Heim v. Universal Pictures Co.
Opinion of the Court
1. The Hungarian publisher, the proprietor at the time of the copyright registration on September 14, 1936, was a citizen of a foreign country with which the United States has a treaty extending copyright protection to Hungarian citizens in accord with § 8(b).
It seems to be suggested by some
2. In a suit like this, plaintiff, to make out his case, must establish two separate facts: (a) that the alleged infringer copied from plaintiff’s work, and (b) that, if copying is proved, it was so “material” or “substantial” as to constitute unlawful appropriation.
The evidence by no means compels the conclusion that there was access; on the other hand, it does not compel the conclusion that there was not. Consequently, copying might still be proved by showing striking similarity. Here similarity exists; indeed, a passage in Franchelti’s “verse” is identical with one in plaintiff’s “chorus.” Mere similarity is not enough; but here one finds more; both to the eye and ear, the identity is unmistakable, as defendants virtually concede. But defendants explain this fact by saying that, quite independently, both composers utilized a common source — either Dvorak’s composition or the older commonplace theme which Dvorak had adopted and adapted.
On the issue of copying, it was proper for the trial judge to avail himself of (although not to be bound by) expert testimony. He heard the experts of both sides. In effect, he found that plaintiff’s method of dealing with the common trite note sequence did not possess enough originality, raising it above the level of the banal,
See 17 U.S.C.A. § 8(b) and note, 37 Stat., pt. 2,1631.
Tbe 1914 amendment inserted the ■words “or if the work is by an author who is a citizen or subject of a foreign State or nation and has been published in a foreign country, one complete copy of the best edition then published in such foreign country.”
Allen v. Walt Disney Productions, Ltd., D.C., 41 F.Supp. 134, 136; cf. Gerlach-Barklow Co. v. Morris & Bendien, 2 Cir., 23 F.2d 159, 162, 163; Falk v. Gast Lithograph & Engraving Co., 2 Cir., 54 F. 890; cf. Patterson v. Century-Productions, 2 Cir., 93 F.2d 489, 492.
See McCarthy & Fischer, Inc. v. White, D.C., 259 F. 364; Shafter, Musical Copyright (2d ed. 1939), 130-431.
Cf. Osgood v. A. S. Aloe Co., C.C., 69 F. 291, 294; Patterson v. Century Productions, supra, 93 F.2d at page 493.
In United Dictionary Co. v. G. & C. Merriam Co., 1908, 208 U.S. 260, 28 S.Ct. 290, 52 L.Ed. 478, it was held that if a work were copyrighted here, the omission of notice of the American copyright from an edition subsequently pub
We do not read the 1914 Amendment as a mere codification of the ruling in that case, i. o., as limited t.o eases where the foreign publication occurs after an American copyright has been obtained or after publication in this country.
Universal Film Mfg. Co. v. Copperman, D.C., 212 F. 301, 303, 304, related to a copyright which ante-dated the 1914 amendment to § 12. Basevi v. Edward O’Toole Co., D.C., 26 F.Supp. 41, 46, wo think was wrongly decided on this pojnt
. Ladas, The International Protection of Literary and Artistic Property (1938) 688, says, in speaking of the 1914 amendment to § 12: “It would seem difficult to give a safe interpretation of the Act in this respect. However-, if tho role established in the first part of § 9 is to be given effect to, i. e., the rule that a person ‘may secure copyright for his work by publication thereof with the notice of copyright required by the Act;’ it would seem that no person is entitled to claim statutory copyright under the Act, unless, when first publishing tho work abroad or in the United States, he has affixed tho statutory notice. Thereafter, the notice need not appear on each copy of the work published outside the United States, since tho second part of § 9 requires this only of ‘each copy thereof published or offered for sale in the United States.’ ” See also 13 C.J. 1063, note 33.
Were that question here, we should have to consider whether the statement in Baker v. Taylor, Fed.Cas.No.782, and subsequent cases which cite it apply under the present liberalized Copyright Act; see Washingtonian Publishing Co. v. Pearson, 306 U.S. 30, 59 S.Ct. 397, 83 L.Ed. 470; United States v. Backer, 2 Cir., 131 F.2d 533; Shafter, loc. cit., 98.
See Arnstein v. Porter, 2 Cir., 1940, 154 F.2d 464.
Thus, e. g., the alleged plagiarist might openly admit that he copied, but lie could defend by showing that his copying was too insubstantial to be wrongful.
There may be wrongful copying, though small quantitatively; so if someone were to copy tho words, “Euclid alone has looked on Beauty bare,” or “Twas brillig and the slithy toves.”
On the issue of copying — as distinguished from the issue of illicit copying —“dissection” and optical analysis are proper aids to the trier of the facts. See Arnstein v. Porter, supra.
“Beethoven’s Fifth Symphony is a marvellous structure on a commonplace theme;” Shafter, loe. cit., 197.
