Triumph Constr. Corp. v. Sec'y of Labor
Opinion of the Court
*97In this case, petitioner Triumph Construction Corporation ("Triumph") petitions for review of a September 7, 2016, decision and order of the administrative law judge (the "ALJ"), which subsequently became a final order of the Occupational Safety and Health Review Commission (the "Commission"), affirming a citation issued to Triumph by the Occupational Safety and Health Administration ("OSHA") for a repeat violation of an excavation standard and assessing a penalty of $25,000. Secretary of Labor v. Triumph Constr. Corp. ,
BACKGROUND
On August 22, 2014, an employee of Triumph, the general contractor for a public construction project to replace certain water mains, was injured in a cave-in at an excavation site in lower Manhattan. An OSHA officer inspected the excavation site that afternoon. On February 13, 2015, OSHA issued Triumph a citation for a repeat violation of
Each employee in an excavation shall be protected from cave-ins by an adequate protective system designed in accordance with ... this section except when:
(i) Excavations are made entirely in stable rock; or
(ii) Excavations are less than 5 feet (1.52m) in depth and examination of the ground by a competent person provides no indication of a potential cave-in.
The citation was classified as a repeat violation based on two previous citations issued to Triumph for violating the same excavation standard: the first in 2009 and the second in 2011.
Triumph contested the February 13, 2015, citation, and a formal evidentiary hearing was conducted before an ALJ (Coleman, A.L.J. ) on January 5, 6, and 21, 2016. In a September 7, 2016, decision and order, the ALJ affirmed the citation for a repeat violation, concluding that a preponderance of the evidence established that Triumph violated the excavation standard and that the violation was a repeat one.
DISCUSSION
We set aside an order by the Commission if it is "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with the law."
I. Burden of Proof
First, Triumph contends that the Commission improperly shifted the burden of proof to Triumph by drawing an adverse inference from Triumph's failure to produce a particular witness-site foreman Augustin Formoso-during the hearing.
A. Applicable Law
Although the Secretary bears the burden of proving an OSHA violation by a preponderance of the evidence, see New York State Elec. & Gas Corp. v. Sec'y of Labor ,
B. Application
We conclude that the ALJ did not impermissibly shift the burden of proof. First, the ALJ properly placed the burden of proof on Triumph to demonstrate that its site fell within the exception for excavations less than five feet deep under
II. Look Back Period
Next, Triumph notes that the Commission has a policy of using a three-year look back period to determine a repeat violation, and argues that here the Commission failed to provide a reasoned explanation *99for relying on previous violations more than three years old.
A. Applicable Law
The Act authorizes an enhanced civil penalty against any employer who "repeatedly violates ... any standard" promulgated pursuant to the Act.
Although there are no statutory limitations on the length of time that a prior citation was issued as a basis for a repeated violation, the following policy shall generally be followed.
A citation will be issued as a repeated violation if ... [t]he citation is issued within 3 years of the final order date of the previous citation or within 3 years of the final abatement date, whichever is later.
Joint App. 653.
B. Application
We conclude that the Commission did not abuse its discretion by relying on previous violations more than three years old, because neither the Manual nor the Commission's precedent limits OSHA to a three-year look back period. The Manual explicitly notes that "there are no statutory limitations on the length of time that a prior citation was issued as a basis for a repeated violation" and describes a policy that "shall generally be followed." Joint App. 653 (emphasis added). The Manual is "only a guide for OSHA personnel to promote efficiency and uniformity, [is] not binding on OSHA or the Commission, and [does] not create any substantive rights for employers." Secretary of Labor v. Hackensack Steel Corp. ,
*100Secretary of Labor v. Active Oil Serv., Inc. ,
CONCLUSION
Triumph's petition for review is DENIED .
We grant the Secretary of Labor's motion for publication of our February 14, 2018 summary order in this case. Triumph Constr. Corp. v. Sec'y of Labor , No. 16-4128-ag,
The decision and order also vacated a second citation issued to Triumph by OSHA for a serious violation of
The ALJ properly placed the burden of proof on the Secretary to establish that Triumph violated
Any employer who willfully or repeatedly violates the requirements of section 654 of this title, any standard, rule, or order promulgated pursuant to section 655 of this title, or regulations prescribed pursuant to this chapter may be assessed a civil penalty of not more than $70,000 for each violation, but not less than $5,000 for each willful violation.
The Commission increased its look back period from three years to five years, but the parties dispute whether the change took place in October 2010 or in October 2015-in other words, before or after Triumph's February 13, 2015, citation. We need not resolve that dispute, however, because we uphold the Commission's decision even assuming, as Triumph argues, that the three-year period applies.
Reference
- Full Case Name
- TRIUMPH CONSTRUCTION CORPORATION v. SECRETARY OF LABOR
- Cited By
- 2 cases
- Status
- Published