Schultz v. Egan
Schultz v. Egan
Opinion of the Court
Plaintiff-Appellant James F. Schultz, Jr., pro se, appeals from the March 10, 2003 judgment of the United States District Court for the Northern District of New York (Lawrence E. Kahn, Judge) granting Defendants-Appellees Elaine Egan’s and Roy Shipman’s motion to dismiss Schultz’s complaint for failure to state a claim. Familiarity is assumed as to the facts of this case and its procedural context.
On February 4, 2002, Schultz brought suit under 42 U.S.C. § 1983 against Elaine Egan, a deputy sheriff and records officer at the Onondaga County Justice Center, and Roy Shipman, a corrections counselor at the Onondaga County Correctional Facility (“defendants”), alleging that he was incarcerated beyond his lawful release date in violation of the Eighth and Fourteenth Amendments.
It appears that Schultz was indeed incarcerated past his lawful release date. Schultz attaches to his complaint a March 17, 1999 decision and order from the New York Supreme Court, Onondaga County, which concluded that the release date that had been calculated for Schultz failed to properly credit time he spent in pretrial detention. The court converted the petition filed by Schultz under Article 78 of New York Civil Practice Law and Rules (“CPLR”) to a habeas corpus petition and ordered Schultz’s immediate release from custody, as his lawful release date had already passed.
Schultz alleges in his complaint that “[d]ue to the actions of the defendants plaintiff was detained in the Onondaga County Correctional Facility longer than his lawful sentence required, violating plaintiffs Eighth Amendment right to be free of cruel and unusual punishment.” In addition, Schultz alleges in his complaint that his “Fourteenth Amendment guarantee of Due Process of Law was violated by defendants’ determination to hold plaintiff beyond his lawful sentence without Due Process of Law.” Schultz requested $50,000 in damages.
Schultz’s complaint states that he brought the error in the calculation of his release date to the attention of Shipman, but Shipman “refused to adjust plaintiffs official time computation without a certified jail time certificate from Onondaga County Sheriffs department records officer, Deputy Elaine Egan.” According to the complaint, Shipman contacted Egan “who took the position that pursuant to New York State, Penal Law § 70.30(3)(b) plaintiff had received pretrial detention credit toward the consecutive sentences. Therefore plaintiff would not be credited with pretrial detention credit toward the concurrent sentences.”
In April 2002, defendants moved to dismiss Schultz’s complaint, arguing that he had failed to state a cognizable constitutional claim and that they were protected by qualified immunity. The District Court referred the matter to Magistrate Judge David R. Homer, who issued a Report and Recommendation (“Report”) on January 29, 2003 which recommended dismissal of Schultz’s complaint. The Report noted that incarceration beyond one’s release date could constitute cruel and unusual punishment if it is the result of deliberate indifference to the prisoner’s liberty interest. However, the Report concluded that Schultz had failed to allege that Shipman or Egan were deliberately indifferent to his complaint that his sentence was miscalculated. Regarding Schultz’s procedural due process claim, the Report said that Schultz had an opportunity to adjudicate his claim regarding his release date through either a petition under Article 78 of the CPLR or a state habeas corpus proceeding. The Report stated: “Schultz
We review the dismissal of a complaint pursuant to Federal Rule of Civil Procedure 12(b)(6) de novo. Leeds v. Mettz, 85 F.3d 51, 53 (2d Cir. 1996). A plaintiffs claims can be dismissed for failure to state a claim only if we find that “it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.” Conley v. Gibson, 355 U.S. 41, 45-46, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957); see also Swierkiewicz v. Sorema N.A., 534 U.S. 506, 122 S.Ct. 992, 152 L.Ed.2d 1 (2002). Because Schultz’s “complaint alleges civil rights violations and he proceeded pro se in the district court, we must construe his complaint with particular generosity.” Davis v. Goord, 320 F.3d 346, 350 (2d Cir. 2003) (internal quotation marks omitted).
We affirm the dismissal of Schultz’s Eighth Amendment claim for substantially the reasons stated in the Report. However, we conclude that Schultz’s procedural due process claim should not have been dismissed.
Schultz argues that defendants held him beyond his lawful release date without affording him due process. Specifically, Schultz argues that the due process clause required prison officials to conduct a hearing before rejecting his claim that his sentence was miscalculated.
“To award damages under 42 U.S.C. § 1983 for an alleged violation of procedural due process, a court must find that, as the result of conduct performed under col- or of state law, the plaintiff was deprived of life, liberty, or property without due process of law.” Bedoya v. Coughlin, 91 F.3d 349, 351 (2d Cir. 1996). As the Report acknowledged, Schultz had a liberty interest in being released at the end of his term of imprisonment. Calhoun v. N.Y. State Div. of Parole Officers, 999 F.2d 647, 653 (2d Cir. 1993) (“Under both the due-process clause and state law, an inmate has a liberty interest in being released upon the expiration of his maximum term of imprisonment.”).
