Bank Line, Ltd. v. United States
Opinion of the Court
The libellant, Bank Line, owner of the British Steamship Shirrabank, filed two libels, one against the United States as owner of naval escort vessel P.C. 472, P.C. 473, P.C. 475 and P.C. 481, and the other against the United States, as owner of the Lookout Mountain and the naval escort vessels, and also against the Dutch Government and the master of the Dutch Steamer Winsum. The libels were to recover damages to the Shirrabank arising out of a collision with the Steamer Lookout Mountain.
On February 9, 1944 the libellant’s Steamship Shirrabank was proceeding in the channel leading into Casablanca, French Morocco, in an inbound convoy. The Lookout Mountain, a vessel owned and operated by the War Shipping Administration, was proceeding in the channel in a convoy outbound from Casablanca. Both convoys were escorted by United States and Allied War Craft. The channel was through adjacent minefields, was swept and marked by buoys, and was used by war vessels and by vessels carrying war materials to reach Casablanca. Within a short period of time there occurred in the channel in a fog some four collisions involving eight vessels — inbound vessels colliding with outbound vessels — of which series of collisions that between the Shirrabank and the Lookout Mountain was one.
One of the principal questions in the two suits is on which side of the channel the collision occurred. It seems to have been impossible, on account of the heavy fog, for the vessels to descry some of the
The libellant moved in the District Court for an order directing the United States (1) to answer various interrogatories of the libellant; (2) to produce for inspection and copying a certain chart showing the entrance into Casablanca Harbor, the location of the channel leading into the Harbor and the positions of the buoys in the channel; (3) to produce for inspection and copying a transcript of the hearing before the Naval Board relating to the collision.
The Navy objected to the granting of the motion on the ground that the investigation was held solely for naval purposes and because of a possible need for disciplinary action respecting the conduct of commanding officers of certain of the escort vessels attending upon the colliding vessels. Presence of civilian witnesses before the Board was purely voluntary, and a copy of the testimony of the master of the Shirrabank was furnished to the libel-lant. No witnesses from the Lookout Mountain testified, as that vessel had left the port of Casablanca prior to the hearing. The court made an order granting the motion as to the above items (1), (2) and (3), except such portions of the record before the Board as dealt solely with disciplinary action. Thereafter the United States moved for a reconsideration of the matter and a vacation of the order. It submitted in support of the application a written statement by the Judge Advocate of the Navy asserting that the record of the Board of Investigation was privileged and saying that after the Board had made a finding of fact the following action was taken by the Navy Department:
“Action will be taken in separate correspondence to prevent convoys passing in the approach channel, during thick weather, and to insure that incoming escort commanders maintain better control of their convoys.”
The statement of the Judge Advocate of the Navy made further representations which are quoted in part in the margin.
The libellant made an affidavit that it had vainly endeavored to obtain statements from the other vessels involved in the collision and that it is necessary in order to
After the foregoing decisions of the District Court the government filed a petition in this court for a writ of prohibition and/or mandamus prohibiting the judges of the District Court from taking steps to enforce the production of the record of the proceedings of the Board of Naval Inquiry and requiring them to vacate so much of the orders as directed the production of the record of the Board. This motion for the alternative writ is supplemented by a communication from the Acting Secretary of the Navy to the Attorney General in which the following appears:
“After full consideration of the opinion of the District Court and its effect upon Navy Department procedure, the Navy Department reiterates the considerations set forth in the Judge Advocate General’s communication of 9 May 1946. The Navy Department is of the view that an inability to conduct an investigatory proceeding into its own administration, without the record becoming available to litigants, if the matter should become involved in litigation, will greatly hamper the effective functioning of the Navy Department and is prejudicial to its best interests. For that reason, the Navy Department considers the compulsory production of records of its investigations prejudicial to the Navy Department and, therefore, not in the public interest.
“Accordingly, the Navy Department urges the Department of Justice to take such further steps as may be practical in order to obtain a review of the District Court’s opinion in this matter.”
