Maurice Walker v. City of Calhoun, GA
Maurice Walker v. City of Calhoun, GA
Opinion
*1251 We must decide what process the Constitution requires in setting bail for indigent arrestees.
I
A
When this lawsuit began, Maurice Walker was a 54-year-old unemployed man with a mental health disability, whose income consisted only of $530 in monthly Social Security disability payments. On Thursday, September 3, 2015, Walker was arrested in the City of Calhoun, Georgia by the Calhoun Police Department for being a pedestrian under the influence of alcohol, in violation of
Walker alleges that, after he was taken to jail, he was told by an officer that "he would not be released unless he paid the standard $160 cash bond" required for those charged with being a pedestrian under the influence. Walker says that neither he nor his family had enough money to post the bond. Walker alleges that while he was jailed, he was not given his necessary mental disorder medication, and he was confined to a single-person cell except for one hour each day.
Walker filed this suit five days after his arrest, while still detained, alleging on behalf *1252 of himself and a class of similarly situated indigent arrestees that the City was violating the Fourteenth Amendment of the United States Constitution by "jailing the poor because they cannot pay a small amount of money." On the day after filing suit Walker was released on a personal-recognizance bond by agreement with the City's counsel. A bond was subsequently tendered for Walker by one of his attorneys in this matter, and his criminal case was closed on October 20, 2015, by entry of a bond forfeiture.
B
Walker alleges that, at the time of his arrest, the City followed a policy of using a secured-money bail schedule with bond amounts based on the fine an arrestee could expect to pay if found guilty, plus applicable fees. Defendants who could afford to deposit the bail amount were released immediately, whereas those who could not pay were held until the next court session on the following non-holiday Monday. In Walker's case, because the Monday after his arrest was Labor Day, he would have had to wait eleven days after his arrest to see a judge for a bail hearing.
Shortly after Walker's suit was filed, the Municipal Court of the City of Calhoun altered the prevailing bail policy by issuing a Standing Bail Order, which adopted a bail schedule for State offenses within the Municipal Court's jurisdiction, with cash bail set at "amount[s] represent[ing] the expected fine with applicable surcharges ... should the accused later enter a plea, or be found guilty." As alternatives to cash bail, the Standing Bail Order recognized an arrestee's ability to use a driver's license as collateral or to "make secured bail by property or surety" at an amount "twice that set forth in [the] schedule."
"For those individuals who do not obtain release pursuant to the secured bail schedule," the Standing Bail Order provides that they "shall ... be brought before the [Municipal] Court" within 48 hours from their arrest, shall "be represented by court appointed counsel," and "will be given the opportunity to object to the bail amount ..., including any claim of indigency." The Municipal Court will then "determine whether the accused is unable to post secured bail because he/she is indigent, making an individualized determination based upon the evidence provided." The Standing Bail Order adopts a standard of indigency as "earning less than 100 percent of the federal poverty guidelines, unless there is evidence that the person has other resources that might be reasonably used." If the court finds that the defendant is indigent under that standard, "then he/she shall be subject to release on recognizance without making a secured bail." If no hearing is held within 48 hours, "then the accused shall be released on a recognizance bond." Finally, the Standing Bail Order provides that those charged with a violation of the City Code (as opposed to State law) "shall be released on an unsecured bond in the amount established by the ... bail schedule."
In summary, the Standing Bail Order envisions three forms of release depending on the type of offense charged and the financial means of the arrestee. First , arrestees charged with State offenses within the Municipal Court's jurisdiction will be released immediately on a secured bond if they are able and willing to deposit money bail in the amount set by the bail schedule. They can post cash bail themselves or use a commercial surety at twice the amount set by the bail schedule. Second , arrestees charged with State offenses who do not post bail immediately must wait for a bail hearing with court-appointed counsel, to take place within 48 hours from arrest. Those who can prove they are indigent at the hearing will be released on a recognizance *1253 bond-meaning no bail amount is set, either secured or unsecured. Third , all arrestees charged with violating City ordinances will be released on unsecured bond, meaning that they need deposit no collateral immediately but will be assessed the bail schedule amount if they fail subsequently to appear in court.
C
1
Several months after Walker filed suit, and after the Standing Bail Order had gone into effect, the district court entered a preliminary injunction ordering the City "to implement post-arrest procedures that comply with the Constitution."
Walker v. City of Calhoun, Ga.
(
Walker I
), No. 4:15-CV-0170-HLM,
2
We vacated such preliminary injunction, holding that it violated Federal Rule of Civil Procedure 65 because it was insufficiently specific.
See
Walker v. City of Calhoun, Ga.
(
Walker II
),
3
On remand, the district court again found the City's bail policy under the Standing Bail Order to be unconstitutional and entered a new preliminary injunction. It reaffirmed its merits rulings from the original preliminary injunction order and found that the Standing Bail Order "still violates the Constitution insofar as it permits individuals who have sufficient resources to post a bond ... to be released immediately, while individuals who do not have those resources must wait forty-eight hours for a hearing."
Walker v. City of Calhoun, Ga.
(
Walker III
), No. 4:15-CV-0170-HLM,
The order granting the new injunction prescribed an affidavit-based process for making such determination:
If an arrestee indicates that he or she is unable to pay a secured or money bail, arresting officers, jail personnel, or Municipal Court staff must, as soon as practicable after booking verify the arrestee's inability to pay a secured or money bail by means of an affidavit sworn before an authorized official.
Id. Such affidavit must include information about the arrestee's finances and the opportunity for the arrestee to attest indigency, which the injunction order defines as "less than 100 percent of the applicable federal poverty guidelines." Id. An official must evaluate the affidavit "within twenty-four hours after arrest." Id. at *5. Those found indigent "shall be subject to release on ... recognizance without making secured bail ... or subject to release on an unsecured bond." Id.
*1254 4
The City timely appealed the new preliminary injunction order, 1 as well as the district court's orders certifying the class and denying the City's motion to dismiss. The district court stayed further proceedings pending resolution of this appeal, but the injunction "remains in full force and effect."