As to the way in which Coleridge creatively employed phrases he found in tales of sea voyages, see Lowes, The Road to Xanadu, 2d Ed., 1930, 59, 434, quoted in Picard v. United Aircraft Corp., 2 Cir., 128 F.2d 632, 638 note 1.
Buchanan, Possibility (1927) 189.
Graves, Life of Sir William Rowan Hamilton (1882) H, 434-436, quoted in Porterfield, Creative Factors in Scientific Research (1941) 97.
Helmholz said that “his most important thoughts” came to him “during the slow ascent of hills on a sunny day” ; see Graham Wallas, The Art of Thought (1926) 80; no other hill-climbing physicist anticipated Helmholz’s works.
See Boosey v. Empire Music Co., D. C., 224 F. 646; Farmer v. Elstner, C.C., 33 F. 494, 496. Quantity, in some cases, where copying and misappropriation have been proved, may affect the measure of damages. Witmark & Sons v. Pastime Amusement Co., D.C., 298 F. 470, 477, affirmed 2 Cir., 2 F.2d 1020.
Of. Macaulay’s Essay on Robert Montgomery.
For a defense of Handel, by way of confession and avoidance, see Tovey’s article on Handel in 12 Encyc. Britannica, 910, 914, 915. Handel's ruthlessness in general is illustrated in the story of “his holding the great prima donna Cuzzoni at arms-length out of a window and threatening to drop her unless she consented to sing a song which she had declared unsuitable to her style”; see Tovey, loe. cit., 911. -I
Shafter, loe. cit., 189.
We do not mean that such originality is essential to the validity of a copyright. See Bleistein v. Donaldson Lithographing Co., 188 U.S. 239, 249, 250, 23 S.Ct. 298, 47 L.Ed. 460; Sheldon v. Metro-Goldwyn Pictures Corp., 2 Cir., 81 F.2d 49, 53, 54; Fred Fisher, Inc. v. Dillingham, D. C., 298 F. 145, 149; cf. Hein v. Harris, C.C., 175 F. 875.
As to the needed quantum of originality, see Chamberlin v. Uris Sales Corp., 2 Cir., 150 F.2d 512, 513; Shafter, loc. cit., 223, 224.
Accordingly, we never reach the question whether, assuming that Francnetti copied, his copying went beyond permissible bounds.
Concurring Opinion
(concurring in the result).
1. The opinion holds that American copyright is secured by publication abroad without the notice of copyright admittedly required for publication here. This novel conclusion, here suggested for the first time, seems to me impossible in the face of the statutory language that the person
While the ground of the decision is not made clear, apparently it is based upon the second part of § 9, reading as follows: “and such notice shall be affixed to each copy thereof published or offered for sale in the United States by authority of the copyright proprietor, except in the case of books seeking ad interim protection under section 21 of this title.” But this deals with the preserving of the copyright after the original publication lias secured it, Sieff v. Continental Auto Supply, Inc., D. C.Minn., 39 F.Supp. 683; Fleischer Studios v. Ralph A. Freundlich, Inc., 2 Cir., 73 F.2d 276, certiorari denied Ralph A. Freundlich, Inc. v. Fleischer Studios, 294 U.S. 717, 55 S.Ct. 516, 79 L.Ed. 1250; Basevi v. Edward O’Toole Co., supra; Record & Guide Co. v. Bromley, C.C.E.D.Pa., 175 F. 156; 18 C.J.S., Copyright and Litefary Property, § 71, p. 193, and is indeed the only direct requirement for notice of the already acquired copyright. Other sections rest upon such a requirement, e.g., § 18 as to the form of notice, § 19 as to its location on the publication, and § 20 dealing with the effect of accidental omission of notice from a copy or copies. The second part of § 9, therefore, does not destroy the effect of what is said in the first part of the same section.
There is nothing in § 12 to support the stated thesis. That section requires deposit of copies before an action of infringement is brought, but explicitly applies only “after copyright has been secured by publication of the work with the notice of copyright as provided in section 9 of this title.” Hence its amendment in 1914, to require only one copy (instead of two) of a work by a citizen of a foreign state published abroad, while perhaps affording some additional evidence that § 9 was intended to include publication abroad, 18 C.J.S., Copyright and Literary Property, § 66, p. 191, contains nothing to suggest the exception here read into § 9.
Since, therefore, the record shows incorrect dating of the Hungarian publication, we must face the decision in Baker v. Taylor, C.C.S.D.N.Y., Fed.Cas.No. 782, that statement of a later than the actual date invalidates a copyright, and the general view that it still represents the law. See, e.g., American Code Co. v. Bensinger, 2 Cir., 282 F. 829, 836; Howell, 66; Ladas, 746; Shatter, 98. True, in Baker v. Taylor,. supra, there was more than a mistake, for the error was persisted in after it was discovered. But it is difficult to get away from the rationale suggested in the cases that stating a later date is a more serious mistake than stating an earlier date, for the former may be a wrong to the public as extending the term, while the latter at most only penalizes the copyright owner. Callaghan v. Myers, 128 U.S. 617, 654, 657, 9 S.Ct. 177, 32 L.Ed. 547. Sec. 20 of the Act does not help, for this is not the case of omission of the notice by accident or mistake “from a particular copy or copies,” but a mistake in the publication by which the original copyright was secured. The liberalizing trend shown by the Act of 1909 does not appear to have extended to this requirement, and I fear that on the authorities we must hold the copyright invalid. On that ground alone, and with some hesitation, I would support the judgment below.