It is conceded that the orders of the District Court directing the production of the record are not final and therefore not appealable. Such was the effect of the decision of the Supreme Court in Cobbledick v. United States, 309 U.S. 323, 60 S. Ct. 540, 84 L.Ed. 783, where an order denying a motion to quash a subpcena duces tecum requiring one to appear with papers and testify before the grand jury was held not final and consequently not appealable. We can see no difference in respect to finality between an order directing a party to produce a record for examination and a subpcena duces tecum. The present petition for an alternative writ of prohibition and mandamus as a mere short cut for an appeal clearly does not lie as the Supreme Court held no later than June 23, 1947 in Ex parte Fahey, 67 S.Ct. 1558. This is not a case where intervention is sought to protect the immunity of a foreign power or of one of the states as in Ex parte Republic of Peru, 318 U.S. 578, 587, 63 S.Ct. 793, 87 L.Ed. 1014, and Ex parte State of New York, 256 U.S. 490, 41 S.Ct. 588, 65 L.Ed. 1057. Nor is it necessary to save the delay and expense of a separate trial as in Ex parte Simons, 247 U.S. 231, 38 S.Ct. 497, 62 L.Ed. 1094; Ex parte Peterson, 253 U.S. 300, 40 S.Ct. 543, 64 L.Ed. 919 and Bereslavsky v. Caffey, District Judge, 2 Cir., 161 F.2d 499, filed May 7, 1947. We have no doubt that we have jurisdiction to issue an alternative writ in a proper case but these writs, as Justice Jackson said in Ex parte Fahey, supra, “should be resorted to only where appeal is a clearly inadequate remedy. * * * As extraordinary remedies, they are reserved for really extraordinary causes.” [67 S.Ct. 1559.]
The present cases are not “extraordinary causes” but are ordinary libels to recover collision damages. The libellant has stated in its brief that it does not now ask for the production of findings or opinions of the Board of Inquiry, but only for answers to the interrogatories propounded, the competency of which the United States does not dispute and the details of which the latter claims to have already furnished orally; for the chart of Casablanca Harbor, which the Navy Department has supplied, and for testimony (so far as not al
In determining in a case like the present the propriety of a contempt order or of the application of any of the other sanctions of Admiralty Rule 32C (b), it is to be noted that 5 U.S.C.A. § 22 has provided that: “The head of each department is authorized to prescribe regulations, not inconsistent with law, for the government of his department, the conduct of its officers and clerks, the distribution and performance of its business, and the custody, use, and preservation of the records, papers, and property appertaining to it. (R.S. § 161.)” In Boske v. Comingore, 177 U.S. 459,' 20 S.Ct. 701, 44 L.Ed. 846, the Supreme Court held that it was competent for the Secretary of the Treasury under the above section to forbid his subordinates to allow, the use of official papers except for the purpose of aiding in the collection of the revenues of the United States. On January 9, 1905, Attorney General Moody rendered an opinion to the Secretary of Commerce and Labor as to the grounds upon which the Secretary might decline to furnish official records of the department, or copies thereof, or refuse to give testimony in a cause pending in court. He expressed the opinion that the Secretary might “properly decline to furnish official records of the Department, or copies thereof, or to give testimony in a cause pending in court, whenever in your judgment the production of such papers or the giving of such testimony might prove prejudicial for any reason to the Government or to the public interest.” 25 Op.Atty.Gen. 326, 331. As authority for this position he cited Marbury v. Madison, 1 Cranch 137, 2 L.Ed. 60; Boske v. Comingore, 177 U.S. 459, 20 S.Ct. 701, 44 L.Ed. 846, and two earlier opinions' of Attorney General Devens and R.S. § 161, in addition to R.S. § 176, 5 U.S.C.A. § 44, authorizing the Court of Claims to call upon governmental departments for any information deemed necessary provided that “the head of any Department may refuse and omit to comply with any call for information or papers when, in his opinion, such compliance would be injurious to the public interest.” The Navy Department Regulation, 34 Code of Fed.Regs. § 12.15 (applicable to the production of documents), is cited in the margin.
The above statutes, decisions, regulations
Here we are not passing on the merits of the orders by the District Court which the government seeks to attack but merely suggesting considerations for the District Court in the event further steps to enforce its orders are taken. Our decision is limited to holding that a writ of prohibition or of mandamus should not be granted. Accordingly the petition is denied.
“The situation is of very considerable concern to the Navy Department. It presents the issue of whether its investigatory and fact-finding procedure, upon which possible deficiencies in the naval service may be reviewed and corrected, becomes a public record and available to any litigant who joins the United States in a proceeding. If the investigatory procedure has no privileged status, then the administration of the Navy Department will be seriously hampered. Eurther these proceedings often involve disciplinary matters and aspects beyond civil litigation become publicized to the detriment of individuals involved. In the particular instance the issue is whether a foreign shipowner is to have full access to the records of an investigation which was made into a war activity, the administration of the channel approach leading to Casablanca, as a result of which administrative changes in operation were effected.