II
Before reaching the merits of the constitutional issues underlying the preliminary injunction, we must address two threshold challenges that the City raises to the district court's ability to enjoin the City at all.
A
First, the City argues that the district court should have declined to exercise jurisdiction altogether under the abstention doctrine of
Younger v. Harris
,
Younger
does not readily apply here because Walker is not asking to enjoin any prosecution. Rather, he merely seeks prompt bail determinations for himself and his fellow class members.
Gerstein v. Pugh
,
The City seeks to avoid the import of
Gerstein
by pointing to case law indicating that in some circumstances
Younger
abstention will apply even if the district court is not being asked to enjoin a prosecution, where injunctive relief would entail intrusive federal court interference with State prosecutions generally. In
O'Shea v. Littleton
, for instance, the plaintiffs alleged that a county judge engaged in a host of unconstitutional practices in setting bonds, imposing discriminatory sentences, and setting fees for jury trials.
But Walker does not ask for the sort of pervasive federal court supervision of State criminal proceedings that was at issue in
O'Shea
. Instead, as in
Gerstein
, Walker merely asks for a prompt pretrial determination of a distinct issue, which will not interfere with subsequent prosecution. At the very least, the district court could reasonably find that the relief Walker seeks is not sufficiently intrusive to implicate
Younger
. Because we review a
Younger
abstention decision for abuse of discretion,
see
Hughes
,
B
Next, the City argues that it is not responsible for its bail policy and hence cannot be liable for any constitutional violations related to bail under
A municipality is liable under § 1983 where an " 'official policy' causes a constitutional violation."
Grech v. Clayton County, Ga.
,
Here, Georgia law indicates that the City has the authority to set bail policy. In Georgia, a municipality's authority flows from "the state, manifested in the constitution, state laws, and the municipal charter."
Porter v. City of Atlanta
,
*1256
City of Atlanta v. McKinney
,
Such broad grant of authority enables the City to regulate bail. In fact, the City already does so. The City requires that, for traffic violations, an "officer, upon receiving the written promise of the alleged violator to answer as specified in the citation, shall release such person from custody." Calhoun Mun. Code § 90-39. Many other municipalities in Georgia act on the same understanding that Georgia law permits them to regulate bail by city ordinance. 2 And Georgia's Uniform Municipal Court Rules, as promulgated by the Supreme Court of Georgia, recognize that "[b]ail in misdemeanor cases shall be set as provided in [State statutes], and as provided by applicable municipal charter or ordinance ." Ga. Unif. Mun. Ct. R. 18.1 (emphasis added).
The City contends that those municipalities (and presumably itself) are acting in contravention of Georgia law, which, by permitting "the judge of any court of inquiry ... [to] establish a schedule of bails,"
Based on the plain meaning of Georgia law and the thin factual record before us at this preliminary stage, we are unpersuaded that the City is immune from § 1983 liability for the bail policy prevailing within its jurisdiction. 4
*1257 III
Turning to the merits, the City contends that the district court erred in finding the Standing Bail Order to be unconstitutional, a conclusion that led to the district court's issuance of the injunction now before us. The City argues that we should vacate this injunction.
As the party seeking a preliminary injunction, Walker bore the burden of establishing that he has a substantial likelihood of success on the merits.
5
Wreal
,
The district court ruled that the City's bail policy ran afoul of the Fourteenth Amendment because "[a]ny bail or bond scheme that mandates payment of pre-fixed amounts for different offenses to obtain pretrial release, without any consideration of indigence or other factors, violates the Equal Protection Clause."
Walker I
,
The City argues that the district court applied the wrong legal standard in two ways: first, by analyzing this case under the Fourteenth Amendment rather than the Eighth Amendment; and second, by applying too exacting a form of scrutiny to the City's bail policy. We consider each challenge in turn.
A
First, the City, and amici supporting it, contend that we should evaluate this dispute only under the Eighth Amendment, which provides that "[e]xcessive bail shall not be required."
6
U.S. Const. amend. VIII. As they point out, the Supreme Court has held that, in § 1983 suits, "[t]he validity of the claim must ... be judged by reference to the specific constitutional standard which governs that right."
Graham v. Connor
,
*1258 1
If the City is correct that the Eighth Amendment standard governs, not only did the district court commit legal error by instead applying equal protection and due process standards, but the City will be on favorable terrain. In
Stack v. Boyle
, the Supreme Court explained that "bail set at a figure higher than an amount reasonably calculated to ensure the defendant's presence at trial is 'excessive' under the Eighth Amendment."
United States v. Salerno
,
In applying that standard, we have implicitly held that bail is not excessive under the Eighth Amendment merely because it is unaffordable. In
United States v. James
, we considered a case in which the district court set a $2 million cash or surety bond requirement, which the defendants did not have the ability to pay.
2
The district court was correct, however, to evaluate this case under due process and equal protection rubrics rather than the Eighth Amendment. The decisive case is
Pugh v. Rainwater
, in which the former Fifth Circuit considered en banc whether, "in the case of indigents, equal protection standards require a presumption against money bail."
Weighing those competing interests, the court observed that "[t]he demands of equal protection of the laws and of due process prohibit depriving pre-trial detainees of the rights of other citizens to a greater extent than necessary to assure appearance at trial and security of the jail."
*1259
Walker's claim, and the district court's mode of analysis, therefore fits squarely within the type of hybrid due process and equal protection claim that
Rainwater
recognized. Walker's allegation is precisely that the City is violating the "demands of equal protection of the laws and of due process" by depriving indigent "pre-trial detainees of the rights of other citizens to a greater extent than necessary."
3
We are cognizant that the Supreme Court's
Graham
decision "requires that if a constitutional claim is covered by a specific constitutional provision, such as the ... Eighth Amendment, the claim must be analyzed under the standard appropriate to that specific provision, not under the rubric of substantive due process."
United States v. Lanier
,
Claims of unlawful discrimination against the indigent in criminal proceedings have a long pedigree in Fourteenth Amendment case law.
8
The Supreme Court synthesized that law in
Bearden v. Georgia
, which considered "whether the Fourteenth Amendment prohibits a State from revoking an indigent defendant's probation for failure to pay a fine and restitution."
