Moriarty v. Brooks

U.S. Court of Appeals for the Second Circuit
Moriarty v. Brooks, 111 F. App'x 30 (2d Cir. 2004)

Moriarty v. Brooks

Opinion of the Court

SUMMARY ORDER

UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the order of the District Court is VACATED in part, REMANDED in part, and AFFIRMED in part.

Appellant Moriarty filed a civil rights complaint in the District Court against Appellees Brooks, Strange and Smith, seeking compensatory and punitive damages related to a utility-closet accident (in which Moriarty fell from a make-shift ladder and impaled his thigh on an exposed water valve), and the administrative response thereto, that occurred while Moriarty was an inmate in the Osborn Correctional Institution (“Osborn”). The District Court sua spowte ordered dismissal of all of Moriarty’s claims pursuant to 28 U.S.C. § 1915(e) in a memorandum of decision, filed June 3, 2003.

The District Court dismissed Moriarty’s claims against Smith, the Connecticut Claims Commissioner who dismissed Moriarty’s claims in September 2002, on the basis that Smith was entitled to absolute judicial immunity. We vacate the District Court’s order in this respect, and we remand the cause with the instruction to the District Court that it engage in a more thorough absolute judicial immunity determination. In making such a determination, we instruct the District Court to look to Butz v. Economou, 438 U.S. 478, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978); Cleavinger v. Saxner, 474 U.S. 193, 106 S.Ct. 496, 88 L.Ed.2d 507 (1985); and their progeny to evaluate whether Smith is entitled to absolute judicial immunity according to at least six factors:

(a) the need to assure that the individual can perform his functions without harassment or intimidation; (b) the presence of safeguards that reduce the need for private damages actions as a means of controlling unconstitutional conduct; (c) insulation from political influence; (d) the importance of precedent; (e) the adversary nature of the process; and (f) the correctability of error on appeal.

Cleavinger, 474 U.S. at 202 (citing Butz, 438 U.S. at 512).

The District Court dismissed Moriarty’s claims against Brooks and Strange on the grounds that Moriarty failed to allege that either had direct or personal involvement in the alleged deprivation of Moriarty’s constitutional rights. With respect to the District Court’s dismissal of Moriarty’s claims against Strange, we affirm.

With respect to the District Court’s dismissal — and refusal to allow leave to amend — of Moriarty’s claims against Brooks, however, we instruct the District Court to grant leave to Moriarty to amend his complaint so that, if he so wishes, Moriarty might state valid claims against Brooks. We note that Moriarty, in his brief to this Court, specifically asked that he be allowed to file an amended complaint without claims against Brooks. See Appellant’s Br. at 6. Nevertheless, Moriarty, in that same brief, also alleged facts that might be sufficient for supervisor responsibility on the part of Brooks if alleged in an amended complaint. Compare Appellant’s Br. at 2 (“Brooks ... was told of lack of proper equipment ... and ... on his weekly tours of the housing unit ... he was fully aware that empty (5) gallon buckets, chairs and overturned mop buck*32ets were used as makeshift step ladders [of the sort from which Moriarty fell and injured himself].”), with Wright v. Smith, 21 F.3d 496, 501 (2d Cir. 1994) (holding that a supervisor may be held personally responsible for the deprivation of constitutional rights if, inter alia, the supervisor (a) is aware of the deprivation and fails to remedy it; or (b) created, or allowed to continue, a policy in which unconstitutional practices occurred).

Although we note Moriarty’s professed desire to file an amended complaint without claims against Brooks, we note also that: (1) pro se complaints are to be given a liberal reading, see, e.g., Branum v. Clark, 927 F.2d 698, 705 (2d Cir. 1991); (2) this principle is to be “applied with particular strictness when [as here] the plaintiff complains of a civil rights violation,” id.; and (3) Moriarty’s brief on appeal suggests some confusion on his part and that he might be able — if given the opportunity— to state potentially valid claims against Brooks. Accordingly, we instruct the District Court to grant Moriarty leave to amend his complaint, in which Moriarty may file claims against Brooks, or anyone else — except Strange — he may allege was personally responsible for the alleged deprivation of his constitutionally protected liberty interests.

Accordingly, the order of the District Court is hereby VACATED in part, REMANDED in part, and AFFIRMED in part.

Reference

Full Case Name
Michael MORIARTY v. Leslie BROOKS, Warden, I/O Strange, Warden, I/O, James R. Smith, Claims Comm, I/O
Cited By
1 case
Status
Published