Defendants, citing Parratt v. Taylor, 451 U.S. 527, 101 S.Ct. 1908, 68 L.Ed.2d 420 (1981), overruled on other grounds by Daniels v. Williams, 474 U.S. 327, 106 S.Ct. 662, 88 L.Ed.2d 662 (1986), argue that “before finding that a deprivation of liberty violates due process of law in a Section 1983 action that challenges mistakes made by prison officials, the court must consider the adequacy and availability of remedies under state law.” According to defendants, Article 78 and habeas proceedings are adequate and available state law remedies and thus due process was satisfied.
“When reviewing alleged procedural due process violations, the Supreme Court has distinguished between (a) claims based on established state procedures and (b) claims based on random, unauthorized acts by state employees.” Hellenic Am. Neighborhood Action Comm. v. City of N.Y., 101 F.3d 877, 880 (2d Cir. 1996) (citing Hudson v. Palmer, 468 U.S. 517, 532, 104 S.Ct. 3194, 82 L.Ed.2d 393 (1984); Parratt, 451 U.S. at 541). “Under the latter scenario, a deprivation effectuated through the random and unauthorized acts of government officials does not violate procedural due process so long as the government provides a meaningful remedy subsequent to the deprivation.” Locurto v. Safir, 264
If Schultz were alleging that Egan and Shipman acted in a “random and unauthorized” manner, then the availability of an Article 78 proceeding or a habeas proceeding would almost certainly suffice to satisfy the due process clause. However, Schultz argued in the District Court and argues on appeal that he was denied due process when the prison officials did not give him some form of hearing regarding his complaint that his sentence was miscalculated. Schultz’s complaint is that the prison officials do not provide adequate process for addressing inmate complaints about the calculation of their sentences, and as a result of the inadequate procedures he was held past his release date. This claim, fairly read, is a challenge to established county procedures or practices, and thus the ParratP-Hudson doctrine is inapplicable. Instead, the three-factor test of Mathews v. Eldridge, 424 U.S. 319, 335, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976), should be applied to determine what process was due to Schultz.
There may well be administrative procedures in place for addressing prisoner complaints about miscalculated sentences that satisfy due process. However, because we are still at the motion to dismiss stage, defendants have submitted no factual information regarding what procedures they use. In addition, because we have no information before us which indicates how promptly inmates can have their grievances addressed through Article 78 proceedings, we cannot conclude at this stage of the lawsuit that the availability of Article 78 proceedings necessarily satisfies due process in this context.
It appears that the Report, which was adopted by the District Court, viewed Schultz’s claims to be against Shipman and Egan in their individual capacity only, and not their official capacity. Viewing the claim as against defendants in their individual capacity only, the District Court, after holding that Schultz’s complaint did not state a claim for a due process violation, held that in any event Schultz’s complaint should be dismissed because defendants were entitled to qualified immunity. We conclude that the qualified immunity determination should await factual development about what administrative procedures were used.
In addition, we conclude that Schultz’s complaint should not have been construed as against the defendants in their individual capacities only. Schultz’s complaint named Elaine Egan, “Deputy Sheriff,” and Roy Shipman, “Corrections Counselor,” and did not specify whether the suit was against the defendants in their official capacities, their individual capacities, or both.
Thus far, Schultz has pursued his claims pro se and in forma pauperis. On remand, the District Court should consider appointing counsel to represent Schultz in the proceedings if Schultz requests such representation. See 28 U.S.C. § 1915(e)(1); Hendricks v. Coughlin, 114 F.3d 390, 393-94 (2d Cir. 1997).
Accordingly, the judgment of the District Court is hereby AFFIRMED in part and VACATED and REMANDED in part.
The Supreme Court stated in Mathews that:
[The] identification of the specific dictates of due process generally requires consideration of three distinct factors: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government's interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
Mathews, 424 U.S. at 335.
Prisoners can initiate Article 78 proceedings before their release date. See Calhoun, 999 F.2d at 653. However, Schultz points out that the court did not act until after his lawful release date had passed. Therefore, Schultz argues, the Article 78 proceeding did not provide sufficiently prompt resolution of his complaint to satisfy due process requirements.
We note that Schultz indicated in his "Application to Proceed Without Full Prepayment of Fees," which was filed at the same time as his complaint, that he was suing Egan and Shipman "individually and in their official capacity.”
Reference
- Full Case Name
- James F. SCHULTZ, Jr. v. Elaine EGAN, Deputy Sheriff Roy Shipman, Corrections Counselor
- Cited By
- 12 cases
- Status
- Published