[o]nly if alternate measures are not adequate to meet the State's interests in punishment and deterrence may the court imprison a probationer who has made sufficient bona fide efforts to pay. To do otherwise would deprive the probationer of his conditional freedom simply *1260 because, through no fault of his own, he cannot pay the fine.
Id
. at 672-73,
The
sine qua non
of a
Bearden
- or
Rainwater
-style claim, then, is that the State is treating the indigent and the non-indigent categorically differently. Only someone who can show that the indigent are being treated systematically worse "solely because of [their] lack of financial resources,"
Because Walker's claim indeed rests on an allegation of categorically worse treatment of the indigent, it falls within the Bearden and Rainwater framework, and the district court was correct to apply those cases' hybrid analysis of equal protection and due process principles.
B
The City further contends that the district court applied the wrong legal standard by imposing too high a level of scrutiny in its equal protection and due process analysis. The City argues that only rational basis review should apply because there is no suspect classification involved or fundamental right at stake. Although somewhat ambiguous about what form of scrutiny it was applying, the district court was clear that it believed some form of heightened scrutiny applied to this case.
See
Walker III
,
1
The district court acknowledged that "generally, an individual's indigence does not make that individual a member of a suspect class," but it contended that "detention based on wealth is an exception to the general rule that rational basis review applies to wealth-based classifications."
But such argument runs headlong into
Rainwater
. There, the court approved the "[u]tilization of a master bond schedule" without applying any heightened form of scrutiny.
Rainwater
,
*1261
Rainwater
's conclusion is consistent with Supreme Court case law on how differential treatment by wealth is analyzed under the Equal Protection Clause. The definitive explanation comes from
San Antonio Independent School District v. Rodriguez
, which considered a wealth-based equal protection challenge to Texas's system of apportioning school funds based principally on local tax bases.
Other cases bolster the line drawn in
Rodriguez
between mere diminishment of some benefit and total deprivation based solely on wealth. In
Ross v. Moffitt
,
Under the Standing Bail Order, Walker and other indigents suffer no "absolute deprivation" of the benefit they seek, namely pretrial release. Rather, they must merely wait some appropriate amount of time to receive the same benefit as the more affluent. 10 Indeed, after such delay, *1262 they arguably receive preferential treatment, in at least one respect, by being released on recognizance without having to provide any security. Such scheme does not trigger heightened scrutiny under the Supreme Court's equal protection jurisprudence.
Nor do we see how it could. If Walker were correct that wealth should be treated like race, sex, or religion, and that every policy that affects people differently based on ability to pay must be justified under heightened scrutiny, the courts would be flooded with litigation. Innumerable government programs-heretofore considered entirely benign-would be in grave constitutional danger. If the Postal Service wanted to continue to deny express service to those unwilling or unable to pay a fee, it would have to justify that decision under the same standard it would have to meet to justify providing express service only to white patrons. The University of Georgia would be unable to condition matriculation on ability to pay tuition unless it could meet the same constitutional standard that would allow it to deny admission to Catholics. In Walker's preferred constitutional world, taxes that are independent of income, such as property taxes or sales taxes, would be the target of perpetual litigation. All that is to say, we do not believe that Bearden or Rainwater announced such radical results with so little fanfare, and we therefore reject Walker's equal protection theory. The district court was wrong to apply heightened scrutiny under the Equal Protection Clause.
2
As an alternative basis for applying heightened scrutiny, Walker defends the district court on the ground that "the City's bail system infringes the fundamental right to pretrial liberty." He argues this is so under the Due Process Clause, pointing to
United States v. Salerno
, in which the Supreme Court considered the federal Bail Reform Act's provision for preventative detention of dangerous defendants.
But the
Salerno
Court's analysis was much closer to a relatively lenient procedural due process analysis than it was any form of heightened scrutiny. Rather than asking if preventative detention of dangerous defendants served a compelling or important State interest and then demanding relatively narrow tailoring, the Court employed a general due process balancing test between the State's interest and the detainee's.
See
*1263
Moreover, even if Salerno did embrace a form of heightened scrutiny, we do not believe it applies to this case because the City is not seeking to impose any form of preventative detention. Here, Walker himself was released, and the Standing Bail Order presently guarantees release within 48 hours of arrest to all indigent defendants in Walker's shoes. In a future case that raises the question whether a municipality may detain an indigent defendant because no feasible release conditions will assure his appearance in court, perhaps Salerno 's framework might apply. 11 But that is not the question before us in this limited interlocutory appeal.
3
The appropriate level of scrutiny is the point of departure for the dissent, and its contrary conclusion on that issue is the foundation for the rest of its analysis. The dissent would adopt Walker's theory that any marginal increase in the length of detention attributable to inability to pay bail amounts to invidious discrimination warranting heightened scrutiny. As we have explained, accepting that premise effectively abandons the limitations on wealth-based equal protection claims drawn in Rodriguez and its successors.
The dissent provides a hypothetical that proves how far it would go. It asks us to consider two persons arrested for the same crime under the same circumstances, whose sole difference is the amount of money each has. The dissent says there is an equal protection problem because: "The person who has money pays it and walks away . The indigent can't pay, so he goes to jail ." Dissent at 1274 (emphasis added). But this hypothetical could apply to any government benefit contingent on ability to pay, including all the examples we used above. To illustrate, let's simply switch out, by substituting the italicized phrases, the dispensation sought by the hypothetical persons:
*1264 "The person who has money pays it and gets express postal service . The indigent can't pay, so he goes with snail mail ."
"The person who has money pays it and matriculates at the state university . The indigent can't pay, so he stays home ."
"The person who has money pays it and satisfies his property tax bill . The indigent can't pay, so he loses his home to a tax foreclosure ."
