United States v. Lizalde
United States v. Lizalde
Opinion of the Court
SUMMARY ORDER
This cause came on to be heard on the record from the United States District Court for the Eastern District of New York, and was argued by counsel.
ON CONSIDERATION WHEREOF, it is now hereby ordered, adjudged, and decreed that the judgment of said District Court be and it hereby is affirmed.
Defendant Dante Lizalde appeals from a judgment entered in the United States District Court for the Eastern District of New York following a jury trial before Allyne R. Ross, Judge, convicting him of conspiracy to distribute and possess with intent to distribute cocaine, in violation of 21 U.S.C. § 846, conspiracy to import cocaine, in violation of 21 U.S.C. § 963, and possession with intent to distribute cocaine, in violation of 21 U.S.C. § 841, and sentencing him principally to three concurrent terms of 292 months’ imprisonment, to be followed by a five-year term of supervised release. On appeal, Lizalde contends principally (1) that the district court erred in a pretrial ruling precluding his presentation of a duress defense to the jury, and (2) that he is entitled to relief pursuant to Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), because he was sentenced to more than 240 months’ imprisonment on the basis of a quantity of cocaine that was not charged in the indictment and proven beyond a reasonable doubt. Finding no basis for reversal, we affirm.
In order to establish a claim of duress, a defendant must show that “(a) at the time of his conduct he was subjected to actual or threatened force, (b) the force or threat was of such a nature as to induce a well-founded fear of impending death or serious bodily harm, and (c) there was no reasonable opportunity to escape from the force or threat other than by engaging in the otherwise unlawful activity.” United States v. Villegas, 899 F.2d 1324, 1344 (2d Cir.), cert. denied, 498 U.S. 991, 111 S.Ct. 535, 112 L.Ed.2d 545 (1990); see also United States v. Podlog, 35 F.3d 699, 704 (2d Cir. 1994), cert. denied, 513 U.S. 1135, 115 S.Ct. 954, 130 L.Ed.2d 897 (1995); United States v. Bakhtiari, 913 F.2d 1053, 1057 (2d Cir. 1990), cert. denied, 499 U.S. 924, 111 S.Ct. 1319, 113 L.Ed.2d 252 (1991). “[W]here there is a reasonable opportunity to escape the threatened harm, the defendant must take reasonable steps to avail himself of that opportunity, whether by flight or by seeking the intervention of the appropriate authorities.” United States v. Alicea, 837 F.2d 103, 106 (2d Cir.), cert. denied, 488 U.S. 832, 109 S.Ct. 88, 102 L.Ed.2d 64 (1988); see also United States v. Bakhtiari, 913 F.2d at 1058.
When a defendant has indicated that he will seek to present a duress defense to the jury and the government seeks to preclude such evidence as legally insufficient, “it is appropriate for [the] court to hold a pretrial evidentiary hearing to determine whether [the] defense fails as
The district court in the present case properly applied the above principles in precluding Lizalde from presenting his defense of duress, finding that he presented no legally sufficient evidence to show that he lacked a reasonable opportunity to escape the threatened danger other than by engaging in the otherwise unlawful activity. That finding was supported by, inter alia, Lizalde’s admission that he never went to the authorities to seek help, and evidence that even though he was interviewed by law enforcement officials several times during the period of the alleged duress, Lizalde told them nothing of the alleged threats. We thus affirm the preclusion order substantially for the reasons stated in Judge Ross’s Opinion and Order dated November 18, 1998.
We also reject Lizalde’s challenge to his sentence. Lizalde did not object in the district court to the failure of the indictment to charge a specific quantity of cocaine or to the failure of the trial court to submit the question of quantity to the jury. Thus, those failures are subject to plain-error review. See Fed.R.Crim.P. 52(b). To obtain relief under that standard, a defendant must show (1) error, (2) that is plain, and (3) that affects his substantial rights. See, e.g., United States v. Olano, 507 U.S. 725, 732, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993); United States v. Thomas, 274 F.3d 655, 667 (2d Cir. 2001) (en banc). “An error affects substantial rights if it is prejudicial and it affected the outcome of the district court proceedings.” United States v. McLean, 287 F.3d 127, 135 (2d Cir. 2002) (internal quotation marks omitted). Where a defendant has been convicted of more than one offense and the total prison term mandated by the Sentencing Guidelines (“Guidelines”) exceeds the statutory maximum term for the most serious count of conviction, § 5G1.2(d) of the Guidelines requires the district court to “impose consecutive terms of imprisonment to the extent necessary to achieve the total punishment.” Id. at 136 (quoting United States v. Angle, 254 F.3d 514, 518 (4th Cir.) (en banc), cert. denied, — U.S. -, 122 S.Ct. 309, 151 L.Ed.2d 230 (2001)). Where the sentence that has been imposed by the district court in error is identical to the sentence that is required by a proper application of § 5G1.2(d), the error does not affect the defendant’s substantial rights. See United States v. McLean, 287 F.3d at 137.
In the present case, although Lizalde was charged with and convicted of three offenses carrying a statutory maximum of life imprisonment, see 21 U.S.C. §§ 841(b)(1)(A)(ii)(II), 846, 952(a), 960(b)(1)(B)(ii), and 963, the indictment did not specify any quantity of narcotics, and in such circumstances, under Apprendi
We have considered all of Lizalde’s contentions on this appeal and have found in them no basis for reversal. The judgment of the district court is affirmed.
Reference
- Full Case Name
- United States v. Dante LIZALDE
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- Published