Wisdom v. Norton
Wisdom v. Norton
Opinion of the Court
This appeal presents the question whether an unborn child is eligible for assistance under the Aid to Families with Dependent Children (“AFDC”) provisions of Title IV of the Social Security Act of 1935, as amended,
The district court consolidated plaintiffs’ motion for a preliminary injunction with the trial on the merits,
I.
Section 402(a) (10) of the Act requires that “. . . aid to families with dependent children shall be furnished with reasonable promptness to all eligible individuals.”
The district court held the state policy at issue here invalid under the Supremacy Clause of the United States Constitution because it is inconsistent with the eligibility provisions of the Social Security Act.
Neither section 406(a) nor any other provision of the Act explicitly includes or excludes an unborn child. As has been cogently argued elsewhere,
Appellees, however, citing definitions in several dictionaries, argue that the ordinary meaning of “child” includes an unborn child.
This battle of dictionaries appears to be a stalemate. Nevertheless, application of the “ordinary meaning”
We will assume, however, that the various dictionary definitions of “child” create sufficient ambiguity as to the meaning of that word as used in the AFDC provisions to justify turning to the legislative history of the Social Security Act for guidance. Appellees urge that inclusion of the unborn within the definition of “dependent child” furthers the underlying purpose of the Act of “encouraging the care of dependent children.” This is hardly open to dispute— indeed, many other provisions could be read into the Act which would further that underlying policy. However desirable such additions might be, they involve legislative policy considerations and are beyond the scope of the judicial func-. tion. The issue is whether Congress intended to extend the benefits of the Act to an unborn child. The entire thrust of Title IV is in furtherance of the interests of living and dependent children. Congress manifested no concern at the time the statute was enacted or in subsequent amendments with making funds available for the benefit of unborn children.
When the Social Security Act was discussed and debated prior to its enactment, what was to become the AFDC program was viewed as a counterpart to, and a federally funded extension of, state statutes known as “mothers’ aid” or “mothers’ pension” laws. These laws were described as follows:
“These are not primarily aids to mothers but defense measures for children. They are designed to release from the wage-earning role the person whose natural function is to give her children the physical and affectionate guardianship necessary, not alone to keep them from falling into social misfortune, but more affirmatively to rear them into citizens capable of contributing to society.”22
Another report stated the following about these laws and the proposed AFDC program:
“Through cash grants adjusted to the needs of the family it is possible to keep the young children with their mother in their own home, thus preventing the necessity of placing the children in institutions. This is recognized by everyone to be the least expensive and altogether the most desirable method for meeting the needs of these families that has yet been devised.”23
We conclude that the language and purpose of the AFDC provisions and the structure of the Social Security Act indicate that unborn children were not intended to be included in AFDC. We are also of the view that the omission of language in the statute and the absence of legislative history specifically excluding (or, for that matter, including) unborn children from coverage is because Congress never contemplated that they be eligible for AFDC benefits. It is manifest that had Congress intended to include unborn children within the definition of “dependent children,” in all likelihood it would have expressed itself in clear and unambiguous language.
Appellees place great reliance on a trilogy of Supreme Court cases striking down state eligibility restrictions for AFDC benefits.
We do, however, agree with both appellees and appellants that the Department of Health, Education and Welfare (“HEW”) is incorrect in its policy of allowing payments to unborn children at the option of the participating states. If unborn children are eligible under the Social Security Act for AFDC payments, the trilogy cases clearly prevent the states from granting or withholding these payments at their options, since the Act itself does not provide such an option. If, on the other hand, unborn children are not eligible under the Act for AFDC benefits, HEW has no authority to approve such optional payments. The Act as to unborn children is either mandatory or it is not; either they are eligible or not eligible as “dependent children.” Since we hold that unborn children are not eligible for AFDC, HEW exceeded its authority in granting states the option to make such payments under the Social Security Act.
Appellees contend that we should nonetheless give great weight to the fact that HEW regulations permit AFDC payments to unborn children
Finally, appellees rely on the fact that committees in both Houses of the 92nd Congress proposed an amendment to 42 U.S.C., section 606(a), that would have explicitly excluded the unborn from the term “dependent child.”
In sum, with deference to the four courts of appeals who have held otherwise, we hold that Connecticut’s denial of AFDC benefits to unborn children does not conflict with the Social Security Act.
II.
Since we reverse the district court’s holding that Connecticut’s policy conflicts with the Social Security Act, we next consider appellees’ claim that this state policy of denying AFDC assistance to unborn children violates the Equal Protection Clause of the Fourteenth Amendment.