Any government benefit or dispensation can be framed in artificially narrow fashion to transform a diminishment into total deprivation. The dissent takes the interest identified by
Rainwater
-the "right to freedom before conviction," or the "right to bail before trial,"
Recognizing its tension with
Rodriguez
, the dissent suggests that Walker's claim could fit into a "narrow exception" to the general rule against applying heightened scrutiny to wealth-based equal protection arguments. Dissent at 1277-78. But the dissent provides no limiting principle to such an exception. Although it suggests "access to judicial processes in [criminal] cases" as one category of exception,
Perhaps the basis for the dissent's proposed "narrow exception" could be the importance to indigents of being released from jail. But that quickly starts to sound like a claim based on a fundamental liberty interest, and the dissent has disavowed reliance on Walker's substantive due process argument. See Dissent at 1278 n.8. Perhaps that is so as to elide Salerno and Schall . Although the dissent formally relies only on the Equal Protection Clause, however, its tenor reveals that it is motivated by the importance of Walker's liberty interest, and it persuasively describes at length the value of pretrial liberty. See Dissent at 1275-76. We do not for a moment doubt the value of freedom from jail. But the Supreme Court in Salerno made clear that the government also has important interests at stake when considering whether to release an accused who may be a flight risk or public danger. Accordingly, it has instructed us to apply a less demanding level of scrutiny than the one necessary to support the dissent's conclusions. The dissent cannot avoid the Supreme Court's holding by smuggling a substantive *1265 due process claim into the Equal Protection Clause.
C
Thus the district court was correct to apply the
Bearden
/
Rainwater
style of analysis for cases in which "[d]ue process and equal protection principles converge,"
Bearden
,
The confusion is perhaps unsurprising because neither
Bearden
nor
Rainwater
is a model of clarity in setting out the standard of analysis to apply. As
Bearden
puts it, the proper analysis "requires a careful inquiry into such factors as 'the nature of the individual interest affected, the extent to which it is affected, the rationality of the connection between legislative means and purpose, [and] the existence of alternative means for effectuating the purpose.' "
We take
Bearden
's quotation of Justice Harlan's
Williams
concurrence as a sign that the
Bearden
Court shared his assessment that these kinds of questions should be evaluated along something akin to a traditional due process rubric.
See
Williams
,
In such due process analysis, "[t]he fundamental requirement ... is the opportunity to be heard at a meaningful time and in a meaningful manner."
Mathews v. Eldridge
,
IV
Having established that Bearden and Rainwater command that courts should apply something akin to a procedural due process mode of analysis to claims like Walker's, it remains to be determined whether the district court acted within its discretion in entering its preliminary injunction. At this stage of litigation, the City seeks to overturn the preliminary injunction in order to maintain the Standing Bail Order, so we must focus our inquiry on the concrete distinctions between the preliminary injunction and the Standing Bail Order.
Under the Standing Bail Order, arrestees are guaranteed a hearing within 48 hours of arrest to prove their indigency (with court-appointed counsel) or they will be released. See supra Part I.B. In contrast, the preliminary injunction commands an affidavit-based process for determining indigency within 24 hours of arrest. See supra Part I.C.3. Both procedures *1266 agree on the standard for indigency and that those found indigent are to be released on recognizance. There are thus only two real points of dispute. First, whether the City must make an indigency determination within 24 hours or 48 hours. Second, whether the City may use a judicial hearing to determine indigency or must use the affidavit-based system required by the preliminary injunction.
A
Within what time must the City make an indigency determination? To answer this question, the City asks us not to write on a blank slate but to borrow from Supreme Court precedent on the timing required for a probable cause determination. In
County of Riverside v. McLaughlin
, the Supreme Court considered what "prompt" meant for providing a constitutionally required prompt probable cause hearing for those arrested without a warrant.
Walker argues that we should not import McLaughlin 's 48-hour presumption into the bail context because that case did not involve differential treatment based on wealth. He contends that any disparate treatment by wealth in granting bail must satisfy heightened scrutiny, thereby placing a strict burden on the government to justify its bail policy. That argument fails, however, because, as we explained above, the use of a bail schedule does not trigger heightened scrutiny. Instead, we evaluate the 48-hour window for making bail determinations on its own terms to ensure that it satisfies the due process mode of analysis in Bearden and Rainwater .
We are persuaded that it does. Under
McLaughlin
, the City can presumptively hold a person for 48 hours before even establishing probable cause-that is, without even proving that it has evidence that he has committed a crime. It stands to reason that that the City can take the same 48 hours to set bail for somebody held
with
probable cause. Indeed,
McLaughlin
expressly envisioned that one reason for the 48-hour window is so that probable cause hearings could be combined with "bail hearings and arraignments."
We agree with the Fifth Circuit; indigency determinations for purposes of setting bail are presumptively constitutional if made within 48 hours of arrest. 12 By failing *1267 to honor such presumption and insisting instead on a 24-hour window, the district court committed legal error and so abused its discretion. 13
B
The City also challenges the preliminary injunction's command to adopt an affidavit-based process for determining indigency, which overrode the Standing Bail Order's system based on judicial bail hearings before the Municipal Court. Walker defends the injunction by arguing that the City never provided a reason that a judicial hearing was preferable to the affidavit-based process. He also contends that the *1268 choice of an affidavit-based process was a reasonable option within the district court's sound discretion for fashioning equitable relief. Notably, neither Walker nor the district court's order provides any legal authority for the proposition that the Constitution requires the affidavit-based process in lieu of a judicial hearing.
Indeed, the law cuts the other way and indicates that federal courts should give States wide latitude to fashion procedures for setting bail. Directly on point, the bail rule upheld in
Rainwater
was based on formal hearings at which judges would consider the arrestee's financial resources, just as the Standing Bail Order provides.
See
Rainwater
,
Even if
Rainwater
were not dispositive, however, there is no constitutional basis for the district court's imposition of its preferred method of setting bail. In the context of probable cause determinations, the Supreme Court has "recognized that 'state systems of criminal procedure vary widely' in the nature and number of pretrial procedures they provide," and it has "noted that there is no single 'preferred' approach."
McLaughlin
,
Indeed, the City may have had good reasons for preferring a judicial hearing to a purely paper-based process for evaluating indigency. It may reasonably prefer that a judge have the opportunity to probe arrestees' claims of indigency in open court, where the importance of honesty may more clearly be impressed on the arrestee than would be the case in filling out an affidavit in the jailhouse. In more complex cases, a judicial hearing would allow the court iteratively to examine with the arrestee, his counsel, and the government what conditions of release are reasonable and within the arrestee's means, thereby tailoring case-specific conditions of release that balance the individual's pretrial liberty interest with the government's interest in assuring his subsequent appearance.