“The Navy Department records indicate that there are approximately 100 cases pending in litigation where naval vessels are involved; there is no record
“Rule 32. Discovery and Production of Documents and Things for Inspection, Copying, or Photographing.
“Upon motion of any party showing good cause therefor and upon notice to all other parties, the court in which an action is pending may (1) order any party to produce and permit the inspection and copying or photographing, by or on behalf of the moving party, of any designated documents, papers, books, accounts, letters, photographs, objects, or tangible things, not privileged, which constitute or contain evidence material to any matter involved in the action and which are in Ms possession, custody, or control; or (2) order any party to permit entry upon designated land or other property in his possession or control for the purpose of inspecting, measuring, surveying, or photographing the property or any designated relevant object or operation thereon. The order shall specify the time, place, and manner of making the inspection and taking the copies and photographs and may prescribe such terms and conditions as are just.”
“Rule 320
“(b) Failure to Comply "With Order.
“(1) Contempt. If a party or other witness refuses to be sworn or refuses to answer any question after being directed to do so by the court in the district, in which the deposition is being taken, the refusal may be considered a contempt of that court.
“(2) Other Consequences. If any party or an officer or managing agent of a party refuses to obey an order made under subdivision (a) of this rule requiring him to answer designated questions, or an order made under Rule 32 to produce any document or other thing for inspection, copying, or photographing or to permit it to be done, or to permit entry upon land or other property, or an order made under Rule 32A requiring him to submit to a physical or mental examination, the court may make such orders in regard to the refusal as are just, and among others the following:
“(i) An order that the matters regarding which the questions were asked, or the character or description of the thing or land, or the contents of the paper, or the physical or mental condition of the party, or any other designated facts shall be taken to be established for the purposes of the action in accordance with the claim of the party obtaining the order;
“(ii) An order refusing to allow the disobedient party to support or oppose designated claims or defenses, or prohibiting him from introducing in evidence designated documents or things or items of testimony, or from introducing evidence of physical or mental condition;
“(iii) An order striking out pleadings
' “(iv) In lieu of any of the foregoing orders or in addition thereto, an order directing the arrest of any party or agent of a party for disobeying any of such orders * *
12.15 Production of documents in civil court in response to a subpena duces tecum. Unless authorized by the Secretary of the Navy, persons in the naval service and civil employees are prohibited from producing official records or copies thereof in a civil court in answer to subpenas duces tecum, or otherwise, and from disclosing the information described in article 113, Navy Regulations, or the secret and confidential correspondence and information described in article 2005, Navy Regulations. In all cases where copies of records are desired by or on behalf of parties to a suit, whether in a Federal or State court, such parties will be informed that it has been the invariable practice of the Navy Department to decline to furnish in the case of legal con.troversies, at the request of the parties litigant, copies of papers or other information to' be used in the course of the proceedings, or to grant permission to such parties or their attorneys to make
Concurring Opinion
(concurring).
I concur, but desire to add two further suggestions. First, I think Ex parte Fahey, 67 S.Ct. 1558, condemns the approach of Bereslavsky v. Caffey, 2 Cir., 161 F.2d 499, and is not to be distinguished from it; at any rate I think it desirable to express my own disagreement with the views expressed in the latter case, both in the decision itself and in the dictum expressing nostalgia for the old separation of law and equity. Second, I think we should avoid any implication of a suggestion that the Navy has, as yet, shown fully adequate grounds for refusing discovery. Certainly for the conduct of war and for purposes of national defense the proper heads of our armed forces may make a decision of the need of concealment, which the courts must respect; but I think no general principle of refusing discovery on a general statement of prejudice to its best interests can or should be applied to any branch of the government, including the armed forces.
Compare learned discussions from somewhat differing points of view in Pike and Fischer, Discovery Against Federal Administrative Agencies, 56 Harv.L.Rev. 1125, 1129-1132, and O’Reilly, Discovery Against the United States: A New Aspect of Sovereign Immunity? 21 N.C.L.Rev. 1.
Reference
- Full Case Name
- BANK LINE, Limited, v. UNITED STATES (Two Cases). THE SHIRRABANK. THE P. C. 472, Etc. THE WINSUM
- Cited By
- 52 cases
- Status
- Published