United States v. Scarpa
Opinion of the Court
SUMMARY ORDER
This cause came on to be heard on the record from the United States District Court for the Eastern District of New York, and was argued by counsel.
ON CONSIDERATION WHEREOF, it is now hereby ordered, adjudged, and decreed that the judgment of said District Court be and it hereby is affirmed.
Defendant Gregory Scarpa, Jr., appeals from a judgment entered in the United States District Court for the Eastern District of New York following a jury trial before Reena Raggi, Judge, convicting him of RICO conspiracy, in violation of 18 U.S.C. § 1962(c), financing extortionate
Scarpa’s Appeal
A defendant who seeks reversal of his conviction on the ground of preindictment delay bears the heavy burden of proving both that the government intentionally pursued such delay for “an improper purpose” and that the delay resulted in “actual prejudice,” United States v. Cornielle, 171 F.3d 748, 752 (2d Cir. 1999), ie., prejudice that is “definite and not speculative,” United States v. Birney, 686 F.2d 102, 105-06 (2d Cir. 1982); see also United States v. Scarpa, 913 F.2d 993, 1014 (2d Cir. 1990); United States v. Hoo, 825 F.2d 667, 671 (2d Cir. 1987), cert. denied, 484 U.S. 1035, 108 S.Ct. 742, 98 L.Ed.2d 777 (1988). It is not improper for the government to delay an indictment for “legitimate considerations, such as the need to obtain evidence and the difficulties that necessarily arise in a complex RICO investigation.” United States v. Hoo, 825 F.2d at 671. In the present case, Scarpa has adduced no evidence that the government had an improper motive in the timing of his indictment, and we see no error in the district court’s finding that the government did not delay the indictment in order to gain a tactical advantage.
Nor has Scarpa carried his heavy burden, see, e.g., United States v. Abelis, 146 F.3d 73, 80 (2d Cir. 1998), cert. denied, 525 U.S. 1147, 119 S.Ct. 1044, 143 L.Ed.2d 51 (1999); United States v. Desimone, 119 F.3d 217, 223 (2d Cir. 1997), cert. denied, 525 U.S. 874, 119 S.Ct. 174, 142 L.Ed.2d 142 (1998), of showing that the evidence was insufficient to prove conspiracy violations within the pertinent limitations periods (six years with respect to the tax conspiracy, see 26 U.S.C. § 6531(1); five years with respect to the other conspiracies, see 18 U.S.C. § 3282). There was ample proof that Scarpa, indicted in mid-1995, had been a member of each conspiracy and that the conspiracies extended into the pertinent five — or six-year period; although Scarpa contended that he was no longer a participant during the latter periods, his membership was presumed to continue unless he could prove that he had withdrawn, see, e.g., Hyde v. United States, 225 U.S. 347, 369-70, 32 S.Ct. 793, 56 L.Ed. 1114 (1912); United States v. Eisen, 974 F.2d 246, 268 (2d Cir. 1992), cert. denied, 507 U.S. 1029, 113 S.Ct. 1840, 123 L.Ed.2d 467 (1993). A member’s mere
Scarpa’s various challenges to the district court’s treatment of his potential witness Napoli do not require extended discussion. Scarpa concedes that his contention that the court should have compelled the government to grant Napoli immunity is foreclosed by this Circuit’s precedents. We decline the invitation to overrule them. Nor has Scarpa shown that it was an abuse of discretion for the court to decline to inform the jury that Napoli had invoked his Fifth Amendment privilege against self-incrimination, see generally Johnson v. United States, 318 U.S. 189, 196-97, 63 S.Ct. 549, 87 L.Ed. 704 (1943); United States v. Deutsch, 987 F.2d 878, 883 (2d Cir. 1993), or to instruct the jury that Napoli was equally unavailable to both sides rather than that he was a witness whom the government could have called, see, e.g., United States v. Torres, 845 F.2d 1165, 1170-71 (2d Cir. 1988) (“Whether a missing witness charge should be given lies in the sound discretion of the trial court.”); United States v. Saa, 859 F.2d 1067, 1076 (2d Cir. 1988), cert. denied, 489 U.S. 1089, 109 S.Ct. 1555, 103 L.Ed.2d 858 (1989). We conclude that Scarpa’s contentions with respect to the treatment of Napoli do not present, either singly or in combination, a basis for reversal.
