U.S. Court of Appeals for the Second Circuit, 2004

Securities & Exchange Commission v. Martino

Securities & Exchange Commission v. Martino
U.S. Court of Appeals for the Second Circuit · Decided April 22, 2004 · Calabresi, Oakes, Winter
94 F. App'x 871

Securities & Exchange Commission v. Martino

Opinion of the Court

SUMMARY ORDER

Before us is an appeal from the district court’s order granting the Securities and Exchange Commission (SEC)’s motion for summary judgment, injunctive relief, disgorgement, and monetary damages, against defendants Carol C. Martino, CMA Noel, Ltd., Gerard Haryman, and JTM Ltd. in a civil enforcement action relating to various violations of federal securities laws. Defendant Carol Martino passed away during the course of proceedings before this Court. With the agreement of the parties, we hereby REMAND the case and the accompanying motion for substitution of parties to the district court to determine how the case should proceed in light of her death.

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