Parallel areas of case law support the reasonableness of the Standing Bail Order's preference for judicial hearings. The Supreme Court's Eighth Amendment jurisprudence envisions that bail determinations will be made at judicial hearings.
See
Stack
, 342 U.S. at 6,
Whatever limits may exist on a jurisdiction's flexibility to craft procedures for setting *1269 bail, it is clear that a judicial hearing with court-appointed counsel is well within the range of constitutionally permissible options. The district court's unjustified contrary conclusion was legal error and hence an abuse of discretion.
C
In sum, Walker failed to make the necessary showing that he is likely to succeed on the merits of his claim that the Standing Bail order is unconstitutional. Neither the 48-hour window for a bail determination nor the use of an adversarial bail hearing in lieu of an affidavit-based process runs afoul of the Constitution. Walker therefore failed to satisfy one of the necessary conditions for a preliminary injunction against the Standing Bail Order,
Wreal
,
V
As a fallback position, Walker further asks us to defer to the "breadth and flexibility" of the district court's equitable power to cure constitutional violations that arose prior to the issuance of the Standing Bail Order.
Brown v. Plata
,
A
1
The City's leading counter-argument is that, if the Standing Bail Order is constitutional, then Walker's claim for injunctive relief is entirely moot. The City contends that because a new policy has been promulgated after this litigation began, which supplanted the original policy, the claim against the original policy is now moot, and no relief may follow from it.
Walker responds that the dispute over the constitutionality over the City's original bail policy is not moot because, at the conclusion of this litigation, the City may revert to that policy if there is no injunction in place. As noted, early in the litigation, the Municipal Court issued the Standing Bail Order, at which point the City ceased to defend the constitutionality of the original policy. Walker alleges that the City adopted the policy merely to manipulate the district court's jurisdiction and that the Standing Bail Order may be easily repealed when an injunction is no longer hanging over the City. He rejects an inference that the Municipal Court realized the potential constitutional infirmity of the existing bail policy and acted promptly to rectify it.
The district court agreed with Walker. It concluded that the City's adoption of the Standing Bail Order did not moot Walker's suit for injunctive relief against the original bail policy because there was a reasonable expectation that the City might return to its original policy after this litigation ended.
See
Walker I
,
*1270 2
"[V]oluntary cessation of allegedly illegal conduct does not deprive the tribunal of power to hear and determine the case, i.e., does not make the case moot."
Flanigan's Enters., Inc. of Ga. v. City of Sandy Springs
,
When a
government
voluntarily ceases the challenged action, however, there is a presumption that the government will not later resume the action, so the plaintiff bears the burden of showing that there is "a reasonable expectation" that the government "will reverse course and reenact the allegedly offensive" policy.
To determine whether such a reasonable expectation exists, courts look to "three broad factors."
The City's adoption of the Standing Bail Order is somewhat analogous to the mootness issue presented in
Harrell v. The Florida Bar
,
3
Applying such analysis here, we conclude that Walker's claim for injunctive relief against the City's original bail policy is likewise not moot. The first factor-whether the change in conduct resulted from substantial deliberation or is instead an attempt to manipulate jurisdiction-weighs against mootness. While we may doubt that it was the City's intent to manipulate jurisdiction, as opposed to simply correcting a deficient policy, the fact is that the City has been unnecessarily secretive. The process for adopting the Standing Bail Order is unknown because the City has refused to explain that process. In fact, in response to interrogatories, the City asserted that information about "the process of creating" the Standing Bail Order was protected by "the work-product doctrine and/or attorney-client privilege," and it refused to divulge any information except to say that the Order was executed by the Chief Judge of the Municipal Court.
The second factor also weighs against mootness because the City's abandonment of its original bail policy is not unambiguous. The City did not change its bail policy through a legislative act, which might well have mooted the original claim. Instead, a single judge issued the Standing Bail Order and, while it is perhaps unlikely, we cannot say that this judge might not revert to the original policy, given the lack of transparency surrounding the issuance of the Standing Bail Order. Thus, "it can hardly be said that [the City's] 'termination' " of its original bail policy is unambiguous.
Harrell
,
Finally, as to the third factor-whether the government has consistently maintained its commitment to the new policy or legislative scheme-that does not cut strongly either way because only two months after the Standing Bail Order was adopted, the district court stopped its implementation with the first preliminary injunction.
Altogether, Walker presented sufficient evidence for the district court to conclude that his challenge to the original bail policy was not moot. Because the City does not defend the constitutionality of its original bail policy on appeal, we may assume that Walker's arguments against the City's original bail policy have a substantial likelihood of success on the merits. Just as the City has not defended its original bail policy on the merits, it also has not shown that the district court abused its discretion when it concluded that the other factors favoring an injunction were met with respect to that original policy. The district court therefore did not err in declaring the original bail policy to be unconstitutional, and it accordingly may enjoin the City's future use of that policy.
B
But the conclusion that Walker's claim for injunctive relief against the City's original bail policy is not moot does not mean that the preliminary injunction against the Standing Bail Order is valid. Even assuming that the City intended to revert to its original policy at the conclusion of this litigation-something that will not occur given the terms of our ruling and remand here-such possibility does not salvage the preliminary injunction. The district court's rationale for entering the injunction was
not
that the City was likely to walk back the Standing Bail Order, but rather that the Standing Bail Order was itself unconstitutional "insofar as it permits
*1272
individuals who have sufficient resources to post a bond ... to be released immediately, while individuals who do not have those resources must wait forty-eight hours for a hearing."
Walker III
,
Walker essentially asks us to hold that a governmental body that ceases to follow an unconstitutional policy, and that instead promulgates a constitutional policy, is nonetheless and forever forced to comply with an even more stringent policy devised by a district court-with conditions found nowhere in the Constitution-merely because it had once followed an unconstitutional policy. It would be absurd to so hold.
