Friedman v. Swiss Re America Holding Corp.

U.S. Court of Appeals for the Second Circuit
Friedman v. Swiss Re America Holding Corp., 643 F. App'x 69 (2d Cir. 2016)

Friedman v. Swiss Re America Holding Corp.

Opinion

SUMMARY ORDER

Plaintiff-Appellant Gene Friedman (“Friedman”) appeals the March 13, 2015 judgment of the United States District Court for the Southern District of New York (Briccetti, J.) granting summary judgment for Defendant-Appellee Swiss Re America Holding Corporation (“Swiss Re”). Friedman alleges unlawful employment discrimination on the basis of religion and age, pursuant to Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e et seq. (“Title VII”), and the Age Discrimination in Employment Act of 1967, 29 U.S.C. §§ 621-634 (“ADEA”). We assume the parties’ familiarity with the underlying facts and procedural history of the case, and with the issues on appeal.

We review de novo a district court’s grant of summary judgment, “construpng] the facts in the light most favorable to the non-moving party and ... resolvpng] all ambiguities and drawpng] all reasonable inferences against the movant.” See Delaney v. Bank of Am. Corp., 766 F.3d 163, 167 (2d Cir. 2014) (quoting Aulicino v. N.Y.C Dep’t of Homeless Servs., 580 F.3d 73, 79-80 (2d Cir. 2009)). We uphold a grant of summary judgment “if the evidence, viewed in the light most favorable to the party against whom it is entered, demonstrates that there are no genuine issues of material fact and that the judgment is warranted as a matter of law.” Global Network Commc’ns, Inc. v. City of New York, 562 F.3d 145, 150 (2d Cir. 2009).

In both the Title VH' and ADEA context, we apply the burden-shifting frame *71 work articulated in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-04, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973). Under this framework, a plaintiff must first establish a prima facie case of discrimination by proving: (1) he or she is a member of a protected class; (2) he or she was qualified for the position; (3) he or she suffered an adverse employment action; and (4) the adverse employment action occurred under circumstances giving rise to an inference of discrimination. See id. at 802, 93 S.Ct. 1817. If the plaintiff satisfies his or her burden of establishing a prima facie case, the burden shifts to the employer to articulate a legitimate, nondiscriminatory reason for its employment decision. See id. at 802-03, 93 S.Ct. 1817. When the employer meets its burden, the plaintiff can no longer rely on the prima facie case: he or she must prove that the reason presented by the employer was a pretext for unlawful discrimination. See id. at 804, 93 S.Ct. 1817.

Upon de novo review, we conclude that, while the district court correctly granted Swiss Re’s motion for summary judgment as to Friedman’s Title VII claim, it erred in granting summary judgment as to Friedman’s ADEA claim. As to his Title VII claim, Friedman asserts that Swiss Re’s articulated reason for discharging him — that the discharge was part of a reduction in workforce (“RIF”) — was pre-textual, citing an anti-Semitic remark allegedly made by his onetime supervisor Risto Wieland (“Wieland”) to another colleague, Frank Bettineschi (“Bettineschi”), who later shared the comment with Friedman. The proposition that Wieland made this anti-Semitic remark was supported solely by Friedman’s statement that Bet-tineschi had told him that Wieland made the remark. Friedman’s quotation of Bet-tineschi as stating that Wieland had made the anti-Semitic remark was proffered for the truth of what Friedman said Bettines-chi had told him. Accordingly this was hearsay.

Friedman’s ADEA claim, however, is more substantial. First, on an independent review of the record, we are persuaded that he established a prima facie case of age discrimination. 1 See McDonnell Douglas, 411 U.S. at 802-04, 93 S.Ct. 1817 (stating elements of prima facie case of discrimination). Friedman (1) was 50 years old, (2) was qualified for his position, (3) was fired, and (4) was allegedly replaced by a younger, less qualified employee. Accordingly, he met his “minimal” burden to set out a prima facie case of discrimination. See Carlton v. Mystic Transp., Inc., 202 F.3d 129, 134 (2d Cir. 2000). At McDonnell Douglas step two, we agree with the district court that Swiss Re’s RIF constituted a “legitimate nondiscriminatory reason” for Friedman’s termination. See Friedman, 2015 WL 2330149, at *4; see also Delaney, 766 F.3d at 168 (“We have previously held that a RIF constitutes a legitimate, nondiscriminatory reason for termination of employment.”).

At McDonnell Douglas step three, Friedman contends that his inclusion in the RIF was a pretext for unlawful age discrimination. See Gross v. FBL Financial Services, Inc., 557 U.S. 167, 173, 129 S.Ct. 2343, 174 L.Ed.2d 119 (2009) (interpreting the ADEA to require the plaintiff to show that age was a “but-for” cause of his termination). The district court rejected this argument, and concluded that Swiss Re was entitled to summary judg *72 ment as to Friedman’s ADEA claims. See Friedman, 2015 WL 2330149, at *6. We disagree.

The district court erred in two ways. First, it wrongly determined that certain allegedly ageist comments made by Wieland constituted inadmissible hearsay. See id. at *5. These statements were non-'hearsay, as Friedman did not seek to introduce them for their truth; but instead to show bias on the part of Wieland. See Fed.R.Evid. 801(c). Second, the district court failed to consider “the record as a whole, just as a jury would, to determine whether a jury could reasonably find an invidious discriminatory purpose on the part of an employer.” Byrnie v. Town of Cromwell, Bd. of Educ., 243 F.3d 93, 102 (2d Cir. 2001). Instead, the district court viewed each piece of evidence in isolation. See Friedman, 2015 WL 2330149, at *4-5. For instance, the district court discounted the allegation that Swiss Re replaced Friedman with a younger, less-qualified employee because “the replacement of an older worker with a younger worker or workers does not itself prove unlawful discrimination.” Id. at *5 (emphasis added) (quoting Fagan v. N. Y. State Elec. & Gas Corp., 186 F.3d 127, 134 (2d Cir. 1999)). But Friedman did not make this allegation in isolation. Instead, he bolstered his case with evidence of ageist comments by superiors at Swiss Re, marshaling statistics indicating that a majority of the employees terminated pursuant to the RIF (31 of 37) were older than 40 years of age, and noting a decline in his end-of-year bonus under Wieland’s supervision. Thus, Friedman’s “prima facie case, combined with [his] additional evidence of pretext ..., has created material issues of disputed fact ... sufficient to survive summary judgment.” Leibowitz v. Cornell Univ., 584 F.3d 487, 503 (2d Cir. 2009).

We have considered Friedman’s remaining arguments and find them to be without merit. Accordingly, we AFFIRM in part, VACATE in part, and REMAND the March 13, 2015 judgment of the district court for further proceedings consistent with this opinion.

1

. The district court assumed that Friedman had established such a prima facie case. See Friedman v. Swiss Re Am. Holding Corp., No. 11 Civ. 1792, 2015 WL 2330149, at *4 (S.D.N.Y. Mar. 9, 2015).

Reference

Full Case Name
Gene FRIEDMAN, Plaintiff-Appellant, v. SWISS RE AMERICA HOLDING CORP., Defendant-Appellee
Cited By
10 cases
Status
Unpublished