Finally, we see no merit in Scarpa’s contention that his privilege against self-incrimination and right to due process were violated by the breadth of the government’s cross-examination of him or by its presentation of rebuttal testimony. A witness who chooses to testify is subject to cross-examination and impeachment on matters relevant to his direct testimony, see, e.g., United States v. Payton, 159 F.3d 49, 58-59 (2d Cir. 1998), and as to those matters, he waives his privilege against self incrimination, see, e.g., Brown v. United States, 356 U.S. 148, 154-55, 78 S.Ct. 622, 2 L.Ed.2d 589 (1958); United States v. Conte, 99 F.3d 60, 66 (2d Cir. 1996); Bagby v. Kuhlman, 932 F.2d 131, 135 (2d Cir.), cert. denied, 502 U.S. 926, 112 S.Ct. 341, 116 L.Ed.2d 281 (1991). A defendant who elects to testify is not allowed to “frustrate the truth-seeking function of a trial by presenting tailored defenses insulated from effective challenge,” and the government is therefore given
In the present case, Scarpa testified to, inter alia, his general innocence with respect to his involvement in the activities of the Columbo organized crime family and his father’s cooperation with law enforcement officials, and he sought to portray his conduct as having been approved by law enforcement officials in order to protect against disclosure of his father’s cooperation. It was well within the bounds of the trial court’s discretion to allow the government to cross-examine Scarpa with respect to murders — plainly not approved by law enforcement officials — in which he was complicitous. It was also within the scope of the trial court’s wide discretion in determining what witnesses and testimony should be allowed on rebuttal, see, e.g., United States v. Tejada, 956 F.2d 1256, 1267 (2d Cir.), cert. denied, 506 U.S. 841, 113 S.Ct. 124, 121 L.Ed.2d 80 (1992), to allow the government to present rebuttal testimony from a law enforcement agent that Scarpa had admitted his involvement in two murder conspiracies.
The Government’s Cross-Appeal
We reject the government’s cross-appeal because the factual premise of that appeal, i.e., that the district court did not grant Scarpa a downward departure from the Guidelines, is belied by the district court record and because the government made no argument in its brief to challenge the propriety of a downward departure. “Counsel’s obligations in advancing arguments on appeal are spelled out specifically in rule 28 of the Federal Rules of Appellate Procedure.” United States v. Restrepo, 986 F.2d 1462, 1463 (2d Cir.), cert. denied, 510 U.S. 843, 114 S.Ct. 130, 126 L.Ed.2d 94 (1993). Rule 28 provides that an “appellant’s brief must contain ... the argument, which must contain: appellant’s contentions and the reasons for them, with citations to the authorities and parts of the record on which the appellant relies.” Fed.R.App.P. 28(a)(9)(A). Points raised at' oral argument but not in the appellant’s brief are not properly before us, see, e.g., Warren v. Garvin, 219 F.3d 111, 113 n. 2 (2d Cir.) (‘“issues not sufficiently argued in the briefs are considered waived and normally will not be addressed on appeal’ ” (quoting Norton v. Sam’s Club, 145 F.3d 114, 117 (2d Cir.), cert. denied, 525 U.S. 1001, 119 S.Ct. 511, 142 L.Ed.2d 424 (1998))), cert. denied, 531 U.S. 968, 121 S.Ct. 404, 148 L.Ed.2d 312 (2000), and we may decline to entertain them, see, e.g., Warren v. Garvin, 219 F.3d at 113 n. 2 (declining to consider an issue addressed only at oral argument); see generally United States v. Quiroz, 22 F.3d 489, 491 (2d Cir. 1994) (per curiam).
In the present case, the government filed and briefed its cross-appeal on the premise that the district court had not granted Scarpa a downward departure but instead had erred in applying the Guidelines. (See, e.g., government brief on appeal at 66 (“Here, the sentence the district court fashioned does not fall within the applicable guideline range which, as the court recognized, called for life imprisonment. The court imposed a lesser sentence even though it had stated clearly that it did not intend to depart downward.”)). The government’s brief in support of its cross-appeal presents arguments only as to why the sentence imposed
In light of the fact that the government made no argument in its brief on appeal to challenge the propriety of the sentence as a departure, we decline to entertain its oral argumentation as to why the departure was impermissible.
We have considered all of the parties’ contentions that are properly before us in support of their respective appeals and have found them to be without merit. The judgment of the district court is affirmed.
Reference
- Full Case Name
- UNITED STATES of America, Appellee-Cross-Appellant v. Gregory SCARPA, Jr., Defendant-Appellant-Cross-Appellee
- Cited By
- 1 case
- Status
- Published