"A district court abuses its discretion ... when it applies the incorrect legal standard."
Wreal
,
C
In sum, because the City did not establish that Walker's suit for injunctive relief was moot and because it has effectively conceded that its original bail policy was unconstitutional, the district court may enjoin a return to that original policy. But the district court abused its discretion in also enjoining the entirely constitutional Standing Bail Order, so the preliminary injunction cannot stand.
VI
For the foregoing reasons, the preliminary injunction entered by the district court is VACATED , and the case is REMANDED to the district court for further proceedings consistent with this opinion. 15
MARTIN, Circuit Judge, concurring in part and dissenting in part 1 :
Maurice Walker was jailed by the City of Calhoun for six days because he was too poor to pay his bail. He challenges the City's practice of jailing people before trial when they are too poor to make bond, arguing it violates the constitutional guarantees of due process and equal protection. The Majority rejects this claim, characterizing the pretrial jailing as "merely wait[ing] some appropriate amount of time to receive the same benefit as the more
*1273
affluent." Maj. Op. at 1261. In this way, the Majority renders it unnecessary to review the City's practice with heightened scrutiny. I believe the Majority rewrites this court's binding precedent in
Pugh v. Rainwater
,
I.
The Supreme Court has repeatedly recognized that wealth-based detention is not permitted by our Constitution.
See
Williams v. Illinois
,
The Majority is right when it says Mr. Walker's claim "fits squarely" within the Bearden -like cases that raise both due process and equal protection concerns. Maj. Op. at 1258-59. But I part ways with the Majority, because I read these cases to support the District Court's application of heightened scrutiny under the Equal Protection Clause to the City's bail policy. See id. at 1262.
The Majority relies on
San Antonio Independent School District v. Rodriguez
,
The Majority never addresses whether the Standing Bail Order discriminates against indigents.
See
Maj. Op. at 1261-62. I say the Bail Order clearly uses indigency as a classification, and offer this simple example in support. Consider two people, one who has money and the other who does not. They are arrested for the same crime at the same time under the same circumstances. Under the Standing Bail Order, these two would have the identical
*1274
bail amount, as established by the master bail schedule. The person who has money pays it and walks away. The indigent can't pay, so he goes to jail. This is plainly "imprisonment solely because of indigent status."
Rainwater
,
The Majority Opinion says this hypothetical shows I would require the government to be involved in all sorts of wealth-based interactions-including intervening to make pricier express mail options available to all postal patrons.
See
Maj. Op. at 1263-65. Not so. Instead I look to the Supreme Court, which has expressly established limiting principles for equal protection claims by indigents.
M.L.B. v S.L.J.
,
As to
Rodriguez
's second question, the Majority relies on the fact that the Standing Bail Order caps an indigent arrestee's pretrial detention at 48 hours to conclude that the detention isn't an "absolute deprivation."
3
In fact, the Majority refers to this person's time in jail as just a "diminishment of a benefit." Maj. Op. at 1261-62. But this is word play. First, the Majority renames the interest in "freedom from incarceration" at issue here, as an interest in "access to pretrial release."
But see
ODonnell
,
In my view, an incarcerated person suffers a complete deprivation of liberty within the meaning of
Rodriguez
, whether their jail time lasts two days or two years. Certainly the
Rodriguez
Court had no problem concluding there was an "absolute deprivation" of liberty in
Williams
and
Tate
because the challenged state laws "subjected indigents to incarceration simply because of their inability to pay a fine."
Rodriguez
,
I am not alone in this view. In addressing a challenge to the bail policies of Harris County, Texas, the Fifth Circuit looked to
Rodriguez
in holding that "indigent misdemeanor arrestees are unable to pay secured bail, and, as a result, sustain an absolute deprivation of their most basic liberty interests-freedom from incarceration."
ODonnell
,
It seems unremarkable to say that being jailed for 48 hours is more than a mere
*1276
inconvenience. There are very real consequences for detained indigents. They can lose their jobs. They can lose their homes and transportation. Their family connections can be disrupted. And all this is to say nothing of the emotional and psychological toll a prison stay can have on an indigent person and her family members.
See
Nick Pinto,
The Bail Trap
, N.Y. Times Mag. (Aug. 13, 2015), https://www.nytimes.com/2015/08/16/magazine/the-bail-trap.html (" 'Most of our clients are people who have crawled their way up from poverty or are in the throes of poverty,' [Scott] Hechinger says. 'Our clients work in service-level positions where if you're gone for a day, you lose your job. People in need of caretaking-the elderly, the young-are left without caretakers. People who live in shelters, where if they miss their curfews, they lose their housing. Folks with immigration concerns are quicker to be put on the immigration radar. So when our clients have bail set, they suffer on the inside, they worry about what's happening on the outside, and when they get out, they come back to a world that's more difficult than the already difficult situation that they were in before.' ");
see also
Gerstein v. Pugh
,
I am puzzled by the Majority's conclusion that detained indigents are somehow better off than their free and wealthy counterparts. Maj. Op. at 1261-62. It is true that a person with money will be out-of-pocket whatever funds they paid as bond. But these wealthier bond payers have a choice: they can pay the bond or not. The poor have no choice. I simply reject the idea that people who have the ability to pay bond decide to keep it and go to jail to gain some sort of financial advantage.
Neither do I view the
Bearden
Court's single quotation from Justice Harlan's concurrence in
Williams
sufficient to support the Majority's embrace of the due process framework approved of in
Mathews v. Eldridge
,
Second, while the Court did reference Justice Harlan's view that a "due process approach more accurately captures the competing concerns" in this type of analysis, it made clear that cases implicating both due process and equal protection concerns "cannot be resolved by resort to easy slogans or pigeonhole analysis" and require a context-specific inquiry.