Appellees originally demanded that a three-judge district court be convened pursuant to 28 U.S.C., section 2281, but the district court’s resolution of the pendent statutory claim
Appellees’ constitutional attack on the statewide policy of Connecticut’s Welfare Department is within the
In view of our conclusion that AFDC statutory provisions do not permit, much less authorize, payments to the unborn, there is no reason to remand the constitutional question for determination by a three-judge district court when the result is foreordained since that court, bound as it would be by our determination of the statutory issue,
Turning to the merits of appellees’ constitutional claim, we assume, without deciding, that appellees would be entitled to AFDC benefits in their own behalf rather than in behalf of their unborn children.
The judgment of the district court is reversed.
. 42 U.S.C. § 601 et seq. (1970).
. To date, 4 courts of appeals and 10 district courts, including the court below, have held that unborn children are entitled to AFDC benefits. Carver v. Hooker, 501 F.2d 1244 (1st Cir., 1974), aff’g, 369 F.Supp. 204 (D.N.H. 1973); Wilson v. Weaver, 499 F.2d 155 (7th Cir. 1974), aff’g, 358 F.Supp. 1147 (N. D.Ill. 1973) and Green v. Stanton, 364 F. Supp. 123 (N.D.Ind. 1973) ; Alcala v. Burns, 494 F.2d 743 (8th Cir. 1974), aff’g, 362 F. Supp. 180 (S.D.Iowa 1973), petition for cert. filed, 414 U.S. 809, 94 S.Ct. 26, 38 L.Ed.2d 45 (1974); Doe v. Lukhard, 493 F.2d 54 (4th Cir. 1974), aff’g, 363 F.Supp. 823 (E.D.Va. 1973), petition for cert. filed, 43 U.S.L.W. 3075 (U.S. Aug. 18, 1974) ; Wisdom v. Norton, 372 F.Supp. 1190 (D. Conn. 1974) ; Stuart v. Canary, 367 F.Supp. 1343 (N.D.Ohio 1973) ; Whitfield v. Minter, 368 F.Supp. 798 (D.Mass. 1973) ; Jones v. Graham, Civ. No. 73-L-235 (D.Neb., Sept. 5, 1973) ; Harris v. Mississippi State Dept. of Public Welfare, 363 F.Supp. 1293 (N.D. Miss. 1973). In addition, two other district courts have granted j)reliminary injunctions against state denials of AFDC benefits to the unborn. Tapia v. Vowell, Civ. No. 73-B-169 (S.D.Tex., Nov. 4, 1973) ; Tillman v. Endsley, No. 73-1476-Civ.-CF (S.D.Fla. Oct. 1, 1973). Four federal district courts liave held that unborn children are not covered. Poole v. Endsley, 371 F.Supp. 1379 (N.D.Fla. 1974) ; Mixon v. Keller, 372 F.Supp. 51 (M.D.Flal974), pet. for cert. filed in advance of judgment in 5th Cir., 43 U.S.L.W. 3095 (U.S. Aug. 7, 1974) ; Murrow v.
. Any question as to the jurisdiction of the federal courts to hear this suit has been settled by the Supreme Court’s decision in Hagans v. Lavine, 415 U.S. 528, 94 S.Ct. 1372, 39 L.Ed.2d 577 (1974).
. See Fed.R.Civ.P. 65(a) (2).
. 372 F.Supp. 1190 (D.Conn. 1974).
. 42 U.S.C. § 602(a) (10).
. 42 U.S.C. § 606(a).
. IIEW, Handbook of Public Assistance Administration, § 3412.6 (Nov. 4,1946).
. 45 C.F.R. § 233.90(c) (2) (ii) (1973).
. The court summarized the reasons for its holding:
1. The definition of “child” includes a “fetus,” an “unborn human being,” and an “unborn infant.”
2. The medical evidence clearly indicated that inclusion of the unborn child as a “dependent child” is consistent with the purposes of the Act.
3. No credible argument can be advanced that Congress intended to exclude an unborn child from coverage of the Act. An unborn child is not any less “needy” or “dependent” than a child who has been born.
*753 4. IIEW regulations have permitted payments to unborn children; the optional features of the administrative regulations, however, are violative of the provisions of the Act.
5. Both houses of the 92nd Congress proposed amendments to the Act which would have excluded unborn children, but the amendments were not enacted.
6. In the absence of express congressional authorization, a state policy that excludes persons eligible for assistance under federal standards is in conflict with the Act and is invalid under the Supremacy Clause. 372 F.Supp. 1190, 1192 (D. Conn. 1974).
. Carleson v. Remillard, 406 U.S. 598, 600, 92 S.Ct. 932, 32 L.Ed.2d 352 (1972) ; Townsend v. Swank, 404 U.S. 282, 286, 92 S.Ct. 502, 30 L.Ed.2d 448 (1971) ; King v. Smith, 392 U.S. 309, 313, 88 S.Ct. 2128, 20 L.Ed.2d 1118 (1968).
