Berg v. Kelly
Opinion of the Court
This is an appeal from an order entered on August 10, 2016, in the Southern District of New York (Griesa, J. ), denying summary judgment in part to Defendants-Appellants Police Officers (the "Officers"), who claimed qualified immunity from suit by Plaintiffs-Appellees, participants in an Occupy Wall Street protest.
On the record before us, we conclude that the Officers have not demonstrated that, as a matter of law, the protesters' two-hour detention was justified under the "special needs" exception to the Fourth Amendment's warrant requirement. This is not to dismiss the possibility of additional *103evidence being introduced at a trial to support such a conclusion. But no such trial is warranted here because, as to the second argument, we conclude that the Officers are entitled to qualified immunity. At the time of the detentions at issue, it was not clearly established that the Fourth Amendment did not permit officers protecting the President of the United States to detain protesters as occurred in this case. We further conclude that because the Officers have qualified immunity from the OWS protesters' Fourth Amendment claims, they are also entitled to qualified immunity on the OWS protesters' related First Amendment and failure to intervene claims. As to the OWS protesters' Fourteenth Amendment claims for selective enforcement, the Officers are entitled to qualified immunity because reasonable officers could disagree as to whether the plaintiffs' status as protesters presented unique concerns that non-protesters on the scene did not. We proceed to explain these conclusions.
I.
On the night of November 30, 2011, the OWS protesters planned to protest a fundraising dinner for President Obama at the Sheraton Hotel in midtown Manhattan. Because part of the protesters' message was aimed at keeping money out of politics, the point of that night's protest was to bring attention to the President's fundraiser. Through various social media accounts, the OWS protesters had advertised the protest using hashtags such as #OccupyObama and #DinnerWithBarack.
The President's visit occurred the same night as the annual Christmas tree lighting at Rockefeller Center, less than a quarter mile from the Sheraton. The New York City Police Department ("N.Y.P.D.") had responded to a bomb threat at Rockefeller Center approximately one hour prior to President Obama's arrival at the Sheraton.
The OWS protest began in Bryant Park, at 42nd Street and 6th Avenue. The protesters intended to march about ten blocks northwest toward the Sheraton Hotel at 53rd Street and 7th Avenue to confront the President. As the protesters marched toward the Sheraton, they first stopped on 51st Street and 7th Avenue, in an area the N.Y.P.D. had previously designated as the "demonstration area." The protesters, however, opted not to remain in the demonstration area, but continued to march toward the Sheraton, ultimately stopping at approximately 8:00 p.m., on the southwest corner of 53rd Street and 7th Avenue. The protesters stopped there because the N.Y.P.D. had restricted pedestrian traffic any closer to the Sheraton. This landed the OWS protesters directly across the street from the hotel and within the President's line of sight as he entered and exited.
According to the N.Y.P.D. plans, the area near the southwest corner of 53rd Street and 7th Avenue was designated the "press pen." Partially enclosed by barriers on three sides, the press pen was reserved for individual press members holding certain security credentials. Although not members of the press, much less credentialed, OWS protesters chose to gather in the press pen because it was closer to the President than their designated demonstration area at 51st Street and 7th Avenue.
Shortly before the President's arrival at approximately 8:50 p.m., the N.Y.P.D. established a "frozen zone" for a period of time during which vehicular and pedestrian traffic was restricted in the area surrounding the hotel. The "frozen zone" extended from 6th Avenue to Broadway and from West 52nd Street to West 53rd Street. Dump trucks were also placed in *104front of the Sheraton to prevent cars from driving into the hotel and to protect against explosives.
At some point, the Officers placed an additional barricade on the "press pen," enclosing it on all four sides. It is unclear whether this closure occurred before or after the President's arrival, and the Officers cannot identify who ordered the closure. After the last barricade was put in place, OWS protesters learned that they were not permitted to leave the area because the area had been ordered "frozen." The Officers advised the protesters that they could expect to be released from the press pen once President Obama was safely inside the Sheraton. Subsequently, the Officers advised the protesters that they would be released after President Obama left the vicinity. The protesters could not leave the press pen until the N.Y.P.D. permitted them to do so.
After the President arrived at the Sheraton and while he was inside the hotel, the Officers allowed traffic and pedestrians to flow freely on 7th Avenue. The OWS protesters, however, were required to remain in the press pen. Indeed, the Officers threatened to arrest any OWS protesters who tried to leave the press pen. Meanwhile, tourists and journalists in the press pen were allowed to leave. During the President's time at the Sheraton, two protesters in the press pen developed health issues, and the Officers offered to call for an ambulance. One of those protesters chose to stay; the other left by ambulance. Shortly after the President departed the hotel at 10:25 p.m., the protesters were permitted to leave the press pen.
