglio material, and, as a result, that his counsel did not undertake additional steps to seek further impeachment material for Pena. But the court refused to find "that no competent lawyer would have declined to expend further time and resources" on searching for Brady and Giglio material when defense counsel is "entitled presume that the government had disclosed all such matters." Scott argues on appeal that this is incorrect, and that under the district court's reasoning, "no counsel could ever be found ineffective, entitled as counsel would be to blindly rely on the presumption that the prosecution has provided the defense with all the exculpatory or impeachment material that is to be found in the case."
We conclude the district court did not abuse its discretion in declining to find Scott's trial counsel ineffective. The decision to refrain from additional investigation into Pena's background was within the "wide range of professionally competent assistance," given the inevitable choices defense lawyers must make about how to deploy their limited time and resources.
See
Strickland
,
This is not to say that no attorney could ever be found ineffective for taking the government's word as grounds for refraining from further investigation. In some cases obvious red flags might exist calling for further inquiry, even where the government has assured defense counsel that it has disclosed all Brady and Giglio material. An attorney who does not investigate under those circumstances might indeed be constitutionally ineffective. But on the facts of this case, no such red flags existed. We conclude that the district court did not abuse its discretion in declining to grant Scott relief on his reopened 2006 Motion.
VI.
Ultimately, Tompkins binds us to conclude that in § 2255 cases, all second-in-time Brady claims are "second or successive" under § 2255(h), even if the petitioner could not reasonably have been expected to discover the Brady violation and there is a reasonable probability that timely disclosure of the suppressed evidence would have resulted in an acquittal. We think this conclusion conflicts with Panetti and effects a suspension of the writ of habeas corpus as it pertains to this narrow subset of Brady claims. Supreme Court precedent, the nature of the right at stake here, and habeas corpus require a petitioner who has reasonably probably been convicted because the government failed to disclose material exculpatory evidence, to have a full and fair opportunity to obtain relief. For this reason, we urge our colleagues to rehear this case en banc and reevaluate the framework we established in Tompkins .
AFFIRMED.
Justice Kennedy has described "the design and purpose of AEDPA [as being] to avoid abuses of the writ of habeas corpus."
Magwood v. Patterson
,
See generally
Angela J. Davis,
The Legal Profession's Failure to Discipline Unethical Prosecutors
,
Panetti
involved a petition filed under
Section 2244(b)(2) provides,
(2) A claim presented in a second or successive habeas corpus application under section 2254 that was not presented in a prior application shall be dismissed unless-
(A) the applicant shows that the claim relies on a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or
(B)(i) the factual predicate for the claim could not have been discovered previously through the exercise of due diligence; and
(ii) the facts underlying the claim, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that, but for constitutional error, no reasonable factfinder would have found the applicant guilty of the underlying offense.
For convenience, we use the term "
Brady
violation" to refer to
Giglio
violations as well as
Brady
violations, as
Brady
and
Giglio
represent manifestations of the same type of due-process violation.
See
Strickler v. Greene
,
Prosecutors are, of course, always obligated to disclose exculpatory evidence to the defendant. But the Supreme Court has classified as "real" (and therefore actionable)
Brady
violations only one subset of cases where the prosecution fails to disclose exculpatory evidence within its possession: those in which it is reasonably probable in hindsight that a jury privy to the undisclosed material would have returned a different verdict.
See
Strickler
,
Unlike in the § 2254 context, comity and federalism are not concerns when it comes to § 2255 claims since these claims involve only federal proceedings. See infra at 1257.
The trial is not unfair in the constitutional sense if the government failed to disclose non-material exculpatory information in its possession. Such a violation, by definition, could not have affected the outcome of the trial. Similarly, where the government never possessed the newly discovered evidence before or during trial, the trial is not constitutionally unfair because of the absence of the newly discovered evidence. In that case, the government did not wittingly or unwittingly use its advantage as the prosecuting authority to obtain a conviction it otherwise might not have been able to secure. Because neither of these types of events renders a trial constitutionally unfair, they do not affect AEDPA's finality concerns the same way as does a Brady violation, which, again, will involve only material non-disclosures.
Though
McCleskey
spoke of the "cause" standard above in the context of the doctrine of procedural default, the Supreme Court expressly concluded that the standard for showing "cause" under the abuse-of-the-writ doctrine is the same as for demonstrating "cause" for a procedural default.
See
McCleskey
,
The rule we think Panetti requires for the limited subset of second-in-time actionable Brady claims we discuss renders the jurisdiction and merits inquiries a single question where no issues of fact exist. But that is no different than the situation when a petitioner raises a second or successive claim under § 2255(h)(1) ; there, too, the jurisdiction and merits inquiries are one and the same when no issues of fact arise.
Reference
- Full Case Name
- Gino Velez SCOTT, Petitioner-Appellant, v. UNITED STATES of America, Respondent-Appellee.
- Cited By
- 71 cases
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