. Mixon v. Keller, 372 F.Supp. 51 (M.D.Fla. 1974) ; Parks v. Harden, 354 F.Supp. 620, 625 (N.D.Ga. 1973). See also Wilson v. Weaver, 499 F.2d 155, at 158 (7th Cir., 1974) (Pell, J., dissenting).
. 42 U.S.C. § 601.
. 42 U.S.C. § 602(a) (7) and (8).
. 42 U.S.C. §§ 602(a) (11), 602(a) (13) through (15), 602(a) (16).
. Atlantic Cleaners & Dyers, Inc. v. United States, 286 U.S. 427, 433, 52 S.Ct. 607, 76 L.Ed. 1204 (1932).
. The American Heritage Dictionary of the English Language (1969) ; The Shorter Oxford English Dictionary (1933) ; Webster’s New Twentieth Century Dictionary (Una- ■ bridged) (2d ed. 1970) ; Webster’s Unabridged Dictionary (2d ed. 1969).
. Funk & Wagnalls Standard Dictionary, International Edition (1958) ; The Random House Dictionary of the English Language (Unabridged) (1966) ; Rogets International Thesaurus (3d ed. 1962) ; Black’s Law Dictionary (4th ed. 1951) ; Webster’s Third International Dictionary (1969) ; Ballentine’s Law Dictionary (3d ed. 1969).
. Bailey v. Drexel Furniture Co., 259 U.S. 20, 36, 42 S.Ct. 449, 66 L.Ed. 817 (1922) ; DeGanay v. Lederer, 250 U.S. 376, 381, 39 S.Ct. 524, 63 L.Ed. 1042 (1919).
. Addison v. Holly Hill Fruit Products, Inc., 322 U.S. 607, 618, 64 S.Ct. 1215, 1221, 88 L.Ed. 1488 (1944). See also Lynch v. Alworth-Stephens Co., 267 U.S. 364, 370, 45 S.Ct. 274, 276, 69 L.Ed. 660 (1925) : “[T]he plain, obvious and rational meaning of a statute is always preferred to any curious, narrow, hidden sense that nothing but the exigency of a hard case and the ingenuity and study of an acute and powerful intellect would discover.”
. 410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973).
. Message of the President Recommending Legislation on Economic Security, H.R.Doc. No. 81, 74th Cong., 1st Sess. 30 (1935).
. S.Rep.No.628, 74th Cong., 1st Sess. 17 (1935). See also II.R.Rep.No.615, 74th Cong., 1st Sess. 10-12 (1935).
. While the AFDC provisions have been amended several times during the intervening years, including in 1962, a change in the title of tlie program from its original “Aid to Dependent Children” to tire present “Aid to Families with Dependent Children,” see Pub.L. No. 87-543, 76 Stat. 172, 185 (1962), there is no evidence that the purpose of the program — promoting the home life of dependent children and their fostering by their mothers or other relatives — has changed. Hee 42 U.S.C. § 601 et seq. (1970).
. 42 U.S.C. § 606(b) (1).
. 42 U.S.C. § 701 et seq. (1970).
. We do not bring attention to Title V with the idea that including unborn children in AFDC would necessarily be inconsistent with providing funds for maternal health care in Title V. To the contrary, as already noted, it would not only be consistent with but it would further the general policy of the entire Act. The significance of Title V for our purposes is as evidence — rather •strong evidence when combined with the language and purpose of the AFDO provisions —of a congressional intent not to include unborn children under AFDC but to provide for maternity care in a different section of the statute.
. 42 U.S.C. § 708(a).
. Cf. New York State Dept. of Social Services v. Dublino, 413 U.S. 405, 414, 93 S.Ct. 2507, 37 L.Ed.2d 688 (1973).
. Carleson v. Remillard, 406 U.S. 598, 92 S. Ct. 1932, 32 L.Ed.2d 352 (1972) ; Townsend v. Swank, 404 U.S. 282, 92 S.Ct. 502, 30 L.Ed.2d 448 (1971) ; King v. Smith, 392 U.S. 309, 88 S.Ct. 2128, 20 L.Ed.2d 1118 (1968).
. Townsend v. Swank, 404 U.S. 282, 286, 92 S.Ct. 502, 505, 30 L.Ed.2d 448 (1971).
. New York State Dept. of Social Services v. Dublino, 413 U.S. 405, 421, 93 S.Ct. 2507, 2517, 37 L.Ed.2d 688 (1973).
. In this respect, we disagree with two other courts that have upheld state denials of AFDC benefits to the unborn. See Poole v. Endsley, 371 F.Supp. 1379, 1383 (N.D.Fla. 1974) ; Parks v. Harden, 354 F.Supp. 620, 625-626 (N.D.Ga. 1973).