See
In light of Supreme Court precedent, our sister circuit's agreement that Rainwater requires application of heightened scrutiny under the Equal Protection Clause to claims like Mr. Walker's, and the significant consequences stemming from incarceration, the Justice Harlan quote is simply not enough to support the Majority's due-process-only approach. 6
I also reject the Majority's concern that a flood of litigation will result from treating wealth "like race, sex, or religion" as a reason not to apply heightened scrutiny. Maj. Op. at 1260-62. First, there will be no flood. The Supreme Court has already placed limits on bringing equal protection challenges to wealth-based classifications. Beyond the requirements set out in
Rodriguez
discussed above, the Supreme Court has also said that "fee requirements ordinarily are examined only for rationality,"
except
when they implicate the "basic right to participate in political processes as voters and candidates" and "access to judicial processes in cases criminal or quasi criminal in nature."
M.L.B.
,
In sum, I read Rodriguez (and Bearden for that matter) to require that Mr. Walker's claim of wealth-based discrimination be subject to heightened scrutiny under a traditional equal protection framework. Thus, I would have affirmed the District Court's analysis. 8
II.
In applying heightened scrutiny to Mr. Walker's claim, I recognize that the Supreme Court has not made clear whether the level of scrutiny to be applied in
Bearden
-like cases is intermediate or strict scrutiny.
See, e.g.
,
M.L.B.
,
*1279
The City of Calhoun says it has the same interest that was identified in
Rainwater
. That is the "compelling interest in assuring the presence at trial of persons charged with crime."
Rainwater
,
The City makes no effort to justify its policy of detaining those who cannot pay for 48 hours, because it says it doesn't need to. It argues only that capping detentions at 48 hours is "sufficient to immunize the City from a challenge to its process for a determination of indigency." In making this argument, the City relies on two cases:
Gerstein
,
According to the City, "this case is to
Rainwater
what
McLaughlin
was to
Gerstein
." But there are two problems with this argument. First,
McLaughlin
said hearings "delayed unreasonably" can still violate
Gerstein
, for example, when the "delay [is] for delay's sake."
McLaughlin
,
Second,
McLaughlin
decided when a probable cause hearing is required by the Fourth Amendment.
Finally, my view of
McLaughlin
and the interests at stake is not contrary to
ODonnell
. While the Fifth Circuit relied in part on
McLaughlin
to hold that "the federal due process right entitles detainees to a hearing within 48 hours," it did not grant immunity from systemic challenges to Harris County like the immunity sought by Calhoun here.
See
ODonnell
,
It seems worthy of mention that the Fifth Circuit's modified injunction in
ODonnell
is remarkably similar to what the District Court ordered in this case. The modified injunction required, within 24 hours, a determination of indigency based on affidavits, for those who could not pay the prescheduled bail amounts in a process overseen by "Pretrial Services officers"; release based on an "unsecured personal bond with nonfinancial conditions of release" or "on a secured money bond for which the defendant could pay a commercial surety's premium"; and for those who are not so released, "a hearing within 48 hours of arrest."
III.
I believe Mr. Walker has shown a substantial likelihood of success on the merits.
See
Palmer v. Braun
,
Finally, to the extent the City challenges the scope of the District Court's injunction, I would also find no abuse of discretion.
See
Swann v. Charlotte-Mecklenburg Bd. of Educ.
,
CONCLUSION
I read Supreme Court precedent and Rainwater to require a traditional equal protection analysis of the City of Calhoun's Standing Bail Order, applying heightened scrutiny review. On the record before us, I would have upheld the District Court's grant of a preliminary injunction to Mr. Walker. I recognize that the City has not yet had a chance to develop an evidentiary record about its need for a 48-hour detention policy for indigents only. For that reason, I would have allowed the City an opportunity to develop that record on remand and seek a different result when this case is considered on the merits.
We have jurisdiction to review an interlocutory order granting a preliminary injunction under
See, e.g. , Albany Mun. Code § 22-164; Doraville Mun. Code § 11-1; Kennesaw Mun. Code § 38-46; Nashville Mun. Code § 17-1; Smyrna Mun. Code § 34-49(a); Stockbridge Mun. Code § 2.20.080.
Although we need not resolve the validity of a secondary basis for liability, we note that there was also significant support for the district court's finding that the City can set bail policy through its control of its police department. Georgia law provides that, in misdemeanor cases, "constables shall accept bail in such reasonable amount as may be just and fair for any person or persons charged with a misdemeanor."
Although the materials with which Walker proposes to supplement the record "will not conclusively resolve" the issue of § 1983 liability, they are helpful to us "in the aid of making an informed decision,"
Young v. City of Augusta, Ga. ex rel. DeVaney
,
A party seeking a preliminary injunction must make four necessary showings:
(1) [he] has a substantial likelihood of success on the merits; (2) irreparable injury will be suffered unless the injunction issues; (3) the threatened injury to the movant outweighs whatever damage the proposed injunction may cause the opposing party; and (4) if issued, the injunction would not be adverse to the public interest.
Wreal
,
The Excessive Bail Clause has never expressly been incorporated by the Supreme Court to apply to the States. Because neither party disputes the point, however, we follow the Supreme Court's lead in assuming it has been incorporated.
See
Schilb v. Kuebel
,
In
Bonner v. City of Prichard
,
See
Griffin v. Illinois
,
The dissent does not grapple meaningfully with
Rainwater
's explicit approval of bail schedules. The most it does is to argue that the bail system reviewed in
Rainwater
is different from the City's because it "subjected indigent and non-indigent arrestees alike to a first appearance." Dissent at 1281. The dissent would thus turn
Rainwater
on its head.
Rainwater
endorsed the use of a bail schedule to provide "speedy and convenient release," but the dissent would transform that endorsement into a requirement that all arrestees be held for a hearing even if they can immediately satisfy the release conditions. That is, to say the least, an odd reading of
Rainwater
. In any event, the dissent is wrong that Florida's scheme required all persons to wait for a bail hearing, as it only required such a hearing for those who had not "been previously released in a lawful manner."
In re Fla. Rules of Criminal Procedure
,
This case is therefore quite factually distinct from
ODonnell
, in which the government "did not achieve any individualized assessment in setting bail," and as a result "some amount of upfront payment [was] required for release in the vast majority of cases," thereby "ensuring that [indigent] arrestees would remain detained."