2. Except for the question as to the copyright I would think the plaintiff quite entitled to judgment, since, notwithstanding the apparently trifling value of the verse, as distinguished from the refrain, of popular music, the evidence is strong as to copying and access and defendants’ answering evidence is significantly weak. Franchetti’s verse was a “Chinese copy” of plaintiff’s song in its significant parts, and so similar in the others that, as the trial judge said, substantial identity does not appear to be seriously controverted. As to the reference to Dvorak’s “Humoreske,” since plaintiff’s song is quite different in rhythmic values, setting, and arrangement from the latter, the similar musical progression found in the midst of certain measures of the latter (in itself simple enough before touched by Dvorak’s genius) does not prevent copyright by plaintiff; and the only use of the material is in the attempt — clearly unsuccessful — to make Franchetti’s disclaimer of infringement seem “plausible.” Sheldon v. Metro-Goldwyn Pictures Corp., 2 Cir., 81 F.2d 49, 54, certiorari denied Metro-Goldwyn Pictures Corp. v. Sheldon, 298 U.S. 669, 56 S.Ct. 835, 80 L.Ed. 1392; Fred Fisher, Inc. v. Dillingham, D.C.S.D.N.Y., 298 F. 145.
Proof of access on the part of Pasternak was direct and immediate while both were in Hungary; and again there was direct evidence of submission of the song to him at the very time use of Franchetti’s song was becoming important in November, 1940. True, Franch'etti claims a somewhat indefinite date of composition which would be earlier, and shows a transfer of “Dancing Doll” to his lyricist in April, 1940. But defendants’ testimony is convincing on the point noted above, that the refrain is practically everything, the verse being essentially only filler for the sheet music trade. And Franchetti in his April, 1940/ transfer warranted in explicit detail that his song was original, which can be true' only on the assumption, supported by the surrounding circumstances, that his verse was not written until the need for it arose. In the light of this, the weak general denials of his interrogatories and the strange absence of supporting testimony from Pasternak and his lyricist seem to me pretty
I may add that if in Arnstein v. Porter, 2 Cir., 154 F.2d 464, copying could be suggested by mere sound in the case of dissimilar compositions, this exact reproduction, together with evidence of access, would seem to me to show copying a fortiori. This the opinion at first seems to accept, in its various steps refuting the grounds taken below — particularly the claimed defeat of copyright because of similarity to the “Humoreske” — and it supports this result with some intriguing historical allusions, which, however, have relevancy only in support of a reversal. But ultimately it comes to rest upon a point directly opposed to that taken below, the banality of the music, though the District Court had said of the melody shared between these composers, “There is no lack of ingenuity here.” 51 F.Supp. 233. Surely, if the Arnstein case teaches us anything, it must be that banality is no bar to a claim for plagiarism. That results at once so divergent and so musically astonishing as the decisions in these two cases can occur simultaneously I can attribute only to the novel conceptions of legal plagiarism first announced in the Arnstein case and now repeated here. By these the issue is no longer one of musical similarity or identity to justify the conclusion of copying — an issue to be decided with all the intelligence, musical as well as legal, we can bring to bear upon it — but is one, first, of copying, to be decided more or less intelligently, and, second, of illicit copying, to be decided blindly on a mere cacophony of sounds. Just at which stage decision here has occurred, I am not sure.
Moreover, no such exception is hinted at in general discussions of the subject in eases such as Washingtonian Pub. Co. v. Pearson, 306 U.S. 30, 59 S.Ct. 397, 83 L.Ed. 470, United States v. Backer, 2 Cir., 134 F.2d 533, Advertisers Exchange v. Anderson, 8 Cir., 144 F.2d 907, and other cases cite'd below.
Therefore the suggested distinction of Judge Hough’s decision in Universal Film Mfg. Co. v. Copperman, supra, as applying to a copyright secured before 1914, is inadequate.
This view is also supported by the legislative history of § 9, showing that the words “in the United States” originally appeared in the first, or crucial, part of the statute. Howell, loe. cit. supra. In that earlier form, restricting the securing of copyright to publication in the United States, the requirement of publication with notice was unambiguous. But the broadening of the provision as to place of publication was not accompanied by any change at all as to the requirement of notice. Of course there
Reference
- Full Case Name
- HEIM v. UNIVERSAL PICTURES CO., Inc., Et Al.
- Cited By
- 58 cases
- Status
- Published