. 45 C.F.R. §§ 233.90(c) (2) (ii), (c)(3) (1973).
. Fishgold v. Sullivan Drydock & Repair Corp., 154 F.2d 785, 790 (2d Cir.), (L. Hand, J.), aff’d, 328 U.S. 275, 66 S.Ct. 1105, 90 L.Ed. 1230 (1946). See also Volkswa-genwerk Aktiengesellschaft v. Federal Maritime Comm’n, 390 U.S. 261, 272, 88 S.Ct. 929, 19 L.Ed.2d 1090 (1968) ; FTC v. Colgate-Palmolive Co., 380 U.S. 374, 385, 85 S. Ct. 1035, 13 L.Ed.2d 904 (1965).
. This conviction is strengthened by the analysis of the court in Parks v. Harden, 354 F.Supp. 620, 625 n. 5 (N.D.Ga. 1973), of the genesis of HEW’s policy allowing AFDC payments to unborn children. According to that court, the policy stemmed from a decision by the Social Security Board to waive an audit exception to payments made to unborn children by the State of Wisconsin. Thus, it appears to have originated as an ad hoo decision to defer to a state’s policy, rather than as a rule based on an interpretation of the federal statute.
. 42 U.S.O. § 1302.
. Supplemental brief submitted on behalf of HEW in Adams v. Huecker, U.S.D.C., W.D.Ky. at 9 (May 2, 1974).
. See H.R.No.92-231, 92nd Cong., 1st Sess. 184 (1971) ; S.Rep.No.92-1230, 92nd Cong., 2d Sess. 467 (1972), U.S.Code Cong. & Admin.News 1972, p. 4989.
. See Pub.L.No.92-603, 86 Stat. 1329 (1972).
. Mixon v. Keller, 372 F.Supp. 51, 55 (M.D.Fla. 1974).
. Red Lion Broadcasting Co. v. F.C.C., 395 U.S. 367, 382 n. 11, 89 S.Ct. 1794, 1802, 23 L.Ed.2d 371 (1969).
. United States v. United Mine Workers of America, 330 U.S. 258, 281-282, 67 S.Ct. 677, 91 L.Ed. 884 (1947).
. See Hagans v. Lavine, 415 U.S. 528, 94 S.Ct. 1372, 39 L.Ed.2d 577 (1974).
. Board of Regents v. New Left Education Project, 404 U.S. 541, 544 n. 2, 545, 92 S.Ct. 652, 30 L.Ed.2d 697 (1972) ; Ortiz v. Colon, 475 F.2d 135 (1st Cir. 1973) ; Rothblum v. Board of Trustees, 474 F.2d 891 (3d Cir. 1973). See also Phillips v. United States, 312 U.S. 246, 251, 61 S.Ct. 480, 85 L.Ed. 800 (1940).
. Goosby v. Osser, 409 U.S. 512, 518-519, 93 S.Ct. 854, 35 L.Ed .2d 36 (1973) ; Idlewild Bon Voyage Liquor Corp. v. Epstein, 370 U.S. 713, 715, 82 S.Ct. 1294, 8 L.Ed.2d 794 (1962) ; Ex parte Poresky, 290 U.S. 30, 32, 54 S.Ct. 3, 78 L.Ed. 152 (1933).
. Lewis v. Rockefeller, 431 F.2d 368, 371 (2d Cir. 1970).
. Seergy v. Kings County Republican County Comm., 459 F.2d 308, 313 (2d Cir. 1973).
. 28 U.S.C. § 1253.
. See note 2, supra.
. Astro Cinema Corp., Inc. v. Mackell, 422 F.2d 293, 298 (2d Cir. 1970) ; cf. Currie, The Three-Judge District Court in Constitutional Litigation, 32 U.Chi.L.Rev. 1 (1964).
. Appellants contend that appellees can only receive benefits in behalf of their children, and since the Supreme Court ruled in Roe v. Wade, 410 U.S. 113, 158, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973), that a fetus is not a “person” for the purposes of the Fourteenth Amendment, appellees’ unborn children cannot maintain a claim under the equal protection clause.
. Dandridge v. Williams, 397 U.S. 471, 485-487, 90 S.Ct. 1153, 1162, 25 L.Ed.2d 491 (1970) ; see Jefferson v. Hackney, 406 U.S. 535, 545-551, 92 S.Ct. 1724, 32 L.Ed.2d 285 (1972).
Reference
- Full Case Name
- Barbara WISDOM v. Nicholas NORTON, Commissioner of Welfare, State of Connecticut and Vincent B. Capuano, Director of Eligibility Services of the Connecticut State Welfare Department
- Cited By
- 17 cases
- Status
- Published