There is some force to the City's contention that such analysis is inextricably linked to the excessiveness of bail conditions and so should be evaluated under the Eighth Amendment. Indeed, the Eighth Amendment was borrowed from a provision of the English Bill of Rights that was itself the culmination of a long process to prevent royal abuses of bail wrongly to deny pretrial liberty.
See, e.g.
, William F. Duker,
The Right to Bail: A Historical Inquiry
,
Such history may support reinvigorating the Eighth Amendment as the proper vehicle for evaluating whether a State has imposed impermissible conditions of pretrial release.
Cf.
Lopez-Valenzuela v. Arpaio
,
The dissent accuses us of opening a split with the Fifth Circuit's
ODonnell
decision.
See
Dissent at 1275 n.5. But it is the dissent's position that would lead to a split. The
ODonnell
court expressly adopted the 48-hour requirement of
McLaughlin
-and, contrary to the dissent's equal protection analysis, it did so based on a due process analysis.
See
ODonnell
,
It is true that, in a separate part of its opinion, the
ODonnell
court applied heightened scrutiny under the Equal Protection Clause, after concluding that the facts of that case fit into the
Rodriguez
classification of plaintiffs who suffer an "absolute deprivation of their most basic liberty interests."
We note, however, that we do not consider whether Walker can show that the facts of his particular case (or other class members') fall outside the
McLaughlin
safe harbor. The
McLaughlin
Court made clear that the 48-hour presumption was rebuttable: a probable cause hearing held within 48 hours may nonetheless be unconstitutional "if the arrested individual can prove that his or her probable cause determination was delayed unreasonably."
McLaughlin
,
Nor do we decide whether a jurisdiction could adopt a system that allows a longer period of time than 48 hours to make a bail determination, because the City does not seek to take longer than 48 hours. As amicus pointed out at oral argument, the federal system permits a court to delay a bail hearing by three days after an arrestee's first appearance (plus intervening weekends or holidays) upon the government's motion.
See
Whether or not the conceded unconstitutionality of the City's original bail policy could support an injunction on the merits, "we are required to address" the mootness question first because it is jurisdictional: "if a suit is moot, it cannot present an Article III case or controversy and the federal courts lack subject matter jurisdiction to entertain it."
Coral Springs St. Sys., Inc. v. City of Sunrise
,
Because we would vacate the preliminary injunction irrespective of whether the district court was correct to certify Walker's proposed class or whether it properly denied the City's motion to dismiss, such two orders are not "inextricably intertwined" with the preliminary injunction order, and reviewing them is not "necessary to ensure meaningful review" of the preliminary injunction.
Hudson v. Hall
,
I join the Majority in rejecting the City's arguments that Younger abstention applied; that the City wasn't liable for the bail policy under
In
Bonner v. City of Prichard
,
The requirement to have a bond hearing within 48 hours is properly considered in determining whether the Standing Bail Order survives scrutiny. However, the Majority relies on the 48-hour time period in deciding whether there was a deprivation in the first place. This approach locks in the Majority's ultimate holding-that a bail system in which indigents get a hearing within 48 hours survives all systemic due process challenges. Maj. Op. at 1266-67.
The Majority contends I do not "grapple meaningfully with
Rainwater
's explicit approval of bail schedules." Maj. Op. at 1260 n.9. But
Rainwater
did not approve of bail schedules being used in the way Calhoun's Standing Bail Order works.
Rainwater
said, "Utilization of a master bond schedule provides speedy and convenient release for those who have no difficulty in meeting its requirements. The incarceration of those who cannot, without meaningful consideration of other possible alternatives, infringes on both due process and equal protection requirements."
ODonnell
interpreted
Rainwater
as I do-that is, extending
Williams
and
Tate
to the pretrial context and holding that pretrial detention of indigents solely because of their indigency is a deprivation of liberty and is subject to heightened scrutiny.
ODonnell
,
However, I do not read the Majority Opinion to reject heightened scrutiny for all cases challenging indigency-based jail stays. The outcome of the Majority decision relies entirely on the idea that 48 hours in jail is not an "absolute deprivation" of liberty. See Maj. Op. at 1260-61. The Majority Opinion also explains that it believes ODonnell to be a different case from this one, because Harris County's practices resulted in longer jail stays despite already-in-place requirements for individualized assessments in determining bail. See Maj. Op. at 1261-62 n.10 & 1266-67 n.12. Thus, even under the Majority's view, challenges to indigency-based jail stays warrant heightened scrutiny so long as they show that the challenged system, in practice , results in indigents being detained longer than 48 hours. Thus, if Calhoun cannot live up to the procedural safeguards it promises in the Standing Bail Order and detains indigents longer than 48 hours, Mr. Walker will be able to revive his equal protection challenge under a heightened scrutiny review.
The Majority asks how Mr. Walker's claim fits into
M.L.B.
's narrow exception for cases concerning access to judicial processes. Maj. Op. at 1264. Again,
M.L.B.
explicitly answers this question. The Court explained that its "decisions concerning access to judicial processes," including
Bearden
and its progeny, "reflect both equal protection and due process concerns."
M.L.B.
,
Mr. Walker alternatively challenged the Standing Bail Order under a substantive due process theory, arguing there is a fundamental right to pretrial liberty.
See
United States v. Salerno
,
Over the years, the Supreme Court has given us many formulations of "intermediate scrutiny." For example, "[a] gender classification fails unless it is substantially related to a sufficiently important governmental interest."
City of Cleburne v. Cleburne Living Ctr.
,
At oral argument, the City did offer one justification for its 48-hour detention policy: "to get the players to the game"-meaning to get the City's only municipal judge to the municipal court so she can hold a hearing. Nevertheless, this Court's longstanding rule is that arguments not briefed to the court and raised for the first time at oral argument are deemed abandoned.
See
Mesa Air Grp., Inc. v. Delta Air Lines, Inc.
,
Reference
- Full Case Name
- Maurice WALKER, on Behalf of Himself and Others Similarly Situated, Plaintiff-Appellee, v. CITY OF CALHOUN, GA, Defendant-Appellant.
- Cited By
- 55 cases
- Status
- Published