Coleman v. Ginsberg
Opinion of the Court
Five employees of the Department of Social Services of the City of New York appeal from an order of the United States District Court for the Southern District of New York, Milton Pollack, J., dismissing their action under the Civil Rights Act against various New York City officials. The basis of plaintiffs’ complaint is that they have been, or will be, subjected to disciplinary action ranging from a fine of $75 to possible discharge, all unconstitutionally imposed. The record furnished by the parties does not provide much information as to what plaintiffs did to provoke the disciplinary action. The complaint alleges as to each plaintiff only that “he participated in a meeting of employees” at a named Social Services Center on a certain date, the places and dates varying with the plaintiffs. The facts of the controversy before us are otherwise clear and undisputed.
Each plaintiff, subsequent to the “meeting” already referred to, was subjected to disciplinary procedures under section 1103-1.0 subd. (2) of the Administrative Code of the City of New York, section 75 of the New York Civil Service Law, McKinney’s Consol.Laws, c. 7, and Executive Order No. 427 of the Department of' Welfare. Section 1103-1.0 subd. (2) of the Administrative Code empowers the head of an administrative agency, in his discretion, to enforce a fine upon an employee of up to 30 days’ pay for misconduct. The section does not state whether an employee is entitled to any kind of hearing.
Plaintiffs complain that these interlocking procedures deny them a host of constitutional rights. Their principal attack is upon section 1103-1.0 subd. (2). Plaintiffs claim that the section deprives them of due process because it permits a fine for misconduct without prior notice of hearing, because the lack of standards in the section makes it unconstitutionally vague, and because it
Faced with this battery of contentions, Judge Pollack declined to exercise jurisdiction, assuming that it existed. He pointed out that the basic issues also posed constitutional questions under the New York State Constitution and required interpretation of the Administrative Code and the Executive Order, that the employees involved had the “practical availability” of full protection on their claims in the state courts by an Article 78 proceeding, that there were no circumstances calling for federal intervention, and that abstention would “avoid unnecessary and premature constitutional adjudication which might tend otherwise to create friction in federal-state relations by interference with important state functions.” Accordingly, he concluded that the case was “an appropriate one for adherence to the federal doctrine of abstention.”
Appellants claim that whatever might be the propriety of the abstention doctrine in an ordinary ease, it should not be invoked when first amendment rights are involved and being “chilled.” However, nothing in the sparse record before us shows that first amendment rights are substantially involved.
In view of all the circumstances set forth above, we believe that the trial Judge did not abuse his discretion in deciding to abstain in this case. However, the Supreme Court has advised that retention of jurisdiction, rather than outright dismissal of the complaint, is at least the “better practice” ; in a case like this, the district court should retain jurisdiction and simply stay its proceedings pending any determination in the state courts. See Zwickler v. Koota, supra, 389 U.S. at 244-245 n. 4, 88 S.Ct. 391; Wright, Federal Courts, 196-200, particularly nn. 19 & 34 (2d ed. 1970). Accordingly, although we affirm the substance of the action of the district court, we reverse the judgment of dismissal and remand the ease to the district court so that it may retain jurisdiction.
Reversed and remanded.
. Section 1103.-1.0 provides in part:
Except as otherwise provided by law, every bead of an agency is empowered:
2. In his discretion to cause deductions to be made from the salaries, compensation or wages of subordinates of such agency, not exceeding thirty days’ pay, as a fine for delinquency or misconduct.
. The claims are that deductions from pay under § 75 give rise to involuntary servitude, deny equal protection of the laws and improperly allow a criminal sanction for non-criminal conduct.
. Appellants’ brief states they were “disciplined as a result of speeches they gave to fellow employees.” However, the complaint and the record in this court are' both silent as to this.
. The only authority cited to us is Matter of Nimelman v. Kross, 5 A.D.2d 984, 173 N.Y.S.2d 136 (App.Div. 1st Dep’t 1958), in which the point under consideration was neither briefed by the parties nor discussed by the court.
Reference
- Full Case Name
- Richard D. COLEMAN, David J. Berger, Nils K. Brunner, Lawrence J. Fox and Robert E. Sink v. Mitchell I. GINSBERG, Administrator, Human Resources Administration of the City of New York, Jack R. Goldberg, Commissioner, Department of Social Services of the City of New York, Mario Procaccino, Comptroller of the City of New York, John V. Lindsay, Mayor of the City of New York, and The City of New York
- Cited By
- 15 cases
- Status
- Published