The OWS protesters filed this lawsuit asserting federal claims under
The district court determined there was a dispute of material fact with respect to the Officers' motive for fully enclosing the press pen. On the basis of that factual dispute, which the court determined precluded recognition of qualified immunity, it denied the Officers summary judgment on the OWS protesters' federal claims. According to the district court, if the Officers had detained the protesters due to a motivation "more sinister" than "presidential security," a proposition the court had to assume on summary judgment, then "clearly established law at the time of [the] detention could support" each of the OWS protesters' § 1983 claims. Berg et al. v. New York City Police Comm'r Raymond Kelly et al. , No. 12-cv-3391 (TPG),
The Officers appealed from the district court's ruling denying them qualified immunity.
*105Before this Court the protesters moved to dismiss for lack of appellate jurisdiction. We denied the OWS protesters' motion and concluded that we have jurisdiction over this appeal "to the extent that [the Officers] can support their defense on [the protesters'] 'version of the facts that the district judge deemed available for jury resolution.' " Order, No. 16-3146 (Jan 11, 2017) (quoting Lynch v. Ackley ,
The gravamen of Appellant Officers' argument is that the special needs exception applicable to the analysis of Fourth Amendment seizures, see Michigan Dep't of State Police v. Sitz ,
In the analysis that follows, we address first the question of jurisdiction and conclude that we have jurisdiction to resolve the Officers' appeal in the procedural posture presented. We then consider whether the Officers are entitled to summary judgment because there was no violation of the protesters' Fourth Amendment rights. Because that conclusion cannot be reached as a matter of law on the present record, we proceed to consider whether the Officers are entitled to qualified immunity in any event because then-existing law did not clearly establish the unconstitutionality of the challenged detentions. We conclude that the Officers do have qualified immunity from the protesters' Fourth Amendment claims and that such immunity also bars the OWS protesters' remaining claims under the First and Fourteenth Amendments.
II.
We have appellate jurisdiction under the collateral order doctrine to hear an interlocutory appeal from the district court's denial of qualified immunity. Mitchell v. Forsyth ,
*106III.
In Saucier v. Katz ,
A.
The OWS protesters assert they were falsely arrested in violation of their Fourth Amendment right to be free from unreasonable seizures when they were detained in the press pen for approximately two hours while the President was across the street and inside the Sheraton Hotel. To establish a § 1983 claim for false arrest, the OWS protesters must adduce evidence that: (i) the Officers intended to confine them; (ii) OWS protesters were conscious of the confinement and did not consent to it; (iii) the OWS protesters did not consent to being confined; and (iv) the confinement was not otherwise privileged. Jocks v. Tavernier ,
The special needs exception recognizes as constitutionally reasonable limited searches or temporary seizures that serve "special needs beyond the normal need for law enforcement," where "the warrant and probable-cause requirement [are] impracticable." Skinner v. Railway Labor Execs. Ass'n ,
B.
Here, the professed special need is protecting the President of the United States.
*107As the Supreme Court has recognized, even in cases where the special needs doctrine was not involved, the "Nation undoubtedly has a valid, even an overwhelming, interest in protecting the safety of its Chief Executive and in allowing him to perform his duties without interference from threats." Watts v. United States ,
This precedent informed the District of Columbia Circuit's rejection of a Fourth Amendment challenge to the Office of Management and Budget's policy requiring those of its employees with access to areas frequented by the President or Vice President to undergo random drug testing. Stigile v. Clinton ,
In recent years, the Supreme Court has emphasized the importance of Presidential safety in the context of granting qualified immunity to officers sued for actions taken to protect the President or Vice President. In Saucier , the Court ruled that a military police officer was qualifiedly immune from suit for using excessive force against a person protesting a speech by Vice President Gore.
In Reichle v. Howards ,
Of this precedent, only Stigile directly identifies protection of the President as a "special need," and it does so in the context of a search, not a seizure. Nonetheless, these cases all generally recognize protection of the President as a special need apart from routine law enforcement. See Ferguson ,
In light of the Supreme Court's long recognition of the importance of protecting the President of the United States, we conclude that, as a matter of law, the circumstances of November 30, 2011, presented Officers with a special need.
C.
Having identified a special need, to assess the reasonableness of the Officers' detention actions we must weigh the public interest served by those actions against the intrusion on the OWS protesters' Fourth Amendment right to be free from unreasonable seizures. See Skinner ,
(1) the weight and immediacy of the government interest; (2) the nature of the [liberty] interest allegedly compromised by the [detention]; (3) the character of the [deprivation] imposed by the [detention]; and (4) the efficacy of the [detention] in advancing the government interest.
MacWade ,
For the reasons explained above, protecting the President's safety is a uniquely important government interest. See Wood , 134 S.Ct. at 2067 (recognizing the "overwhelming[ ] interest in protecting the safety of [the] Chief Executive" (quoting Watts ,
We recognize, as the Officers argue, that the protesters' loss of liberty was limited to their freedom to depart the area for the two hours at issue. Specifically, the protesters were not handcuffed, searched, questioned, or transported to a police station. But this does not allow a court to conclude as a matter of law that the two-hour detention was a reasonable means of meeting the special need presented. Non-protesters, for example, were permitted to leave the area after President Obama entered the Sheraton and was no longer in the line of sight of those on Seventh Avenue. The Officers contend that the protesters presented unique security concerns because of the size of their group (more than 50), but no evidence was adduced as to why, after the President had entered the hotel and for the two hours he remained there, the protesters could not have been released from the press pen to proceed out of the area in smaller groups over time.
The record evidence regarding relevant police practices is sparse. What there is does not compel the legal conclusion of special needs urged by the Officers. To the contrary, the NYPD's own Patrol Guide advises officers to permit demonstrators "to leave a barriered area at any time." Appendix at 572. To be sure, this advice pertains to protesters generally, not to circumstances involving the President. But no record evidence identifies a risk to President Obama's safety if the protesters were permitted to leave in small groups, as provided in the Guide.
IV.
Qualified immunity protects officers from suit so long as "their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald ,
Thus, "the qualified immunity defense ... protects an official if it was 'objectively reasonable' for him at the time of the challenged action to believe his acts were lawful." Taravella v. Town of Wolcott ,
In applying these principles here, we begin with the district court's conclusion that "why the protesters were detained" presented a genuine issue of material fact that precluded summary judgment. Berg ,
The OWS protesters here argue that because "the [Officers] cannot identify the individual who made the decision, much less a non-speculative justification for the decision to trap the demonstrators," the Officers are not entitled to qualified immunity. Appellees' Br. at 19. That reasoning is misguided.
A.
We have applied an objective analytical framework when assessing qualified immunity based on special need. See Moore v. Vega ,
Few cases address the manner in which a detention (as opposed to a search) should be balanced against a governmental interest in the "special needs" context. Nevertheless, the cases addressing the particular special need at issue here have emphasized the critical importance of protecting Presidential safety. See Hunter ,
In light of the government's well-recognized "overwhelming" interest in the President's safety, Wood , 134 S.Ct. at 2067, an objectively reasonable officer could have thought that the temporary detention here offered a permissible method of serving the heightened security need that exists during a Presidential visit.
Protecting the President in New York City routinely involves closing streets and cutting off traffic. See, e.g. , Sarah Maslin Nir, One-Man Traffic Jam Will Hit City When Trump Visits , N.Y. Times, Jan. 28, 2017, at A18; Obama in NYC Thursday for Fundraisers; Traffic Alerts , NBC New York, June 22, 2011. We have also observed, even in the First Amendment context, that "the government ha[s] a significant interest in ensuring that [a] protest remain[s] within [a designated area]." Kass v. City of New York ,
Indeed, in the context of a routine law enforcement stop, a police officer with reasonable suspicion of criminal activity can detain a person for such time as is reasonably necessary to resolve that suspicion. See Terry ,
Nor is a different conclusion warranted because the police did not deny all pedestrians and traffic movement to the same degree as the protesters. Reasonable officers might have been particularly alert to risks posed by the Occupy Wall Street protesters, whose professed intent was to "#OccupyObama." See Reichle ,
In sum, in the absence of clearly established law prohibiting the challenged detentions in the circumstances presented, the Officers are entitled to qualified immunity. See Pauly ,
B.
The OWS protesters also assert that they were unlawfully detained for the duration of the President's visit in retaliation for exercising their First Amendment rights. Because the Officers have qualified immunity from suit based on their temporary detention of the protesters, these claims also fail.
In Singer v. Fulton County Sheriff ,
C.
The protesters' claim that certain officers failed to intervene to protect constitutional violations likewise fails. To recover on a claim for "[f]ailure to intercede to prevent an unlawful arrest," plaintiffs "must still overcome the hurdle of qualified immunity." Ricciuti v. N.Y.C. Transit Auth. ,
D.
The Officers are also entitled to qualified immunity on OWS's selective enforcement claim. To assert a claim for selective enforcement, a plaintiff must allege: "(1) [that] the person, compared with others similarly situated, was selectively treated; and (2) that such selective treatment was based on impermissible considerations such as ... the exercise of constitutional rights ...." LaTrieste Rest. & Cabaret Inc. v. Vill. of Port Chester ,
The Officers argue that in light of Marcavage v. City of New York ,
In Marcavage , we held that officers' establishment of a "no-demonstration zone," which permitted pedestrians and ordinary traffic but not protesters on the sidewalk in front of Madison Square Garden, was a reasonable time, place, and manner restriction, narrowly tailored to the security risks raised by a large group of protesters.
In Wood , the anti-Bush protesters argued that "had the agents' professed interest in the President's safety been sincere, the agents would have directed all persons present ... to be screened or removed from the premises." 134 S.Ct. at 2069. Important to our analysis here, the Court in Wood concluded that the individuals dining in the restaurant did not pose the same type of security risks as a group of 200 to 300 people standing outside the restaurant. Id. That the members of the public dining in the restaurant did not choose that location to confront the President, and "could not have had any expectation that they would see the President that evening," rendered the security concerns raised by the protesters distinct from average diners. Id.
It is undisputed that the OWS protesters had pre-planned their protest to challenge *114the President's fundraising dinner, promoted the event through social media, and adapted their plan to be as close to the President as possible. The size of the protest, which, according to the protesters, consisted of anywhere from 75 to 200 people, presented unique security concerns. See Wood , 134 S.Ct. at 2069 (explaining that "[t]he Secret Service ... could take measures to ensure that the relatively small number of people already inside the Inn were kept under close watch; no similar surveillance would have been possible for 200 to 300 people congregating in front of the Inn"). At bottom, a reasonable officer could believe that the OWS protesters were engaged in conduct different from that of regular pedestrians and that the protesters therefore were not similarly situated to those pedestrians. See Marcavage ,
V.
Protecting the President's safety is among the most important of law enforcement duties. The assassination of a President does violence not only to the individual who occupies the office and to the stability of the nation but also to the democratic ideals that guide our system of government. At the same time, the Constitution guarantees citizens freedom from unwarranted infringement of their rights to freedom of expression and movement.
For the reasons stated, we cannot conclude that the Officers balanced those competing considerations here in a way that violated clearly established law. We thus decide that they are entitled to qualified immunity on the claims asserted against them. The decision of the district court denying the Officers qualified immunity is reversed. The case is remanded with instructions to dismiss the complaint with prejudice.
The Plaintiffs-Appellees will be referred to as "OWS protesters" or "protesters."
The OWS protesters assert failure to intervene claims against Defendants James McNamara, Peter Loehle, and Stephen Latalardo. McNamara was the officer in command in the area of the Sheraton. Loehle was the sector commander for the area encompassing the Sheraton. And Latalardo admits he may have been the officer that actually closed and opened the press pen where the OWS protesters was detained.
Undisputedly authentic video evidence, part of the record on appeal, captured much of the scene.
The district court dismissed the protesters' claims against Raymond Kelly, Commissioner of the N.Y.P.D., and Joseph Esposito, Chief of Department of the N.Y.P.D. Because the protesters' complaint barely mentioned these defendants, and neither was present at the protest, the district court concluded the protesters' claims against these officers failed as a matter of law. It also dismissed the protesters' state law claims as duplicative of its federal claims. Neither of these rulings are at issue on this appeal.
This is not to say that the Officers could not introduce evidence to support a finding of efficacy. But, in the absence of such evidence, we cannot conclude on summary judgment that the protesters' detention advanced President Obama's physical safety so as to be reasonable in light of the special need presented.
Although the protesters did not raise this specific argument before the district court, the district court did consider its substance as one of the factors in determining that the Officers were not entitled to qualified immunity. Berg ,
Reference
- Full Case Name
- Phoebe BERG, individually and on behalf of a class of all others similarly situated, Toshiro Kida, individually and on behalf of a class of all others similarly situated, John Rivera, individually and on behalf of a class of all others similarly situated, Dayna Rozental, individually and on behalf of a class of all others similarly situated, Jonathan Jetter, individually and on behalf of a class of all others similarly situated v. NYCP Commissioner Raymond KELLY, Chief of NYC P.D. Joseph Esposito, James McNamara, Deputy Chief, in his individual and official capacities, Peter Loehle, Inspector, in his individual and official capacities, Stephen Latalardo, Lieutenant, in his individual and official capacities, John Doe, New York City Police Department, (whose identity is not currently known but who are known to be police officers and/or supervisory personnel of the New York City Police Department) in his individual and official capacities
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